Let $K$ be a rationally null-homologous knot in a $3$-manifold $Y$, equipped with a nonzero framing $λ$, and let $Y_λ(K)$ denote the result of $λ$-framed surgery on $Y$. Ozsváth and Szabó gave a formula for the Heegaard Floer homology groups of $Y_λ(K)$ in terms of the knot Floer complex of $(Y,K)$. We strengthen this formula by adding a second filtration that computes the knot Floer complex of the dual knot $K_λ$ in $Y_λ$, i.e., the core circle of the surgery solid torus. In the course of proving our refinement we derive a combinatorial formula for the Alexander grading which may be of independent interest.
Using the combinatorial approach to Heegaard Floer homology we obtain a relatively easy formula for computation of hat Heegaard Floer homology for the three-manifold obtained by rational surgery on a knot K inside a homology sphere Y.
We develop a skein exact sequence for knot Floer homology, involving singular knots. This leads to an explicit, algebraic description of knot Floer homology in terms of a braid projection of the knot.
We prove that the Knot Floer homology group of a fibred knot of genus g in the Alexander grading 1-g is isomorphic to a version of the fixed point Floer homology of an area-preserving representative of the monodromy.
Knot Floer homology is a knot invariant defined using holomorphic curves. In more recent work, taking cues from bordered Floer homology,the authors described another knot invariant, called "bordered knot Floer homology", which has an explicit algebraic and combinatorial construction. In the present paper, we extend the holomorphic theory to bordered Heegaard diagrams for partial knot projections, and establish a pairing result for gluing such diagrams, in the spirit of the pairing theorem of bordered Floer homology. After making some model calculations, we obtain an identification of a variant…
Using the combinatorial approach to knot Floer homology, we define an invariant for Legendrian knots in the three-sphere, which takes values in link Floer homology. This invariant can be used to also construct an invariant of transverse knots.
By recent results of Baker--Etnyre--Van Horn-Morris, a rational open book decomposition defines a compatible contact structure. We show that the Heegaard Floer contact invariant of such a contact structure can be computed in terms of the knot Floer homology of its (rationally null-homologous) binding. We then use this description of contact invariants, together with a formula for the knot Floer homology of the core of a surgery solid torus, to show that certain manifolds obtained by surgeries on bindings of open books carry tight contact structures. Possible applications to lens space surgerie…
We exhibit pairs of transverse knots with the same self-linking number that are not transversely isotopic, using the recently defined knot Floer homology invariant for transverse knots and some algebraic refinements of it.
Knot Floer homology is an invariant for knots discovered by the authors and, independently, Jacob Rasmussen. The discovery of this invariant grew naturally out of studying how a certain three-manifold invariant, Heegaard Floer homology, changes as the three-manifold undergoes Dehn surgery along a knot. Since its original definition, thanks to the contributions of many researchers, knot Floer homology has emerged as a useful tool for studying knots in its own right. We give here a few selected highlights of this theory, and then move on to some new algebraic developments in the computation of k…
We derive symmetries and adjunction inequalities of the knot Floer homology groups which appear to be especially interesting for homologically essential knots. Furthermore, we obtain an adjunction inequality for cobordism maps in knot Floer homologies. We demonstrate the adjunction inequalities and symmetries in explicit calculations which recover some of the main results from [1] on longitude Floer homology and also give rise to vanishing results on knot Floer homologies. Furthermore, using symmetries we prove that the knot Floer homology of a fiber distinguishes $\stwo\times\sone$ from other…
For a nullhomologous Legendrian knot in a closed contact 3-manifold Y we consider a contact structure obtained by positive rational contact surgery. We prove that in this situation the Heegaard Floer contact invariant of Y is mapped by a surgery cobordism to the contact invariant of the result of contact surgery. In addition we characterize the spin-c structure on the cobordism that induces the relevant map. As a consequence we determine necessary and sufficient conditions for the nonvanishing of the contact invariant after rational surgery when Y is the standard 3-sphere, generalizing previou…
Let $K$ be a rationally null-homologous knot in a three-manifold $Y$. We construct a version of knot Floer homology in this context, including a description of the Floer homology of a three-manifold obtained as Morse surgery on the knot $K$. As an application, we express the Heegaard Floer homology of rational surgeries on $Y$ along a null-homologous knot $K$ in terms of the filtered homotopy type of the knot invariant for $K$. This has applications to Dehn surgery problems for knots in $S^3$. In a different direction, we use the techniques developed here to calculate the Heegaard Floer homolo…
Let $K$ be a null-homologous knot in a three-manifold $Y$. We give a description of the Heegaard Floer homology of integer surgeries on $Y$ along $K$ in terms of the filtered homotopy type of the knot invariant for $K$. As an illustration, we calculate the Heegaard Floer homology groups of non-trivial circle bundles over Riemann surfaces.
Ozsvath and Szabo proved that knot Floer homology determines the genera of knots in S^3. We will generalize this deep result to links in homology 3-spheres, by adapting their method. Our proof relies on a result of Gabai and some constructions related to foliations. We also interpret a theorem of Kauffman in the world of knot Floer homology, hence we can compute the top filtration term of the knot Floer homology for alternative links.
Given a crossing in a planar diagram of a link in the three-sphere, we show that the knot Floer homologies of the link and its two resolutions at that crossing are related by an exact triangle. As a consequence, we deduce that for any quasi-alternating knot, the total rank of its knot Floer homology is equal to the determinant of the knot.
We describe a new method for combinatorially computing the transverse invariant in knot Floer homology. Previous work of the authors and Stone used braid diagrams to combinatorially compute knot Floer homology of braid closures. However, that approach was unable to explicitly identify the invariant of transverse links that naturally appears in braid diagrams. In this paper, we improve the previous approach in order to compute the transverse invariant. We define a new combinatorial complex that computes knot Floer homology and identify the BRAID invariant of transverse knots and links in the ho…
We show that the integer homology sphere obtained by splicing two nontrivial knot complements in integer homology sphere L-spaces has Heegaard Floer homology rank strictly greater than one. In particular, splicing the complements of nontrivial knots in the 3-sphere never produces an L-space. The proof uses bordered Floer homology.
We use monopole Floer homology for sutured manifolds to construct invariants of Legendrian knots in a contact 3-manifold. These invariants assign to a knot K in Y elements of the monopole knot homology KHM(-Y,K), and they strongly resemble the knot Floer homology invariants of Lisca, Ozsváth, Stipsicz, and Szabó. We prove several vanishing results, investigate their behavior under contact surgeries, and use this to construct many examples of non-loose knots in overtwisted 3-manifolds. We also show that these invariants are functorial with respect to Lagrangian concordance.
We study naturality properties of the transverse invariant in knot Floer homology under contact (+1)-surgery. This can be used as a calculational tool for the transverse invariant. As a consequence, we show that the Eliashberg-Chekanov twist knots E_n are not transversely simple for n odd and n>3.
We define invariants of null--homologous Legendrian and transverse knots in contact 3--manifolds. The invariants are determined by elements of the knot Floer homology of the underlying smooth knot. We compute these invariants, and show that they do not vanish for certain non--loose knots in overtwisted 3--spheres. Moreover, we apply the invariants to find transversely non--simple knot types in many overtwisted contact 3--manifolds.
We continue our study of the knot Floer homology invariants of cable knots. For large |n|, we prove that many of the filtered subcomplexes in the knot Floer homology filtration associated to the (p,pn+1) cable of a knot, K, are isomorphic to those of K. This result allows us to obtain information about the behavior of the Ozsvath-Szabo concordance invariant under cabling, which has geometric consequences for the cabling operation. Applications considered include quasipositivity in the braid group, the knot theory of complex curves, smooth concordance, and lens space (or, more generally, L-spac…
Given a grid presentation of a knot (or link) K in the three-sphere, we describe a Heegaard diagram for the knot complement in which the Heegaard surface is a torus and all elementary domains are squares. Using this diagram, we obtain a purely combinatorial description of the knot Floer homology of K.
We use Heegaard Floer homology to give obstructions to unknotting a knot with a single crossing change. These restrictions are particularly useful in the case where the knot in question is alternating. As an example, we use them to classify all knots with crossing number less than or equal to nine and unknotting number equal to one. We also classify alternating knots with ten crossings and unknotting number equal to one.
We iterate Manolescu's unoriented skein exact triangle in knot Floer homology with coefficients in the field of rational functions over $\mathbb{Z}/2\mathbb{Z}$. The result is a spectral sequence which converges to a stabilized version of delta-graded knot Floer homology. The $(E_2,d_2)$ page of this spectral sequence is an algorithmically computable chain complex expressed in terms of spanning trees, and we show that there are no higher differentials. This gives the first combinatorial spanning tree model for knot Floer homology.
We complete the first step in a two-part program proposed by Baker, Grigsby, and the author to prove that Berge's construction of knots in the three-sphere which admit lens space surgeries is complete. The first step, which we prove here, is to show that a knot in a lens space with a three-sphere surgery has simple (in the sense of rank) knot Floer homology. The second (conjectured) step involves showing that, for a fixed lens space, the only knots with simple Floer homology belong to a simple finite family. Using results of Baker, we provide evidence for the conjectural part of the program by…
We present a braid-theoretic approach to combinatorially computing knot Floer homology. To a knot or link K, which is braided about the standard disk open book decomposition for (S^3,ξ_std), we associate a corresponding multi-pointed nice Heegaard diagram. We then describe an explicit algorithm for computing the associated knot Floer homology groups. We compute explicit bounds for the computational complexity of our algorithm and demonstrate that, in many cases, it is significantly faster than the previous approach using grid diagrams.
We use grid diagrams to give a combinatorial algorithm for computing the knot Floer homology of the pullback of a knot K in its m-fold cyclic branched cover Sigma^m(K), and we give computations when m=2 for over fifty three-bridge knots with up to eleven crossings.
We prove that the knot Floer homology of a fibered knot is nontrivial in its next-to-top Alexander grading. Immediate applications include new proofs of Krcatovich's result that knots with $L$-space surgeries are prime and Hedden and Watson's result that the rank of knot Floer homology detects the trefoil among knots in the 3--sphere. We also generalize the latter result, proving a similar theorem for nullhomologous knots in any 3--manifold. We note that our method of proof inspired Baldwin and Sivek's recent proof that Khovanov homology detects the trefoils. As part of this work, we also intr…
We give a Dehn surgery characterization of the trefoil and the figure eight knots. These results are gotten by combining surgery formulas in Heegaard Floer homology from an earlier paper with the characterization of these knots in terms of their knot Floer homology given in a recent paper of Ghiggini.
We use the knot filtration on the Heegaard Floer complex to define an integer invariant tau(K) for knots. Like the classical signature, this invariant gives a homomorphism from the knot concordance group to Z. As such, it gives lower bounds for the slice genus (and hence also the unknotting number) of a knot; but unlike the signature, tau gives sharp bounds on the four-ball genera of torus knots. As another illustration, we calculate the invariant for several ten-crossing knots.
Similar to knots in S^3, any knot in a lens space has a grid diagram from which one can combinatorially compute all of its knot Floer homology invariants. We give an explicit description of the generators, differentials, and rational Maslov and Alexander gradings in terms of combinatorial data on the grid diagram. Motivated by existing results for the Floer homology of knots in S^3 and the similarity of the combinatorics presented here, we conjecture that a certain family of knots is characterized by their Floer homology. Coupled with work of the third author, an affirmative answer to this wou…
We prove that the LOSS and GRID invariants of Legendrian links in knot Floer homology behave in certain functorial ways with respect to decomposable Lagrangian cobordisms in the symplectization of the standard contact structure on $\mathbb{R}^3$. Our results give new, computable, and effective obstructions to the existence of such cobordisms.
Using Taubes' periodic ends theorem, Auckly gave examples of toroidal and hyperbolic irreducible integer homology spheres which are not surgery on a knot in the three-sphere. We give an obstruction to a homology sphere being surgery on a knot coming from Heegaard Floer homology. This is used to construct infinitely many small Seifert fibered examples.
Using contact-geometric techniques and sutured Floer homology, we present an alternate formulation of the minus and plus version of knot Floer homology. We further show how natural constructions in the realm of contact geometry give rise to much of the formal structure relating the various versions of Heegaard Floer homology. In addition, to a Legendrian or transverse knot K in a contact manifold (Y,ξ), we associate distinguished classes EHL(K) in the minus-version of knot floer homology and EHIL(K) in the plus version, which are each invariant under Legendrian or transverse isotopies of K. Th…
We prove a surgery formula for the renormalized Euler characteristic of Ozsvath and Szabo. Equality between this Euler cahracteristic and the Seiberg-Witten invariant follows for rational homology three-spheres.
We establish inequalities that constrain the genera of smooth cobordisms between knots in 4-dimensional cobordisms. These "relative adjunction inequalities" improve the adjunction inequalities for closed surfaces which have been instrumental in many topological applications of gauge theory. The relative inequalities refine the latter by incorporating numerical invariants of knots in the boundary associated to Heegaard Floer homology classes determined by the 4-manifold. As a corollary, we produce a host of concordance invariants for knots in a general 3-manifold, one such invariant for every n…
This paper is devoted to the study of the knot Floer homology groups HFK(S^3,K_{2,n}), where K_{2,n} denotes the (2,n) cable of an arbitrary knot, K. It is shown that for sufficiently large |n|, the Floer homology of the cabled knot depends only on the filtered chain homotopy type of CFK(K). A precise formula for this relationship is presented. In fact, the homology groups in the top 2 filtration dimensions for the cabled knot are isomorphic to the original knot's Floer homology group in the top filtration dimension. The results are extended to (p,pn+-1) cables. As an example we compute HFK((T…
By studying the Heegaard Floer homology of the preimage of a knot K in S^3 inside its double branched cover, we develop simple obstructions to K having finite order in the classical smooth concordance group. As an application, we prove that all 2-bridge knots of crossing number at most 12 for which the smooth concordance order was previously unknown have infinite smooth concordance order.
Using the grid diagram formulation of knot Floer homology, Ozsvath, Szabo and Thurston defined an invariant of transverse knots in the tight contact 3-sphere. Shortly afterwards, Lisca, Ozsvath, Stipsicz and Szabo defined an invariant of transverse knots in arbitrary contact 3-manifolds using open book decompositions. It has been conjectured that these invariants agree where they are both defined. We prove this fact by defining yet another invariant of transverse knots, showing that this third invariant agrees with the two mentioned above.
We explore certain restrictions on knots in the three-sphere which admit non-trivial Seifert fibered surgeries. These restrictions stem from the Heegaard Floer homology for Seifert fibered spaces, and hence they have consequences for both the Alexander polynomial of such knots, and also their knot Floer homology. In particular, we show that certain polynomials are never the Alexander polynomials of knots which admit homology three-sphere Seifert fibered surgeries. The knot Floer homology restrictions, on the other hand, apply also in cases where the Alexander polynomial gives no information, s…
In an earlier paper, we used the absolute grading on Heegaard Floer homology to give restrictions on knots in $S^3$ which admit lens space surgeries. The aim of the present article is to exhibit stronger restrictions on such knots, arising from knot Floer homology. One consequence is that all the non-zero coefficients of the Alexander polynomial of such a knot are $\pm 1$. This information in turn can be used to prove that certain lens spaces are not obtained as integral surgeries on knots. In fact, combining our results with constructions of Berge, we classify lens spaces $L(p,q)$ which arise…
In an earlier paper, we introduced a knot invariant for a null-homologous knot K in an oriented three-manifold Y, which is closely related to the Heegaard Floer homology of Y. In this paper we investigate some properties of these knot homology groups for knots in the three-sphere. We give a combinatorial description for the generators of the chain complex and their gradings. With the help of this description, we determine the knot homology for alternating knots, showing that in this special case, it depends only on the signature and the Alexander polynomial of the knot (generalizing a result o…
We show that if a positive integral surgery on a knot K inside a homology sphere X with Seifert genus g(K) results in an induced knot K_n in X_n(K)=Y which has simple Floer homology, we should have n>=2g(K). Moreover, if X is the standard sphere, the three-manifold Y is a L-space and the Heegaard Floer homology groups of K are determined by its Alexander polynomial.
Using the knot Floer homology filtration, we define invariants associated to a knot in a three-manifold possessing non-vanishing Floer co(homology) classes. In the case of the Ozsvath-Szabo contact invariant we obtain an invariant of knots in a contact three-manifold. This invariant provides an upper bound for the Thurston-Bennequin plus rotation number of any Legendrian realization of the knot. We use it to demonstrate the first systematic construction of prime knots in contact manifolds other than the three-sphere with negative maximal Thurston-Bennequin invariant. Perhaps more interesting, …
If $K$ is a fibered knot in a closed, oriented $3$--manifold $Y$ with fiber $F$, and $\widehat{HFK}(Y,K,[F], g(F)-1;\mathbb Z/2\mathbb Z)$ has rank $r$, then the monodromy of $K$ is freely isotopic to a diffeomorphism with at most $r-1$ fixed points. This generalizes earlier work of Baldwin--Hu--Sivek and Ni. We also clarify a misleading formula in Cotton-Clay's computation of the symplectic Floer homology of mapping classes of surfaces.
Using a knot concordance invariant from the Heegaard Floer theory of Ozsvath and Szabo, we obtain new bounds for the Thurston-Bennequin and rotation numbers of Legendrian knots in S^3. We also apply these bounds to calculate the knot concordance invariant for certain knots.
In an earlier paper, we introduced a collection of graded Abelian groups $\HFKa(Y,K)$ associated to knots in a three-manifold. The aim of the present paper is to investigate these groups for several specific families of knots, including the Kinoshita-Terasaka knots and their ``Conway mutants''. These results show that $\HFKa$ contains more information than the Alexander polynomial and the signature of these knots; and they also illustrate the fact that $\HFKa$ detects mutation. We also calculate $\HFKa$ for certain pretzel knots, and knots with small crossing number ($n\leq 9$). Our calculatio…
We establish surgery formulas for filtration of the Heegaard Floer homology associated with p/q surgery on a null-homologous knot K in a three-manifold Y, induced by K_{p/q}. Here K_{p/q} is the core of the attached solid torus (which produces the surgery). This would generalize a result of Ozsvath and Szabo. We will re-prove that surgery on non-trivial knots can not produce S^3, as a corollary of a non-vanishing result for the knot Floer homology of K_{p/q}.
We prove the existence of an exact triangle for the Pin(2)-monopole Floer homology groups of three manifolds related by specific Dehn surgeries on a given knot. Unlike the counterpart in usual monopole Floer homology, only two of the three maps are those induced by the corresponding elementary cobordism. We use this triangle to describe the invariants associated to homology spheres obtained by (\pm1)-surgery on alternating knots.
Ozsvath and Szabo defined an analog of the Froyshov invariant in the form of a correction term for the grading in Heegaard Floer homology. Applying this to the double cover of the 3-sphere branched over a knot K, we obtain an invariant delta of knot concordance. We show that delta is determined by the signature for alternating knots and knots with up to nine crossings, and conjecture a similar relation for all H-thin knots. We also use delta to prove that for all knots K with tau(K)>0, the positive untwisted double of K is not smoothly slice.
Given an equivariant knot $K$ of order $2$, we study the induced action of the symmetry on the knot Floer homology. We relate this action with the induced action of the symmetry on the Heegaard Floer homology of large surgeries on $K$. This surgery formula can be thought of as an equivariant analog of the involutive large surgery formula proved by Hendricks and Manolescu. As a consequence, we obtain that for certain double branched covers of $S^{3}$ and corks, the induced action of the involution on Heegaard Floer homology can be identified with an action on the knot Floer homology. As an appl…
We obtain a formula for the Heegaard Floer homology (hat theory) of the three-manifold $Y(K_1,K_2)$ obtained by splicing the complements of the knots $K_i\subset Y_i$, $i=1,2$, in terms of the knot Floer homology of $K_1$ and $K_2$. We also present a few applications. If $h_n^i$ denotes the rank of the Heegaard Floer group $\widehat{\mathrm{HFK}}$ for the knot obtained by $n$-surgery over $K_i$ we show that the rank of $\widehat{\mathrm{HF}}(Y(K_1,K_2))$ is bounded below by $$\big|(h_\infty^1-h_1^1)(h_\infty^2-h_1^2)- (h_0^1-h_1^1)(h_0^2-h_1^2)\big|.$$ We also show that if splicing the complem…
In this paper we study the knot Floer homology invariants of the twisted and untwisted Whitehead doubles of an arbitrary knot K. We present a formula for the filtered chain homotopy type of HFK(D(+,K,t)) in terms of the invariants for K, where D(+,K,t) denotes the t-twisted positive-clasped Whitehead double of K. In particular, the formula can be used iteratively and can be used to compute the Floer homology of manifolds obtained by surgery on Whitehead doubles. An immediate corollary is that tau(D(+,K,t))=1 if t< 2tau(K) and zero otherwise, where tau is the Ozsv{á}th-Szab{ó} concordance invar…
Given a transverse link in the standard contact 3-sphere, we study the contact manifold that arises as a branched double cover of the sphere. We give a contact surgery description of such manifolds, which allows to determine the Heegaard Floer contact invariants for some of them. By example of the knots of Birman--Menasco, we show that these contact manifolds may fail to distinguish between non-isotopic transverse knots. We also investigate the relation between the Heegaard Floer contact invariants of the branched double covers and the Khovanov homology, in particular, the transverse link inva…
We review the construction of Heegaard Floer homology for closed three-manifolds and also for knots and links in the three-sphere. We also discuss three applications of this invariant to knot theory: studying the Thurston norm of a link complement, the slice genus of a knot, and the unknotting number of a knot. We emphasize the application to the Thurston norm, and illustrate the theory in the case of the Conway link.
