By recent results of Baker--Etnyre--Van Horn-Morris, a rational open book decomposition defines a compatible contact structure. We show that the Heegaard Floer contact invariant of such a contact structure can be computed in terms of the knot Floer homology of its (rationally null-homologous) binding. We then use this description of contact invariants, together with a formula for the knot Floer homology of the core of a surgery solid torus, to show that certain manifolds obtained by surgeries on bindings of open books carry tight contact structures. Possible applications to lens space surgeries are discussed.
The periodic Floer homology of a surface symplectomorphism, defined by the first author and M. Thaddeus, is the homology of a chain complex which is generated by certain unions of periodic orbits, and whose differential counts certain embedded pseudoholomorphic curves in R cross the mapping torus. It is conjectured to recover the Seiberg-Witten Floer homology of the mapping torus for most spin-c structures, and is related to a variant of contact homology. In this paper we compute the periodic Floer homology of some Dehn twists.
We derive a new exact sequence in the hat-version of Heegaard Floer homology. As a consequence we see a functorial connection between the invariant of Legendrian knots and the contact element. As an application we derive two vanishing results of the contact element making it possible to easily read off its vanishing out of a surgery presentation in suitable situations.
We give a Dehn surgery characterization of the trefoil and the figure eight knots. These results are gotten by combining surgery formulas in Heegaard Floer homology from an earlier paper with the characterization of these knots in terms of their knot Floer homology given in a recent paper of Ghiggini.
We define a twisted version of Manolescu and Woodward's Symplectic Instanton homology, prove that this invariant fits into the framework of Wehrheim and Woodward's Floer Field theory, and describe its behaviour for connected sum and Dehn surgery.
These are notes of a talk given at the Mathematische Arbeitstagung 2005 in Bonn. Following ideas of Ozbagci-Stipsicz, a proof based on contact Dehn surgery is given of Eliashberg's concave filling theorem for contact 3-manifolds. The role of that theorem in the Kronheimer-Mrowka proof of property P for nontrivial knots is sketched.
Using the combinatorial approach to Heegaard Floer homology we obtain a relatively easy formula for computation of hat Heegaard Floer homology for the three-manifold obtained by rational surgery on a knot K inside a homology sphere Y.
For an open book decomposition $(S,ϕ)$, the fractional Dehn twist coefficients are rational numbers measuring the amount that the monodromy $ϕ$ twists the surface $S$ near each boundary component. In general, the twist coefficients do not behave nicely under the operation of capping off a boundary component. The goal of this paper is to use Heegaard Floer homology to constrain the behavior of the fractional Dehn twist coefficients after capping off. We also use our results about fractional Dehn twists to study the Floer homology of cyclic branched covers over fibered two-component links.
We use an algorithm by Ozsvath and Szabo to find closed formulae for the ranks of the hat version of the Heegaard Floer homology groups for non-zero Dehn surgeries on knots in the 3-sphere. As applications we provide new bounds on the number of distinct ranks of the Heegaard Floer groups a Dehn surgery can have. These in turn give a new lower bound on the rational Dehn surgery genus of a rational homology 3-sphere. We also provide novel obstructions for a knot to be a potential counterexample to the Cabling Conjecture.
We establish a relationship between Heegaard Floer homology and the fractional Dehn twist coefficient of surface automorphisms. Specifically, we show that the rank of the Heegaard Floer homology of a 3-manifold bounds the absolute value of the fractional Dehn twist coefficient of the monodromy of any of its open book decompositions with connected binding. We prove this by showing that the rank of Floer homology gives bounds for the number of boundary parallel right or left Dehn twists necessary to add to a surface automorphism to guarantee that the associated contact manifold is tight or overt…
We prove the existence of a spectral sequence for Lagrangian Floer homology which converges to the Floer homology of the image of a Lagrangian submanifold under multiple fibred Dehn twists. The $E_1$ term of the sequence is given by the hypercube of "resolutions" of the Dehn twists involved. The proof relies on the exact triangle for fibered Dehn twists due to Wehrheim and Woodward. As applications we obtain a spectral sequences from Khovanov homology to symplectic Khovanov homology. Also when a 3-manifold $M$ is given by gluing two handlebodies by a surface diffeomorphism $ϕ$, we obtain a spe…
Let $K$ be a rationally null-homologous knot in a $3$-manifold $Y$, equipped with a nonzero framing $λ$, and let $Y_λ(K)$ denote the result of $λ$-framed surgery on $Y$. Ozsváth and Szabó gave a formula for the Heegaard Floer homology groups of $Y_λ(K)$ in terms of the knot Floer complex of $(Y,K)$. We strengthen this formula by adding a second filtration that computes the knot Floer complex of the dual knot $K_λ$ in $Y_λ$, i.e., the core circle of the surgery solid torus. In the course of proving our refinement we derive a combinatorial formula for the Alexander grading which may be of indepe…
We use sutured manifold theory, essential laminations and essential branched surfaces to establish the upper bounds of distances between certain types of nonsimple Dehn surgery slopes. This is the revised version of an earlier preprint {\it Dehn surgery and simple manifolds.}
In this paper we extend Thurston's hyperbolic Dehn surgery theorem to a class of geometrically infinite hyperbolic 3-manifolds. As an application we prove a modest density theorem for Kleinian groups. We also discuss hyperbolic Dehn surgery on geometrically finite hypebolic cone-manifolds.
This paper is a companion to the authors' forthcoming work extending Heegaard Floer theory from closed 3-manifolds to compact 3-manifolds with two boundary components via quilted Floer cohomology. We describe the first interesting case of this theory: the invariants of 3-manifolds bounding S^2 union T^2, regarded as modules over the Fukaya category of the punctured 2-torus. We extract a short proof of exactness of the Dehn surgery triangle in Heegaard Floer homology. We show that A-infinity structures on the graded algebra A formed by the cohomology of two basic objects in the Fukaya category …
A consequence of the Cabling Conjecture of Gonzalez-Acuña and Short is that Dehn surgery on a knot in $S^3$ cannot produce a manifold with more than two connected summands. In the event that some Dehn surgery produces a manifold with three or more connected summands, then the surgery parameter is bounded in terms of the bridge number by a result of Sayari. Here this bound is sharpened, providing further evidence in favour of the Cabling Conjecture.
A Dehn surgery on a knot $K$ in $S^3$ is exceptional if it produces a reducible, toroidal or Seifert fibred manifold. It is known that a large arborescent knot admits no such surgery unless it is a type II arborescent knot. The main theorem of this paper shows that up to isotopy there are exactly three large arborescent knots admitting exceptional surgery, each of which admits exactly one exceptional surgery, producing a toroidal manifold.
For a nullhomologous Legendrian knot in a closed contact 3-manifold Y we consider a contact structure obtained by positive rational contact surgery. We prove that in this situation the Heegaard Floer contact invariant of Y is mapped by a surgery cobordism to the contact invariant of the result of contact surgery. In addition we characterize the spin-c structure on the cobordism that induces the relevant map. As a consequence we determine necessary and sufficient conditions for the nonvanishing of the contact invariant after rational surgery when Y is the standard 3-sphere, generalizing previou…
For a compact connected 3-submanifold with connected boundary in the 3-sphere, we relate the existence of a Seifert surface system for a surface with a Dehn surgery along a null-homologous link. As its corollary, we obtain a refinement of the Fox's re-embedding theorem.
This article is solicited by C.\ Adams for a special issue of {\it Chaos, Solitons and Fractals\/} devoted to knot theory and its applications. We present some recent results about Dehn surgeries on arborescent knots and links.
Let K be a fibered knot in the 3-sphere. We show that if the monodromy of K is sufficiently complicated, then Dehn surgery on K cannot yield a lens space. Work of Yi Ni shows that if K has a lens space surgery then it is fibered. Combining this with our result we see that if K has a lens space surgery then it is fibered and the monodromy is relatively simple.
We provide a new obstruction for a rational homology 3-sphere to arise by Dehn surgery on a given knot in the 3-sphere. The obstruction takes the form of an inequality involving the genus of the knot, the surgery coefficient, and a count of L-structures on the 3-manifold, that is spin-c structures with the simplest possible associated Heegaard Floer group. Applications include an obstruction for two framed knots to yield the same 3-manifold, an obstruction that is particularly effective when working with families of framed knots. We introduce the rational and integral Dehn surgery genera for a…
Let M be a closed 3-manifold obtained by Dehn surgery along the figure-eight knot. We give a formula of the Reisdemeisiter torsion of M for any irreducible SL(2;C)-representation. It is described as a rational expression of the trace of the image of the meridian.
Berge in [1] defined doubly primitive knots, which yield lens spaces by Dehn surgery. At the same paper he listed the knots into several types. In this paper we will prove the list is complete when $τ>1$. The invariant $τ$ is a quantity with regard to lens space surgery, which is defined in this paper. Furthermore at the same time we will also prove that Table~6 in [8] is complete as Poincaré homology sphere surgery when $τ>1$.
We provide related Dehn surgery descriptions for rational homology spheres and a class of their regular finite cyclic covering spaces. As an application, we use the surgery descriptions to relate the Casson invariants of the covering spaces to that of the base space. Finally, we show that this places restrictions on the number of finite and cyclic Dehn fillings of the knot complements in the covering spaces beyone those imposed by Culler-Gordon-Luecke-Shalen and Boyer-Zhang.
We write down an explicit formula for the $+$ version of the Heegaard Floer homology (as an absolutely graded vector space over an arbitrary field) of the results of Dehn surgery on a knot $K$ in $S^3$ in terms of homological data derived from $CFK^{\infty}(K)$. This allows us to prove some results about Dehn surgery on knots in $S^3$. In particular, we show that for a fixed manifold there are only finitely many alternating knots that can produce it by surgery. This is an improvement on a recent result by Lackenby and Purcell. We also derive a lower bound on the genus of knots depending on the…
We calculate limits of the colored Jones polynomials of the figure-eight knot and conclude that in most cases they determine the volumes and the Chern--Simons invariants of the three-manifolds obtained by Dehn surgeries along it.
When can surgery on a null-homologous knot K in a rational homology sphere produce a non-separating sphere? We use Heegaard Floer homology to give sufficient conditions for K to be unknotted. We also discuss some applications to homology cobordism, concordance, and Mazur manifolds.
Let K be a non-trivial knot in the 3-sphere and let Y(r) be the 3-manifold obtained by surgery on K with surgery-coefficient a rational number r. We show that there is a homomorphism from the fundamental group of Y(r) to SU(2) with non-cyclic image if r is less than or equal to 2.
We show that any exceptional non-trivial Dehn surgery on a hyperbolic two-bridge knot yields a 3-manifold whose fundamental group is left-orderable. This gives a new supporting evidence for a conjecture of Boyer, Gordon and Watson.
This paper gives a quantitative version of Thurston's hyperbolic Dehn surgery theorem. Applications include the first universal bounds on the number of non-hyperbolic Dehn fillings on a cusped hyperbolic 3-manifold, and estimates on the changes in volume and core geodesic length during hyperbolic Dehn filling. The proofs involve the construction of a family of hyperbolic cone-manifold structures, using infinitesimal harmonic deformations and analysis of geometric limits.
We prove that there are exactly $6$ Nil Seifert fibred spaces which can be obtained by Dehn surgeries on non-trefoil knots in $S^3$, with $\{60, 144, 156, 288, 300\}$ as the exact set of all such surgery slopes up to taking the mirror images of the knots. We conjecture that there are exactly $4$ specific hyperbolic knots in $S^3$ which admit Nil Seifert fibred surgery. We also give some more general results and a more general conjecture concerning Seifert fibred surgeries on hyperbolic knots in $S^3$.
In this paper, we define the primitive/Seifert-fibered property for a knot in S^3. If satisfied, the property ensures that the knot has a Dehn surgery that yields a small Seifert-fibered space (i.e. base S^2 and three or fewer critical fibers). Next we describe the twisted torus knots, which provide an abundance of examples of primitive/Seifert-fibered knots. By analyzing the twisted torus knots, we prove that nearly all possible triples of multiplicities of the critical fibers arise via Dehn surgery on primitive/Seifert-fibered knots.
We show that there exist infinitely many pairs of distinct knots in the 3-sphere such that each pair can yield homeomorphic lens spaces by the same Dehn surgery. Moreover, each knot of the pair can be chosen to be a torus knot, a satellite knot or a hyperbolic knot, except that both cannot be satellite knots simultaneously. This exception is shown to be unavoidable by the classical theory of binary quadratic forms.
Using Taubes' periodic ends theorem, Auckly gave examples of toroidal and hyperbolic irreducible integer homology spheres which are not surgery on a knot in the three-sphere. We give an obstruction to a homology sphere being surgery on a knot coming from Heegaard Floer homology. This is used to construct infinitely many small Seifert fibered examples.
We prove a surgery formula for the renormalized Euler characteristic of Ozsvath and Szabo. Equality between this Euler cahracteristic and the Seiberg-Witten invariant follows for rational homology three-spheres.
Let K be a (2p,q)-torus knot and M_n is a 3-manifold obtained by 1/n-Dehn surgery along K. We consider a polynomial whose zeros are the inverses of the Reideimeister torsion of M_n for SL(2;C)-irreducible representations. Johnson gave a formula for the case of the (2,3)-torus knot under some modification and normalization. We generalize this formula by using Tchebychev polynomials.
We use the combinatorial techniques of graphs of intersection to study reducible Dehn surgeries on knots in the three-sphere. In particular, in the event that a reducible surgery on a knot K in the three-sphere of slope r produces a manifold with more than two connected summands, we show that r is bounded in absolute value by the bridge number of K. As a consequence, this possibility is ruled out for knots with bridge number at most five and for positive braid closures.
We propose a new algorithm for Dehn surgery problem, finding exceptional Dehn filling slopes for a given hyperbolic 3-manifold with a torus boundary, using a quantum invariant called "3D index". The invariant is defined using an ideal triangulation of the cusped 3-manifold. We test the algorithm for many examples.
Let $M_n$ be a homology 3-sphere obtained by $\frac1n$-Dehn surgery along a $(p,q)$-torus knot. We consider a polynomial $σ_{(p,q,n)}(t)$ whose zeros are the inverses of the Reideimeister torsion of $M_n$ for $\mathit{SL}(2;\mathbb{C})$-irreducible representations. We give an explicit formula of this polynomial by using Tchebychev polynomials of the first kind. Further we also give a 3-term relations of these polynomials.
For any hyperbolic twist knot in the 3-sphere, we show that the resulting manifold by $r$-surgery on the knot has left-orderable fundamental group if the slope $r$ satisfies the inequality $0\le r \le 4$.
Consider a three dimensional cusped spherical $\mathrm{CR}$ manifold $M$ and suppose that the holonomy representation of $π_1(M)$ can be deformed in such a way that the peripheral holonomy is generated by a non-parabolic element. We prove that, in this case, there is a spherical $\mathrm{CR}$ structure on some Dehn surgeries of $M$. The result is very similar to R. Schwartz's spherical $\mathrm{CR}$ Dehn surgery theorem, but has weaker hypotheses and does not give the unifomizability of the structure. We apply our theorem in the case of the Deraux-Falbel structure on the Figure Eight knot comp…
This is an expository paper, in which we give a summary of some of the joint work of John Luecke and the author on Dehn surgery. We consider the situation where we have two Dehn fillings $M(α)$ and $M(β)$ on a given 3-manifold $M$, each containing a surface that is either essential or a Heegaard surface. We show how a combinatorial analysis of the graphs of intersection of the two corresponding punctured surfaces in $M$ enables one to find faces of these graphs which give useful topological information about $M(α)$ and $M(β)$, and hence, in certain cases, good upper bounds on the intersection …
We show that any exceptional non-trivial Dehn surgery on a twist knot, except the trefoil, yields a 3-manifold whose fundamental group is left-orderable. This is a generalization of a result of Clay, Lidman and Watson, and also gives a new supporting evidence for a conjecture of Boyer, Gordon and Watson.
We show that if a positive integral surgery on a knot K inside a homology sphere X with Seifert genus g(K) results in an induced knot K_n in X_n(K)=Y which has simple Floer homology, we should have n>=2g(K). Moreover, if X is the standard sphere, the three-manifold Y is a L-space and the Heegaard Floer homology groups of K are determined by its Alexander polynomial.
Motivated by Clay and Watson's question on left-orderability of the fundamental group of the resultant space of an $r'$-surgery on the $(p, q)$-cable knots for $r' \in (pq-p-q,pq)$, this paper proves by elementary means that for specific pairs of $(p,q)$-cable knots of torus knots, $r' \in [pq-1,pq]$ gives a surgery yielding non-left orderable fundamental groups.
A combinatorial condition is obtained for when immersed or embedded incompressible surfaces in compact 3-manifolds with tori boundary components remain incompressible after Dehn surgery. A combinatorial characterisation of hierarchies is described. A new proof is given of the topological rigidity theorem of Hass and Scott for 3-manifolds containing immersed incompressible surfaces, as found in cubings of non-positive curvature.
Previous work of the authors establishes a criterion on the fundamental group of a knot complement that determines when Dehn surgery on the knot will have a fundamental group that is not left-orderable. We provide a refinement of this criterion by introducing the notion of a decayed knot; it is shown that Dehn surgery on decayed knots produces surgery manifolds that have non-left-orderable fundamental group for all sufficiently positive surgeries. As an application, we prove that sufficiently positive cables of decayed knots are always decayed knots. These results mirror properties of L-space …
We show that the resulting manifold by $r$-surgery on the knot $5_2$, which is the two-bridge knot corresponding to the rational number 3/7, has left-orderable fundamental group if the slope $r$ satisfies $0\le r\le 4$.
When can one 3-manifold be transformed to another by a finite sequence of Dehn surgeries which are restricted to preserve the first homology of the manifolds ? What is the resulting equivalence relation on 3-manifolds ? What if the surgery circle is further restricted to lie more deeply in the lower central series of the fundamental group ? We answer these questions. It is shown that many of these questions have answers in terms of classical toplogical invariants. Relations with Heegard splittings and the Torelli group are discussed. This is also related to whether or not one 3-manifold may be…
We establish surgery formulas for filtration of the Heegaard Floer homology associated with p/q surgery on a null-homologous knot K in a three-manifold Y, induced by K_{p/q}. Here K_{p/q} is the core of the attached solid torus (which produces the surgery). This would generalize a result of Ozsvath and Szabo. We will re-prove that surgery on non-trivial knots can not produce S^3, as a corollary of a non-vanishing result for the knot Floer homology of K_{p/q}.
We prove the existence of an exact triangle for the Pin(2)-monopole Floer homology groups of three manifolds related by specific Dehn surgeries on a given knot. Unlike the counterpart in usual monopole Floer homology, only two of the three maps are those induced by the corresponding elementary cobordism. We use this triangle to describe the invariants associated to homology spheres obtained by (\pm1)-surgery on alternating knots.
