In an earlier paper, we introduced a collection of graded Abelian groups $\HFKa(Y,K)$ associated to knots in a three-manifold. The aim of the present paper is to investigate these groups for several specific families of knots, including the Kinoshita-Terasaka knots and their ``Conway mutants''. These results show that $\HFKa$ contains more information than the Alexander polynomial and the signature of these knots; and they also illustrate the fact that $\HFKa$ detects mutation. We also calculate $\HFKa$ for certain pretzel knots, and knots with small crossing number ($n\leq 9$). Our calculations prove that many of the knots considered here admit no Seifert fibered surgeries.
Khovanov-Floer theories are a class of homological link invariants which admit spectral sequences from Khovanov homology. They include Khovanov homology, Szab{ó}'s geometric link homology, singular instanton homology, and various Floer theories applied to branched double covers. In this short note we show that certain strong Khovanov-Floer theories, including Szab{ó} homology and singular instanton homology, are invariant under Conway mutation. This confirms conjectures of Seed and Lambert-Cole. Along the way we prove two other conjectures about the structure of Szab{ó} homology.
We use the knot filtration on the Heegaard Floer complex to define an integer invariant tau(K) for knots. Like the classical signature, this invariant gives a homomorphism from the knot concordance group to Z. As such, it gives lower bounds for the slice genus (and hence also the unknotting number) of a knot; but unlike the signature, tau gives sharp bounds on the four-ball genera of torus knots. As another illustration, we calculate the invariant for several ten-crossing knots.
We compute the Heegaard Floer homology of any rational homology 3-sphere with an open book decomposition of the form (T,ϕ), where T is a genus one surface with one boundary component. In addition, we compute the Heegaard Floer homology of any T^2-bundle over S^1 with first Betti number equal to one, and we compare our results with those of Lebow on the embedded contact homology of such torus bundles. We use these computations to place restrictions on Stein-filllings of the contact structures compatible with such open books, to narrow down somewhat the class of 3-braid knots with finite concord…
We prove that, like the Seiberg-Witten monopole homology, the Heegaard Floer homology for a three-manifold determines its Thurston norm. As a consequence, we show that knot Floer homology detects the genus of a knot. This leads to new proofs of certain results previously obtained using Seiberg-Witten monopole Floer homology (in collaboration with Kronheimer and Mrowka). It also leads to a purely Morse-theoretic interpretation of the genus of a knot. The method of proof shows that the canonical element of Heegaard Floer homology associated to a weakly symplectically fillable contact structure i…
It is known that knot Floer homology detects the genus and Alexander polynomial of a knot. We investigate whether knot Floer homology of $K$ detects more structure of minimal genus Seifert surfaces for $K$. We define an invariant of algebraically slice, genus one knots and provide examples to show that knot Floer homology does not detect this invariant. Finally, we remark that certain metabelian $L^2$-signatures bound this invariant from below.
Let $\mathcal{L}$ be a knot with a fixed positive crossing and $\mathcal{L}_n$ the link obtained by replacing this crossing with $n$ positive twists. We prove that the knot Floer homology $\widehat{\text{HFK}}(\mathcal{L}_n)$ `stabilizes' as $n$ goes to infinity. This categorifies a similar stabilization phenomenon of the Alexander polynomial. As an application, we construct an infinite family of prime, positive mutant knots with isomorphic bigraded knot Floer homology groups. Moreover, given any pair of positive mutants, we describe how to derive a corresponding infinite family positive mutan…
We exhibit an infinite family of knots with isomorphic knot Heegaard Floer homology. Each knot in this infinite family admits a nontrivial genus two mutant which shares the same total dimension in both knot Floer homology and Khovanov homology. Each knot is distinguished from its genus two mutant by both knot Floer homology and Khovanov homology as bigraded groups. Additionally, for both knot Heegaard Floer homology and Khovanov homology, the genus two mutation interchanges the groups in $δ$-gradings $k$ and $-k$.
We define several concordance invariants using knot Floer homology which give improvements over known slice genus and clasp number bounds from Heegaard Floer homology. We also prove that the involutive correction terms of Hendricks and Manolescu give both a slice genus and a clasp number bound.
Given an element in the first homology of a rational homology 3-sphere $Y$, one can consider the minimal rational genus of all knots in this homology class. This defines a function $Θ$ on $H_1(Y;\mathbb Z)$, which was introduced by Turaev as an analogue of Thurston norm. We will give a lower bound for this function using the correction terms in Heegaard Floer homology. As a corollary, we show that Floer simple knots in L-spaces are genus minimizers in their homology classes, hence answer questions of Turaev and Rasmussen about genus minimizers in lens spaces.
Given a self-diffeomorphism h of a closed, orientable surface S and an embedding f of S into a three-manifold M, we construct a mutant manifold N by cutting M along f(S) and regluing by h. We will consider whether there are any gluings such that for any embedding, the manifold and its mutant have isomorphic Heegaard Floer homology. In particular, we will demonstrate that if the gluing is not isotopic to the identity, then there exists an embedding of S into a three-manifold M such that the rank of the non-torsion summands of the Heegaard Floer homology of M differs from that of its mutant. We …
To each knot $K\subset S^3$ one can associated its knot Floer homology $\hat{HFK}(K)$, a finitely generated bigraded abelian group. In general, the nonzero ranks of these homology groups lie on a finite number of slope one lines with respect to the bigrading. The width of the homology is, in essence, the largest horizontal distance between two such lines. Also, for each diagram $D$ of $K$ there is an associated Turaev surface, and the Turaev genus is the minimum genus of all Turaev surfaces for $K$. We show that the width of knot Floer homology is bounded by Turaev genus plus one. Skein relati…
Floer cohomology is computed for certain elements of the mapping class group of a surface $Σ$ of genus $g>1$ which are compositions of positive and negative dehn twists along some loops in $Σ$. The computations cover a certain class of pseudo-Anasov maps.
Suppose C is a singular curve in CP^2 and it is topologically an embedded surface of genus g; such curves are called cuspidal. The singularities of C are cones on knots K_i. We apply Heegaard Floer theory to find new constraints on the sets of knots {K_i} that can arise as the links of singularities of cuspidal curves. We combine algebro-geometric constraints with ours to solve the existence problem for curves with genus one, d>33, that possess exactly one singularity which has exactly one Puiseux pair (p;q). The realized triples (p,d,q) are expressed as successive even terms in the Fibonacci …
In an earlier work, we introduced a family of t-modified knot Floer homologies, defined by modifying the construction of knot Floer homology HFK-minus. The resulting groups were then used to define concordance homomorphisms indexed by t in [0,2]. In the present work we elaborate on the special case t=1, and call the corresponding modified knot Floer homology the unoriented knot Floer homology. Using elementary methods (based on grid diagrams and normal forms for surface cobordisms), we show that the resulting concordance homomorphism gives a lower bound for the smooth 4-dimensional crosscap nu…
We use bordered Floer theory to study properties of twisted Mazur pattern satellite knots $Q_{n}(K)$. We prove that $Q_n(K)$ is not Floer homologically thin, with two exceptions. We calculate the 3-genus of $Q_{n}(K)$ in terms of the twisting parameter $n$ and the 3-genus of the companion $K$, and we determine when $Q_n(K)$ is fibered. As an application to our results on Floer thickness and 3-genus, we verify the Cosmetic Surgery Conjecture for many of these satellite knots.
We prove that the Knot Floer homology group of a fibred knot of genus g in the Alexander grading 1-g is isomorphic to a version of the fixed point Floer homology of an area-preserving representative of the monodromy.
Let K be a knot in S^3 of genus g and let n>0. We show that if rk HFK(K,g) < 2^{n+1} (where HFK denotes knot Floer homology), in particular if K is an alternating knot such that the leading coefficient a_g of its Alexander polynomial satisfies |a_g| <2^{n+1}, then K has at most n pairwise disjoint non-isotopic genus g Seifert surfaces. For n=1 this implies that K has a unique minimal genus Seifert surface up to isotopy.
We apply Heegaard-Floer homology theory to establish generalized slicing Bennequin inequalities closely related to a recent result of T. Mrowka and Y. Rollin proved using Seiberg-Witten monopoles.
We calculate the Heegaard Floer homologies$HF^+(M,s) for mapping tori M associated to certain surface diffeomorphisms, where s is any Spin^c structure on M whose first Chern class is non-torsion. Let gamma and delta be a pair of geometrically dual nonseparating curves on a genus g Riemann surface Sigma_g, and let sigma be a curve separating Sigma_g into components of genus 1 and g-1. Write t-gamma, t_delta, and t_sigma for the right-handed Dehn twists about each of these curves. The examples we consider are the mapping tori of the diffeomorphisms t_gamma^m circ t_delta^n for m,n in Z and that …
We prove that the map on knot Floer homology induced by a ribbon concordance is injective. As a consequence, we prove that the Seifert genus is monotonic under ribbon concordance. We also generalize a theorem of Gabai about the super-additivity of the Seifert genus under band connected sum. Our result gives evidence for a conjecture of Gordon that ribbon concordance is a partial order on the set of knots.
We provide a new obstruction for a rational homology 3-sphere to arise by Dehn surgery on a given knot in the 3-sphere. The obstruction takes the form of an inequality involving the genus of the knot, the surgery coefficient, and a count of L-structures on the 3-manifold, that is spin-c structures with the simplest possible associated Heegaard Floer group. Applications include an obstruction for two framed knots to yield the same 3-manifold, an obstruction that is particularly effective when working with families of framed knots. We introduce the rational and integral Dehn surgery genera for a…
We modify the construction of knot Floer homology to produce a one-parameter family of homologies for knots in the three-sphere. These invariants can be used to give homomorphisms from the smooth concordance group to the integers, giving bounds on the four-ball genus and the concordance genus of knots. We give some applications of these homomorphisms.
We review the construction of Heegaard Floer homology for closed three-manifolds and also for knots and links in the three-sphere. We also discuss three applications of this invariant to knot theory: studying the Thurston norm of a link complement, the slice genus of a knot, and the unknotting number of a knot. We emphasize the application to the Thurston norm, and illustrate the theory in the case of the Conway link.
We extend the techniques in a previous paper to calculate the Heegaard Floer homology groups for fibered 3-manifolds M whose monodromy is a power of a Dehn twist about a genus-1 separating circle on a surface of genus g > 1. We only consider non-torsion Spin^c-structures on M.
Ozsvath and Szabo conjectured that knot Floer homology detects fibred knots. We propose a strategy to approach this conjecture based on Gabai's theory of sutured manifold decomposition and contact topology. We implement this strategy for genus-one knots, obtaining as a corollary that, if rational surgery on a knot $K$ gives the Poincare homology sphere $Σ(2,3,5)$, then $K$ is the left-handed trefoil knot.
We give a new, elementary proof that Khovanov homology with $\mathbb{Z}/2\mathbb{Z}$--coefficients is invariant under Conway mutation. This proof also gives a strategy to prove Baldwin and Levine's conjecture that $δ$--graded knot Floer homology is mutation--invariant. Using the Clifford module structure on $\widetilde{\text{HFK}}$ induced by basepoint maps, we carry out this strategy for mutations on a large class of tangles. Let $L'$ be a link obtained from $L$ by mutating the tangle $T$. Suppose some rational closure of $T$ corresponding to the mutation is the unlink on any number of compon…
A $g$-tuple of disjoint, linearly independent circles in a Riemann surface of genus $g$ determines a `Heegaard torus' in its $g$-fold symmetric product. Changing the circles by a handleslide produces a new torus. It is proved that, for symplectic forms with certain properties, these two tori are Hamiltonian-isotopic Lagrangian submanifolds. This provides an alternative route to the handleslide-invariance of Ozsvath-Szabo's Heegaard Floer homology.
Genus 2 mutation is the process of cutting a 3-manifold along an embedded closed genus 2 surface, twisting by the hyper-elliptic involution, and gluing back. This paper compares genus 2 mutation with the better-known Conway mutation in the context of knots in the 3-sphere. Despite the fact that any Conway mutation can be achieved by a sequence of at most two genus 2 mutations, the invariants that are preserved by genus 2 mutation are a proper subset of those preserved by Conway mutation. In particular, while the Alexander and Jones polynomials are preserved by genus 2 mutation, the HOMFLY-PT p…
Kearton observed that mutation can change the concordance class of a knot. A close examination of his example reveals that it is of 4-genus 1 and has a mutant of 4-genus 0. The first goal of this paper is to construct examples to show that for any pair of nonnegative integers m and n there is a knot of 4-genus m with a mutant of 4-genus n. A second result of this paper is a crossing change formula for the algebraic concordance class of a knot, which is then applied to prove the invariance of the algebraic concordance class under mutation. The paper concludes with an application of crossing cha…
The purpose of this thesis is to define a "local" version of Ozsváth and Szabó's Heegaard Floer homology $\operatorname{\widehat{HFL}}$ for links in the 3-dimensional sphere, i.e. a Heegaard Floer homology $\operatorname{\widehat{HFT}}$ for tangles in the closed 3-ball. After studying basic properties of $\operatorname{\widehat{HFT}}$ and its decategorified tangle invariant $\nabla_T^s$, we prove a glueing theorem in terms of Zarev's bordered sutured Floer homology, which endows $\operatorname{\widehat{HFT}}$ with an additional glueing structure. For 4-ended tangles, we repackage this glueing …
We define a link homology theory that is readily seen to be both isomorphic to reduced odd Khovanov homology and fully determined by data impervious to Conway mutation. This gives an elementary proof that odd Khovanov homology is mutation invariant, and therefore that mod 2 Khovanov homology is mutation invariant. We also establish mutation invariance for the entire Ozsvath-Szabo spectral sequence from reduced Khovanov homology to the Heegaard Floer homology of the branched double cover.
We define a "reduced" version of the knot Floer complex $CFK^-(K)$, and show that it behaves well under connected sums and retains enough information to compute Heegaard Floer $d$-invariants of manifolds arising as surgeries on the knot $K$. As an application to connected sums, we prove that if a knot in the three-sphere admits an $L$-space surgery, it must be a prime knot. As an application of the computation of $d$-invariants, we show that the Alexander polynomial is a concordance invariant within the class of $L$-space knots, and show the four-genus bound given by the $d$-invariant of +1-su…
We give bounds on the gap functions of the singularities of a cuspidal plane curve of arbitrary genus, generalising recent work of Borodzik and Livingston. We apply these inequalities to unicuspidal curves whose singularity has one Puiseux pair: we prove two identities tying the parameters of the singularity, the genus, and the degree of the curve; we improve on some degree-multiplicity asymptotic inequalities; finally, we prove some finiteness results, we construct infinite families of examples, and in some cases we give an almost complete classification.
In this paper, we study the distribution of the genuses of cluster quivers of finite mutation type. First, we prove that in the $11$ exceptional cases, the distribution of genuses is $0$ or $1$. Next, we consider the relationship between the genus of an oriented surface and that of cluster quivers from this surface. It is verified that the genus of an oriented surface is an upper bound for the genuses of cluster quivers from this surface. Furthermore, for any non-negative integer $n$ and a closed oriented surface of genus $n$, we show that there always exist a set of punctures and a triangulat…
We show that if a positive integral surgery on a knot K inside a homology sphere X with Seifert genus g(K) results in an induced knot K_n in X_n(K)=Y which has simple Floer homology, we should have n>=2g(K). Moreover, if X is the standard sphere, the three-manifold Y is a L-space and the Heegaard Floer homology groups of K are determined by its Alexander polynomial.
If a knot $K$ in $S^3$ admits a pair of truly cosmetic surgeries, we show that the surgery slopes are either $\pm 2$ or $\pm 1/q$ for some value of $q$ that is explicitly determined by the knot Floer homology of $K$. Moreover, in the former case the genus of $K$ must be two, and in the latter case there is bound relating $q$ to the genus and the Heegaard Floer thickness of $K$. As a consequence, we show that the cosmetic crossing conjecture holds for alternating knots (or more generally, Heegaard Floer thin knots) with genus not equal to two. We also show that the conjecture holds for any knot…
Bordered Heegaard Floer homology is a three-manifold invariant which associates to a surface F an algebra A(F) and to a three-manifold Y with boundary identified with F a module over A(F). In this paper, we establish naturality properties of this invariant. Changing the diffeomorphism between F and the boundary of Y tensors the bordered invariant with a suitable bimodule over A(F). These bimodules give an action of a suitably based mapping class group on the category of modules over A(F). The Hochschild homology of such a bimodule is identified with the knot Floer homology of the associated op…
This is a companion paper to earlier work of the authors, which interprets the Heegaard Floer homology for a manifold with torus boundary in terms of immersed curves in a punctured torus. We prove a variety of properties of this invariant, paying particular attention to its relation to knot Floer homology, the Thurston norm, and the Turaev torsion. We also give a geometric description of the gradings package from bordered Heegaard Floer homology and establish a symmetry under spin$^c$ conjugation; this symmetry gives rise to genus one mutation invariance in Heegaard Floer homology for closed t…
Using the Heegaard Floer homology of Ozsvath and Szabo we investigate obstructions to definite intersection pairings bounded by rational homology spheres. As an application we obtain new lower bounds for the four-ball genus of Montesinos links.
In this paper we study the knot Floer homology of a subfamily of twisted $(p, q)$ torus knots where $q \equiv\pm1$ (mod $p$). Specifically, we classify the knots in this subfamily that admit L-space surgeries. To do calculations, we use the fact that these knots are $(1, 1)$ knots and, therefore, admit a genus one Heegaard diagram.
We study the sutured Floer homology invariants of the sutured manifold obtained by cutting a knot complement along a Seifert surface, R. We show that these invariants are finer than the "top term" of the knot Floer homology, which they contain. In particular, we use sutured Floer homology to distinguish two non-isotopic minimal genus Seifert surfaces for the knot 8_3. A key ingredient for this technique is finding appropriate Heegaard diagrams for the sutured manifold associated to the complement of a Seifert surface.
Based on work of Rasmussen, we construct a concordance invariant associated to the knot Floer complex, and exhibit examples in which this invariant gives arbitrarily better bounds on the 4-ball genus than the Ozsvath-Szabo tau invariant.
We examine surgery on a knot in $S^3$ to determine surgery obstructions to Seifert fibered integral homology spheres. We find such surgery obstructions using Heegaard Floer, Knot Floer homology and the mapping cone formula for computing Heegaard Floer homology of surgery on a knot. Here however, we take a different approach and use the number of singular fibers of a Seifert fibered integral homology sphere, which is the toroidal structure, to find obstructions. This approach allows us to show that genus one knots cannot yield Seifert fibered integral homology spheres with six or more singular …
Knot Floer homology is an invariant for knots in the three-sphere for which the Euler characteristic is the Alexander-Conway polynomial of the knot. The aim of this paper is to study this homology for a class of satellite knots, so as to see how a certain relation between the Alexander-Conway polynomials of the satellite, companion and pattern is generalized on the level of the knot Floer homology. We also use our observations to study a classical geometric invariant, the Seifert genus, of our satellite knots.
Given an irreducible closed 3--manifold $Y$, we show that its twisted Heegaard Floer homology determines whether $Y$ is a torus bundle over the circle. Another result we will prove is, if $K$ is a genus 1 null-homologous knot in an $L$--space, and the 0--surgery on $K$ is fibered, then $K$ itself is fibered. These two results are the missing cases of earlier results due to the second author.
We use an algorithm by Ozsvath and Szabo to find closed formulae for the ranks of the hat version of the Heegaard Floer homology groups for non-zero Dehn surgeries on knots in the 3-sphere. As applications we provide new bounds on the number of distinct ranks of the Heegaard Floer groups a Dehn surgery can have. These in turn give a new lower bound on the rational Dehn surgery genus of a rational homology 3-sphere. We also provide novel obstructions for a knot to be a potential counterexample to the Cabling Conjecture.
Let $K$ be a null-homologous knot in a generalized L-space $Z$ with $b_1(Z)\le1$. Let $F$ be a Seifert surface of $K$ with genus $g$. We show that if $\widehat{HFK}(Z,K,[F],g)$ is supported in a single $\mathbb Z/2\mathbb Z$--grading, then \[\mathrm{rank}\widehat{HFK}(Z,K,[F],g-1)\ge\mathrm{rank}\widehat{HFK}(Z,K,[F],g).\]
We exhibit the first example of a knot in the three-sphere with a pair of minimal genus Seifert surfaces that can be distinguished using the sutured Floer homology of their complementary manifolds together with the Spin^c-grading. This answers a question of Juhász. More precisely, we show that the Euler characteristic of the sutured Floer homology of the complementary manifolds distinguishes between the two surfaces, as does the sutured Floer polytope introduced by Juhász. Actually, we exhibit an infinite family of knots with pairs of Seifert surfaces that can be distinguished by the Euler cha…
We prove an excision theorem for the singular instanton Floer homology that allows the excision surfaces to intersect the singular locus. This is an extension of the non-singular excision theorem by Kronheimer and Mrowka and the genus-zero singular excision theorem by Street. We use the singular excision theorem to define an instanton Floer homology theory for sutured manifolds with tangles. As applications, we prove that the annular Khovanov homology (1) detects the unlink, (2) detects the closure of the trivial braid, and (3) distinguishes braid closures from other links; we also prove that …
We compute the Heegaard Floer homology of $S^3_1(K)$ (the (+1) surgery on the torus knot $T_{p,q}$) in terms of the semigroup generated by $p$ and $q$, and we find a compact formula (involving Dedekind sums) for the corresponding Ozsvath--Szabo d-invariant. We relate the result to known knot invariants of $T_{p,q}$ as the genus and the Levine--Tristram signatures. Furthermore, we emphasize the striking resemblance between Heegaard Floer homologies of (+1) and (-1) surgeries on torus knots. This relation is best seen at the level of $τ$ functions.
