Brendan Owens, Saso Strle
Using the Heegaard Floer homology of Ozsvath and Szabo we investigate obstructions to definite intersection pairings bounded by rational homology spheres. As an application we obtain new lower bounds for the four-ball genus of Montesinos links.
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It is known that knot Floer homology detects the genus and Alexander polynomial of a knot. We investigate whether knot Floer homology of $K$ detects more structure of minimal genus Seifert surfaces for $K$. We define an invariant of algebraically slice, genus one knots and provide examples to show that knot Floer homology does not detect this invariant. Finally, we remark that certain metabelian $L^2$-signatures bound this invariant from below.
We consider manifold-knot pairs $(Y,K)$ where $Y$ is a homology sphere that bounds a homology ball. We show that the minimum genus of a PL surface $Σ$ in a homology ball $X$ such that $\partial (X, Σ) = (Y, K)$ can be arbitrarily large. Equivalently, the minimum genus of a surface cobordism in a homology cobordism from $(Y, K)$ to any knot in $S^3$ can be arbitrarily large. The proof relies on Heegaard Floer homology.
We show that perturbing the definition of sl(n) Khovanov-Rozansky link homology gives a lower bound on the slice genus of a knot. As a corollary this yields another proof of Milnor's conjecture on the slice genus of torus knots.
We determine the first homology group with coefficients in $H_1(N;\mathbb{Z})$ for the mapping class group of a non-orientable surface $N$ of genus three with two boundary components.
We give bounds on knot signature, the Ozsvath-Szabo tau invariant, and the Rasmussen s invariant in terms of the Turaev genus of the knot.
We exhibit an infinite family of knots with isomorphic knot Heegaard Floer homology. Each knot in this infinite family admits a nontrivial genus two mutant which shares the same total dimension in both knot Floer homology and Khovanov homology. Each knot is distinguished from its genus two mutant by both knot Floer homology and Khovanov homology as bigraded groups. Additionally, for both knot Heegaard Floer homology and Khovanov homology, the genus two mutation interchanges the groups in $δ$-gradings $k$ and $-k$.
The Turaev genus of a link can be thought of as a way of measuring how non-alternating a link is. A link is Turaev genus zero if and only if it is alternating, and in this viewpoint, links with large Turaev genus are very non-alternating. In this paper, we study Turaev genus one links, a class of links which includes almost alternating links. We prove that the Khovanov homology of a Turaev genus one link is isomorphic to $\mathbb{Z}$ in at least one of its extremal quantum gradings. As an application, we compute or nearly compute the maximal Thurston Bennequin number of a Turaev genus one link…
We study the action of the Veech group of square-tiled surfaces of genus two on homology. This action defines the homology Veech group which is a subgroup of $\textrm{SL}_2(\mathcal{O}_D)$ where $\mathcal{O}_D$ is a quadratic order of square discriminant. Extending a result of Weitze-Schmithüsen we show that also the homology Veech group is a totally non-congruence subgroup with exceptions stemming only from the prime ideals lying above 2. While Weitze-Schmithüsen's result for Veech groups is asymmetric with respect to the spin structure our use of the homology Veech group yields a completely …
Rational genus and Heegaard Floer homology
本文重新证明有理Seifert亏格的$d$不变量下界，并将Floer简单纽结的最小亏格结论推广到$Y\ imes I$中的有理切片亏格问题。
Given an element in the first homology of a rational homology 3-sphere $Y$, one can consider the minimal rational genus of all knots in this homology class. This defines a function $Θ$ on $H_1(Y;\mathbb Z)$, which was introduced by Turaev as an analogue of Thurston norm. We will give a lower bound for this function using the correction terms in Heegaard Floer homology. As a corollary, we show that Floer simple knots in L-spaces are genus minimizers in their homology classes, hence answer questions of Turaev and Rasmussen about genus minimizers in lens spaces.
Near extremal Khovanov homology of Turaev genus one links
本文研究 Turaev 亏格一链环在 Khovanov 同调非平凡的前后两个多项式分次中的结构，证明其中一个特定直和项平凡，并由此计算 Rasmussen s 不变量并给出光滑四亏格上界。
Using rational homology circles to construct rational homology balls
本文受 Akbulut-Larson 启发，利用界定有理同调圆的 plumbed 3-流形构造多族界定有理同调 4-球的有理同调 3-球面，并给出环面丛族、一般构造方法及 $-1$-手术结论。
We give a complete classification of the spherical 3-manifolds that bound smooth rational homology 4-balls. Furthermore, we determine the order of spherical 3-manifolds in the rational homology cobordism group of rational homology 3-spheres. To this end, we use constraints for 3-manifolds to bound rational homology balls induced from Donaldson's diagonalization theorem and Heegaard Floer correction terms.
We construct homology theories with coefficients in L-spectra on the category of ball complexes and we define products in this setting. We also obtain signatures of geometric situations in these homology groups and prove product formulae which we hope will clarify products used in the theory of the total surgery obstruction.
We generalise theorems of Khodorovskiy and Park-Park-Shin, and give new topological proofs of those theorems, using embedded surfaces in the 4-ball and branched double covers. These theorems exhibit smooth codimension-zero embeddings of certain rational homology balls bounded by lens spaces.
We prove that there are rational homology balls $B_p$ smoothly embedded in the $2$-handlebodies associated to certain knots. Furthermore we show that, if we rationally blow up the $2$-handlebody along the embedded rational homology ball $B_p$, then the resulting $4$-manifold cannot be obtained just by a sequence of ordinary blow ups from the $2$-handlebody under a certain mild condition.
The nonorientable four-ball genus of a knot K is the smallest first Betti number of any smoothly embedded, nonorientable surface F in B^4 bounding K. In contrast to the orientable four-ball genus, which is bounded below by the Murasugi signature, the Ozsvath-Szabo tau-invariant, the Rasmussen s-invariant, the best lower bound in the literature on the nonorientable four-ball genus for any K is 3. We find a lower bound in terms of the signature of K and the Heegaard-Floer d-invariant of the integer homology sphere given by -1 surgery on K. In particular, we prove that the nonorientable four-ball…
The rational homology balls $B_n$ appeared in Fintushel and Stern's rational blow-down construction [FS] and were subsequently used (e.g. Fintushel-Stern[FS4], Park[Pa2]) to construct exotic smooth manifolds with small Euler numbers. We show that a large class of smooth 4-manifolds have all of the $B_n$'s for odd $n \geq 3$ embedded in them. In particular, we give explicit examples, using Kirby calculus, of several families of smooth embeddings of the rational homology balls $B_n$.
Based on work of Rasmussen, we construct a concordance invariant associated to the knot Floer complex, and exhibit examples in which this invariant gives arbitrarily better bounds on the 4-ball genus than the Ozsvath-Szabo tau invariant.
We show that the cobordism maps on Khovanov homology can distinguish smooth surfaces in the 4-ball that are exotically knotted (i.e., isotopic through ambient homeomorphisms but not ambient diffeomorphisms). We develop new techniques for distinguishing cobordism maps on Khovanov homology, drawing on knot symmetries and braid factorizations. We also show that Plamenevskaya's transverse invariant in Khovanov homology is preserved by maps induced by positive ascending cobordisms.
In an earlier work, we introduced a family of t-modified knot Floer homologies, defined by modifying the construction of knot Floer homology HFK-minus. The resulting groups were then used to define concordance homomorphisms indexed by t in [0,2]. In the present work we elaborate on the special case t=1, and call the corresponding modified knot Floer homology the unoriented knot Floer homology. Using elementary methods (based on grid diagrams and normal forms for surface cobordisms), we show that the resulting concordance homomorphism gives a lower bound for the smooth 4-dimensional crosscap nu…
We consider the question of which Dehn surgeries along a given knot bound rational homology balls. We use Ozsváth and Szabó's correction terms in Heegaard Floer homology to obtain general constraints on the surgery coefficients. We then turn our attention to the case of integral surgeries, with particular emphasis on positive torus knots. Finally, combining these results with a lattice-theoretic obstruction based on Donaldon's theorem, we classify which integral surgeries along torus knots of the form $T_{kq\pm 1,q}$ bound rational homology balls.
Suppose C is a singular curve in CP^2 and it is topologically an embedded surface of genus g; such curves are called cuspidal. The singularities of C are cones on knots K_i. We apply Heegaard Floer theory to find new constraints on the sets of knots {K_i} that can arise as the links of singularities of cuspidal curves. We combine algebro-geometric constraints with ours to solve the existence problem for curves with genus one, d>33, that possess exactly one singularity which has exactly one Puiseux pair (p;q). The realized triples (p,d,q) are expressed as successive even terms in the Fibonacci …
Classical and new plumbed homology spheres bounding contractible manifolds and homology balls
本文研究哪些铅垂同调3-球面界定可缩4-流形或同调4-球，通过修改Mazur论证并利用Poénaru流形，重新证明经典例子并给出两个新的无穷族。
Fintushel and Stern showed that the Brieskorn sphere $Σ(2,3,7)$ bounds a rational homology ball, while its non-trivial Rokhlin invariant obstructs it from bounding an integral homology ball. It is known that their argument can be modified to show that the figure-eight knot is rationally slice, and we use this fact to provide the first additional examples of Brieskorn spheres that bound rational homology balls but not integral homology balls: the families $Σ(2,4n+1,12n+5)$ and $Σ(3,3n+1,12n+5)$ for $n$ odd. We also provide handlebody diagrams for a rational homology ball containing a rationally…
Let X be a simply-connected closed oriented 4-manifold and A an embedded surface of genus g and negative self-intersection -N. We show that for fixed genus g there is an upper bound on N if the homology class of A is divisible or characteristic. In particular, for genus zero, there is a lower bound on the self-intersection of embedded spheres in these kinds of homology classes. This question is related to a problem from the Kirby list.
Constructing Rational Homology 3-Spheres That Bound Rational Homology 4-Balls
本文通过两种新操作构造了能包围有理同调4球的有理同调3球，并探讨了相关猜想的验证。
Given a one-dimensional homology class in a lens space, a question related to the Berge conjecture on lens space surgeries is to determine all knots realizing the minimal rational genus of all knots in this homology class. It is known that simple knots are rational genus minimizers. In this paper, we construct many non-simple genus minimizers. This negatively answers a question of Rasmussen.
We use Lee's work on the Khovanov homology to define a knot invariant s. We show that s(K) is a concordance invariant and that it provides a lower bound for the slice genus of K. As a corollary, we give a purely combinatorial proof of the Milnor conjecture.
Khovanov homology and equivariant surfaces
本文通过精细化 Bar-Natan 同调构造新数值不变量，证明强可逆纽结的等变切片亏格与同痕等变切片亏格之差可任意大。
Let K be a knot in S^3 of genus g and let n>0. We show that if rk HFK(K,g) < 2^{n+1} (where HFK denotes knot Floer homology), in particular if K is an alternating knot such that the leading coefficient a_g of its Alexander polynomial satisfies |a_g| <2^{n+1}, then K has at most n pairwise disjoint non-isotopic genus g Seifert surfaces. For n=1 this implies that K has a unique minimal genus Seifert surface up to isotopy.
Ozsvath and Szabo conjectured that knot Floer homology detects fibred knots. We propose a strategy to approach this conjecture based on Gabai's theory of sutured manifold decomposition and contact topology. We implement this strategy for genus-one knots, obtaining as a corollary that, if rational surgery on a knot $K$ gives the Poincare homology sphere $Σ(2,3,5)$, then $K$ is the left-handed trefoil knot.
On almost complex embeddings of rational homology balls
本文利用初等论证证明了特定Stein有理同调4-球在复射影平面中不存在殆复嵌入，从而在不依赖Evans-Smith工作的情况下排除了其辛嵌入的可能性。
We report on the computation of the integral homology of the mapping class group of genus g surfaces with one boundary curve and m punctures, when 2g + m is smaller than 6. In particular, it includes the genus 2 case with no or one puncture.
According to seminal work of Kontsevich, the unstable homology of the mapping class group of a surface can be computed via the homology of a certain lie algebra. In a recent paper, S. Morita analyzed the abelianization of this lie algebra, thereby constructing a series of candidates for unstable classes in the homology of the mapping class group. In the current paper, we show that these cycles are all nontrivial, representing degree 4k+1 homology classes in the homology of the mapping class group of a genus one surface with 4k+1 punctures.
Branched covers and rational homology balls
本文证明三维球面纽结合痕群中存在由二阶元素生成的无限子群，其纽结的分支覆盖界定有理同调球，并揭示典范同态核包含无限生成的二挠子群。
We call an integral homology sphere $\textit{non-trivially}$ bounds a rational homology ball if it is obstructed from bounding an integral homology ball. After Fintushel and Stern's well-known example $Σ(2,3,7)$, Akbulut and Larson recently provided the first infinite families of Brieskorn spheres non-trivially bounding rational homology balls: $Σ(2,4n+1,12n+5)$ and $Σ(3,3n+1,12n+5)$ for odd~$n$. Using their technique, we present new such families: $Σ(2,4n+3,12n+7)$ and $Σ(3,3n+2,12n+7)$ for even $n$. Also manipulating their main argument, we simply recover some classical results of Akbulut an…
Prime power fold cyclic branched covers along smoothly slice knots all bound rational homology balls. This phenomenon, however, does not characterize slice knots. In this paper, we give a new construction of non-slice knots that have the above property. The sliceness obstruction comes from computing twisted Alexander polynomials, and we introduce new techniques to simplify their calculation.
We prove that the map on knot Floer homology induced by a ribbon concordance is injective. As a consequence, we prove that the Seifert genus is monotonic under ribbon concordance. We also generalize a theorem of Gabai about the super-additivity of the Seifert genus under band connected sum. Our result gives evidence for a conjecture of Gordon that ribbon concordance is a partial order on the set of knots.
We show if M is a closed, connected, orientable, hyperbolic 3-manifold with Heegaard genus g then g >= 1/2 cosh(r) where r denotes the radius of any isometrically embedded ball in M. Assuming an unpublished result of Pitts and Rubinstein improves this to g >= 1/2 cosh(r) + 1/2. We also give an upper bound on the volume in terms of the flip distance of a Heegaard splitting, and describe isoperimetric surfaces in hyperbolic balls.
We classify connected sums of three-dimensional lens spaces which smoothly bound rational homology balls. We use this result to determine the order of each lens space in the group of rational homology 3-spheres up to rational homology cobordisms, and to determine the concordance order of each 2-bridge knot.
We show that if M is a complete, finite-volume, hyperbolic 3-manifold having exactly one cusp, and if H_1(M;Z_2) has dimension at least 6, then M has volume greater than 5.06. We also show that if M is a closed, orientable hyperbolic 3-manifold such that H_1(M;Z_2) has dimension at least 4, and if the image of the cup product map in H^2(M;Z_2) has dimension at most 1, then M has volume greater than 3.08. The proofs of these geometric results involve new topological results relating the Heegaard genus of a closed Haken manifold M to the Euler characteristic of the kishkes (i.e guts) of the comp…
We study surface representatives of homology classes of finite complexes which minimize certain complexity measures, including its genus and Euler characteristic. Our main result is that up to surgery at nullhomotopic curves minimizers are homotopic to cellwise coverings to the 2-skeleton. From this we conclude that the minimizing problem is in general algorithmically undecidable, but can be solved for 2-dimensional CAT(-1)-complexes.
We modify the construction of knot Floer homology to produce a one-parameter family of homologies for knots in the three-sphere. These invariants can be used to give homomorphisms from the smooth concordance group to the integers, giving bounds on the four-ball genus and the concordance genus of knots. We give some applications of these homomorphisms.
We investigate constraints on embeddings of a non-orientable surface in a $4$-manifold with the homology of $M \times I$, where $M$ is a rational homology $3$-sphere. The constraints take the form of inequalities involving the genus and normal Euler class of the surface, and either the Ozsváth--Sazbó $d$-invariants or Atiyah--Singer $ρ$-invariants of $M$. One consequence is that the minimal genus of a smoothly embedded surface in $L(2p,q) \times I$ is the same as the minimal genus of a surface in $L(2p,q)$. We also consider embeddings of non-orientable surfaces in closed $4$-manifolds.
We examine surgery on a knot in $S^3$ to determine surgery obstructions to Seifert fibered integral homology spheres. We find such surgery obstructions using Heegaard Floer, Knot Floer homology and the mapping cone formula for computing Heegaard Floer homology of surgery on a knot. Here however, we take a different approach and use the number of singular fibers of a Seifert fibered integral homology sphere, which is the toroidal structure, to find obstructions. This approach allows us to show that genus one knots cannot yield Seifert fibered integral homology spheres with six or more singular …
We define several concordance invariants using knot Floer homology which give improvements over known slice genus and clasp number bounds from Heegaard Floer homology. We also prove that the involutive correction terms of Hendricks and Manolescu give both a slice genus and a clasp number bound.
This paper provides a convenient and practical method to compute the homology and intersection pairing of a branched double cover of the 4-ball. To projections of links in the 3-ball, and to projections of surfaces in the 4-ball into the boundary sphere, we associate a sequence of homology groups, called the disoriented homology. We show that the disoriented homology is isomorphic to the homology of the double branched cover of the link or surface. We define a pairing on the first disoriented homology group of a surface and show that this is equal to the intersection pairing of the branched co…
On chain link surgeries bounding rational homology balls and $χ$-slice 3-braid closures
本文利用格论立方性障碍，确定圆形链环整数手术界定有理同调球的条件，并证明切片-丝带猜想的推广对几乎所有拟交错3辫子链环成立。
Surgeries on Iterated Torus Knots Bounding Rational Homology 4-Balls
本文证明代数纽结上足够大的正积分手术界定具有负定管道树的4-流形，并利用唐纳森定理的格嵌入障碍分类了特定形式的迭代环面纽结手术，确定哪些界定有理同调4-球体。
We classify which positive integral surgeries on positive torus knots bound rational homology balls. Additionally, for a given knot K we consider which cables K(p,q) admit integral surgeries that bound rational homology balls. For such cables, let S(K) be the set of corresponding rational numbers q/p. We show that S(K) is bounded for each K. Moreover, if n-surgery on K bounds a rational homology ball then n is an accumulation point for S(K).
We compute the Heegaard Floer homology of any rational homology 3-sphere with an open book decomposition of the form (T,ϕ), where T is a genus one surface with one boundary component. In addition, we compute the Heegaard Floer homology of any T^2-bundle over S^1 with first Betti number equal to one, and we compare our results with those of Lebow on the embedded contact homology of such torus bundles. We use these computations to place restrictions on Stein-filllings of the contact structures compatible with such open books, to narrow down somewhat the class of 3-braid knots with finite concord…
To each knot $K\subset S^3$ one can associated its knot Floer homology $\hat{HFK}(K)$, a finitely generated bigraded abelian group. In general, the nonzero ranks of these homology groups lie on a finite number of slope one lines with respect to the bigrading. The width of the homology is, in essence, the largest horizontal distance between two such lines. Also, for each diagram $D$ of $K$ there is an associated Turaev surface, and the Turaev genus is the minimum genus of all Turaev surfaces for $K$. We show that the width of knot Floer homology is bounded by Turaev genus plus one. Skein relati…
We give infinitely many examples of manifold-knot pairs (Y, J) such that Y bounds an integer homology ball, J does not bound a non-locally-flat PL-disk in any integer homology ball, but J does bound a smoothly embedded disk in a rational homology ball. The proof relies on formal properties of involutive Heegaard Floer homology.
We prove that, like the Seiberg-Witten monopole homology, the Heegaard Floer homology for a three-manifold determines its Thurston norm. As a consequence, we show that knot Floer homology detects the genus of a knot. This leads to new proofs of certain results previously obtained using Seiberg-Witten monopole Floer homology (in collaboration with Kronheimer and Mrowka). It also leads to a purely Morse-theoretic interpretation of the genus of a knot. The method of proof shows that the canonical element of Heegaard Floer homology associated to a weakly symplectically fillable contact structure i…
The Farey tree and embeddings of lens spaces and rational balls in $\mathbb{CP}^2$
本文通过Farey树的节点关联有理同调球体与棱形空间边界，并利用递归Kirby计算法扩展了相关研究，提出新的嵌入构造方法。
In this paper we prove the existence of rational homology balls smoothly embedded in regular neighborhoods of certain linear chains of smooth $2$-spheres by using techniques from minimal model program for 3-dimensional complex algebraic variety.
In this paper, we study the Khovanov homology of an alternating virtual link $L$ and show that it is supported on $g+2$ diagonal lines, where $g$ equals the virtual genus of $L$. Specifically, we show that $Kh^{i,j}(L)$ is supported on the lines $j=2i-σ_ξ+2k-1$ for $0\leq k\leq g+1$ where $σ_{ξ^*}(L)+2g= σ_ξ(L)$ are the signatures of $L$ for a checkerboard coloring $ξ$ and its dual $ξ^*$. Of course, for classical links, the two signatures are equal and this recovers Lee's $H$-thinness result for $Kh^{*,*}(L)$. Our result applies more generally to give an upper bound for the homological width o…
Given a genus-g Heegaard splitting of a 3-sphere, the genus-g Goeritz group is defined to be the group of the isotopy classes of orientation preserving homeomorphism of the 3-sphere that preserve the splitting. In this paper, we determine the twisted first (co)homology group of the genus-2 Goeritz group of 3-sphere.
We say a null-homologous knot $K$ in a $3$--manifold $Y$ has Property G, if the properties about the Thurston norm and fiberedness of the complement of $K$ is preserved under the zero surgery on $K$. In this paper, we will show that, if the smooth $4$--genus of $K\times\{0\}$ (in a certain homology class) in $(Y\times[0,1])\#N\overline{\mathbb CP^2}$, where $Y$ is a rational homology sphere, is smaller than the Seifert genus of $K$, then $K$ has Property G. When the smooth $4$--genus is $0$, $Y$ can be taken to be any closed, oriented $3$--manifold.
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