This is the second in a series of works devoted to small non-selfadjoint perturbations of selfadjoint semiclassical pseudodifferential operators in dimension 2. As in our previous work, we consider the case when the classical flow of the unperturbed part is periodic. Under the assumption that the flow average of the leading perturbation vanishes identically, we show how to obtain a complete asymptotic description of the individual eigenvalues in certain domains in the complex plane, provided that the strength of the perturbation $ε$ is $\gg h^{1/2}$, or sometimes only $\gg h$, and enjoys the upper bound $ε={\cal O}(h^δ)$, for some $δ>0$.
This is the third in a series of works devoted to spectral asymptotics for non-selfadjoint perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2. We assume that the unperturbed operator has a periodic Hamilton flow, and study the remaining generic case; when the flow average of the perturbation has a saddle point
We consider non-selfadjoint perturbations of a self-adjoint $h$-pseudodifferential operator in dimension 2. In the present work we treat the case when the classical flow of the unperturbed part is periodic and the strength $ε$ of the perturbation satisfies $h^{δ_0} <ε\le ε_0$ for some $δ_0\in ]0,1/2[$ and a sufficiently small $ε_0>0$. We get a complete asymptotic description of all eigenvalues in certain rectangles $[-1/C,1/C]+iε[F_0-1/C,F_0+1/C]$. In particular we are able to treat the case when $ε>0$ is small but independent of $h$.
In this paper, we give a description of the spectrum of a class of non-selfadjoint perturbations of selfadjoint operators in dimension one and we show that it is given by Bohr-Sommerfeld quantization conditions. To achieve this, we make use of previous work by Michael Hitrik, Anders Melin and Johannes Sj{ö}strand. We also give an application of our result in the case of PT-symmetric pseudo-differential operators.
We study the distribution of eigenvalues for non-selfadjoint perturbations of selfadjoint semiclassical analytic pseudodifferential operators in dimension two, assuming that the classical flow of the unperturbed part is completely integrable. An asymptotic formula of Weyl type for the number of eigenvalues in a spectral band, bounded from above and from below by levels corresponding to Diophantine invariant Lagrangian tori, is established. The Weyl law is given in terms of the long time averages of the leading non-selfadjoint perturbation along the classical flow of the unperturbed part.
This is the first in a series of works devoted to small non-selfadjoint perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2. In the present work we treat the case when the classical flow of the unperturbed part is periodic and the strength $ε$ of the perturbation is $\gg h$ (or sometimes only $\gg h^2$) and bounded from above by $h^δ$ for some $δ>0$. We get a complete asymptotic description of all eigenvalues in certain rectangles $[-1/C, 1/C]+ iε[F_0-1/C,F_0+1/C]$.
We prove that some perturbation of a J-selfadjoint second order differential operator admits factorization and use this new representation of the operator to prove compactness of its resolvent and to find its domain.
In this paper, we consider an unbounded selfadjoint operator $A$ and its selfadjoint perturbations in the same Hilbert space $\mathcal{H}$. As S.Albeverio and P. Kurosov (2000), we call a selfadjoint operator $A_{1}$ the singular perturbation of $A$ if $A_{1}$ and {A} have different domains $\mathcal{D}(A),\mathcal{D}(A_{1})$ but $A=A_{1}$ on $\mathcal{D}(A)\cap\mathcal{D}(A_{1})$. Assuming that $A$ has absolutely continuous spectrum and the difference of resolvents $R_{z}(A_{1}) -R_{z}(A)$ of $A_{1}$ and $A$ for non-real $z$ is a trace class operator we find the explicit expression for the sc…
We give general spectral and eigenvalue perturbation bounds for a selfadjoint operator perturbed in the sense of the pseudo-Friedrichs extension. We also give several generalisations of the aforementioned extension. The spectral bounds for finite eigenvalues are obtained by using analyticity and monotonicity properties (rather than variational principles) and they are general enough to include eigenvalues in gaps of the essential spectrum.
We study spectral asymptotics for small non-selfadjoint perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2, assuming that the classical flow of the unperturbed part possesses several invariant Lagrangian tori enjoying a Diophantine property. We get complete asymptotic expansions for all eigenvalues in certain rectangles in the complex plane in two different cases: in the first case, we assume that the strength $ε$ of the perturbation is ${\cal O}(h^δ)$ for some $δ>0$ and is bounded from below by a fixed positive power of $h$. In the second case, $ε$ is assumed to be s…
We study semiclassical asymptotics for spectra of non-selfadjoint perturbations of selfadjoint analytic $h$-pseudodifferential operators in dimension 2, assuming that the classical flow of the unperturbed part is completely integrable. Complete asymptotic expansions are established for all individual eigenvalues in suitable regions of the complex spectral plane, near the edges of the spectral band, coming from rational flow-invariant Lagrangian tori.
We consider quite general $h$-pseudodifferential operators on $R^n$ with small random perturbations and show that in the limit of small $h$ the eigenvalues are distributed according to a Weyl law with a probabality that tends to 1. The first author has previously obtained a similar result in dimension 1. Our class of perturbations is different.
We study spectral properties of one-dimensional singular perturbations of an unbounded selfadjoint operator and give criteria for the possibility to remove the whole spectrum by a perturbation of this type. A counterpart of our results for the case of bounded operators provides a complete description of compact selfadjoint operators whose rank one perturbation is a Volterra operator.
We study Weyl-type perturbation theorems in the context of linear closed relations. We establish general results on perturbations for dissipative relations. In the particular case of selfadjoint relations, we study finite-rank perturbations and carry out a detailed analysis of the corresponding changes in the spectrum.
Let B=A+K where A is a bounded selfadjoint operator and K is an element of the von Neumann-Schatten ideal S_p with p>1. Let {λ_n} denote an enumeration of the discrete spectrum of B. We show that $\sum_n \dist(λ_n, σ(A))^p$ is bounded from above by a constant multiple of |K|_p^p. We also derive a unitary analog of this estimate and apply it to obtain new estimates on zero-sets of Cauchy transforms.
Let $ H_0=-\dd+V_0 $ be a multidimensional Schrödinger ope\-rator with a real-valued potential and infinite band spectrum, and $H=H_0+V$ be its non-selfadjoint perturbation defined with the help of Kato approach. We prove Lieb--Thirring type inequalities for the discrete spectrum of $H$ in the case when $V_0\in L^\infty(\br^d)$ and $V\in L^p(\br^d)$, $p>\max(d/2, 1)$.
We study the solvability complexity index (SCI) for unbounded selfadjoint operators on separable Hilbert spaces and perturbations thereof. In particular, we show that if the extended essential spectrum of a selfadjoint operator is convex, then the SCI for computing its spectrum is equal to 1. This result is then extended to relatively compact perturbations of such operators and applied to Schrödinger operators with compactly supported (complex valued) potentials to obtain SCI=1 in this case, as well.
We consider a non-selfadjoint $h$-differential model operator $P_h$ in the semiclassical limit ($h\rightarrow 0$) subject to random perturbations with a small coupling constant $δ$. Assume that $\exp(-\frac{1}{Ch}) < δ\ll h^κ$ for constants $C,κ>0$ suitably large. Let $Σ$ be the closure of the range of the principal symbol. We study the $2$-point intensity measure of the random point process of eigenvalues of the randomly perturbed operator $P_h^δ$ and prove an $h$-asymptotic formula for the average $2$-point density of eigenvalues. With this we show that two eigenvalues of $P_h^δ$ in the inte…
We study spectral properties of nonselfadjoint rank one perturbations of compact selfadjoint operators. The problems under consideration include completeness of eigenvectors, relations between completeness of the perturbed operator and its adjoint, and the spectral synthesis problem. We obtain new criteria for completeness and spectral synthesis in this class as well as a series of counterexamples which show that the spectral structure of rank one perturbations is, in general, unexpectedly rich and complicated. A parallel spectral theory is developed for one-dimensional singular perturbations …
We derive a description of the family of canonical selfadjoint extensions of the operator of multiplication in a de Branges space in terms of singular rank-one perturbations using distinguished elements from the set of functions associated with a de Branges space. The scale of rigged Hilbert spaces associated with this construction is also studied from the viewpoint of de Branges's theory.
We analyze the perturbations $T+B$ of a selfadjoint operator $T$ in a Hilbert space $H$ with discrete spectrum $\{t_k \}$, $T ϕ_k = t_k ϕ_k$, as an extension of our constructions in arXiv: 0912.2722 where $T$ was a harmonic oscillator operator. In particular, if $t_{k+1}-t_k \geq c k^{α- 1}, \quad α> 1/2$ and $\| B ϕ_k \| = o(k^{α- 1})$ then the system of root vectors of $T+B$, eventually eigenvectors of geometric multiplicity 1, is an unconditional basis in $H$.
We consider nonsymmetric rank one singular perturbations of a selfadjoint operator, i.e., an expression of the form $\tilde A = A + α\left\langle\cdot, ω_1\right\rangleω_2$, $ω_1\not = ω_2$, $α\in{\mathbb C}$, in a general case $ω_1,ω_2\in{\mathcal H}_{-2}$. Using a constructive description of the perturbed operator $\tilde A$, we investigate some spectral and approximations properties of $\tilde A$. The wave operators corresponding to the couple $A$, $\tilde A$ and a series of examples are also presented.
We prove quantitative bounds on the eigenvalues of non-selfadjoint unbounded operators obtained from selfadjoint operators by a perturbation that is relatively-Schatten. These bounds are applied to obtain new results on the distribution of eigenvalues of Schroedinger operators with complex potentials.
We derive a spectral representation for the oblate spheroidal wave operator which is holomorphic in the aspherical parameter $Ω$ in a neighborhood of the real line. For real $Ω$, estimates are derived for all eigenvalue gaps uniformly in $Ω$. The proof of the gap estimates is based on detailed estimates for complex solutions of the Riccati equation. The spectral representation for complex $Ω$ is derived using the theory of slightly non-selfadjoint perturbations.
This is a sequel of a recent article by Borichev-Golinskii-Kupin, where the authors obtain Blaschke-type conditions for special classes of analytic functions in the unit disk which satisfy certain growth hypotheses. These results were applied to get Lieb-Thirring inequalities for complex compact perturbations of a selfadjoint operator with a simply connected resolvent set. The first result of the present paper is an appropriate local version of the Blaschke-type condition from Borichev-Golinskii-Kupin. We apply it to obtain a similar condition for an analytic function in a finitely connected d…
We study the distribution of eigenvalues for selfadjoint $h$--pseudodifferential operators in dimension two, arising as perturbations of selfadjoint operators with a periodic classical flow. When the strength $\varepsilon$ of the perturbation is $\ll h$, the spectrum displays a cluster structure, and assuming that $\varepsilon \gg h^2$ (or sometimes $\gg h^{N_0}$, for $N_0 >1$ large), we obtain a complete asymptotic description of the individual eigenvalues inside subclusters, corresponding to the regular values of the leading symbol of the perturbation, averaged along the flow.
We study spectral asymptotics and resolvent bounds for non-selfadjoint perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2, assuming that the classical flow of the unperturbed part is completely integrable. Spectral contributions coming from rational invariant Lagrangian tori are analyzed. Estimating the tunnel effect between strongly irrational (Diophantine) and rational tori, we obtain an accurate description of the spectrum in a suitable window in the complex spectral plane, provided that the strength of the non-selfadjoint perturbation $\gg h$ (or sometimes $\gg h^…
We prove quantitative bounds on the eigenvalues of non-selfadjoint bounded and unbounded operators. We use the perturbation determinant to reduce the problem to one of studying the zeroes of a holomorphic function.
We consider some compact non-selfadjoint perturbations of fibered one-dimensional discrete Schrödinger operators. We show that the perturbed operator exhibits finite discrete spectrum under suitable\- regularity conditions.
We consider a non-selfadjoint $h$-differential model operator $P_h$ in the semiclassical limit ($h\rightarrow 0$) subject to small random perturbations. Furthermore, we let the coupling constant $δ$ be $\exp\{-\frac{1}{Ch}\}\leq δ\ll h^κ$ for constants $C,κ>0$ suitably large. Let $Σ$ be the closure of the range of the principal symbol. Previous results on the same model by Hager, Bordeaux-Montrieux and Sjöstrand show that if $δ\gg\exp\{-\frac{1}{Ch}\}$ there is, with a probability close to $1$, a Weyl law for the eigenvalues in the interior of the of the pseudospectrum up to a distance $\gg\le…
We consider a class of one-dimensional nonselfadjoint semiclassical pseudo-differential operators, subject to small random perturbations, and study the statistical properties of their (discrete) spectra, in the semiclassical limit $h\to 0$. We compare two types of random perturbation: a random potential vs. a random matrix. Hager and Sjöstrand had shown that, with high probability, the local spectral density of the perturbed operator follows a semiclassical form of Weyl's law, depending on the value distribution of the principal symbol of our pseudodifferential operator. Beyond the spectral de…
We construct quasimodes for some non-selfadjoint semiclassical operators at the boundary of the pseudo-spectrum using propagation of Hagedorn wave-packets. Assuming that the imaginary part of the principal symbol of the operator is non-negative and vanishes on certain points of the phase-space satisfying a subelliptic finite-type condition, we construct quasimodes that concentrate on these non-damped points. More generally, we apply this technique to construct quasimodes for non-selfadjoint semiclassical perturbations of the harmonic oscillator that concentrate on non-damped periodic orbits or…
The central problem we consider is the distribution of eigenvalues of closed linear operators which are not selfadjoint, with a focus on those operators which are obtained as perturbations of selfadjoint linear operators. Two methods are explained and elaborated. One approach uses complex analysis to study a holomorphic function whose zeros can be identified with the eigenvalues of the linear operator. The second method is an operator theoretic approach involving the numerical range. General results obtained by the two methods are derived and compared. Applications to non-selfadjoint Jacobi an…
We study a closed unbounded self-adoint operator Q acting on a Hilbert space H in the framework of Metric Abstract Elementary Classes (MAECS). We build a suitable MAEC for (H,Q), prove it is aleph 0 stable up to perturbations and characterize non-splitting and show it has the same properties as non-forking in superstable first order theorues. Also, we characterize equality, orthogonality and domination of (Galois) types in that MAEC.
Let $T$ be the generator of a $C_0$-semigroup $e^{-Tt}$ which is of finite trace for all $t>0$ (a Gibbs semigroup). Let $A$ be another closed operator, $T$-bounded with $T$-bound equal to zero. In general $T+A$ might not be the generator of a Gibbs semigroup. In the first half of this paper we give sufficient conditions on $A$ so that $T+A$ is the generator of a Gibbs semigroup. We determine these conditions in terms of the convergence of the Dyson-Phillips expansion corresponding to the perturbed semigroup in suitable Schatten-von Neumann norms. In the second half of the paper we consider $T=…
Let $H_0$ be a purely absolutely continuous selfadjoint operator acting on some separable infinite-dimensional Hilbert space and $V$ be a compact non-selfadjoint perturbation. We relate the regularity properties of $V$ to various spectral properties of the perturbed operator $H_0+V$. The structure of the discrete spectrum and the embedded eigenvalues are analysed jointly with the existence of limiting absorption principles in a unified framework. Our results are based on a suitable combination of complex scaling techniques, resonance theory and positive commutators methods. Various results sca…
We consider a general framework for investigating spectral pollution in the Galerkin method. We show how this phenomenon is characterised via the existence of particular Weyl sequences which are singular in a suitable sense. For a semi-bounded selfadjoint operator A we identify relative compactness conditions on a selfadjoint perturbation B ensuring that the limiting set of spectral pollution of A and B coincide. Our results show that, under perturbation, this limiting set behaves in a similar fashion as the essential spectrum.
We study resonances generated by rank one perturbations of selfadjoint operators with eigenvalues embedded in the continuous spectrum. Instability of these eigenvalues is analyzed and almost exponential decay for the associated resonant states is exhibited. We show how these results can be applied to Sturm-Liouville operators. Main tools are the Aronszajn-Donoghue theory for rank one perturbations, a reduction process of the resolvent based on Feshbach-Livsic formula, the Fermi golden rule and a careful analysis of the Fourier transform of quasi-Lorentzian functions. We relate these results to…
The Champagne bottle is one of the simplest and typical examples of Liouville integrable systems that exhibit a non-trivial classical monodromy. This geometrical invariant perturbs globally the existence of action-angle coordinates on the phrase space. However, our work shows a new way to detect the geometric modification on the phrase space by looking at the spectrum of a single operator, that is small non-selfadjoint perturbation of a selfadjoint semiclassical operator accepting the Hamiltonian of the Champagne bottle as its principal symbol.
Using a generalization of the moment problem and the extremal properties of spectral measures corresponding to the selfadjoint extensions of a regular symmetric operator, we study point mass perturbations of spectral measures. We obtain general results for a wide class of operators and apply them to the analysis of point mass perturbations of spectral measures pertaining to Bessel and generalized Schrödinger operators.
We study a semiclassical inverse spectral problem based on a spectral asymptotics result of arXiv:math/0502032, which applies to small non-selfadjoint perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2. The eigenvalues in a suitable complex window have an expansion in terms of a quantum Birkhoff normal form for the operator near several Lagrangian tori which are invariant under the classical dynamics and satisfy a Diophantine condition. In this work we prove that the normal form near a single Diophantine torus is uniquely determined by the associated eigenvalues. We a…
We consider $C=A+B$ where $A$ is selfadjoint with a gap $(a,b)$ in its spectrum and $B$ is (relatively) compact. We prove a general result allowing $B$ of indefinite sign and apply it to obtain a $(δV)^{d/2}$ bound for perturbations of suitable periodic Schrodinger operators and a (not quite)Lieb-Thirring bound for perturbations of algebro-geometric almost periodic Jacobi matrices.
We prove inclusion theorems for both spectra and essential spectra as well as two-sided bounds for isolated eigenvalues for Klein-Gordon type Hamiltonian operators. We first study operators of the form $JG$, where $J$, $G$ are selfadjoint operators on a Hilbert space, $J = J^* = J^{-1}$ and $G$ is positive definite and then we apply these results to obtain bounds of the Klein-Gordon eigenvalues under the change of the electrostatic potential. The developed general theory allows applications to some other instances, as e.g. the Sturm-Liouville problems with indefinite weight.
For a second-order strongly elliptic differential operator on an exterior domain in R^n it is known from works of Birman and Solomiak that a change of the boundary condition from the Dirichlet condition to an elliptic Neumann or Robin condition leaves the essential spectrum unchanged, in such a way that the spectrum of the difference between the inverses satisfies a Weyl-type asymptotic formula. We show that one can augment, but not diminish, the essential spectrum by imposition of other Neumann-type non-elliptic boundary conditions. - The results are extended to 2m-order operators, where it i…
We study a class of PT-symmetric semiclassical Schrödinger operators, which are perturbations of a selfadjoint one. Here, we treat the case where the unperturbed operator has a double-well potential. In the simple well case, two of the authors have proved in \cite{BoMe14} that, when the potential is analytic, the eigenvalues stay real for a perturbation of size O(1). We show here, in the double-well case, that the eigenvalues stay real only for exponentially small perturbations, then bifurcate into the complex domain when the perturbation increases and we get precise asymptotic expansions. The…
We study the variation of the discrete spectrum of a bounded non-negative operator in a Krein space under a non-negative Schatten class perturbation of order $p$. It turns out that there exist so-called extended enumerations of discrete eigenvalues of the unperturbed and the perturbed operator, respectively, whose difference is an $\ell^p$-sequence. This result is a Krein space version of a theorem by T.Kato for bounded selfadjoint operators in Hilbert spaces.
In this article, we study a class of non-selfadjoint Schr{ö}dinger operators H which are perturbation of some model operator H 0 satisfying a weighted coercive assumption. For the model operator H 0 , we prove that the derivatives of the resolvent satisfy some Gevrey estimates at threshold zero. As application, we establish large time expansions of semigroups e --tH and e --itH for t > 0 with subexponential time-decay estimates on the remainder, including possible presence of zero eigenvalue and real resonances.
The spectral flow is a well-known quantity in spectral theory that measures the variation of spectra about $0$ along paths of selfadjoint Fredholm operators. The aim of this work is twofold. Firstly, we consider homotopy invariance properties of the spectral flow and establish a simple formula which comprises its classical homotopy invariance and yields a comparison theorem for the spectral flow under compact perturbations. We apply our result to the existence of non-trivial solutions of boundary value problems of Hamiltonian systems. Secondly, the spectral flow was axiomatically characterised…
Let A(z) be an analytic square matrix and $λ_{0}$ an eigenvalue of A(0) of multiplicity m. Then under the generic condition, the characteristic polynomial of A(z) evaluated at $λ_{0}$ has a simple zero at z=0, we prove that the Jordan normal form of A(0) corresponding to the eigenvalue $λ_{0}$ consists of a single m-by-m Jordan block, the perturbed eigenvalues near $λ_{0}$ and their eigenvectors can be represented by a single convergent Puiseux series containing only powers of z^{1/m}, and there are explicit recursive formulas to compute all the Puiseux series coefficients from just the deriva…
This paper is concerned with emptyness of the essential spectrum, or equivalently compactness of the semigroup, for perturbations of selfadjoint operators that are bounded below (on an L^2-space). For perturbations by a (nonnegative) potential we obtain a simple criterion for compactness of the semigroup in terms of relative compactness of the operators of multiplication with characteristic functions of sublevel sets. In the context of Dirichlet forms, we can even characterize compactness of the semigroup for measure perturbations. Here, certain 'averages' of the measure outside of compact set…
Let A(x) be a holomorphic family of bounded self-adjoint operators on a separable Hilbert space H and let A(x)_n be the orthogonal compressions of A(x) to the span of first n elements of an orthonormal basis of H. The problem considered here is to approximate the spectrum of A(x) using the sequence of eigenvalues of A(x)_n. We show that the bounds of the essential spectrum and the discrete spectral values outside the bounds of essential spectrum of A(x) can be approximated uniformly on all compact subsets by the sequence of eigenvalue functions of A(x)_n. The known results for a bounded selfad…
