We study the behavior of diffeomorphisms, contained in the closure $\bar {\A_\a}$ (in the inductive limit topology) of the set $\A_\a$ of real-analytic diffeomorphisms of the torus $\Bbb T^2$, conjugated to the rotation $R_\a:(x,y)\mapsto (x + \a, y)$ by an analytic measure-preserving transformation. We show that for a generic $\a\in [0,1]$, $\bar {\A_\a}$ contains a dense set of uniquely ergodic diffeomorphisms. We also prove that $\bar {\A_\a}$ contains a dense set of diffeomorphisms that are minimal and non-ergodic.
In this paper we answer positively a question of whether it is possible for a circle diffeomorphism with breaks to be smoothly conjugate to a rigid rotation in the case when its breaks are lying on pairwise distinct trajectories. An example constructed is a piecewise linear circle homeomorphism that has four break points lying on distinct trajectories, and whose invariant measure is absolutely continuous w.r.t.\ the Lebesgue measure. The irrational rotation number for our example can be chosen a Roth number, but not of bounded type.
We prove that in the isotopy class of any volume preserving partially hyperbolic diffeomorphism in a $3$-dimensional manifold, there is a non-partially hyperbolic stably ergodic diffeomorphism. In particular, we provide new examples of stably ergodic diffeomorphisms in 3-dimensional manifolds with respect to a smooth volume measure.
We show stable ergodicity of a class of conservative diffeomorphisms which do not have any hyperbolic invariant subbundle. Moreover the uniqueness of SRB measures for non-conservative $C^1$ perturbations of such diffeomorphisms. This class contains strictly non-partially hyperbolic robustly transitive diffeomorphisms by Bonatti-Viana and so we answer their question about the stable ergodicity of such systems.
We construct a smooth hyperbolic volume preserving diffeomorphism on a four dimensional compact Riemannian manifold which has countably many ergodic components and is arbitrarily close to the identity map.
We prove that stable ergodicity is C r open and dense among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, for all r in [2,infty]. The proof follows Pugh-Shub program: among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, accessibility is C r open and dense, and essential accessibility implies ergodicity.
We prove that for every $ε>0$ there exists a minimal diffeomorphism $f:\T^{2}\rightarrow\T^{2}$ of class $C^{3-ε}$ and semiconjugate to an ergodic traslation, and have the following properties: zero entropy, sensitivity with respect to initial conditions and Li-Yorke chaos. These examples are obtained through the holonomy of the unstable foliation of Mañé's example of derived from Anosov diffeomorphism on $\T^3.$
In this work we exhibit a new criteria for ergodicity of diffeomorphisms involving conditions on Lyapunov exponents and general position of some invariant manifolds. On one hand we derive uniqueness of SRB-measures for transitive surface diffeomorphisms. On the other hand, using recent results on the existence of blenders we give a positive answer, in the $C^1$ topology, to a conjecture of Pugh-Shub in the context of partially hyperbolic conservative diffeomorphisms with two dimensional center bundle.
In this paper, we study the number of ergodic measures of maximal entropy for partially hyperbolic diffeomorphisms defined on $3-$torus with compact center leaves. Assuming the existence of a periodic leaf with Morse-Smale dynamics we prove a sharp upper bound for the number of maximal measures in terms of the number of sources and sinks of Morse-Smale dynamics. A well-known class of examples for which our results apply are the so-called Kan-type diffeomorphisms admitting physical measures with intermingled basins.
In this work we present an example of C^\infty-diffeomorphism of a compact 4-manifold such that it admits a global SRB measure μbut for which the special ergodic theorem doesn't hold. Namely, for this transformation there exist a continuous function ϕand a positive constant αsuch that the following holds: the set of the initial points for which the Birkhoff time averages of the function ϕdiffer from its μ--space average by at least αhas zero Lebesgue measure but full Hausdorff dimension.
We study the Siegel--Schröder center problem on the linearization of analytic germs of diffeomorphisms in several complex variables, in the Gevrey--$s$, $s>0$ category. We introduce a new arithmetical condition of Bruno type on the linear part of the given germ, which ensures the existence of a Gevrey--$s$ formal linearization. We use this fact to prove the effective stability, i.e. stability for finite but long time, of neighborhoods of the origin for the analytic germ.
In this work we obtain some metric and ergodic properties of $C^{1+}$ partially hyperbolic diffeomorphisms with one-dimensional topological neutral center, mainly regarding the behavior of its center foliation. Based on a trichotomy for the center conditional measures of any invariant ergodic measure, we show that if these conditionals have full support, then the center foliation is leafwise absolutely continuous, the diffeomorphism is Bernoulli in the $C^{1+}$ case, and an invariance principle occurs in the sense that M may be covered by a finite number of open sets where the system of center…
In [15] the authors proved the Pugh-Shub conjecture for partially hyperbolic diffeomorphisms with 1-dimensional center, i.e. stable ergodic diffeomorphism are dense among the partially hyperbolic ones. In this work we address the issue of giving a more accurate description of this abundance of ergodicity. In particular, we give the first examples of manifolds in which all conservative partially hyperbolic diffeomorphisms are ergodic.
Let $ G $ be a connected, simply connected nilpotent Lie group and $ Γ< G $ a lattice. We prove that each ergodic diffeomorphism $ ϕ(xΓ)=uA(x)Γ$ on the nilmanifold $ G/Γ$, where $ u\in G $ and $ A:G\to G $ is a unipotent automorphism satisfying $ A(Γ)=Γ$, enjoys the property of asymptotically orthogonal powers (AOP). Two consequences follow: (i) Sarnak's conjecture on Möbius orthogonality holds in every uniquely ergodic model of an ergodic affine unipotent diffeomorphism; (ii) For ergodic affine unipotent diffeomorphisms themselves, the Möbius orthogonality holds on so called typical short int…
We study the ergodic theory of non-conservative C^1-generic diffeomorphisms. First, we show that homoclinic classes of arbitrary diffeomorphisms exhibit ergodic measures whose supports coincide with the homoclinic class. Second, we show that generic (for the weak topology) ergodic measures of C^1-generic diffeomorphisms are nonuniformly hyperbolic: they exhibit no zero Lyapunov exponents. Third, we extend a theorem by Sigmund on hyperbolic basic sets: every isolated transitive set L of any C^1-generic diffeomorphism f exhibits many ergodic hyperbolic measures whose supports coincide with the w…
If a non-ergodic, partially hyperbolic diffeomorphism on the 3-torus is homotopic to an Anosov diffeomorphism $A$, it is topologically conjugate to $A$.
We consider finitely generated groups of real-analytic circle diffeomorphisms. We show that if such a group admits an exceptional minimal set (i.e., a minimal invariant Cantor set), then its Lebesgue measure is zero; moreover, there are only finitely many orbits of connected components of its complement. For the case of minimal actions, we show that if the underlying group is (algebraically) free, then the action is ergodic with respect to the Lebesgue measure. This provides first answers to questions due to É. Ghys, G. Hector and D. Sullivan.
We provide a complete system of analytic invariants for unfoldings of non-linearizable resonant complex analytic diffeomorphisms as well as its geometrical interpretation. In order to fulfill this goal we develop an extension of the Fatou coordinates with controlled asymptotic behavior in the neighborhood of the fixed points. The classical constructions are based on finding regions where the dynamics of the unfolding is topologically stable. We introduce a concept of infinitesimal stability leading to Fatou coordinates reflecting more faithfully the analytic nature of the unfolding. These impr…
Let G a group of germs of analytic diffeomorphisms in (C^2,0). We find some remarkable properties supposing that G is finite, linearizable, abelian nilpotent and solvable. In particular, if the group is abelian and has a generic dicritic diffeomorphisms, then the group is a subgroup of a 1-parametric group. In addition, we study the topological behaviour of the orbits of a dicritic diffeomorphisms. Last, we find some invariants in order to know when two diffeomorphisms are formally conjugates.
We give a description of ergodic components of SRB measures in terms of ergodic homoclinic classes associated to hyperbolic periodic points. For transitive surface diffeomorphisms, we prove that there exists at most one SRB measure.
We show that every codimension one partially hyperbolic diffeomorphism must support on $\mathbb{T}^{n}$. It is locally uniquely integrable and derived from a linear codimension one Anosov diffeomorphism. Moreover, this system is intrinsically ergodic, and the A. Katok's conjecture about the existence of ergodic measures with intermediate entropies holds for it.
A smooth diffeomorphism is said to be distributionally uniquely ergodic (DUE for short) when it is uniquely ergodic and its unique invariant probability measure is the only invariant distribution (up to multiplication by a constant). Ergodic translations on tori are classical examples of DUE diffeomorphisms. In this article we construct DUE diffeomorphisms supported on closed manifolds different from tori, providing some counterexamples to a conjecture proposed by Forni in [For08].
The center bundle of a conservative partially hyperbolic diffeomorphism $f$ is called robustly non-hyperbolic if any conservative diffeomorphism which is $C^1$-close to $f$ has non-hyperbolic center bundle. In this paper, we prove that stable ergodicity is $C^1$-dense among conservative partially hyperbolic systems with robust non-hyperbolic center.
In this work we obtain a new criterion to establish ergodicity and non-uniform hyperbolicity of smooth measures of diffeomorphisms. This method allows us to give a more accurate description of certain ergodic components. The use of this criterion in combination with topological devices such as blenders lets us obtain global ergodicity and abundance of non-zero Lyapunov exponents in some contexts. In the partial hyperbolicity context, we obtain that stably ergodic diffeomorphisms are C^1-dense among volume preserving partially hyperbolic diffeomorphisms with two-dimensional center bundle. This …
We show that for a $C^1$-open and $C^{r}$-dense subset of the set of ergodic iterated function systems of conservative diffeomorphisms of a finite-volume manifold of dimension $d\geq 2$, the extremal Lyapunov exponents do not vanish. In particular, the set of non-uniform hyperbolic systems contains a $C^1$-open and $C^r$-dense subset of ergodic random products of i.i.d. conservative surface diffeomorphisms.
We study the ergodicity of non-autonomous discrete dynamical systems with non-uniform expansion. As an application we get that any uniformly expanding finitely generated semigroup action of $C^{1+α}$ local diffeomorphisms of a compact manifold is ergodic with respect to the Lebesgue measure. Moreover, we will also prove that every exact non-uniform expandable finitely generated semigroup action of conformal $C^{1+α}$ local diffeomorphisms of a compact manifold is Lebesgue ergodic.
In this paper, we show that for several interesting systems beyond uniform hyperbolicity, any generic continuous function has a unique maximizing measure with zero entropy. In some cases, we also know that the maximizing measure has full support. These interesting systems including singular hyperbolic attractors, $C^\infty$ surface diffeomorphisms and diffeomorphisms away from homoclinic tangencies.
We give explicit $C^1$-open conditions that ensure that a diffeomorphism possesses a nonhyperbolic ergodic measure with positive entropy. Actually, our criterion provides the existence of a partially hyperbolic compact set with one-dimensional center and positive topological entropy on which the center Lyapunov exponent vanishes uniformly. The conditions of the criterion are met on a $C^1$-dense and open subset of the set of a diffeomorphisms having a robust cycle. As a corollary, there exists a $C^1$-open and dense subset of the set of non-Anosov robustly transitive diffeomorphisms consisting…
We construct examples of robustly transitive and stably ergodic partially hyperbolic diffeomorphisms $f$ on compact $3$-manifolds with fundamental groups of exponential growth such that $f^n$ is not homotopic to identity for all $n>0$. These provide counterexamples to a classification conjecture of Pujals.
In this paper, we define and study unstable measure theoretic pressure for C^1-smooth partially hyperbolic diffeomorphisms with sub-additive potentials. For any ergodic measure, we show that this unstable metric pressure equals the corresponding unstable measure theoretic entropy plus the Lyapunov exponents with respect to the ergodic measure. On the other hand, we also define unstable topological and metric pressure in terms of the Bowen's picture and the capacity picture. We show that all these definitions of unstable metric pressure actually coincide for any ergodic measure.
We prove that every robustly transitive and every stably ergodic symplectic diffeomorphism on a compact manifold admits a dominated splitting. In fact, these diffeomorphisms are partially hyperbolic.
We consider area--preserving diffeomorphisms on tori with zero entropy. We classify ergodic area--preserving diffeomorphisms of the 3--torus for which the sequence $\{Df^n\}_{n\in{\Bbb N}}$ has polynomial growth. Roughly speaking, the main theorem says that every ergodic area--preserving $C^2$--diffeomorphism with polynomial uniform growth of the derivative is $C^2$--conjugate to a 2--steps skew product of the form \[\tor^3\ni(x_1,x_2,x_3)\mapsto (x_1+α,\ep x_2+β(x_1),x_3+γ(x_1,x_2))\in\tor^3,\] where $\ep=\pm 1$. We also indicate why there is no 4--dimensional analogue of the above result. Ra…
We consider diffeomorphisms in the $C^\infty$-closure of the conjugancy class of translations of the 2-torus. By a theorem of Fathi and Herman, a generic diffeomorphism in that space is minimal and uniquely ergodic. We define a new mixing-like property, which takes into account the "directions" of mixing, and we prove that generic elements of the space in question satisfy this property. As a consequence, we show that there is a residual set of strictly ergodic diffeomorphisms without invariant foliations of any kind. We also obtain an analytic version of these results.
Quasi-invariant measures for non-discrete groups of diffeomorphisms containing a Morse-Smale dynamics are studied. The assumption concerning the presence of a Morse-Smale dynamics allows us to extend to higher dimensions a number of recently established results for non-discrete groups acting on the circle. These results are also applied to show that, for many groups as above, every continuous orbit equivalence must coincide almost everywhere with a diffeomorphism of the corresponding manifold.
We consider the space of $C^1$-diffeomorphims equipped with the $C^1$-topology on a three dimensional closed manifold. It is known that there are open sets in which $C^1$-generic diffeomorphisms display uncountably many chain recurrences classes, while only countably many of them may contain periodic orbits. The classes without periodic orbits, called aperiodic classes, are the main subject of this paper. The aim of the paper is to show that aperiodic classes of $C^1$-generic diffeomorphisms can exhibit a variety of topological properties. More specifically, there are $C^1$-generic diffeomorph…
We consider C1 Anosov diffeomorphisms on a compact Riemannian manifold. We define the weak pseudo-physical measures, which include the physical measures when these latter exist. We prove that ergodic weak pseudo-physical measures do exist, and that the set of invariant probability measures that satisfy Pesin's Entropy Formula is the weak*-closed convex hull of the ergodic weak pseudo-physical measures. In brief, we give in the C1-scenario of uniform hyperbolicity, a characterization of Pesin's Entropy Formula in terms of physical-like properties.
In this paper, we provide a technique result on the existence of Gibbs cu-states for diffeomorphisms with dominated splittings. More precisely, for given $C^2$ diffeomorphim $f$ with dominated splitting $T_ΛM = E\oplus F$ on an attractor $Λ$, by considering some suitable random perturbation of $f$, we show that for any zero noise limit of ergodic stationary measures, if it has positive integrable Lyapunov exponents along invariant sub-bundle $E$, then its ergodic components contain Gibbs cu-states associated to $E$. With this technique, we show the existence of SRB measures and physical measur…
We construct a plethora of Anosov-Katok diffeomorphisms with non-ergodic generic measures and various other mixing and topological properties. We also construct an explicit collection of the set containing the generic points of the system with interesting values of its Hausdorff dimension.
The isomorphism problem in ergodic theory was formulated by von Neumann in 1932 in his pioneering paper Zur Operatorenmethode in der klassischen Mechanik (Ann. of Math. (2), 33(3):587--642, 1932). The problem has been solved for some classes of transformations that have special properties, such as the collection of transformations with discrete spectrum or Bernoulli shifts. This paper shows that a general classification is impossible (even in concrete settings) by showing that the collection $E$ of pairs of ergodic, Lebesgue measure preserving diffeomorphisms $(S,T)$ of the 2-torus that are is…
We prove that for some manifolds $M$ the set of robustly transitive partially hyperbolic diffeomorphisms of $M$ with one-dimensional nonhyperbolic centre direction contains a $C^1$-open and dense subset of diffeomorphisms with nonhyperbolic measures which are ergodic, fully supported and have positive entropy. To do so, we formulate abstract conditions sufficient for the construction of an ergodic, fully supported measure $μ$ which has positive entropy and is such that for a continuous function $ϕ\colon X\to\mathbb{R}$ the integral $\intϕ\,dμ$ vanishes. The criterion is an extended version of …
In this article we intend to contribute in the understanding of the ergodic properties of the set RT of robustly transitive local diffeomorphisms on a compact manifold M without boundary. We prove that there exists a C^1 residual subset R_0 of RT such that any f in R_0 has a residual subset of M with dense pre-orbits. Moreover, C^1 generically in the space of local diffeomorphisms with no splitting and all points with dense pre-orbit, there are uncountably many ergodic expanding invariant measures with full support and exhibiting exponential decay of correlations. In particular, these results …
A $C^\infty$ surface diffeomorphism admits a SRB measure if and only if the set \left \{x, \limsup_n \frac{1}{ n} \log \|d_xf^n \|> 0\right\} has positive Lebesgue measure. Moreover the basins of the ergodic SRB measures are covering this set Lebesgue almost everywhere. We also obtain similar results for $C^r$ surface diffeomorphisms with $+\infty>r>1$.
We prove that for a generic $C^1$-diffeomorphism existence of a homoclinic class with periodic saddles of different indices (dimension of the unstable bundle) implies existence an invariant ergodic non-hyperbolic (one of the Lyapunov exponents is equal to zero) measure of $f$.
This article is devoted to the study of the historic set of ergodic averages in some nonuniformly hyperbolic systems. In particular, our results hold for the robust classes of multidimensional nonuniformly expanding local diffeomorphisms and Viana maps.
We present an example of a $\mathcal{C}^1$-robustly transitive skew-product with non-trivial, non-hyperbolic action on homology. The example is conservative, ergodic, non-uniformly hyperbolic and its fiber directions cannot be decomposed into two dominated expanded/contracted bundles.
We prove that, for $C^1$-generic diffeomorphisms, if a homoclinic class is not hyperbolic, then there is a non-hyperbolic ergodic measure supported on it. This proves a conjecture by Díaz and Gorodetski [28]. We also discuss the conjectured existence of periodic points with different stable dimension in the class.
Recently Matthew Foreman and Benjamin Weiss showed in a series of papers that smooth ergodic diffeomorphisms of a compact manifold are unclassifiable up to measure-isomorphism. In this paper we show that the uniform circular systems used in the work of Foreman-Weiss admit real-analytic realizations on the torus. As a consequence we obtain the same anti-classification result for real-analytic ergodic diffeomorphisms on the torus. In another application we show the existence of an uncountable family of pairwise non-Kakutani equivalent real-analytic diffeomorphisms on the torus.
