We write a formula for the LMO invariant of a rational homology sphere presented as a rational surgery on a link in S^3. Our main tool is a careful use of the Aarhus integral and the (now proven) "Wheels" and "Wheeling" conjectures of B-N, Garoufalidis, Rozansky and Thurston. As steps, side benefits and asides we give explicit formulas for the values of the Kontsevich integral on the Hopf link and on Hopf chains, and for the LMO invariant of lens spaces and Seifert fibered spaces. We find that the LMO invariant does not separate lens spaces, is far from separating general Seifert fibered spaces, but does separate Seifert fibered spaces which are integral homology spheres.
We use the LMO invariant to find constraints for a knot to admit a purely or reflectively cosmetic surgery. We also get a constraint for knots to admit a Lens space surgery, and some information for characterizing slopes.
Let Θ(M,K) denote the 2-loop piece of (the logarithm of) the LMO invariant of a knot K in M, a ZHS^3. Forgetting the knot (by which we mean setting diagrams with legs to zero) specialises Θ(M,K) to λ(M), Casson's invariant. This note describes an extension of Casson's surgery formula for his invariant to Θ(M,K). To be precise, we describe the effect on Θ(M,K) of a surgery on a knot which together with K forms a boundary link in M. Whilst the presented formula does not characterise Θ(M,K), it does allow some insight into the underlying topology.
We prove a "splicing formula" for the LMO invariant, which is the universal finite-type invariant of rational homology $3$-spheres. Specifically, if a rational homology $3$-sphere $M$ is obtained by gluing the exteriors of two framed knots $K_1 \subset M_1$ and $K_2\subset M_2$ in rational homology $3$-spheres, our formula expresses the LMO invariant of $M$ in terms of the Kontsevich-LMO invariants of $(M_1,K_1)$ and $(M_2,K_2)$. The proof uses the techniques that Bar-Natan and Lawrence developed to obtain a rational surgery formula for the LMO invariant. In low degrees, we recover Fujita's fo…
We give a proof of the LMO conjecture which say that for any simply connectd simple Lie group $G$, the LMO invariant of rational homology 3-spheres recovers the perturvative invariant $τ^{PG}$. By Habiro-Le theorem, this implies that the LMO invariant is the universal quantum invariant of integral homology 3-spheres.
We show that the perturbative ${\frak g}$ invariant of rational homology 3-spheres can be recovered from the LMO invariant for any simple Lie algebra ${\frak g}$, i.e, the LMO invariant is universal among the perturbative invariants. This universality was conjectured in [25]. Since the perturbative invariants dominate the quantum invariants of integral homology 3-spheres [13,14,15], this implies that the LMO invariant dominates the quantum invariants of integral homology 3-spheres.
For rational homology 3-spheres, there exist two universal finite-type invariants: the Le-Murakami-Ohtsuki invariant and the Kontsevich-Kuperberg-Thurston invariant. These invariants take values in the same space of "Jacobi diagrams", but it is not known whether they are equal. In 2004, Lescop proved that the KKT invariant satisfies some "splitting formulas" which relate the variations of KKT under replacement of embedded rational homology handlebodies by others in a "Lagrangian-preserving" way. We show that the LMO invariant satisfies exactly the same relations. The proof is based on the LMO …
Lagrangian cobordisms are three-dimensional compact oriented cobordisms between once-punctured surfaces, subject to some homological conditions. We extend the Le-Murakami-Ohtsuki invariant of homology three-spheres to a functor from the category of Lagrangian cobordisms to a certain category of Jacobi diagrams. We prove some properties of this functorial LMO invariant, including its universality among rational finite-type invariants of Lagrangian cobordisms. Finally, we apply the LMO functor to the study of homology cylinders from the point of view of their finite-type invariants.
Continuing the work started in Part I and II of this series (see q-alg/9706004 and math.QA/9801049), we prove the relationship between the Aarhus integral and the invariant $Ω$ (henceforth called LMO) defined by T.Q.T. Le, J. Murakami and T. Ohtsuki in q-alg/9512002. The basic reason for the relationship is that both constructions afford an interpretation as "integrated holonomies". In the case of the Aarhus integral, this interpretation was the basis for everything we did in Parts I and II. The main tool we used there was "formal Gaussian integration". For the case of the LMO invariant, we de…
We calculate the RT-invariants of all oriented Seifert manifolds directly from surgery presentations. We work in the general framework of an arbitrary modular category as in [V. G. Turaev, Quantum invariants of knots and 3--manifolds, de Gruyter Stud. Math. 18, Walter de Gruyter (1994)], and the invariants are expressed in terms of the S- and T-matrices of the modular category. In another direction we derive a rational surgery formula, which states how the RT-invariants behave under rational surgery along framed links in arbitrary closed oriented 3-manifolds with embedded colored ribbon graphs…
We prove that the Witten-Reshetikhin-Turaev (WRT) SO(3) invariant of an arbitrary 3-manifold M is always an algebraic integer. Moreover, we give a rational surgery formula for the unified invariant dominating WRT SO(3) invariants of rational homology 3-spheres at roots of unity of order co-prime with the torsion. As an application, we compute the unified invariant for Seifert fibered spaces and for Dehn surgeries on twist knots. We show that this invariant separates integral homology Seifert fibered spaces and can be used to detect the unknot.
This work develops some technology for accessing the loop expansion of the Kontsevich integral of a knot. The setting is an application of the LMO invariant to certain surgery presentations of knots by framed links in the solid torus. A consequence of this technology is a certain recent conjecture of Rozansky's. Rozansky conjectured that the Kontsevich integral could be organised into a series of ``lines'' which could be represented by finite $\Qset$-linear combinations of diagrams whose edges were labelled, in an appropriate sense, with rational functions. Furthermore, the conjecture requires…
We construct an open book decomposition compatible with a contact structure given by a rational contact surgery on a Legendrian link in the standard contact $S^3$. As an application we show that some rational contact surgeries on certain Legendrian knots induce overtwisted contact structures.
The protein recombinase can change the knot type of circular DNA. The action of a recombinase converting one knot into another knot is normally mathematically modeled by band surgery. Band surgeries on a 2-bridge knot N((4mn-1)/(2m)) yielding a (2,2k)-torus link are characterized. We apply this and other rational tangle surgery results to analyze Xer recombination on DNA catenanes using the tangle model for protein-bound DNA.
We provide related Dehn surgery descriptions for rational homology spheres and a class of their regular finite cyclic covering spaces. As an application, we use the surgery descriptions to relate the Casson invariants of the covering spaces to that of the base space. Finally, we show that this places restrictions on the number of finite and cyclic Dehn fillings of the knot complements in the covering spaces beyone those imposed by Culler-Gordon-Luecke-Shalen and Boyer-Zhang.
For a nullhomologous Legendrian knot in a closed contact 3-manifold Y we consider a contact structure obtained by positive rational contact surgery. We prove that in this situation the Heegaard Floer contact invariant of Y is mapped by a surgery cobordism to the contact invariant of the result of contact surgery. In addition we characterize the spin-c structure on the cobordism that induces the relevant map. As a consequence we determine necessary and sufficient conditions for the nonvanishing of the contact invariant after rational surgery when Y is the standard 3-sphere, generalizing previou…
We compare the star surgery operations introduced in [KS] to the generalized rational blow-down. We show that star surgery shares the properties that make rational blow-down useful for constructions of small exotic symplectic 4-manifolds. Then we show that star surgery operations provide a strictly more general class of operations by proving that there is an infinite family of star surgeries which are inequivalent to any sequence of generalized symplectic rational blow-downs. This answers a question posed to the author by Ozbagci. It also demonstrates that the monodromy substitutions coming fr…
In this paper we describe braid equivalence for knots and links in a 3-manifold $M$ obtained by rational surgery along a framed link in $S^3$. We first prove a sharpened version of the Reidemeister theorem for links in $M$. We then give geometric formulations of the braid equivalence via mixed braids in $S^3$ using the $L$-moves and the braid band moves. We finally give algebraic formulations in terms of the mixed braid groups $B_{m,n}$ using cabling and the techniques of parting and combing for mixed braids. We also provide concrete formuli of the braid equivalence in the case where $M$ is a …
By recent results of Baker--Etnyre--Van Horn-Morris, a rational open book decomposition defines a compatible contact structure. We show that the Heegaard Floer contact invariant of such a contact structure can be computed in terms of the knot Floer homology of its (rationally null-homologous) binding. We then use this description of contact invariants, together with a formula for the knot Floer homology of the core of a surgery solid torus, to show that certain manifolds obtained by surgeries on bindings of open books carry tight contact structures. Possible applications to lens space surgerie…
We first present three graphic surgery formulae for the degree $n$ part $Z_n$ of the Kontsevich-Kuperberg-Thurston universal finite type invariant of rational homology spheres. Each of these three formulae determines an alternate sum of the form $$\sum_{I \subset N} (-1)^{\sharp I}Z_n(M_I)$$ where $N$ is the set of components of a framed algebraically split link $L$ in a rational homology sphere $M$, and $M_I$ denotes the manifold resulting from the Dehn surgeries on the components of $I$. The first formula treats the case when $L$ is a boundary link with $n$ components, while the second one i…
Let $K$ be a knot in an L-space $Y$ with a Dehn surgery to a surface bundle over $S^1$. We prove that $K$ is rationally fibered, that is, the knot complement admits a fibration over $S^1$. As part of the proof, we show that if $K\subset Y$ has a Dehn surgery to $S^1 \times S^2$, then $K$ is rationally fibered. In the case that $K$ admits some $S^1 \times S^2$ surgery, $K$ is Floer simple, that is, the rank of $\hat{HFK}(Y,K)$ is equal to the order of $H_1(Y)$. By combining the latter two facts, we deduce that the induced contact structure on the ambient manifold $Y$ is tight. In a different di…
We prove a surgery formula for the renormalized Euler characteristic of Ozsvath and Szabo. Equality between this Euler cahracteristic and the Seiberg-Witten invariant follows for rational homology three-spheres.
We provide a new obstruction for a rational homology 3-sphere to arise by Dehn surgery on a given knot in the 3-sphere. The obstruction takes the form of an inequality involving the genus of the knot, the surgery coefficient, and a count of L-structures on the 3-manifold, that is spin-c structures with the simplest possible associated Heegaard Floer group. Applications include an obstruction for two framed knots to yield the same 3-manifold, an obstruction that is particularly effective when working with families of framed knots. We introduce the rational and integral Dehn surgery genera for a…
When can surgery on a null-homologous knot K in a rational homology sphere produce a non-separating sphere? We use Heegaard Floer homology to give sufficient conditions for K to be unknotted. We also discuss some applications to homology cobordism, concordance, and Mazur manifolds.
In 1999, Rozansky conjectured the existence of a rational presentation of the Kontsevich integral of a knot. Roughly speaking, this rational presentation of the Kontsevich integral would sum formal power series into rational functions with prescribed denominators. Rozansky's conjecture was soon proven by the second author. We begin our paper by reviewing Rozansky's conjecture and the main ideas that lead to its proof. The natural question of extending this conjecture to links leads to the class of boundary links, and a proof of Rozansky's conjecture in this case. A subtle issue is the fact tha…
On the asymptotic expansion of quantum invariants related to surgeries of Whitehead link I: Relative Reshetikhin-Turaev invariants and the Turaev-Viro invariants at $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{2}}}$
The object of this paper is to define a subcategory of the category of 3-cobordisms to which invariants of rational homology 3-spheres should generalize. We specify the notion of Topological Quantum Field Theory (in the sense of Atiyah) to this case, and prove two interesting properties that these TQFTs always have. In the case of the LMO invariant these properties amount to saying that the TQFT is anomaly-free.
Kricker defined an invariant of knots in homology 3-spheres which is a rational lift of the Kontsevich integral, and proved with Garoufalidis that this invariant satisfies splitting formulas with respect to a surgery move called null-move. We define a functorial extension of the Kricker invariant and prove splitting formulas for this functorial invariant with respect to null Lagrangian-preserving surgery, a generalization of the null-move. We apply these splitting formulas to the Kricker invariant.
The contribution of reducible connections to the U(N) Chern-Simons invariant of a Seifert manifold $M$ can be expressed in some cases in terms of matrix integrals. We show that the U(N) evaluation of the LMO invariant of any rational homology sphere admits a matrix model representation which agrees with the Chern-Simons matrix integral for Seifert spheres and the trivial connection.
We examine certain symmetries in the deficiencies of a rational surgery on a knot in $S^3$ by comparing the $\text{Spin}^c$-structures on the rational surgery with those on a related integral surgery. We then provide an application of these symmetries in the form of a theorem that obstructs Dehn surgeries in $S^3$. This last part unifies and generalises theorems by Greene underlying his work on the cabling conjecture, the lens space realisation problem, and the unknotting number of alternating 3-braids.
Using the combinatorial approach to Heegaard Floer homology we obtain a relatively easy formula for computation of hat Heegaard Floer homology for the three-manifold obtained by rational surgery on a knot K inside a homology sphere Y.
We study the 2-loop part of the rational Kontsevich integral of a knot in an integer homology sphere. We give a general formula which explains how the 2-loop part of the Kontsevich integral of a knot changes after surgery on a single clasper whose leaves are not linked to the knot. As an application, we relate this formula with a conjecture of L. Rozansky about integrality of the 2-loop polynomial of a knot.
Suppose that $C=(C_1,..., C_m)$ is a configuration of 2-dimensional symplectic submanifolds in a symplectic 4-manifold $(X,ω)$ with connected, negative definite intersection graph $Γ_C$. We show that by replacing an appropriate neighborhood of $\cup C_i$ with a smoothing $W_S$ of a normal surface singularity $(S, 0)$ with resolution graph $Γ_C$, the resulting 4-manifold admits a symplectic structure. This operation generalizes the rational blow-down operation of Fintushel-Stern for other configurations, and therefore extends Symington's result about symplectic rational blow-downs.
We study lens space surgeries along two different families of 2-component links, denoted by $A_{m,n}$ and $B_{p,q}$, related with the rational homology 4-ball used in J.\ Park's (generalized) rational blow down. We determine which coefficient $r$ of the knotted component of the link yields a lens space by Dehn surgery. The link $A_{m,n}$ yields a lens space only by the known surgery with $r=mn$ and unexpectedly with $r=7$ for $(m,n)=(2,3)$. On the other hand, $B_{p,q}$ yields a lens space by infinitely many $r$. Our main tool for the proof is the Reidemeister-Turaev torsions, i.e.\ Reidemeiste…
Let $K$ be a rationally null-homologous knot in a three-manifold $Y$. We construct a version of knot Floer homology in this context, including a description of the Floer homology of a three-manifold obtained as Morse surgery on the knot $K$. As an application, we express the Heegaard Floer homology of rational surgeries on $Y$ along a null-homologous knot $K$ in terms of the filtered homotopy type of the knot invariant for $K$. This has applications to Dehn surgery problems for knots in $S^3$. In a different direction, we use the techniques developed here to calculate the Heegaard Floer homolo…
We establish a close connection between stable commutator length in free groups and the geometry of sails (roughly, the boundary of the convex hull of the set of integer lattice points) in integral polyhedral cones. This connection allows us to show that the scl norm is piecewise rational linear in free products of Abelian groups, and that it can be computed via integer programming. Furthermore, we show that the scl spectrum of nonabelian free groups contains elements congruent to every rational number modulo $\mathbb{Z}$, and contains well-ordered sequences of values with ordinal type $ω^ω$. …
Let $K$ be a non-trivial knot in $S^3$, and let $r$ and $r'$ be two distinct rational numbers of same sign, allowing $r$ to be infinite; we prove that there is no orientation-preserving homeomorphism between the manifolds $S^3_r(K)$ and $S^3_{r'}(K)$. We further generalize this uniqueness result to knots in arbitrary integral homology L-spaces.
Using the mapping cone of a rational surgery, we give several obstructions for Seifert fibered surgeries, including obstructions on the Alexander polynomial, the knot Floer homology, the surgery coefficient and the Seifert and four-ball genus of the knot.
Let G be a group acting on a tree with cyclic edge and vertex stabilizers. Then stable commutator length (scl) is rational in G. Furthermore, scl varies predictably and converges to rational limits in so-called "surgery" families. This is a homological analog of the phenomenon of geometric convergence in hyperbolic Dehn surgery.
We prove that the rational blowdown, a surgery on smooth 4-manifolds introduced by Fintushel and Stern, can be performed in the symplectic category. As a consequence, interesting families of smooth 4-manifolds, including the exotic $K3$ surfaces of Gompf and Mrowka, admit symplectic structures.
We derive a cut-and-paste surgery formula of Seiberg--Witten invariants for negative definite plumbed rational homology 3-spheres. It is similar to (and motivated by) Okuma's recursion formula [arXiv:math.AG/0610464, 4.5] targeting analytic invariants of splice quotient singularities. The two formulas combined provide automatically a proof of the equivariant version [arXiv:math.AG/0310084, 5.2(b)] of the `Seiberg--Witten invariant conjecture' [arXiv:math.AG/0111298] for these singularities.
We classify which positive integral surgeries on positive torus knots bound rational homology balls. Additionally, for a given knot K we consider which cables K(p,q) admit integral surgeries that bound rational homology balls. For such cables, let S(K) be the set of corresponding rational numbers q/p. We show that S(K) is bounded for each K. Moreover, if n-surgery on K bounds a rational homology ball then n is an accumulation point for S(K).
Assume that $M(\mathcal{T})$ is a rational homology sphere plumbed 3-manifold associated with a connected negative definite graph $\mathcal{T}$. We consider the combinatorial multivariable Poincaré series associated with $\mathcal{T}$ and its counting functions, which encode rich topological information. Using the `periodic constant' of the series (with reduced variables) we prove surgery formulae for the normalized Seiberg-Witten invariants: the periodic constant appears as the difference of the Seiberg-Witten invariants associated with $M(\mathcal{T})$ and $M(\mathcal{T}\setminus\mathcal{I})…
A knot in the 3-sphere is called an L-space knot if it admits a nontrivial Dehn surgery yielding an L-space, i.e. a rational homology 3-sphere with the smallest possible Heegaard Floer homology. Given a knot K, take an unknotted circle c and twist K n times along c to obtain a twist family { K_n }. We give a sufficient condition for { K_n } to contain infinitely many L-space knots. As an application we show that for each torus knot and each hyperbolic Berge knot K, we can take c so that the twist family { K_n } contains infinitely many hyperbolic L-space knots. We also demonstrate that there i…
Let $K$ be a rationally null-homologous knot in a $3$-manifold $Y$, equipped with a nonzero framing $λ$, and let $Y_λ(K)$ denote the result of $λ$-framed surgery on $Y$. Ozsváth and Szabó gave a formula for the Heegaard Floer homology groups of $Y_λ(K)$ in terms of the knot Floer complex of $(Y,K)$. We strengthen this formula by adding a second filtration that computes the knot Floer complex of the dual knot $K_λ$ in $Y_λ$, i.e., the core circle of the surgery solid torus. In the course of proving our refinement we derive a combinatorial formula for the Alexander grading which may be of indepe…
We classify Legendrian rational unknots with tight complements in the lens spaces L(p,1) up to coarse equivalence. As an example of the general case, this classification is also worked out for L(5,2). The knots are described explicitly in a contact surgery diagram of the corresponding lens space.
