A {\em singular hyperbolic set} is a partially hyperbolic set with singularities (all hyperbolic) and volume expanding central direction \cite{MPP1}. We study connected, singular-hyperbolic, attracting sets with dense closed orbits {\em and only one singularity}. These sets are shown to be transitive for most $C^r$ flows in the Baire's second category sence. In general these sets are shown to be either transitive or the union of two homoclinic classes. In the later case we prove the existence of finitely many homoclinic classes. Our results generalize for singular-hyperbolic systems a well known result for hyperbolic systems in \cite{N}.
We prove that, on connected compact manifolds, both C1-generic conservative diffeomorphisms and C1-generic transitive diffeomorphisms are topologically mixing. This is obtained through a description of the periods of a homoclinic class and by a control of the period of the periodic points given by the closing lemma.
We prove that non-trivial homoclinic classes of $C^r$-generic flows are topologically mixing. This implies that given $Λ$ a non-trivial $C^1$-robustly transitive set of a vector field $X$, there is a $C^1$-perturbation $Y$ of $X$ such that the continuation $Λ_Y$ of $Λ$ is a topologically mixing set for $Y$. In particular, robustly transitive flows become topologically mixing after $C^1$-perturbations. These results generalize a theorem by Bowen on the basic sets of generic Axiom A flows. We also show that the set of flows whose non-trivial homoclinic classes are topologically mixing is \emph{n…
We prove that for a generic $C^1$-diffeomorphism existence of a homoclinic class with periodic saddles of different indices (dimension of the unstable bundle) implies existence an invariant ergodic non-hyperbolic (one of the Lyapunov exponents is equal to zero) measure of $f$.
We prove that, for $C^1$-generic diffeomorphisms, if a homoclinic class is not hyperbolic, then there is a non-hyperbolic ergodic measure supported on it. This proves a conjecture by Díaz and Gorodetski [28]. We also discuss the conjectured existence of periodic points with different stable dimension in the class.
We prove that any diffeomorphism of a compact manifold can be approximated in topology C1 by another diffeomorphism exhibiting a homoclinic bifurcation (a homoclinic tangency or a heterodimensional cycle) or by one which is essentially hyperbolic (it has a finite number of transitive hyperbolic attractors with open and dense basin of attraction).
In this paper we establish a closing property and a hyperbolic closing property for thin trapped chain hyperbolic homoclinic classes with one dimensional center in partial hyperbolicity setting. Taking advantage of theses properties, we prove that the growth rate of the number of hyperbolic periodic points is equal to the topological entropy. We also obtain that the hyperbolic periodic measures are dense in the space of invariant measures.
We prove that any diffeomorphism of a compact manifold can be C^1-approximated by a diffeomorphism which exhibits a homoclinic bifurcation (a homoclinic tangency or a heterodimensional cycle) or by a diffeomorphism which is partially hyperbolic (its chain-recurrent set splits into partially hyperbolic pieces whose centre bundles have dimensions less or equal to two). We also study in a more systematic way the central models introduced in arXiv:math/0605387.
We prove results related to robust transitivity and density of periodic points of Partially Hyperbolic Diffeomorphisms under conditions involving Accessibility and a property in the tangent bundle .
We study small perturbations of a sectional hyperbolic set of a vector field on a compact manifold. Indeed, we obtain robustly finiteness of homoclinic classes on this scenary. Moreover, since attractor and repeller sets are particular cases of homoclinic classes, this result improve (A. M. López B, Finiteness and existence of attractors and repellers on sectional hyperbolic sets, Discrete and Continuous Dynamical Systems-A 37).
We prove here that in the complement of the closure of the hyperbolic surface diffeomorphisms, the ones exhibiting a homoclinic tangency are C^1 dense. This represents a step towards the global understanding of dynamics of surface diffeomorphisms.
We consider a Hamiltonian system which has an elliptic-hyperbolic equilibrium with a homoclinic loop. We identify the set of orbits which are homoclinic to the center manifold of the equilibrium via a Lyapunov- Schmidt reduction procedure. This leads to the study of a singularity which inherits certain structure from the Hamiltonian nature of the system. Under non-degeneracy assumptions, we classify the possible Morse indices of this singularity, permitting a local description of the set of homoclinic orbits. We also consider the case of time-reversible Hamiltonian systems.
Singular hyperbolicity is a weakened form of hyperbolicity that has been introduced for vector fields in order to allow non-isolated singularities inside the non-wandering set. A typical example of a singular hyperbolic set is the Lorenz attractor. However, in contrast to uniform hyperbolicity, singular hyperbolicity does not immediately imply robust topological properties, such as the transitivity. In this paper, we prove that open and densely inside the space of $C^1$ vector fields of a compact manifold, any singular hyperbolic attractors is robustly transitive.
We prove that any vector field on a three-dimensional compact manifold can be approximated in the C1-topology by one which is singular hyperbolic or by one which exhibits a homoclinic tangency associated to a regular hyperbolic periodic orbit. This answers a conjecture by Palis. During the proof we obtain several other results with independent interest: a compactification of the rescaled sectional Poincaré flow and a generalization of Mañé-Pujals-Sambarino theorem for three-dimensional C2 vector fields with singularities.
We prove that, for $C^1$-generic diffeomorphisms, if the periodic orbits contained in a homoclinic class $H(p)$ have all their Lyapunov exponents bounded away from 0, then $H(p)$ must be (uniformly) hyperbolic. This is in sprit of the works of the stability conjecture, but with a significant difference that the homoclinic class $H(p)$ is not known isolated in advance, hence the "weak" periodic orbits created by perturbations near the homoclinic class have to be guaranteed strictly inside the homoclinic class. In this sense the problem is of an "intrinsic" nature, and the classical proof of the…
We show that $C^1$-generically for diffeomorphisms of manifolds of dimension $d\geq3$, a homoclinic class containing saddles of different indices has a residual subset where the orbit of any point has historic behavior.
In this paper we study structurally stable homoclinic classes. In a natural way, the structural stability for an individual homoclinic class is defined through the continuation of periodic points. Since the homoclinic classes is not innately locally maximal, it is hard to answer whether structurally stable homoclinic classes are hyperbolic. In this article, we make some progress on this question. We prove that if a homoclinic class is structurally stable, then it admits a dominated splitting. Moreover we prove that codimension one structurally stable classes are hyperbolic. Also, if the diffeo…
We prove that every $C^1$ generic three-dimensional flow has either infinitely many sinks, or, infinitely many hyperbolic or singular-hyperbolic attractors whose basins form a full Lebesgue measure set. We also prove in the orientable case that the set of accumulation points of the sinks of a $C^1$ generic three-dimensional flow has no dominated splitting with respect to the linear Poincaré flow. As a corollary we obtain that every three-dimensional flow can be $C^1$ approximated by flows with homoclinic tangencies or by singular-Axiom A flows.
Robust transitivity without sectional-hyperbolicity
Instituto de Matemática, Universidade Federal do Rio de Janeiro（里约热内卢联邦大学数学研究所）；Hangzhou International Innovation Institute of Beihang University（北京航空航天大学杭州创新研究院）；Faculty of Applied Mathematics, AGH University of Science and Technology（AGH科技大学应用数学学院）
We prove that C^1-robustly transitive diffeomorphisms on surfaces with boundary do not exist, and we exhibit a class of diffeomorphisms of surfaces with boundary which are C^k-robustly transitive, with k greater or equal than 2. This class of diffeomorphisms are examples where a version of Palis' conjecture on surfaces with boundary, about homoclinic tangencies and uniform hyperbolicity, does not hold in the C^2-topology. This follows showing that blow-up of pseudo-Anosov diffeomorphisms on surfaces without boundary, become C^2-robustly topologically mixing diffeomorphisms on a surfaces with b…
We prove a conjecture of J. Palis: any diffeomorphism of a compact manifold can be C1-approximated by a Morse-Smale diffeomorphism or by a diffeomorphism having a transverse homoclinic intersection. ----- Cr'eation d'intersection homoclines : un mod`ele pour la dynamique centrale des syst`emes partiellement hyperboliques. Nous montrons une conjecture de J. Palis : tout diff'eomorphisme d'une vari'et'e compacte peut ^etre approch'e en topologie C1 par un diff'eomorphisme Morse-Smale ou par un diff'eomorphisme ayant une intersection homocline transverse.
Homoclinic tangencies and singular hyperbolicity are involved in the Palis conjecture for vector fields. Typical three dimensional vector fields are well understood by recent works. We study the dynamics of higher dimensional vector fields that are away from homoclinic tangencies. More precisely, we prove that for \emph{any} dimensional vector field that is away from homoclinic tangencies, all singularities contained in its robustly transitive singular set are all hyperbolic and have the same index. Moreover, the robustly transitive set is {$C^1$-generically }partially hyperbolic if the vector…
Works of Liao, Mañé, Franks, Aoki and Hayashi characterized lack of hyperbolicity for diffeomorphisms by the existence of weak periodic orbits. In this note we announce a result which can be seen as a local version of these works: for C$^1$-generic diffeomorphism, a homoclinic class either is hyperbolic or contains a sequence of periodic orbits that have a Lyapunov exponent arbitrarily close to 0. Des travaux de Liao, Mañé, Franks, Aoki et Hayashi ont caractérisé le manque d'hyperbolicité des difféomorphismes par l'existence d'orbites périodiques faibles. Dans cette note, nous annonçons un rés…
We study a partially hyperbolic and topologically transitive local diffeomorphism $F$ that is a skew-product over a horseshoe map. This system is derived from a homoclinic class and contains infinitely many hyperbolic periodic points of different indices and hence is not hyperbolic. The associated transitive invariant set $Λ$ possesses a very rich fiber structure, it contains uncountably many trivial and uncountably many non-trivial fibers. Moreover, the spectrum of the central Lyapunov exponents of $F|_Λ$ contains a gap and hence gives rise to a first order phase transition. A major part of t…
We study the continuation of periodic orbits from various compound of homoclinics in classical system. Together with the homoclinics, the periodic orbits make up a $C^1$-smooth, normally hyperbolic invariant cylinder with holes. It plays a key role to cross multiple resonant point.
We provide examples of transitive partially hyperbolic dynamics (specific but paradigmatic examples of homoclinic classes) which blend different types of hyperbolicity in the one-dimensional center direction. These homoclinic classes have two disjoint parts: an "exposed" piece which is poorly homoclinically related with the rest and a "core" with rich homoclinic relations. There is an associated natural division of the space of ergodic measures which are either supported on the exposed piece or on the core. We describe the topology of these two parts and show that they glue along nonhyperbolic…
We study the effect of time-dependent, non-conservative perturbations on the dynamics along homoclinic orbits to a normally hyperbolic invariant manifold. We assume that the unperturbed system is Hamiltonian, and the normally hyperbolic invariant manifold is parametrized via action-angle coordinates. The homoclinic excursions can be described via the scattering map, which gives the future asymptotic of an orbit as a function of the past asymptotic. We provide explicit formulas, in terms of convergent integrals, for the perturbed scattering map expressed in action-angle coordinates. We illustra…
We show that if X is a Venice mask (i.e. nontransitive sectional-Anosov flow with dense periodic orbits) supported on a compact 3-manifold, then the omega-limit set of every non-recurrent point in the unstable manifold of some singularity is a closed orbit. In addition, we prove that the intersection of two different homoclinic classes in the maximal invariant set of a sectional-Anosov flow can be decomposed as the disjoint union of, singular points, a non-singular hyperbolic set, and regular points whose alpha-limit set and omega-limit set is formed by singular points or hyperbolic sets.
A diffeomorphism f is called super exponential divergent if for every r>1, the lower limit of #Per_n(f)/r^n diverges to infinity as n tends to infinity, where Per_n(f) is the set of all periodic points of f with period n. This property is stronger than the usual super exponential growth of the number of periodic points. We show that for a three dimensional manifold M, there exists an open subset O of Diff^1(M) such that diffeomorphisms with super exponential divergent property form a dense subset of O in the C^1-topology. A relevant result of non super exponential divergence for diffeomorphism…
We obtain some properties of $C^1$ generic surface diffeomorphisms as finiteness of {\em non-trivial} attractors, approximation by diffeomorphisms with only a finite number of {\em hyperbolic} homoclinic classes, equivalence between essential hyperbolicity and the hyperbolicity of all {\em dissipative} homoclinic classes (and the finiteness of spiral sinks). In particular, we obtain the equivalence between finiteness of sinks and finiteness of spiral sinks, abscence of domination in the set of accumulation points of the sinks, and the equivalence between Axiom A and the hyperbolicity of all ho…
We study the dynamics of homoclinic classes on three dimensional manifolds under the robust absence of dominated splittings. We prove that if such a homoclinic class contains a volume-expanding periodic point, then, $C^1$-generically, it contains a hyperbolic periodic point whose index (dimension of the unstable manifold) is equal to two.
We present here the first part of a program for a classification of the generic dynamics close to homoclinic and heteroclinic points, in the $C^r$ topologies, $r\geq 1$. This paper only contains announcements and a few sketches of proofs; a forthcoming series of papers will present the proofs in details. The two prototypical examples of non-hyperbolic dynamics are homoclinic tangencies and heterodimensional cycles. Palis conjectured that they actually characterize densely non-hyperbolic dynamics. It is therefore important to understand what happens close to those bifurcations. We generalize cl…
In this note, we introduce the notion of $r$-homoclinic points. We show that an operator on a Banach space is hyperbolic if and only if it is shadowing and has no nonzero $r$-homoclinic points. We also solve invariant subspace problem (ISP for brevity) for shadowing operators on Banach spaces. Afterwards, we verify that the set of generalized hyperbolic operators is invariant under $λ$-Aluthge transforms for every $λ\in \left( 0,1 \right)$. Next, the Aluthge iterates of invertible operators converge to hyperbolic operators only if the initial operators are hyperbolic. Finally, we prove that th…
We study generic diffeomorphisms with a homoclinc class with non empty interior and in particular those admitting a codimension one dominated splitting. We prove that if in the finest dominated splitting the extreme subbundles are one dimensional then the diffeomorphism is partially hyperbolic and from this we deduce that the diffeomorphism is transitive.
In this paper we study the effect of a homoclinic tangency in the variation of the topological entropy. We prove that a diffeomorphism with a homoclinic tangency associated to a basic hyperbolic set with maximal entropy is a point of entropy variation in the $C^{\infty}$-topology. We also prove results about variation of entropy in other topologies and when the tangency does not correspond to a basic set with maximal entropy. We also show an example of discontinuity of the entropy among $C^{\infty}$ diffeomorphisms of three dimensional manifolds.
Homoclinic classes of generic $C^1$-diffeomorphisms are maximal transitive sets and pairwise disjoint. We here present a model explaining how two different homoclinic classes may intersect, failing to be disjoint. For that we construct a one-parameter family of diffeomorphisms $(g_s)_{s\in [-1,1]}$ with hyperbolic points $P$ and $Q$ having nontrivial homoclinic classes, such that, for $s>0$, the classes of $P$ and $Q$ are disjoint, for $s<0$, they are equal, and, for $s=0$, their intersection is a saddle-node.
It is shown that if a non-invertible area preserving local homeomorphism on $\mathbb{T}^2$ is homotopic to a linear expanding or hyperbolic endomorphism, then it must be topologically transitive. This gives a complete characterization, in any smoothness category, of those homotopy classes of conservative endomorphisms that consist entirely of transitive maps.
In this paper, we consider the scalar reaction-diffusion equations $\partial_t u=Δu + f(x,u,\nabla u)$ on a bounded domain $Ω\subset\mathbb{R}^d$ of class $C^2$. We show that the heteroclinic and homoclinic orbits connecting hyperbolic equilibria and hyperbolic periodic orbits are transverse, generically with respect to f. One of the main ingredients of the proof is an accurate study of the singular nodal set of solutions of linear parabolic equations. Our main result is a first step for proving the genericity of Kupka-Smale property, the generic hyperbolicity of periodic orbits remaining unpr…
We study the ergodic theory of non-conservative C^1-generic diffeomorphisms. First, we show that homoclinic classes of arbitrary diffeomorphisms exhibit ergodic measures whose supports coincide with the homoclinic class. Second, we show that generic (for the weak topology) ergodic measures of C^1-generic diffeomorphisms are nonuniformly hyperbolic: they exhibit no zero Lyapunov exponents. Third, we extend a theorem by Sigmund on hyperbolic basic sets: every isolated transitive set L of any C^1-generic diffeomorphism f exhibits many ergodic hyperbolic measures whose supports coincide with the w…
A homoclinic class of a vector field is the closure of the transverse homoclinic orbits associated to a hyperbolic periodic orbit. An attractor (a repeller) is a transitive set to which converges every positive (negative) nearby orbit. We show that a generic C1 vector field on a closed n-manifold has either infinitely many homoclinic classes or a finite collection of attractors (repellers) whose basins form an open-dense set. This result gives an approach to a conjecture by Palis. We also prove the existence of a locally residual subset of C1 vector fields on a 5-manifold having finitely many …
We show that C^r generically in the space of C^r conservative diffeomorphisms of a compact surface, every hyperbolic periodic point has a transverse homoclinic orbit
In this paper, we construct (a) a pair of two regular Cantor sets in higher dimension which exhibits $C^1$-stable intersection and (b) a hyperbolic basic set which exhibits $C^2$-robust homoclinic tangency of the largest codimension for any higher dimensional manifold, using blenders. The former implies that an analog of Moreira's theorem on Cantor sets in the real line does not hold in higher dimension. The latter solves a question posed by Barrientos and A.Raibekas.
