Lorenzo J. Diaz, Anton Gorodetski
We prove that for a generic $C^1$-diffeomorphism existence of a homoclinic class with periodic saddles of different indices (dimension of the unstable bundle) implies existence an invariant ergodic non-hyperbolic (one of the Lyapunov exponents is equal to zero) measure of $f$.
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This work contains the following results: the trajectory fullness of the homoclinic groups, their connections with factors, K-property, weak multiple mixing; the ergodicity of the weakly homoclinic group for Gauss and Poisson actions; the triviality of the weakly homoclinic group for classes of rank-1 actions. Some open problems are discussed.
We consider a family of homoclinic groups and Gordin's type invariants of measure-preserving actions, state their connections with factors, full groups, ranks, rigidity, multiple mixing and realize such invariants in the class of Gaussian and Poisson suspensions.
We prove that, for $C^1$-generic diffeomorphisms, if a homoclinic class is not hyperbolic, then there is a non-hyperbolic ergodic measure supported on it. This proves a conjecture by Díaz and Gorodetski [28]. We also discuss the conjectured existence of periodic points with different stable dimension in the class.
1. We answer Michael Gordin's question providing singular spectrum for transformations with homoclinic Bernoulli flows via Poisson suspensions induced by modified Sidon rank-one constructions. 2. We give homoclinic proof of Emmanuel Roy's theorem on multiple mixing of Poisson suspensions, adding new examples to Jonathan King's ergodic homoclinic groups of special zero-entropy transformations. 3. Sasha Prikhod'ko found the fast decay of correlations for some iceberg automorphisms. We get similar correlations for a class of infinite rank-one Sidon transformations. This version is based on "On Mi…
Homoclinic classes for flows: ergodicity and SRB measures
本文研究了流中同宿类的遍历性与SRB测度，证明了特定条件下同宿类交集的遍历性，并探讨了正则SRB测度的相关结果。
Non-hyperbolic ergodic measures and horseshoes in partially hyperbolic homoclinic classes
针对鲁棒非双曲传递微分同胚，本文证明其同宿类中每个遍历测度（含非双曲情形）均可由双曲集在弱*拓扑与熵意义下逼近。
We show that any diffeomorphism of a compact manifold can be C1 approximated by diffeomorphisms exhibiting a homoclinic tangency or by diffeomorphisms having a partial hyperbolic structure.
We prove that every sectional-hyperbolic Lyapunov stable set contains a nontrivial homoclinic class.
We prove that any diffeomorphism of a compact manifold can be approximated in topology C1 by another diffeomorphism exhibiting a homoclinic bifurcation (a homoclinic tangency or a heterodimensional cycle) or by one which is essentially hyperbolic (it has a finite number of transitive hyperbolic attractors with open and dense basin of attraction).
In this paper we establish a closing property and a hyperbolic closing property for thin trapped chain hyperbolic homoclinic classes with one dimensional center in partial hyperbolicity setting. Taking advantage of theses properties, we prove that the growth rate of the number of hyperbolic periodic points is equal to the topological entropy. We also obtain that the hyperbolic periodic measures are dense in the space of invariant measures.
Homoclinic points of symplectic partially hyperbolic systems with 2D centre
本文研究一类通有辛部分双曲微分同胚，证明其中每个双曲周期点都具有横截同宿点。
We prove that any diffeomorphism of a compact manifold can be C^1-approximated by a diffeomorphism which exhibits a homoclinic bifurcation (a homoclinic tangency or a heterodimensional cycle) or by a diffeomorphism which is partially hyperbolic (its chain-recurrent set splits into partially hyperbolic pieces whose centre bundles have dimensions less or equal to two). We also study in a more systematic way the central models introduced in arXiv:math/0605387.
We study small perturbations of a sectional hyperbolic set of a vector field on a compact manifold. Indeed, we obtain robustly finiteness of homoclinic classes on this scenary. Moreover, since attractor and repeller sets are particular cases of homoclinic classes, this result improve (A. M. López B, Finiteness and existence of attractors and repellers on sectional hyperbolic sets, Discrete and Continuous Dynamical Systems-A 37).
We prove here that in the complement of the closure of the hyperbolic surface diffeomorphisms, the ones exhibiting a homoclinic tangency are C^1 dense. This represents a step towards the global understanding of dynamics of surface diffeomorphisms.
A {\em singular hyperbolic set} is a partially hyperbolic set with singularities (all hyperbolic) and volume expanding central direction \cite{MPP1}. We study connected, singular-hyperbolic, attracting sets with dense closed orbits {\em and only one singularity}. These sets are shown to be transitive for most $C^r$ flows in the Baire's second category sence. In general these sets are shown to be either transitive or the union of two homoclinic classes. In the later case we prove the existence of finitely many homoclinic classes. Our results generalize for singular-hyperbolic systems a well kno…
Lyapunov spectrum of homoclinic classes
研究同宿类C^1泛型微分同胚的测度的李雅普诺夫谱，证明其内部非空，且内部任意向量对应于同宿类上完全支撑的测度的谱。
We consider a Hamiltonian system which has an elliptic-hyperbolic equilibrium with a homoclinic loop. We identify the set of orbits which are homoclinic to the center manifold of the equilibrium via a Lyapunov- Schmidt reduction procedure. This leads to the study of a singularity which inherits certain structure from the Hamiltonian nature of the system. Under non-degeneracy assumptions, we classify the possible Morse indices of this singularity, permitting a local description of the set of homoclinic orbits. We also consider the case of time-reversible Hamiltonian systems.
We prove that any vector field on a three-dimensional compact manifold can be approximated in the C1-topology by one which is singular hyperbolic or by one which exhibits a homoclinic tangency associated to a regular hyperbolic periodic orbit. This answers a conjecture by Palis. During the proof we obtain several other results with independent interest: a compactification of the rescaled sectional Poincaré flow and a generalization of Mañé-Pujals-Sambarino theorem for three-dimensional C2 vector fields with singularities.
We prove that, for $C^1$-generic diffeomorphisms, if the periodic orbits contained in a homoclinic class $H(p)$ have all their Lyapunov exponents bounded away from 0, then $H(p)$ must be (uniformly) hyperbolic. This is in sprit of the works of the stability conjecture, but with a significant difference that the homoclinic class $H(p)$ is not known isolated in advance, hence the "weak" periodic orbits created by perturbations near the homoclinic class have to be guaranteed strictly inside the homoclinic class. In this sense the problem is of an "intrinsic" nature, and the classical proof of the…
We show that $C^1$-generically for diffeomorphisms of manifolds of dimension $d\geq3$, a homoclinic class containing saddles of different indices has a residual subset where the orbit of any point has historic behavior.
In this paper we study structurally stable homoclinic classes. In a natural way, the structural stability for an individual homoclinic class is defined through the continuation of periodic points. Since the homoclinic classes is not innately locally maximal, it is hard to answer whether structurally stable homoclinic classes are hyperbolic. In this article, we make some progress on this question. We prove that if a homoclinic class is structurally stable, then it admits a dominated splitting. Moreover we prove that codimension one structurally stable classes are hyperbolic. Also, if the diffeo…
We prove that every $C^1$ generic three-dimensional flow has either infinitely many sinks, or, infinitely many hyperbolic or singular-hyperbolic attractors whose basins form a full Lebesgue measure set. We also prove in the orientable case that the set of accumulation points of the sinks of a $C^1$ generic three-dimensional flow has no dominated splitting with respect to the linear Poincaré flow. As a corollary we obtain that every three-dimensional flow can be $C^1$ approximated by flows with homoclinic tangencies or by singular-Axiom A flows.
Ergodic measures with multi-zero Lyapunov exponents inside homoclinic classes
本文研究 $C^1$ 泛型微分同胚同宿类中的非双曲遍历测度，证明在指标跨度且缺少相应支配分裂，或中心丛满足周期轨道 Jacobian 条件时，可构造多个中心 Lyapunov 指数为零且支集覆盖整个同宿类的测度。
We show that the space of hyperbolic ergodic measures of a given index supported on an isolated homoclinic class is path connected and entropy dense provided that any two hyperbolic periodic points in this class are homoclinically related. As a corollary we obtain that the closure of this space is also path connected.
We provide examples of transitive partially hyperbolic dynamics (specific but paradigmatic examples of homoclinic classes) which blend different types of hyperbolicity in the one-dimensional center direction. These homoclinic classes have two disjoint parts: an "exposed" piece which is poorly homoclinically related with the rest and a "core" with rich homoclinic relations. There is an associated natural division of the space of ergodic measures which are either supported on the exposed piece or on the core. We describe the topology of these two parts and show that they glue along nonhyperbolic…
We prove a conjecture of J. Palis: any diffeomorphism of a compact manifold can be C1-approximated by a Morse-Smale diffeomorphism or by a diffeomorphism having a transverse homoclinic intersection. ----- Cr'eation d'intersection homoclines : un mod`ele pour la dynamique centrale des syst`emes partiellement hyperboliques. Nous montrons une conjecture de J. Palis : tout diff'eomorphisme d'une vari'et'e compacte peut ^etre approch'e en topologie C1 par un diff'eomorphisme Morse-Smale ou par un diff'eomorphisme ayant une intersection homocline transverse.
Works of Liao, Mañé, Franks, Aoki and Hayashi characterized lack of hyperbolicity for diffeomorphisms by the existence of weak periodic orbits. In this note we announce a result which can be seen as a local version of these works: for C$^1$-generic diffeomorphism, a homoclinic class either is hyperbolic or contains a sequence of periodic orbits that have a Lyapunov exponent arbitrarily close to 0. Des travaux de Liao, Mañé, Franks, Aoki et Hayashi ont caractérisé le manque d'hyperbolicité des difféomorphismes par l'existence d'orbites périodiques faibles. Dans cette note, nous annonçons un rés…
We prove that for $C^1$ generic diffeomorphisms, every expansive homoclinic class is hyperbolic.
Homoclinic classes with shadowing property
本文证明了对于$C^1$通有微分同胚，孤立同宿类具有跟踪性质当且仅当其为双曲基本集。
We study the continuation of periodic orbits from various compound of homoclinics in classical system. Together with the homoclinics, the periodic orbits make up a $C^1$-smooth, normally hyperbolic invariant cylinder with holes. It plays a key role to cross multiple resonant point.
We show a $C^r$ connecting lemma for area-preserving surface diffeomorphisms and for periodic Hamiltonian on surfaces. We prove that for a generic $C^r$, $r=1, 2, ...$, $\infty$, area-preserving diffeomorphism on a compact orientable surface, homotopic to identity, every hyperbolic periodic point has a transversal homoclinic point. We also show that for a $C^r$, $r=1, 2, ...$, $\infty$ generic time periodic Hamiltonian vector field in a compact orientable surface, every hyperbolic periodic trajectory has a transversal homoclinic point. The proof explores the special properties of diffeomorphis…
We study the effect of time-dependent, non-conservative perturbations on the dynamics along homoclinic orbits to a normally hyperbolic invariant manifold. We assume that the unperturbed system is Hamiltonian, and the normally hyperbolic invariant manifold is parametrized via action-angle coordinates. The homoclinic excursions can be described via the scattering map, which gives the future asymptotic of an orbit as a function of the past asymptotic. We provide explicit formulas, in terms of convergent integrals, for the perturbed scattering map expressed in action-angle coordinates. We illustra…
Periodic measures and partially hyperbolic homoclinic classes
本文证明鲁棒环产生的非双曲遍历测度在 C^1 开稠条件下可由周期测度逼近，并刻画一维中心部分双曲系统中遍历测度闭包的凸集结构。
In this paper we study some generic properties of the geodesic flows on a convex sphere. We prove that, $C^r$ generically ($2\le r\le\infty$), every hyperbolic closed geodesic admits some transversal homoclinic orbits.
Finitness of measured homoclinic classes with large Lyapunov exponents for $\mathcal{C}^2$ surface diffeomorphisms
本文证明了 $\mathcal{C}^2$ 曲面微分同胚中具有大 Lyapunov 指数的测度同宿类的有限性，并由此导出系统熵较大时最大熵遍历测度集合的有限性。
We show that if X is a Venice mask (i.e. nontransitive sectional-Anosov flow with dense periodic orbits) supported on a compact 3-manifold, then the omega-limit set of every non-recurrent point in the unstable manifold of some singularity is a closed orbit. In addition, we prove that the intersection of two different homoclinic classes in the maximal invariant set of a sectional-Anosov flow can be decomposed as the disjoint union of, singular points, a non-singular hyperbolic set, and regular points whose alpha-limit set and omega-limit set is formed by singular points or hyperbolic sets.
A diffeomorphism f is called super exponential divergent if for every r>1, the lower limit of #Per_n(f)/r^n diverges to infinity as n tends to infinity, where Per_n(f) is the set of all periodic points of f with period n. This property is stronger than the usual super exponential growth of the number of periodic points. We show that for a three dimensional manifold M, there exists an open subset O of Diff^1(M) such that diffeomorphisms with super exponential divergent property form a dense subset of O in the C^1-topology. A relevant result of non super exponential divergence for diffeomorphism…
We obtain some properties of $C^1$ generic surface diffeomorphisms as finiteness of {\em non-trivial} attractors, approximation by diffeomorphisms with only a finite number of {\em hyperbolic} homoclinic classes, equivalence between essential hyperbolicity and the hyperbolicity of all {\em dissipative} homoclinic classes (and the finiteness of spiral sinks). In particular, we obtain the equivalence between finiteness of sinks and finiteness of spiral sinks, abscence of domination in the set of accumulation points of the sinks, and the equivalence between Axiom A and the hyperbolicity of all ho…
We study the dynamics of homoclinic classes on three dimensional manifolds under the robust absence of dominated splittings. We prove that if such a homoclinic class contains a volume-expanding periodic point, then, $C^1$-generically, it contains a hyperbolic periodic point whose index (dimension of the unstable manifold) is equal to two.
Metric entropy and homoclinic growth rate
本文针对紧致黎曼流形上保持遍历双曲测度的C^r微分同胚，证明同宿增长速率以度量熵为下界，推广了Mendoza的曲面结果至高维，并通过Newhouse域的例子检验了估计的尖锐性。
We present here the first part of a program for a classification of the generic dynamics close to homoclinic and heteroclinic points, in the $C^r$ topologies, $r\geq 1$. This paper only contains announcements and a few sketches of proofs; a forthcoming series of papers will present the proofs in details. The two prototypical examples of non-hyperbolic dynamics are homoclinic tangencies and heterodimensional cycles. Palis conjectured that they actually characterize densely non-hyperbolic dynamics. It is therefore important to understand what happens close to those bifurcations. We generalize cl…
We study the ergodic theory of non-conservative C^1-generic diffeomorphisms. First, we show that homoclinic classes of arbitrary diffeomorphisms exhibit ergodic measures whose supports coincide with the homoclinic class. Second, we show that generic (for the weak topology) ergodic measures of C^1-generic diffeomorphisms are nonuniformly hyperbolic: they exhibit no zero Lyapunov exponents. Third, we extend a theorem by Sigmund on hyperbolic basic sets: every isolated transitive set L of any C^1-generic diffeomorphism f exhibits many ergodic hyperbolic measures whose supports coincide with the w…
In this note, we introduce the notion of $r$-homoclinic points. We show that an operator on a Banach space is hyperbolic if and only if it is shadowing and has no nonzero $r$-homoclinic points. We also solve invariant subspace problem (ISP for brevity) for shadowing operators on Banach spaces. Afterwards, we verify that the set of generalized hyperbolic operators is invariant under $λ$-Aluthge transforms for every $λ\in \left( 0,1 \right)$. Next, the Aluthge iterates of invertible operators converge to hyperbolic operators only if the initial operators are hyperbolic. Finally, we prove that th…
$C^1$-robust homoclinic tangencies
本文引入标准blender及其变体并证明其生成$C^1$-鲁棒切的性质，应用证明满足条件时展开双曲周期点的同宿切可产生不可数多$C^1$-鲁棒同宿切，解决了Bonatti和Díaz提出的问题。
We study generic diffeomorphisms with a homoclinc class with non empty interior and in particular those admitting a codimension one dominated splitting. We prove that if in the finest dominated splitting the extreme subbundles are one dimensional then the diffeomorphism is partially hyperbolic and from this we deduce that the diffeomorphism is transitive.
In this paper we study the effect of a homoclinic tangency in the variation of the topological entropy. We prove that a diffeomorphism with a homoclinic tangency associated to a basic hyperbolic set with maximal entropy is a point of entropy variation in the $C^{\infty}$-topology. We also prove results about variation of entropy in other topologies and when the tangency does not correspond to a basic set with maximal entropy. We also show an example of discontinuity of the entropy among $C^{\infty}$ diffeomorphisms of three dimensional manifolds.
Homoclinic classes of generic $C^1$-diffeomorphisms are maximal transitive sets and pairwise disjoint. We here present a model explaining how two different homoclinic classes may intersect, failing to be disjoint. For that we construct a one-parameter family of diffeomorphisms $(g_s)_{s\in [-1,1]}$ with hyperbolic points $P$ and $Q$ having nontrivial homoclinic classes, such that, for $s>0$, the classes of $P$ and $Q$ are disjoint, for $s<0$, they are equal, and, for $s=0$, their intersection is a saddle-node.
In this paper, we show that for several interesting systems beyond uniform hyperbolicity, any generic continuous function has a unique maximizing measure with zero entropy. In some cases, we also know that the maximizing measure has full support. These interesting systems including singular hyperbolic attractors, $C^\infty$ surface diffeomorphisms and diffeomorphisms away from homoclinic tangencies.
A diffeomorphism $f$ has a $C^1$-robust homoclinic tangency if there is a $C^1$-neighbourhood $\cU$ of $f$ such that every diffeomorphism in $g\in \cU$ has a hyperbolic set $\La_g$, depending continuously on $g$, such that the stable and unstable manifolds of $\La_g$ have some non-transverse intersection. For every manifold of dimension greater than or equal to three, we exhibit a local mechanism (blender-horseshoes) generating diffeomorphisms with $C^1$-robust homoclinic tangencies. Using blender-horseshoes, we prove that homoclinic classes of $C^1$-generic diffeomorphisms containing saddles …
We consider $C^r$ ($r\geqslant 1$) diffeomorphisms $f$ defined on manifolds of dimension $\geqslant 3$ with homoclinic tangencies associated to saddles. Under generic properties, we show that if the saddle is homoclinically related to a blender then the diffeomorphism $f$ can be {$C^r$} approximated by diffeomorphisms with {$C^1$} robust heterodimensional cycles. As an application, we show that the classic Simon-Asaoka's examples of diffeomorphisms with $C^1$ robust homoclinic tangencies also display {$C^1$} robust heterodimensional cycles. In a second application, we consider homoclinic tange…
A homoclinic class of a vector field is the closure of the transverse homoclinic orbits associated to a hyperbolic periodic orbit. An attractor (a repeller) is a transitive set to which converges every positive (negative) nearby orbit. We show that a generic C1 vector field on a closed n-manifold has either infinitely many homoclinic classes or a finite collection of attractors (repellers) whose basins form an open-dense set. This result gives an approach to a conjecture by Palis. We also prove the existence of a locally residual subset of C1 vector fields on a 5-manifold having finitely many …
In this paper, we consider the scalar reaction-diffusion equations $\partial_t u=Δu + f(x,u,\nabla u)$ on a bounded domain $Ω\subset\mathbb{R}^d$ of class $C^2$. We show that the heteroclinic and homoclinic orbits connecting hyperbolic equilibria and hyperbolic periodic orbits are transverse, generically with respect to f. One of the main ingredients of the proof is an accurate study of the singular nodal set of solutions of linear parabolic equations. Our main result is a first step for proving the genericity of Kupka-Smale property, the generic hyperbolicity of periodic orbits remaining unpr…
On multifractal analysis and large deviations of singular-hyperbolic attractors
本文针对奇异双曲吸引子（含几何 Lorenz 吸引子），利用马蹄逼近性质证明水平集的稠密性与变分原理、非正则集的 Baire 通用性及满拓扑熵，并建立弱 Gibbs 测度的 level-2 大偏差界。
We consider skew-products with concave interval fiber maps over a certain subshift obtained as the projection of orbits staying in a given region. It generates a new type of (essentially) coded shift. The fiber maps have expanding and contracting regions which dynamically interact. The dynamics also exhibits pairs of horseshoes of different type of hyperbolicity which, in some cases, are cyclically related. The space of ergodic measures on the base is an entropy-dense Poulsen simplex. Those measures lift canonically to ergodic measures for the skew-product. We explain when and how the spaces o…
We show that C^r generically in the space of C^r conservative diffeomorphisms of a compact surface, every hyperbolic periodic point has a transverse homoclinic orbit
We prove that there is a residual subset $\mathcal{S}$ in $\text{Diff}^1(M)$ such that, for every $f\in \mathcal{S}$, any homoclinic class of $f$ with invariant one dimensional central bundle containing saddles of different indices (i.e. with different dimensions of the stable invariant manifold) coincides with the support of some invariant ergodic non-hyperbolic (one of the Lyapunov exponents is equal to zero) measure of $f$.
Denseness of zero entropy aperiodic ergodic measures
研究部分双曲同宿类中零维中心包的C^1-典型微分同胚的稠密性，证明零熵低复杂度测度在相应测度集中的稠密性。
Following Part~I, we consider a class of reversible systems and study bifurcations of homoclinic orbits to hyperbolic saddle equilibria. Here we concentrate on the case in which homoclinic orbits are symmetric, so that only one control parameter is enough to treat their bifurcations, as in Hamiltonian systems. First, we modify and extend arguments of Part~I to show in a form applicable to general systems discussed there that if such bifurcations occur in four-dimensional systems, then variational equations around the homoclinic orbits are integrable in the meaning of differential Galois theory…
We study bifurcations of periodic orbits in three parameter general unfoldings of certain types quadratic homoclinic tangencies to saddle fixed points. We apply the rescaling technique to first return (Poincaré) maps and show that the rescaled maps can be brought to a map asymptotically close to the 3D Henon map $\bar x=y,\bar y=z,\bar z = M_1 + M_2 y + B x - z^2$ which, as known, exhibits wild hyperbolic Lorenz-like attractors in some open domains of the parameters. Based on this, we prove the existence of infinite cascades of Lorenz-like attractors.
In this paper, we explore the three-dimensional chaotic set near a homoclinic cycle to a hyperbolic bifocus at which the vector field has negative divergence. If the invariant manifolds of the bifocus satisfy a non-degeneracy condition, a sequence of hyperbolic suspended horseshoes arises near the cycle, with one expanding and two contracting directions. We extend previous results on the field and we show that the first return map to a given cross section may be approximated by a map exhibiting heteroclinic tangencies associated to two periodic orbits. When the cycle is broken, under an additi…
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