We study the focusing 3d cubic NLS equation with H^1 data at the mass-energy threshold, namely, when M[u_0]E[u_0] = M[Q]E[Q]. In earlier works of Holmer-Roudenko and Duyckaerts-Holmer-Roudenko, the behavior of solutions (i.e., scattering and blow up in finite time) is classified when M[u_0]E[u_0] < M[Q]E[Q]. In this paper, we first exhibit 3 special solutions: e^{it}Q and Q^+, Q^-; here Q is the ground state, and Q^+, Q^- exponentially approach the ground state solution in the positive time direction, meanwhile Q^+ having finite time blow up and Q^- scattering in the negative time direction. Secondly, we classify solutions at this threshold and obtain that up to \dot{H}^{1/2} symmetries, they behave exactly as the above three special solutions, or scatter and blow up in both time directions as the solutions below the mass-energy threshold. These results are obtained by studying the spectral properties of the linearized Schroedinger operator in this mass-supercritical case, establishing relevant modulational stability and careful analysis of the exponentially decaying solutions to the linearized equation.
We consider the 3d cubic focusing nonlinear Schroedinger equation (NLS) i\partial_t u + Δu + |u|^2 u=0, which appears as a model in condensed matter theory and plasma physics. We construct a family of axially symmetric solutions, corresponding to an open set in H^1_{axial}(R^3) of initial data, that blow-up in finite time with singular set a circle in xy plane. Our construction is modeled on Raphaël's construction \cite{R} of a family of solutions to the 2d quintic focusing NLS, i\partial_t u + Δu + |u|^4 u=0, that blow-up on a circle.
The Fourier transforms of the products of two respectively three solutions of the free Schroedinger equation in one space dimension are estimated in mixed and, in the first case weighted, L^p - norms. Inserted into an appropriate variant of the Fourier restriction norm method, these estimates serve to prove local well-posedness of the Cauchy problem for the cubic nonlinear Schroedinger (NLS) equation with data u_0 in the function space ^L^r:=^H^r_0, where for s \in R the spaces ^H^r_s are defined by the norms ||u_0||_{^H^r_s}:=||^u_0||_{L^r'_ξ}, 1/r + 1/r'=1. Similar arguments, combined with a…
Scattering of radial $H^1$ solutions to the 3D focusing cubic nonlinear Schrödinger equation below a mass-energy threshold $M[u]E[u] < M[Q]E[Q]$ and satisfying an initial mass-gradient bound $\|u_0\|_{L^2} \|\nabla u_0 \|_{L^2} < \|Q\|_{L^2} \|\nabla Q\|_{L^2}$, where $Q$ is the ground state, was established in Holmer-Roudenko (2007). In this note, we extend the result in Holmer-Roudenko (2007) to non-radial $H^1$ data. For this, we prove a non-radial profile decomposition involving a spatial translation parameter. Then, in the spirit of Kenig-Merle (2006), we control via momentum conservation…
We prove the local-in-time well-posedness and the mass and energy conservation laws for a 3d cubic nonlinear Schroedinger equation with a real-valued potential.
For the 3d cubic nonlinear Schrödinger (NLS) equation, which has critical (scaling) norms $L^3$ and $\dot H^{1/2}$, we first prove a result establishing sufficient conditions for global existence and sufficient conditions for finite-time blow-up. For the rest of the paper, we focus on the study of finite-time radial blow-up solutions, and prove a result on the concentration of the $L^3$ norm at the origin. Two disparate possibilities emerge, one which coincides with solutions typically observed in numerical experiments that consist of a specific bump profile with maximum at the origin and focu…
We consider the cubic nonlinear Schrödinger equation in two space dimensions with an attractive potential. We study the asymptotic stability of the nonlinear bound states, i.e. periodic in time localized in space solutions. Our result shows that all solutions with small, localized in space initial data, converge to the set of bound states. Therefore, the center manifold in this problem is a global attractor. The proof hinges on dispersive estimates that we obtain for the non-autonomous, non-Hamiltonian, linearized dynamics around the bound states.
The nonlinear Schroedinger equation possesses three distinct six-parameter families of complex-valued quasi-periodic travelling waves, one in the defocusing case and two in the focusing case. All these solutions have the property that their modulus is a periodic function of x-ct for some real c. In this paper we investigate the stability of the small amplitude travelling waves, both in the defocusing and the focusing case. Our first result shows that these waves are orbitally stable within the class of solutions which have the same period and the same Floquet exponent as the original wave. Nex…
We consider the problem of identifying sharp criteria under which radial $H^1$ (finite energy) solutions to the focusing 3d cubic nonlinear Schrödinger equation (NLS) $i\partial_t u + Δu + |u|^2u=0$ scatter, i.e. approach the solution to a linear Schrödinger equation as $t\to \pm \infty$. The criteria is expressed in terms of the scale-invariant quantities $\|u_0\|_{L^2}\|\nabla u_0\|_{L^2}$ and $M[u]E[u]$, where $u_0$ denotes the initial data, and $M[u]$ and $E[u]$ denote the (conserved in time) mass and energy of the corresponding solution $u(t)$. The focusing NLS possesses a soliton solutio…
We prove global wellposedness in the energy space of the defocusing cubic nonlinear Schroedinger and Gross-Pitaevskii equations on the exterior of a non-trapping domain in dimension 3. The main ingredient is a Strichartz estimate obtained combining a semi-classical Strichartz estimate with a smoothing effect on exterior domains.
Consider the H^{1/2}-critical Schroedinger equation with a cubic nonlinearity in R^3, i \partial_t ψ+ Δψ+ |ψ|^2 ψ= 0. It admits an eight-dimensional manifold of periodic solutions called solitons e^{i(Γ+ vx - t|v|^2 + α^2 t)} ϕ(x-2tv-D, α), where ϕ(x, α) is a positive ground state solution of the semilinear elliptic equation -Δϕ+ α^2ϕ= ϕ^3. We prove that in the neighborhood of the soliton manifold there exists a H^{1/2} real analytic manifold N of asymptotically stable solutions of the Schroedinger equation, meaning they are the sum of a moving soliton and a dispersive term. Furthermore, a sol…
We study the energy-critical focusing nonlinear Schrödinger equation with an energy- subcritical perturbation. We show the existence of a ground state in the four or higher dimensions. Moreover, we give a sufficient and necessary condition for a solution to scatter, in the spirit of Kenig-Merle [16].
Consider the focusing cubic semilinear Schroedinger equation in R^3 i \partial_t ψ+ Δψ+ | ψ|^2 ψ= 0. It admits an eight-dimensional manifold of special solutions called ground state solitons. We exhibit a codimension-one critical real-analytic manifold N of asymptotically stable solutions in a neighborhood of the soliton manifold. We then show that N is centre-stable, in the dynamical systems sense of Bates-Jones, and globally-in-time invariant. Solutions in N are asymptotically stable and separate into two asymptotically free parts that decouple in the limit --- a soliton and radiation. Conve…
We consider the large data scattering problem for the 2D and 3D cubic-quintic NLS in the focusing-focusing regime. Our attention is firstly restricted to the 2D space, where the cubic nonlinearity is $L^2$-critical. We establish a new type of scattering criterion that is uniquely determined by the mass of the initial data, which differs from the classical setting based on the Lyapunov functional. At the end, we also formulate a solely mass-determining scattering threshold for the 3D cubic-quintic NLS in the focusing-focusing regime.
We consider the focusing cubic nonlinear Schrödinger equation with inverse-square potential in three space dimensions. We identify a sharp threshold between scattering and blowup, establishing a result analogous to that of Duyckaerts, Holmer, and Roudenko for the standard focusing cubic NLS. We also prove failure of uniform space-time bounds at the threshold.
We prove global existence and scattering for the defocusing, cubic nonlinear Schrödinger equation in $H^s(\rr^3)$ for $s > {4/5}$. The main new estimate in the argument is a Morawetz-type inequality for the solution $ϕ$. This estimate bounds $\|ϕ(x,t)\|_{L^4_{x,t}(\rr^3 \times \rr)}$, whereas the well-known Morawetz-type estimate of Lin-Strauss controls $\int_0^{\infty}\int_{\rr^3}\frac{(ϕ(x,t))^4}{|x|} dx dt
We revisit the scattering result of Holmer and Roudenko on the radial focusing cubic NLS in three space dimensions. Using the radial Sobolev embedding and a virial/Morawetz estimate, we give a simple proof of scattering below the ground state that avoids the use of concentration compactness.
This paper addresses the focusing cubic-quintic nonlinear Schrodinger equation in three space dimensions. Especially, we study the global dynamics of solutions whose energy and mass equal to those of the ground state in the sprits of Duyckaerts and Merle (2009). When we try to obtain the corresponding result, we meet several difficulties due to the cubic-quintic nonlinearity. We overcome them by using the one-pass theorem (no return theorem) developed by Nakanishi and Schlag (2012).
We consider the cubic Nonlinear Schroedinger Equation (NLS) in one space dimension, either focusing or defocusing. We prove that the solutions satisfy a-priori local in time Hs bounds in terms of the Hs size of the initial data for s >=-1/4 . This improves earlier results of Christ-Colliander-Tao [2] and of the authors [12]. The new ingredients are a localization in space and local energy decay, which we hope to be of independent interest.
We consider a nonlinear semi-classical Schroedinger equation for which quadratic oscillations lead to focusing at one point, described by a nonlinear scattering operator. The relevance of the nonlinearity was discussed by R. Carles, C. Fermanian-Kammerer and I. Gallagher for $L^2$-supercritical power-like nonlinearities and more general initial data. The present results concern the $L^2$-critical case, in space dimensions 1 and 2; we describe the set of non-linearizable data, which is larger, due to the scaling. As an application, we precise a result by F. Merle and L. Vega concerning finite t…
In this paper, we prove the global well-posedness for the focusing, cubic nonlinear Schrödinger equation on the product space $\mathbb{R} \times \mathbb{T}^3$ with initial data below the threshold that arises from the the ground state in the Euclidean setting. The defocusing analogue was discussed and proved in Ionescu-Pausader \cite{IPRT3} (Comm. Math. Phys. 312 (2012), no. 3, 781-831).
In this article, we prove the global well-posedness and scattering of the cubic focusing infinite coupled nonlinear Schrödinger system on $\mathbb{R}^2$ below the threshold in $L_x^2h^1(\mathbb{R}^2\times \mathbb{Z})$. We first establish the variational characterization of the ground state, and derive the threshold of the global well-posedness and scattering. Then we show the global well-posedness and scattering below the threshold by the concentration-compactness/rigidity method, where the almost periodic solution is excluded by adapting the argument in the proof of the mass-critical nonlinea…
We consider the focusing cubic NLS in the exterior $Ω$ of a smooth, compact, strictly convex obstacle in three dimensions. We prove that the threshold for global existence and scattering is the same as for the problem posed on Euclidean space. Specifically, we prove that if $E(u_0)M(u_0)<E(Q)M(Q)$ and $\|\nabla u_0\|_2\|u_0\|_2<\|\nabla Q\|_2\|Q\|_2$, the corresponding solution to the initial-value problem with Dirichlet boundary conditions exists globally and scatters to linear evolutions asymptotically in the future and in the past. Here, $Q(x)$ denotes the ground state for the focusing cubi…
In this paper, we consider a 3d cubic focusing nonlinear Schrödinger equation (NLS) with slowing decaying potentials. Adopting the variational method of Ibrahim-Masmoudi-Nakanishi \cite{IMN}, we obtain a condition for scattering. It is actually sharp in some sense since the solution will blow up if it's false. The proof of blow-up part relies on the method of Du-Wu-Zhang \cite{DWZ}
We prove two new results about the Cauchy problem for nonlinear Schroedinger equations on four-dimensional compact manifolds. The first one concerns global wellposedness for Hartree-type nonlinearities and includes approximations of cubic NLS on the sphere. The second one provides local wellposedness for quadratic nonlinearities in the case of zonal data on the sphere. Both results are based on new multilinear Strichartz-type estimates for the Schroedinger group.
The aim of this note is to adapt the strategy in [4][See,B.Dodson, J.Murphy, a new proof of scattering below the ground state for the 3D radial focusing cubic NLS, arXiv:1611.04195 ] to prove the scattering of radial solutions below sharp threshold for certain focusing fractional NLS with cubic nonlinearity. The main ingredient is to apply the fractional virial identity proved in [11][See,T.Boulenger, D.Himmelsbach,E.Lenzmann, Blow up for fractional NLS,J.Func.Anal,271(2016),2569-2603] to exclude the concentration of mass near the origin.
A slightly modified variant of the cubic periodic one-dimensional nonlinear Schroedinger equation is shown to admit weak solutions for all initial data in certain function spaces wider than L^2. These solutions depend uniformly continuously on the initial data, in the norms considered. The solutions are constructed as sums of infinite series of multilinear operators applied to initial data; no fixed point argument or energy inequality are used. In a companion paper we have shown that weak solutions in these same function spaces are however not unique.
In this article, we consider the focusing cubic nonlinear Schrödinger equation(NLS) in the exterior domain outside of a convex obstacle in $\mathbb{R}^3$ with Dirichlet boundary conditions. We revisit the scattering result below ground state of Killip-Visan-Zhang by utilizing Dodson and Murphy's argument and the dispersive estimate established by Ivanovici and Lebeau, which avoids using the concentration compactness. We conquer the difficulty of the boundary in the focusing case by establishing a local smoothing effect of the boundary. Based on this effect and the interaction Morawetz estimate…
We consider a cubic nonlinear Schroedinger equation with periodic potential. In a semiclassical scaling the nonlinear interaction of modulated pulses concentrated in one or several Bloch bands is studied. The notion of closed mode systems is introduced which allows for the rigorous derivation of a finite system of amplitude equations describing the macroscopic dynamics of these pulses.
Existence of homoclinic orbits in the cubic nonlinear Schrödinger equation under singular perturbations is proved. Emphasis is placed upon the regularity of the semigroup $e^{\e t \pa_x^2}$ at $\e = 0$. This article is a substantial generalization of \cite{LMSW96}, and motivated by the effort of Dr. Zeng \cite{Zen00a} \cite{Zen00b}. The mistake of Zeng in \cite{Zen00b} is corrected with a normal form transform approach. Both one and two unstable modes cases are investigated.
The nonlinear Schroedinger equation has several families of quasi-periodic travelling waves, each of which can be parametrized up to symmetries by two real numbers: the period of the modulus of the wave profile, and the variation of its phase over a period (Floquet exponent). In the defocusing case, we show that these travelling waves are orbitally stable within the class of solutions having the same period and the same Floquet exponent. This generalizes a previous work where only small amplitude solutions were considered. A similar result is obtained in the focusing case, under a non-degenera…
We consider the focusing cubic nonlinear Schrödinger equation \begin{align}\label{CNLSS} i\partial_t U+ΔU=-|U|^2U\quad\text{on $\mathbb{R}^2\times\mathbb{T}$}.\tag{3NLS} \end{align} Different from the 3D Euclidean case, the \eqref{CNLSS} is mass-critical and non-scale-invariant on the waveguide manifold $\mathbb{R}^2\times\mathbb{T}$, hence the underlying analysis becomes more subtle and challenging. We formulate thresholds using the 2D Euclidean ground state of the focusing cubic NLS and show that solutions of \eqref{CNLSS} lying below the thresholds are global and scattering in time. The pro…
Blow-up or grow-up for the focusing 3D cubic NLS with a repulsive inverse-power potential at the mass--energy threshold
Universidad del Valle（德爾瓦列大學）；Institute of Applied Physics and Computational Mathematics（應用物理與計算數學研究所）；Basque Center for Applied Mathematics（巴斯克應用數學中心）
We study the Cauchy problem for a system of two coupled nonlinear focusing Schroedinger equations arising in nonlinear optics. We discuss when the solutions are global in time or blow-up in finite time. Some results, in dependence of the data of the problem, are proved; in particular we give a bound, depending on the coupling parameter, for the blow-up threshold.
We prove local in time well-posedness for the Zakharov system in two space dimensions with large initial data in L^2 x H^{-1/2} x H^{-3/2}. This is the space of optimal regularity in the sense that the data-to-solution map fails to be smooth at the origin for any rougher pair of spaces in the L^2-based Sobolev scale. Moreover, it is a natural space for the Cauchy problem in view of the subsonic limit equation, namely the focusing cubic nonlinear Schroedinger equation. The existence time we obtain depends only upon the corresponding norms of the initial data - a result which is false for the cu…
We study the Cauchy problem for the cubic nonlinear Schroedinger equation, perturbed by (higher order) dissipative nonlinearities. We prove global in-time existence of solutions for general initial data in the energy space. In particular we treat the energy-critical case of a quintic dissipation in three space dimensions.
Consider the focusing 4D cubic wave equation \[ \partial_{tt}u-Δu-u^{3}=0,\quad \mbox{on}\ (t,x)\in [0,\infty)\times \mathbb{R}^{4}.\] The main result states the existence in energy space $\dot{H}^{1}\times L^{2}$ of multi-solitary waves where each traveling wave is generated by Lorentz transform from a specific excited state, with different but collinear Lorentz speeds. The specific excited state is deduced from the non-degenerate sign-changing state constructed in Musso-Wei [34]. The proof is inspired by the techniques developed for the 5D energy-critical wave equation and the nonlinear Klei…
The purpose of this work is to study the 3D focusing inhomogeneous nonlinear Schrödinger equation $$ i u_t +Δu+|x|^{-b}|u|^2 u = 0, $$ where $0<b<1/2$. Let $Q$ be the ground state solution of $-Q+ΔQ+ |x|^{-b}|Q|^{2}Q=0$ and $s_c=(1+b)/2$. We show that if the radial initial data $u_0$ belongs to $H^1(\mathbb{R}^3)$ and satisfies $E(u_0)^{s_c}M(u_0)^{1-s_c}<E(Q)^{s_c}M(Q)^{1-s_c}$ and $\| \nabla u_0 \|_{L^2}^{s_c} \|u_0\|_{L^2}^{1-s_c}<\|\nabla Q \|_{L^2}^{s_c} \|Q\|_{L^2}^{1-s_c}$, then the corresponding solution is global and scatters in $H^1(\mathbb{R}^3)$. Our proof is based in the ideas int…
We consider both the defocusing and focusing cubic nonlinear Klein--Gordon equations $$ u_{tt} - Δu + u \pm u^3 =0 $$ in two space dimensions for real-valued initial data $u(0)\in H^1_x$ and $u_t(0)\in L^2_x$. We show that in the defocusing case, solutions are global and have finite global $L^4_{t,x}$ spacetime bounds. In the focusing case, we characterize the dichotomy between this behaviour and blowup for initial data with energy less than that of the ground state. These results rely on analogous statements for the two-dimensional cubic nonlinear Schrödinger equation, which are known in the …
We study the dynamics of the focusing $3d$ cubic nonlinear Schrödinger equation in the exterior of a strictly convex obstacle at the mass-energy threshold, namely, when $ E_Ω[u_0] M_Ω[u_0] = E_{\R^3}[Q] M_{\R^3}[Q] $ and $ \left\| \nabla u_0 \right\|_{L^{2}(Ω)} \left\|u_0\right\|_{L^{2}(Ω)}< \left\| \nabla Q \right\|_{L^2(\R^3)} \left\| Q \right\|_{L^2(\R^3)} ,$ where $u_0 \in H^1_0(Ω)$ is the initial data, $Q$ is the ground state on the Euclidean space, $E$ is the energy and $M$ is the mass. In the whole Euclidean space Duyckaerts and Roudenko (following the work of Duyckaerts and Merle on th…
We study a class of focusing nonlinear Schroedinger-type equations derived recently by Dumas, Lannes and Szeftel within the mathematical description of high intensity laser beams [7]. These equations incorporate the possibility of a (partial) off-axis variation of the group velocity of such laser beams through a second order partial differential operator acting in some, but not necessarily all, spatial directions. We study the well-posedness theory for such models and obtain a regularizing effect, even in the case of only partial off-axis dependence. This provides an answer to an open problem …
This article is concerned with one dimensional dispersive flows with cubic nonlinearities on the real line. In a very recent work, the authors have introduced a broad conjecture for such flows, asserting that in the defocusing case, small initial data yields global, scattering solutions. Then this conjecture was proved in the case of a Schrödinger dispersion relation. In terms of scattering, our global solutions were proved to satisfy both global $L^6$ Strichartz estimates and bilinear $L^2$ bounds. Notably, no localization assumption is made on the initial data. In this article we consider th…
We study the cubic non linear Schrödinger equation (NLS) on compact surfaces. On the sphere $\mathbb{S}^2$ and more generally on Zoll surfaces, we prove that, for $s>1/4$, NLS is uniformly well-posed in $H^s$, which is sharp on the sphere. The main ingredient in our proof is a sharp bilinear estimate for Laplace spectral projectors on compact surfaces. On étudie l'équation de Schrödinger non linéaire (NLS) sur une surface compacte.Sur la sphère $\mathbb{S}^2$ et plus généralement sur toute surface de Zoll, on démontre que pour $s>1/4$, NLS est uniformément bien posée dans $H^s$, ce qui est opt…
The theory of group classification of differential equations is analyzed, substantially extended and enhanced based on the new notions of conditional equivalence group and normalized class of differential equations. Effective new techniques are proposed. Using these, we exhaustively describe admissible point transformations in classes of nonlinear (1+1)-dimensional Schroedinger equations, in particular, in the class of nonlinear (1+1)-dimensional Schroedinger equations with modular nonlinearities and potentials and some subclasses thereof. We then carry out a complete group classification in t…
In this paper, we consider the 3d cubic focusing inhomogeneous nonlinear Schrödinger equation with a potential $$ iu_{t}+Δu-Vu+|x|^{-b}|u|^{2}u=0,\;\;(t,x) \in {\bf{R}\times{\bf{R}}^{3}}, $$ where $0<b<1$. We first establish global well-posedness and scattering for the radial initial data $u_{0}$ in $H^{1}({\bf R}^{3})$ satisfying $M(u_{0})^{1-s_{c}}E(u_{0})^{s_{c}}<\mathcal{E}$ and $\|u_{0}\|_{L^{2}}^{2(1-s_{c})}\|H^{\frac{1}{2}}u_{0}\|_{L^{2}}^{2s_{c}}<\mathcal{K}$ provided that $V$ is repulsive, where $\mathcal{E}$ and $\mathcal{K}$ are the mass-energy and mass-kinetic of the ground states,…
We consider the dynamics of N bosons in one dimension. We assume that the pair interaction is attractive and given by N^{β-1}V(N^β\cdot) where \int V\leqslant 0. We develop new techniques in treating the N-body Hamiltonian so that we overcome the difficulties generated by the attractive interaction and establish new energy estimates. We also prove the optimal 1D collapsing estimate which reduces the regularity requirement in the uniqueness argument by half a derivative. We derive rigorously the one dimensional focusing cubic NLS with a quadratic trap as the N->\infty limit of the N-body dynami…
In this article we consider the Cauchy problem for the cubic focusing nonlinear Schrö\-dinger (NLS) equation on the line with initial datum close to a particular $N$-soliton. Using inverse scattering and the $\bar{\partial}$ method we establish the decay of the $L^{\infty}$ norm of the residual term in time.
We derive rigorously the 2D periodic focusing cubic NLS as the mean-field limit of the 3D focusing quantum many-body dynamics describing a dilute Bose gas with periodic boundary condition in the $x$-direction and a well of infinite-depth in the $z$-direction. Physical experiments for these systems are scarce. We find that, to fulfill the empirical requirement for observing NLS dynamics in experiments, namely, the kinetic energy dominates the potential energy, it is necessary to impose an extra restriction on the system parameters. This restriction gives rises to an unusual coupling constant.
We establish global well-posedness and scattering for solutions to the mass-critical nonlinear Schrödinger equation $iu_t + Δu = \pm |u|^2 u$ for large spherically symmetric L^2_x(\R^2) initial data; in the focusing case we require, of course, that the mass is strictly less than that of the ground state. As a consequence, we deduce that in the focusing case, any spherically symmetric blowup solution must concentrate at least the mass of the ground state at the blowup time. We also establish some partial results towards the analogous claims in other dimensions and without the assumption of sphe…
For the Schrödinger equation with a cubic-quintic, focusing-defocusing nonlinearity in one space dimension, we prove the asymptotic stability of solitary waves for a large range of admissible frequencies. For this model, the linearized problem around the solitary waves does not have internal mode nor resonance.
In this paper, we study the discrete cubic nonlinear Schroedinger lattice under Hamiltonian perturbations. First we develop a complete isospectral theory relevant to the hyperbolic structures of the lattice without perturbations. In particular, Backlund-Darboux transformations are utilized to generate heteroclinic orbits and Melnikov vectors. Then we give coordinate-expressions for persistent invariant manifolds and Fenichel fibers for the perturbed lattice. Finally based upon the above machinery, existence of codimension 2 transversal homoclinic tubes is established through a Melnikov type ca…
