On almost complex embeddings of rational homology balls
Paolo Lisca, Andrea Parma
备注：
10 pages; written for the proceedings of "Frontiers in Geometry and Topology," a conference in honor of Tom Mrowka's 60th birthday. v2: accepted version
We use elementary arguments to prove that none of the Stein rational homology 4-balls shown by the authors and Brendan Owens to embed smoothly but not symplectically in the complex projective plane admit such almost complex embeddings. In particular, we are able to show that those rational balls admit no symplectic embeddings in the complex projective plane without appealing to the work of Evans-Smith.
Using the Heegaard Floer homology of Ozsvath and Szabo we investigate obstructions to definite intersection pairings bounded by rational homology spheres. As an application we obtain new lower bounds for the four-ball genus of Montesinos links.
We consider manifold-knot pairs $(Y,K)$ where $Y$ is a homology sphere that bounds a homology ball. We show that the minimum genus of a PL surface $Σ$ in a homology ball $X$ such that $\partial (X, Σ) = (Y, K)$ can be arbitrarily large. Equivalently, the minimum genus of a surface cobordism in a homology cobordism from $(Y, K)$ to any knot in $S^3$ can be arbitrarily large. The proof relies on Heegaard Floer homology.
We give a complete classification of the spherical 3-manifolds that bound smooth rational homology 4-balls. Furthermore, we determine the order of spherical 3-manifolds in the rational homology cobordism group of rational homology 3-spheres. To this end, we use constraints for 3-manifolds to bound rational homology balls induced from Donaldson's diagonalization theorem and Heegaard Floer correction terms.
We construct homology theories with coefficients in L-spectra on the category of ball complexes and we define products in this setting. We also obtain signatures of geometric situations in these homology groups and prove product formulae which we hope will clarify products used in the theory of the total surgery obstruction.
We generalise theorems of Khodorovskiy and Park-Park-Shin, and give new topological proofs of those theorems, using embedded surfaces in the 4-ball and branched double covers. These theorems exhibit smooth codimension-zero embeddings of certain rational homology balls bounded by lens spaces.
We prove that there are rational homology balls $B_p$ smoothly embedded in the $2$-handlebodies associated to certain knots. Furthermore we show that, if we rationally blow up the $2$-handlebody along the embedded rational homology ball $B_p$, then the resulting $4$-manifold cannot be obtained just by a sequence of ordinary blow ups from the $2$-handlebody under a certain mild condition.
The rational homology balls $B_n$ appeared in Fintushel and Stern's rational blow-down construction [FS] and were subsequently used (e.g. Fintushel-Stern[FS4], Park[Pa2]) to construct exotic smooth manifolds with small Euler numbers. We show that a large class of smooth 4-manifolds have all of the $B_n$'s for odd $n \geq 3$ embedded in them. In particular, we give explicit examples, using Kirby calculus, of several families of smooth embeddings of the rational homology balls $B_n$.
We show that the cobordism maps on Khovanov homology can distinguish smooth surfaces in the 4-ball that are exotically knotted (i.e., isotopic through ambient homeomorphisms but not ambient diffeomorphisms). We develop new techniques for distinguishing cobordism maps on Khovanov homology, drawing on knot symmetries and braid factorizations. We also show that Plamenevskaya's transverse invariant in Khovanov homology is preserved by maps induced by positive ascending cobordisms.
We consider the question of which Dehn surgeries along a given knot bound rational homology balls. We use Ozsváth and Szabó's correction terms in Heegaard Floer homology to obtain general constraints on the surgery coefficients. We then turn our attention to the case of integral surgeries, with particular emphasis on positive torus knots. Finally, combining these results with a lattice-theoretic obstruction based on Donaldon's theorem, we classify which integral surgeries along torus knots of the form $T_{kq\pm 1,q}$ bound rational homology balls.
Fintushel and Stern showed that the Brieskorn sphere $Σ(2,3,7)$ bounds a rational homology ball, while its non-trivial Rokhlin invariant obstructs it from bounding an integral homology ball. It is known that their argument can be modified to show that the figure-eight knot is rationally slice, and we use this fact to provide the first additional examples of Brieskorn spheres that bound rational homology balls but not integral homology balls: the families $Σ(2,4n+1,12n+5)$ and $Σ(3,3n+1,12n+5)$ for $n$ odd. We also provide handlebody diagrams for a rational homology ball containing a rationally…
For each rational homology 3-sphere $Y$ which bounds simply connected definite 4-manifolds of both signs, we construct an infinite family of irreducible rational homology 3-spheres which are homology cobordant to $Y$ but cannot bound any simply connected definite 4-manifold. As a corollary, for any coprime integers $p,q$, we obtain an infinite family of irreducible rational homology 3-spheres which are homology cobordant to the lens space $L(p,q)$ but cannot obtained by a knot surgery.
We call an integral homology sphere $\textit{non-trivially}$ bounds a rational homology ball if it is obstructed from bounding an integral homology ball. After Fintushel and Stern's well-known example $Σ(2,3,7)$, Akbulut and Larson recently provided the first infinite families of Brieskorn spheres non-trivially bounding rational homology balls: $Σ(2,4n+1,12n+5)$ and $Σ(3,3n+1,12n+5)$ for odd~$n$. Using their technique, we present new such families: $Σ(2,4n+3,12n+7)$ and $Σ(3,3n+2,12n+7)$ for even $n$. Also manipulating their main argument, we simply recover some classical results of Akbulut an…
Prime power fold cyclic branched covers along smoothly slice knots all bound rational homology balls. This phenomenon, however, does not characterize slice knots. In this paper, we give a new construction of non-slice knots that have the above property. The sliceness obstruction comes from computing twisted Alexander polynomials, and we introduce new techniques to simplify their calculation.
We consider the question of when a rational homology 3-sphere is rational homology cobordant to a connected sum of lens spaces. We prove that every rational homology cobordism class in the subgroup generated by lens spaces is represented by a unique connected sum of lens spaces whose first homology embeds in any other element in the same class. As a first consequence, we show that several natural maps to the rational homology cobordism group have infinite rank cokernels. Further consequences include a divisibility condition between the determinants of a connected sum of 2-bridge knots and any …
Motivated by a result of L.P. Roberts on rational blow-downs in Heegaard-Floer homology, we study such operations along 3-manifolds that arise as branched double covers of $S^{3}$ along several non-alternating, slice knots.
We give simple homological conditions for a rational homology 3-sphere Y to have infinite order in the rational homology cobordism group, and for a collection of rational homology spheres to be linearly independent. These translate immediately to statements about knot concordance when Y is the branched double cover of a knot, recovering some results of Livingston and Naik. The statements depend only on the homology groups of the 3-manifolds, but are proven through an analysis of correction terms and their behavior under connected sums.
We classify connected sums of three-dimensional lens spaces which smoothly bound rational homology balls. We use this result to determine the order of each lens space in the group of rational homology 3-spheres up to rational homology cobordisms, and to determine the concordance order of each 2-bridge knot.
We prove that the mod Z reduction of the torsion of a rational homology 3-sphere is completely determined by three data: a certain canonical spin^c structure, the linking form and a Q/Z-valued constant c. This constant is a new topological invariant of the rational homology sphere. Experimentations with lens spaces suggest this constant may be as powerful an invariant as the torsion itself.
A theory of signatures for odd-dimensional links in rational homology spheres is studied via their generalized Seifert surfaces. The jump functions of signatures are shown invariant under appropriately generalized concordance and a special care is given to accommodate 1-dimensional links with mutual linking. Furthermore our concordance theory of links in rational homology spheres remains highly nontrivial after factoring out the contribution from links in integral homology spheres.
We show that if $Y$ is the boundary of an almost-rational plumbing, then the framed instanton Floer homology $\smash{I^\#(Y)}$ is isomorphic to the Heegaard Floer homology $\smash{\widehat{\mathit{HF}}(Y; \mathbb{C})}$. This class of 3-manifolds includes all Seifert fibered rational homology spheres with base orbifold $S^2$ (we establish the isomorphism for the remaining Seifert fibered rational homology spheres$\unicode{x2014}$with base $\mathbb{RP}^2$$\unicode{x2014}$directly). Our proof utilizes lattice homology, and relies on a decomposition theorem for instanton Floer cobordism maps recen…
This paper provides a convenient and practical method to compute the homology and intersection pairing of a branched double cover of the 4-ball. To projections of links in the 3-ball, and to projections of surfaces in the 4-ball into the boundary sphere, we associate a sequence of homology groups, called the disoriented homology. We show that the disoriented homology is isomorphic to the homology of the double branched cover of the link or surface. We define a pairing on the first disoriented homology group of a surface and show that this is equal to the intersection pairing of the branched co…
We investigate rational homology cobordisms of 3-manifolds with non-zero first Betti number. This is motivated by the natural generalization of the slice-ribbon conjecture to multicomponent links. In particular we consider the problem of which rational homology $S^1\times S^2$'s bound rational homology $S^1\times D^3$'s. We give a simple procedure to construct rational homology cobordisms between plumbed 3-manifold. We introduce a family F of plumbed 3-manifolds with first Betti number equal to 1. By adapting an obstruction based on Donaldson's diagonalization theorem we characterize all manif…
The smooth rational homology cobordism group of rational homology three spheres, T, contains subgroups T_p generated by 3-manifolds with first homology p-torsion, where p is a prime. Rochlin's theorem and gauge theoretic methods show that the inclusion of the direct sum of the T_p into T has infinitely generated kernel. We use Heegaard-Floer methods to show that the cokernel is infinitely generated. On the level of Witt groups of linking forms and conjecturally in the topological category, the inclusion is an isomorphism. One application is the demonstration of the failure in dimension three o…
We give some constraints on intersection forms of spin 4-manifolds bounded by Seifert rational homology 3-spheres in terms of the $\barμ$ invariant and compare them with those in terms of the $κ$ invariant. We also show that the difference between $κ$ and $-\barμ$ for a Seifert rational homology 3-sphere is at most 2, and under certain extra conditions the difference is 0.
The following is a long-standing open question: "If the zero-framed surgeries on two knots in the 3-sphere are integral homology cobordant, are the knots themselves concordant?" We show that an obvious rational version of this question has a negative answer. Namely, we give examples of knots whose zero-framed surgeries are rational homology cobordant 3-manifolds, wherein the knots are not rationally concordant (that is not concordant in any rational homology S^3 x [0,1]). Specifically, we prove that, for any positive integer p and any knot K, the zero framed surgery on K is Z[1/p]-homology cob…
We define an invariant of rational homology 3-spheres via vector fields. The construction of our invariant is a generalization of both that of the Kontsevich-Kuperberg-Thurston invariant and that of Watanabe's Morse homotopy invariant, which implies the equivalence of these two invariants.
M. Kontsevich proposed a topological construction for an invariant Z of rational homology 3-spheres using configuration space integrals. G. Kuperberg and D. Thurston proved that Z is a universal real finite type invariant for integral homology spheres in the sense of Ohtsuki, Habiro and Goussarov. We discuss the behaviour of Z under rational homology handlebodies replacements. The explicit formulae that we present generalize a sum formula obtained by the author for the Casson-Walker invariant in 1994. They allow us to identify the degree one term of Z with the Walker invariant for rational hom…
We classify which positive integral surgeries on positive torus knots bound rational homology balls. Additionally, for a given knot K we consider which cables K(p,q) admit integral surgeries that bound rational homology balls. For such cables, let S(K) be the set of corresponding rational numbers q/p. We show that S(K) is bounded for each K. Moreover, if n-surgery on K bounds a rational homology ball then n is an accumulation point for S(K).
The paper describes how known results in Heegaard-Floer homology apply to all known examples of rational blow-downs, and provides several new four dimensional pieces which could be exchanged while preserving some of the Ozsváth-Szabó four manifold invariants, when one of these pieces is found embedded in a smooth four manifold.
In this paper we provide the first examples of arithmetic hyperbolic 3-manifolds that are rational homology spheres and bound geometrically either compact or cusped hyperbolic 4-manifolds.
We prove that loose Legendrian knots in a rational homology contact 3-sphere, satisfying some additional hypothesis, are Legendrian isotopic if and only if they have the same classical invariants. The proof requires a result of Dymara on loose Legendrian knots and Eliashberg's classification of overtwisted contact structures on 3-manifolds.
In an earlier work, we introduced a family of t-modified knot Floer homologies, defined by modifying the construction of knot Floer homology HFK-minus. The resulting groups were then used to define concordance homomorphisms indexed by t in [0,2]. In the present work we elaborate on the special case t=1, and call the corresponding modified knot Floer homology the unoriented knot Floer homology. Using elementary methods (based on grid diagrams and normal forms for surface cobordisms), we show that the resulting concordance homomorphism gives a lower bound for the smooth 4-dimensional crosscap nu…
We show that the perturbative ${\frak g}$ invariant of rational homology 3-spheres can be recovered from the LMO invariant for any simple Lie algebra ${\frak g}$, i.e, the LMO invariant is universal among the perturbative invariants. This universality was conjectured in [25]. Since the perturbative invariants dominate the quantum invariants of integral homology 3-spheres [13,14,15], this implies that the LMO invariant dominates the quantum invariants of integral homology 3-spheres.
The 3-strand pretzel knots and links are a well-studied source of examples in knot theory. However, while there have been computations of the Khovanov homology of some sub-families of 3-strand pretzel knots, no general formula has been given for all of them. We give a general formula for the unreduced Khovanov homology of all 3-strand pretzel links, over the rational numbers.
We give infinitely many examples of manifold-knot pairs (Y, J) such that Y bounds an integer homology ball, J does not bound a non-locally-flat PL-disk in any integer homology ball, but J does bound a smoothly embedded disk in a rational homology ball. The proof relies on formal properties of involutive Heegaard Floer homology.
In this paper, we develop a method for constructing left-orders on the fundamental groups of rational homology 3-spheres. We begin by constructing the holonomy extension locus of a rational homology solid torus $M$, which encodes the information about peripherally hyperbolic $\widetilde{\text{PSL}_2\mathbb{R}}$ representations of $π_1(M)$. Plots of the holonomy extension loci of many rational homology solid tori are shown, and the relation to left-orderability is hinted. Using holonomy extension loci, we study rational homology 3-spheres coming from Dehn filling on rational homology solid tori…
In this paper we prove the existence of rational homology balls smoothly embedded in regular neighborhoods of certain linear chains of smooth $2$-spheres by using techniques from minimal model program for 3-dimensional complex algebraic variety.
M. Kontsevich proposed a topological construction for an invariant Z of rational homology 3-spheres using configuration space integrals. G. Kuperberg and D. Thurston proved that Z is a universal real finite type invariant for integral homology spheres in the sense of Ohtsuki, Habiro and Goussarov. We review the Kontsevich-Kuperberg-Thurston construction and we provide detailed and elementary proofs for the invariance of Z. This article is the preliminary part of a work that aims to prove splitting formulae for this powerful invariant of rational homology spheres. It contains the needed backgro…
Ozsváth and Szabó used the knot filtration on $\widehat{CF}(S^3)$ to define the $τ$-invariant for knots in the 3-sphere. In this article, we generalize their construction and define a collection of $τ$-invariants associated to a knot $K$ in a rational homology sphere $Y$. We then show that some of these invariants provide lower bounds for the genus of a surface with boundary $K$ properly embedded in a negative definite 4-manifold with boundary $Y$..
We provide related Dehn surgery descriptions for rational homology spheres and a class of their regular finite cyclic covering spaces. As an application, we use the surgery descriptions to relate the Casson invariants of the covering spaces to that of the base space. Finally, we show that this places restrictions on the number of finite and cyclic Dehn fillings of the knot complements in the covering spaces beyone those imposed by Culler-Gordon-Luecke-Shalen and Boyer-Zhang.
In this note we study the Seifert rational homology spheres with two complementary legs, i.e. with a pair of invariants whose fractions add up to one. We give a complete classification of the Seifert manifolds with 3 exceptional fibers and two complementary legs which bound rational homology balls. The result translates in a statement on the sliceness of some Montesinos knots.
For rational homology 3-spheres, there exist two universal finite-type invariants: the Le-Murakami-Ohtsuki invariant and the Kontsevich-Kuperberg-Thurston invariant. These invariants take values in the same space of "Jacobi diagrams", but it is not known whether they are equal. In 2004, Lescop proved that the KKT invariant satisfies some "splitting formulas" which relate the variations of KKT under replacement of embedded rational homology handlebodies by others in a "Lagrangian-preserving" way. We show that the LMO invariant satisfies exactly the same relations. The proof is based on the LMO …
