We first present three graphic surgery formulae for the degree $n$ part $Z_n$ of the Kontsevich-Kuperberg-Thurston universal finite type invariant of rational homology spheres. Each of these three formulae determines an alternate sum of the form $$\sum_{I \subset N} (-1)^{\sharp I}Z_n(M_I)$$ where $N$ is the set of components of a framed algebraically split link $L$ in a rational homology sphere $M$, and $M_I$ denotes the manifold resulting from the Dehn surgeries on the components of $I$. The first formula treats the case when $L$ is a boundary link with $n$ components, while the second one is for $3n$--component algebraically split links. In the third formula, the link $L$ has $2n$ components and the Milnor triple linking numbers of its 3--component sublinks vanish. The presented formulae are then applied to the study of the variation of $Z_n$ under a $p/q$-surgery on a knot $K$. This variation is a degree $n$ polynomial in $q/p$ when the class of $q/p$ in $\QQ/\ZZ$ is fixed, and the coefficients of these polynomials are knot invariants, for which various topological properties or topological definitions are given.
Using Taubes' periodic ends theorem, Auckly gave examples of toroidal and hyperbolic irreducible integer homology spheres which are not surgery on a knot in the three-sphere. We give an obstruction to a homology sphere being surgery on a knot coming from Heegaard Floer homology. This is used to construct infinitely many small Seifert fibered examples.
We examine surgery on a knot in $S^3$ to determine surgery obstructions to Seifert fibered integral homology spheres. We find such surgery obstructions using Heegaard Floer, Knot Floer homology and the mapping cone formula for computing Heegaard Floer homology of surgery on a knot. Here however, we take a different approach and use the number of singular fibers of a Seifert fibered integral homology sphere, which is the toroidal structure, to find obstructions. This approach allows us to show that genus one knots cannot yield Seifert fibered integral homology spheres with six or more singular …
We prove a surgery formula for the renormalized Euler characteristic of Ozsvath and Szabo. Equality between this Euler cahracteristic and the Seiberg-Witten invariant follows for rational homology three-spheres.
We show that if a positive integral surgery on a knot K inside a homology sphere X with Seifert genus g(K) results in an induced knot K_n in X_n(K)=Y which has simple Floer homology, we should have n>=2g(K). Moreover, if X is the standard sphere, the three-manifold Y is a L-space and the Heegaard Floer homology groups of K are determined by its Alexander polynomial.
Auckly gave two examples of irreducible integer homology spheres (one toroidal and one hyperbolic) which are not surgery on a knot in the three-sphere. Using Heegaard Floer homology, the authors and Karakurt provided infinitely many small Seifert fibered examples. In this note, we extend those results to give infinitely many hyperbolic examples, as well as infinitely many examples with arbitrary JSJ decomposition.
We prove the existence of an exact triangle for the Pin(2)-monopole Floer homology groups of three manifolds related by specific Dehn surgeries on a given knot. Unlike the counterpart in usual monopole Floer homology, only two of the three maps are those induced by the corresponding elementary cobordism. We use this triangle to describe the invariants associated to homology spheres obtained by (\pm1)-surgery on alternating knots.
We prove a surgery formula of the Casson-Seiberg-Witten invariant of integral homology $S^1 \times S^3$ along an embedded torus, which could either be regarded as an extension of the product formula for Seiberg-Witten invariants or a manifestation of the surgery exact triangle in $4$-dimensional Seiberg-Witten theory of homology $S^1 \times S^3$. As an application, we compute this invariant for mapping tori of $3$-manifolds under diffeomorphisms of finite order and fixed-point set being a simple closed curve. This computation generalizes the result of Lin-Ruberman-Saveliev.
We provide related Dehn surgery descriptions for rational homology spheres and a class of their regular finite cyclic covering spaces. As an application, we use the surgery descriptions to relate the Casson invariants of the covering spaces to that of the base space. Finally, we show that this places restrictions on the number of finite and cyclic Dehn fillings of the knot complements in the covering spaces beyone those imposed by Culler-Gordon-Luecke-Shalen and Boyer-Zhang.
The cosmetic surgery conjecture is a longstanding conjecture in 3-manifold theory. We present a theorem about exceptional cosmetic surgery for homology spheres. Along the way we prove that if the surgery is not a small seifert $\mathbb{Z}/2\mathbb{Z}$-homology sphere or a toroidal irreducible non-Seifert surgery then there is at most one pair of exceptional truly cosmetic slope. We also prove that toroidal truly cosmetic surgeries on integer homology spheres must be integer homology spheres.
Given an equivariant knot $K$ of order $2$, we study the induced action of the symmetry on the knot Floer homology. We relate this action with the induced action of the symmetry on the Heegaard Floer homology of large surgeries on $K$. This surgery formula can be thought of as an equivariant analog of the involutive large surgery formula proved by Hendricks and Manolescu. As a consequence, we obtain that for certain double branched covers of $S^{3}$ and corks, the induced action of the involution on Heegaard Floer homology can be identified with an action on the knot Floer homology. As an appl…
We use topological surgery in dimension four to give sufficient conditions for the zero framed surgery manifold of a 3-component link to be homology cobordant to the 3-torus, which arises from zero framed surgery on the Borromean rings, via a topological homology cobordism preserving the homotopy classes of the meridians. This enables us to give new examples of 3-component links with unknotted components and vanishing pairwise linking numbers, such that any two of these links have homology cobordant zero surgeries in the above sense, but the zero surgery manifolds are not homeomorphic. Moreove…
Let $M_n$ be a homology 3-sphere obtained by $\frac1n$-Dehn surgery along a $(p,q)$-torus knot. We consider a polynomial $σ_{(p,q,n)}(t)$ whose zeros are the inverses of the Reideimeister torsion of $M_n$ for $\mathit{SL}(2;\mathbb{C})$-irreducible representations. We give an explicit formula of this polynomial by using Tchebychev polynomials of the first kind. Further we also give a 3-term relations of these polynomials.
When can surgery on a null-homologous knot K in a rational homology sphere produce a non-separating sphere? We use Heegaard Floer homology to give sufficient conditions for K to be unknotted. We also discuss some applications to homology cobordism, concordance, and Mazur manifolds.
We write down an explicit formula for the $+$ version of the Heegaard Floer homology (as an absolutely graded vector space over an arbitrary field) of the results of Dehn surgery on a knot $K$ in $S^3$ in terms of homological data derived from $CFK^{\infty}(K)$. This allows us to prove some results about Dehn surgery on knots in $S^3$. In particular, we show that for a fixed manifold there are only finitely many alternating knots that can produce it by surgery. This is an improvement on a recent result by Lackenby and Purcell. We also derive a lower bound on the genus of knots depending on the…
Let K be a (2p,q)-torus knot and M_n is a 3-manifold obtained by 1/n-Dehn surgery along K. We consider a polynomial whose zeros are the inverses of the Reideimeister torsion of M_n for SL(2;C)-irreducible representations. Johnson gave a formula for the case of the (2,3)-torus knot under some modification and normalization. We generalize this formula by using Tchebychev polynomials.
In this paper, we use Heegaard Floer homology to study reducible surgeries. In particular, suppose K is a non-cable knot in the three-sphere with an L-space surgery. If p-surgery on K is reducible, we show that p equals 2g(K)-1. This implies that any knot with an L-space surgery has at most one reducible surgery, a fact that we show additionally for any knot of genus at most two.
Using the combinatorial approach to Heegaard Floer homology we obtain a relatively easy formula for computation of hat Heegaard Floer homology for the three-manifold obtained by rational surgery on a knot K inside a homology sphere Y.
For any three-manifold presented as surgery on a framed link (L,Λ) in an integral homology sphere, Manolescu and Ozsváth construct a hypercube of chain complexes whose homology calculates the Heegaard Floer homology of Λ-framed surgery on Y. This carries a natural filtration that exists on any hypercube of chain complexes; we study the E_2 page of the associated spectral sequence, called Framed Floer homology. One purpose of this paper is to show that Framed Floer homology is an invariant of oriented framed links, but not an invariant of the surgered manifold. We discuss how this relates to an…
We establish surgery formulas for filtration of the Heegaard Floer homology associated with p/q surgery on a null-homologous knot K in a three-manifold Y, induced by K_{p/q}. Here K_{p/q} is the core of the attached solid torus (which produces the surgery). This would generalize a result of Ozsvath and Szabo. We will re-prove that surgery on non-trivial knots can not produce S^3, as a corollary of a non-vanishing result for the knot Floer homology of K_{p/q}.
For a 3-manifold with torus boundary admitting an appropriate involution, we show that Khovanov homology provides obstructions to certain exceptional Dehn fillings. For example, given a strongly invertible knot in S^3, we give obstructions to lens space surgeries, as well as obstructions to surgeries with finite fundamental group. These obstructions are based on homological width in Khovanov homology, and in the case of finite fundamental group depend on a calculation of the homological width for a family of Montesinos links.
A regular fiber of the Seifert fibering of the Poincaré homology sphere admits a Dehn surgery to $L(2,1)\#L(3,2)\#L(5,4)$. We prove that this is the only knot in the Poincaré homology sphere with a surgery to a connected sum of more than two lens spaces.
The aim of this paper is to show the importance of the Steenrod construction of homology theories for the disassembly process in surgery on a generalized $n$-manifold $X^n$, in order to produce an element of generalized homology theory, which is basic for calculations. In particular, we show how to construct an element of the $n$-th Steenrod homology group $H^{st}_{n} (X^{n}, \mathbb{L}^+),$ where $\mathbb{L}^+$ is the connected covering spectrum of the periodic surgery spectrum $\mathbb{L}$, avoiding the use of the geometric splitting procedure, which is standardly used in surgery on topologi…
For a knot $K$ in a homology $3$-sphere $Σ$, let $M$ be the result of $2/q$-surgery on $K$, and let $X$ be the universal abelian covering of $M$. Our first theorem is that if the first homology of $X$ is finite cyclic and $M$ is a Seifert fibered space with $N\ge 3$ singular fibers, then $N\ge 4$ if and only if the first homology of the universal abelian covering of $X$ is infinite. Our second theorem is that under an appropriate assumption on the Alexander polynomial of $K$, if $M$ is a Seifert fibered space, then $q=\pm 1$ (i.e.\ integral surgery).
We define a twisted version of Manolescu and Woodward's Symplectic Instanton homology, prove that this invariant fits into the framework of Wehrheim and Woodward's Floer Field theory, and describe its behaviour for connected sum and Dehn surgery.
Kawauchi defined a group structure on the set of homology $S^1$$\times$$S^2$'s under an equivalence relation called $\widetilde{H}$-cobordism. This group receives a homomorphism from the knot concordance group, given by the operation of zero-surgery. It is natural to ask whether the zero-surgery homomorphism is injective. We show that this question has a negative answer in the smooth category. Indeed, using knot concordance invariants derived from knot Floer homology we show that the kernel of the zero-surgery homomorphism contains a $\mathbb{Z}^\infty$-subgroup.
If a closed, orientable hyperbolic 3--manifold M has volume at most 1.22 then H_1(M;Z_p) has dimension at most 2 for every prime p not 2 or 7, and H_1(M;Z_2) and H_1(M;Z_7) have dimension at most 3. The proof combines several deep results about hyperbolic 3--manifolds. The strategy is to compare the volume of a tube about a shortest closed geodesic C in M with the volumes of tubes about short closed geodesics in a sequence of hyperbolic manifolds obtained from M by Dehn surgeries on C.
We prove the additivity of the Casson-Seiberg-Witten invariant of integral homology $S^1 \times S^3$ under fiber sum along embedded curves and embedded tori, which is the $4$-dimensional analogue of the additivity of the Casson invariant under connected-sum and splicing along knots.
We compute the effect of concordance surgery, a generalization of knot surgery defined using a self-concordance of a knot, on the Ozsváth-Szabó 4-manifold invariant. The formula involves the graded Lefschetz number of the concordance map on knot Floer homology. The proof uses the sutured Floer TQFT, and a version of sutured Floer homology perturbed by a 2-form.
Surgery exact triangles in various 3-manifold Floer homology theories provide an important tool in studying and computing the relevant Floer homology groups. These exact triangles relate the invariants of 3-manifolds, obtained by three different Dehn surgeries on a fixed knot. In this paper, the behavior of $SU(N)$-instanton Floer homology with respect to Dehn surgery is studied. In particular, it is shown that there are surgery exact tetragons and pentagons, respectively, for $SU(3)$- and $SU(4)$-instanton Floer homologies. It is also conjectured that $SU(N)$-instanton Floer homology in gener…
In this paper we define and investigate Z/2-homology cobordism invariants of Z/2-homology 3-spheres which turn out to be related to classical invariants of knots. As an application we show that many lens spaces have infinite order in the Z/2-homology cobordism group and we prove a lower bound for the slice genus of a knot on which integral surgery yields a given Z/2-homology sphere. We also give some new examples of 3-manifolds which cannot be obtained by integral surgery on a knot.
Withdrawn May 2005. There is an error in the even-dimensional case of the proof in the April 2005 version. The hoped-for 4-dimensional applications are unlikely to survive the repairs.
M. Kontsevich proposed a topological construction for an invariant Z of rational homology 3-spheres using configuration space integrals. G. Kuperberg and D. Thurston proved that Z is a universal real finite type invariant for integral homology spheres in the sense of Ohtsuki, Habiro and Goussarov. We discuss the behaviour of Z under rational homology handlebodies replacements. The explicit formulae that we present generalize a sum formula obtained by the author for the Casson-Walker invariant in 1994. They allow us to identify the degree one term of Z with the Walker invariant for rational hom…
Let $K$ be a non-trivial knot in $S^3$, and let $r$ and $r'$ be two distinct rational numbers of same sign, allowing $r$ to be infinite; we prove that there is no orientation-preserving homeomorphism between the manifolds $S^3_r(K)$ and $S^3_{r'}(K)$. We further generalize this uniqueness result to knots in arbitrary integral homology L-spaces.
Assume that $M(\mathcal{T})$ is a rational homology sphere plumbed 3-manifold associated with a connected negative definite graph $\mathcal{T}$. We consider the combinatorial multivariable Poincaré series associated with $\mathcal{T}$ and its counting functions, which encode rich topological information. Using the `periodic constant' of the series (with reduced variables) we prove surgery formulae for the normalized Seiberg-Witten invariants: the periodic constant appears as the difference of the Seiberg-Witten invariants associated with $M(\mathcal{T})$ and $M(\mathcal{T}\setminus\mathcal{I})…
We provide infinitely many rational homology 3-spheres with weight-one fundamental groups which do not arise from Dehn surgery on knots in $S^3$. In contrast with previously known examples, our proofs do not require any gauge theory or Floer homology. Instead, we make use of the $SU(2)$ character variety of the fundamental group, which for these manifolds is particularly simple: they are all $SU(2)$-cyclic, meaning that every $SU(2)$ representation has cyclic image.
We consider the question: "If the zero-framed surgeries on two oriented knots in the 3-sphere are integral homology cobordant, preserving the homology class of the positive meridians, are the knots themselves concordant?" We show that this question has a negative answer in the smooth category, even for topologically slice knots. To show this we first prove that the zero-framed surgery on K is Z-homology cobordant to the zero-framed surgery on many of its winding number one satellites P(K). Then we prove that in many cases the tau and s-invariants of K and P(K) differ. Consequently neither tau …
Manolescu correction terms are numerical invariants of homology three-spheres arising from $\mathrm{Pin}(2)$-equivariant Seiberg-Witten theory that contain information about homology cobordism. We discuss several constraints on these invariants for homology spheres obtained by Dehn surgery on a knot in the three-sphere (and, more generally, in an integral homology $L$-space) in terms of the surgery coefficient, the concordance order, and the genus.
By recent results of Baker--Etnyre--Van Horn-Morris, a rational open book decomposition defines a compatible contact structure. We show that the Heegaard Floer contact invariant of such a contact structure can be computed in terms of the knot Floer homology of its (rationally null-homologous) binding. We then use this description of contact invariants, together with a formula for the knot Floer homology of the core of a surgery solid torus, to show that certain manifolds obtained by surgeries on bindings of open books carry tight contact structures. Possible applications to lens space surgerie…
Let $K$ be a rationally null-homologous knot in a $3$-manifold $Y$, equipped with a nonzero framing $λ$, and let $Y_λ(K)$ denote the result of $λ$-framed surgery on $Y$. Ozsváth and Szabó gave a formula for the Heegaard Floer homology groups of $Y_λ(K)$ in terms of the knot Floer complex of $(Y,K)$. We strengthen this formula by adding a second filtration that computes the knot Floer complex of the dual knot $K_λ$ in $Y_λ$, i.e., the core circle of the surgery solid torus. In the course of proving our refinement we derive a combinatorial formula for the Alexander grading which may be of indepe…
We introduce a homology surgery problem in dimension 3 which has the property that the vanishing of its algebraic obstruction leads to a canonical class of π-algebraically-split links in 3-manifolds with fundamental group π. Using this class of links, we define a theory of finite type invariants of 3-manifolds in such a way that invariants of degree 0 are precisely those of conventional algebraic topology and surgery theory. When finite type invariants are reformulated in terms of clovers, we deduce upper bounds for the number of invariants in terms of π-decorated trivalent graphs. We also con…
We study which closed, connected, orientable three-manifolds $X$ containing a Klein bottle arise as integral Dehn surgery along a knot in $S^3$. Such $X$ are presentable as a gluing of the twisted $I$-bundle over the Klein bottle to a knot manifold, and we use a variety of Heegaard Floer type invariants to generate surgery obstructions. Suppose that $X$ is $8$-surgery along a genus two knot, and arises by gluing the twisted $I$-bundle over the Klein bottle to an $S^3$ knot complement. We show that $X$ is an L-space, it must be the dihedral manifold $\left(-1; \tfrac{1}{2}, \tfrac{1}{2}, \tfrac…
For S a compact connected oriented surface, we consider homology cylinders over S: these are homology cobordisms with an extra homological triviality condition. When considered up to Y_2-equivalence, which is a surgery equivalence relation arising from the Goussarov-Habiro theory, homology cylinders form an Abelian group. In this paper, when S has one or zero boundary component, we define a surgery map from a certain space of graphs to this group. This map is shown to be an isomorphism, with inverse given by some extensions of the first Johnson homomorphism and Birman-Craggs homomorphisms.
