Kawauchi defined a group structure on the set of homology $S^1$$\times$$S^2$'s under an equivalence relation called $\widetilde{H}$-cobordism. This group receives a homomorphism from the knot concordance group, given by the operation of zero-surgery. It is natural to ask whether the zero-surgery homomorphism is injective. We show that this question has a negative answer in the smooth category. Indeed, using knot concordance invariants derived from knot Floer homology we show that the kernel of the zero-surgery homomorphism contains a $\mathbb{Z}^\infty$-subgroup.
We compute the effect of concordance surgery, a generalization of knot surgery defined using a self-concordance of a knot, on the Ozsváth-Szabó 4-manifold invariant. The formula involves the graded Lefschetz number of the concordance map on knot Floer homology. The proof uses the sutured Floer TQFT, and a version of sutured Floer homology perturbed by a 2-form.
In this paper we will show that two surfaces of the same genus and homology class in a simply connected 4-manifold are concordant. We will show they are often topologically isotopic when their complements have cyclic fundamental group. Finally, we will show that if they are 0-concordant, then surgery on one is equivalent to surgery on the other.
We define an infinite family of linearly independent, integer-valued smooth concordance homomorphisms. Our homomorphisms are explicitly computable and rely on local equivalence classes of knot Floer complexes over the ring $\mathbb{F}[U, V]/(UV=0)$. We compare our invariants to other concordance homomorphisms coming from knot Floer homology, and discuss applications to topologically slice knots, concordance genus, and concordance unknotting number.
We modify the construction of knot Floer homology to produce a one-parameter family of homologies for knots in the three-sphere. These invariants can be used to give homomorphisms from the smooth concordance group to the integers, giving bounds on the four-ball genus and the concordance genus of knots. We give some applications of these homomorphisms.
We compute the knot Floer filtration induced by a cable of the meridian of a knot in the manifold obtained by large integer surgery along the knot. We give a formula in terms of the original knot Floer complex of the knot in the three-sphere. As an application, we show that a knot concordance invariant of Hom can equivalently be defined in terms of filtered maps on the Heegaard Floer homology groups induced by the two-handle attachment cobordism of surgery along a knot.
By considering a version of Khovanov homology incorporating both the Lee and $E(-1)$ differentials, we construct a $1$-parameter family of concordance homomorphisms similar to the Upsilon invariant from knot Floer homology. This invariant gives lower bounds on the slice genus and can be used to prove that certain infinite families of pretzel knots are linearly independent in the smooth concordance group.
For all n > 0 there is a homomorphism from the smooth concordance group of knots in dimension 2n + 1 to an algebraically defined group called the rational algebraic concordance group. This algebraic concordance group splits as a direct sum of groups indexed by polynomials. For n > 1 the homomorphism is injective. This leads to what is called a primary decomposition theorem for knot concordance. In the classical dimension, the kernel of this homomorphism includes the smooth concordance group of topologically slice knots, and Jae Choon Cha has begun studying possible primary decompositions of th…
We define a new smooth concordance homomorphism based on the knot Floer complex and an associated concordance invariant, epsilon. As an application, we show that an infinite family of topologically slice knots are independent in the smooth concordance group.
A knot in a solid torus defines a map on the set of (smooth or topological) concordance classes of knots in $S^3$. This set admits a group structure, but a conjecture of Hedden suggests that satellite maps never induce interesting homomorphisms: we give new evidence for this conjecture in both categories. First, we use Casson-Gordon signatures to give the first obstruction to a slice pattern inducing a homomorphism on the topological concordance group, constructing examples with every winding number besides $\pm 1$. We then provide subtle examples of satellite maps which map arbitrarily deep i…
We study two homomorphisms to the rational homology sphere group. If $ψ$ denotes the inclusion homomorphism from the integral homology sphere group, then using work of Lisca we show that the image of $ψ$ intersects trivially with the subgroup of the rational homology sphere group generated by lens spaces. As corollaries this gives a new proof that the cokernel of $ψ$ is infinitely generated, and implies that a connected sum $K$ of 2-bridge knots is concordant to a knot with determinant 1 if and only if $K$ is smoothly slice. Furthermore, if $β$ denotes the homomorphism from the knot concordanc…
We consider the question: "If the zero-framed surgeries on two oriented knots in the 3-sphere are integral homology cobordant, preserving the homology class of the positive meridians, are the knots themselves concordant?" We show that this question has a negative answer in the smooth category, even for topologically slice knots. To show this we first prove that the zero-framed surgery on K is Z-homology cobordant to the zero-framed surgery on many of its winding number one satellites P(K). Then we prove that in many cases the tau and s-invariants of K and P(K) differ. Consequently neither tau …
When can surgery on a null-homologous knot K in a rational homology sphere produce a non-separating sphere? We use Heegaard Floer homology to give sufficient conditions for K to be unknotted. We also discuss some applications to homology cobordism, concordance, and Mazur manifolds.
We employ Hirzebruch-type invariants obtained from iterated p-covers to investigate concordance of links and string links. We show that the invariants naturally give various group homomorphisms of the string link concordance group into L-groups over number fields. We also obtain homomorphisms of successive quotients of the Cochran-Orr-Teichner filtration. As an application we show that the kernel of Harvey's $ρ_n$-invariant is large enough to contain a subgroup with infinite rank abelianization, modulo local knots. As another application, we show that recently discovered nontrivial 2-torsion e…
We show that surgery on a connected clover (or clasper) with at least one loop preserves the concordance class of a knot. Surgery on a slightly more special class of clovers preserves invertible concordance. We also show that the converse is false. Similar results hold for clovers with at least two loops vs. S-equivalence.
In this note, we collect various properties of Seifert homology spheres from the viewpoint of Dehn surgery along a Seifert fiber. We expect that many of these are known to various experts, but include them in one place which we hope to be useful in the study of concordance and homology cobordism.
This is survey about the classical knot concordance group, prepared for an upcoming handbook of knot theory. Topics include: the basic definitions of concordance; the theory of algebraic concordance as developed by Levine; the theory of Casson-Gordon invariants; applications of topological surgery as developed by Freedman; smooth results based on differential geometric techniques such as those of Donaldson; the filtration of the concordance group as developed by Cochran, Orr, and Teichner; and relations to classical 3-dimensional knot theory. There is also a short problem list.
The following is a long-standing open question: "If the zero-framed surgeries on two knots in the 3-sphere are integral homology cobordant, are the knots themselves concordant?" We show that an obvious rational version of this question has a negative answer. Namely, we give examples of knots whose zero-framed surgeries are rational homology cobordant 3-manifolds, wherein the knots are not rationally concordant (that is not concordant in any rational homology S^3 x [0,1]). Specifically, we prove that, for any positive integer p and any knot K, the zero framed surgery on K is Z[1/p]-homology cob…
Concordance invariants of knots are derived from the instanton homology groups with local coefficients, as introduced in earlier work of the authors. These concordance invariants include a 1-parameter family of homomorphisms $f_{r}$, from the knot concordance group to the reals. Prima facie, these concordance invariants have the potential to provide independent bounds on the genus and number of double points for immersed surfaces with boundary a given knot.
We show that a decorated knot concordance $\mathcal{C}$ from $K_0$ to $K_1$ induces an $\mathbb{F}[U]$-module homomorphism \[G_{\mathcal{C}}: HFK^{-}(-S^3,K_0) \to HFK^{-}(-S^3,K_1)\] which preserves the Alexander and absolute $\mathbb{Z}_2$-Maslov gradings. Our construction generalizes the concordance maps induced on $\widehat{HFK}$ studied by Juhász and Marengon, but uses the description of $HFK^{-}$ as a direct limit of maps between sutured Floer homology groups discovered by Etnyre, Vela-Vick, and Zarev.
The existence of topologically slice knots that are of infinite order in the knot concordance group followed from Freedman's work on topological surgery and Donaldson's gauge theoretic approach to 4-manifolds. Here, as an application of Ozsvath and Szabo's Heegaard-Floer theory, we show the existence of an infinite subgroup of the smooth concordance group generated by topologically slice knots of concordance order two. In addition, no nontrivial element in this subgroup can be represented by a knot with Alexander polynomial one.
It is well-known that generic perturbations of the complex Frobenius algebra used to define Khovanov cohomology each give rise to Rasmussen's concordance invariant s. This gives a concordance homomorphism to the integers and a strong lower bound on the smooth slice genus of a knot. Similar behavior has been observed in sl(n) Khovanov-Rozansky cohomology, where a perturbation gives rise to the concordance homomorphisms s_n for each n >= 2, and where we have s_2 = s. We demonstrate that s_n for n >= 3 does not in fact arise generically, and that varying the chosen perturbation gives rise both to…
Let K be a non-trivial knot in the 3-sphere and let Y(r) be the 3-manifold obtained by surgery on K with surgery-coefficient a rational number r. We show that there is a homomorphism from the fundamental group of Y(r) to SU(2) with non-cyclic image if r is less than or equal to 2.
In the study of homology cobordisms, knot concordance and link concordance, the following technical problem arises frequently: let $π$ be a group and let $M \to N$ be a homomorphism between projective $\Z[π]$-modules such that $\Z_p \otimes_{\Z[π]} M\to \Z_p \otimes_{\Z[π]} N$ is injective; for which other right $\Z[π]$-modules $V$ is the induced map $V \otimes_{\Z[π]} M\to V\otimes_{\Z[π]}N$ also injective? Our main theorem gives a new criterion which combines and generalizes many previous results.
Given a 3-manifold $Y$ and a free homotopy class in $[S^1,Y]$, we investigate the set of topological concordance classes of knots in $Y \times [0,1]$ representing the given homotopy class. The concordance group of knots in the 3-sphere acts on this set. We show in many cases that the action is not transitive, using two techniques. Our first technique uses Reidemeister torsion invariants, and the second uses linking numbers in covering spaces. In particular, we show using covering links that for the trivial homotopy class, and for any 3-manifold that is not the 3-sphere, the set of orbits is in…
We discuss an infinite class of metabelian Von Neumann rho-invariants. Each one is a homomorphism from the monoid of knots to the real line. In general they are not well defined on the concordance group. Nonetheless, we show that they pass to well defined homomorphisms from the subgroup of the concordance group generated by anisotropic knots. Thus, the computation of even one of these invariants can be used to conclude that a knot is of infinite order. We introduce a method to give a computable bound on these invariants. Finally we compute this bound to get a new and explicit infinite set of t…
A spectral sequence is established, from Bar-Natan's variant of Khovanov homology to a deformation of instanton homology for knots and links. This spectral sequence arises as a specialization of a spectral sequence from a characteristic-2 version of $F_5$ homology, in Khovanov'sclassification. Concordance invariants of knots are derived from the corresponding instanton homology groups, including a 1-parameter family of homomorphisms $f_r$ from the concordance group to the reals, having the potential to provide independent bounds on the genus and number of double points for immersed surfaces wi…
In this paper we provide a new obstruction to 0-concordance of knotted surfaces in $S^4$ in terms of Alexander ideals. We use this to prove the existence of infinitely many linearly independent 0-concordance classes and to provide the first proof that the submonoid of 2-knots is not a group. The main result is that the Alexander ideal induces a homomorphism from the 0-concordance monoid $\mathscr{C}_0$ of oriented surface knots in $S^4$ to the ideal class monoid of $\mathbb{Z}[t^{\pm1}]$. Consequently, any surface knot with nonprincipal Alexander ideal is not 0-slice and in fact, not invertibl…
For a ribbon knot, it is a folk conjecture that the rank of its knot Floer homology must be 1 modulo 8, and another folk conjecture says the same about reduced Khovanov homology. We give the first counter-examples to both of these folk conjectures, but at the same time present compelling evidence for new conjectures that either of these homologies must have rank congruent to 1 modulo 4 for any ribbon knot. We prove that each revised conjecture is equivalent to showing that taking the rank of the homology modulo 4 gives a homomorphism of the knot concordance group. We check the revised conjectu…
We prove the nontriviality, at all integral levels n, of the filtration, F_n, of the classical topological knot concordance group recently defined by the authors and Kent Orr [COT]. Recall that this filtration is significant not only because of it's strong connection to Whitney tower constructions of Casson and Freedman, but also because all previously-known concordance invariants are related to the first few terms in the filtration. In [COT] we proved nontriviality at the first new level (n=3) by using von Neumann $ρ$-invariants of the 3-manifolds obtained by zero surgery on the knots. Here, …
Manolescu correction terms are numerical invariants of homology three-spheres arising from $\mathrm{Pin}(2)$-equivariant Seiberg-Witten theory that contain information about homology cobordism. We discuss several constraints on these invariants for homology spheres obtained by Dehn surgery on a knot in the three-sphere (and, more generally, in an integral homology $L$-space) in terms of the surgery coefficient, the concordance order, and the genus.
Given an equivariant knot $K$ of order $2$, we study the induced action of the symmetry on the knot Floer homology. We relate this action with the induced action of the symmetry on the Heegaard Floer homology of large surgeries on $K$. This surgery formula can be thought of as an equivariant analog of the involutive large surgery formula proved by Hendricks and Manolescu. As a consequence, we obtain that for certain double branched covers of $S^{3}$ and corks, the induced action of the involution on Heegaard Floer homology can be identified with an action on the knot Floer homology. As an appl…
In an earlier work, we introduced a family of t-modified knot Floer homologies, defined by modifying the construction of knot Floer homology HFK-minus. The resulting groups were then used to define concordance homomorphisms indexed by t in [0,2]. In the present work we elaborate on the special case t=1, and call the corresponding modified knot Floer homology the unoriented knot Floer homology. Using elementary methods (based on grid diagrams and normal forms for surface cobordisms), we show that the resulting concordance homomorphism gives a lower bound for the smooth 4-dimensional crosscap nu…
For S a compact connected oriented surface, we consider homology cylinders over S: these are homology cobordisms with an extra homological triviality condition. When considered up to Y_2-equivalence, which is a surgery equivalence relation arising from the Goussarov-Habiro theory, homology cylinders form an Abelian group. In this paper, when S has one or zero boundary component, we define a surgery map from a certain space of graphs to this group. This map is shown to be an isomorphism, with inverse given by some extensions of the first Johnson homomorphism and Birman-Craggs homomorphisms.
If a knot K bounds a genus one Seifert surface F in the 3-sphere and F contains an essential simple closed curve alpha that has induced framing 0 and is smoothly slice, then K is smoothly slice. Conjecturally, the converse holds. It is known that if K is slice, then there are strong constraints on the algebraic concordance class of such alpha, and it was thought that these constraints might imply that alpha is at least algebraically slice. We present a counterexample; in the process we answer negatively a question of Cooper and relate the result to a problem of Kauffman. Results of this paper …
We show that, for each integer n, there exist infinitely many pairs of n-framed knots representing homeomorphic but non-diffeomorphic (Stein) 4-manifolds, which are the simplest possible exotic 4-manifolds regarding handlebody structures. To produce these examples, we introduce a new description of cork twists and utilize satellite maps. As an application, we produce knots with the same 0-surgery which are not concordant for any orientations, disproving the Akbulut-Kirby conjecture given in 1978.
Most of the 50-year history of the study of the set of knot concordance classes, C, has focused on its structure as an abelian group. Here we take a different approach, namely we study C as a metric space admitting many natural geometric operators, especially satellite operators. We consider several knot concordance spaces, corresponding to different categories of concordance, and two different metrics. We establish the existence of quasi-n-flats for every n, implying that C admits no quasi-isometric embedding into a finite product of (Gromov) hyperbolic spaces. We show that every satellite op…
We define two concordance invariants of knots using framed instanton homology. These invariants $ν^\sharp$ and $τ^\sharp$ provide bounds on slice genus and maximum self-linking number, and the latter is a concordance homomorphism which agrees in all known cases with the $τ$ invariant in Heegaard Floer homology. We use $ν^\sharp$ and $τ^\sharp$ to compute the framed instanton homology of all nonzero rational Dehn surgeries on: 20 of the 35 nontrivial prime knots through 8 crossings, infinite families of twist and pretzel knots, and instanton L-space knots; and of 19 of the first 20 closed hyper…
We give a formula for the duality structure of the 3-manifold obtained by doing zero-framed surgery along a knot in the 3-sphere, starting from a diagram of the knot. We then use this to give a combinatorial algorithm for computing the twisted Blanchfield pairing of such 3-manifolds. With the twisting defined by Casson-Gordon style representations, we use our computation of the twisted Blanchfield pairing to show that some subtle satellites of genus two ribbon knots yield non-slice knots. The construction is subtle in the sense that, once based, the infection curve lies in the second derived s…
We generalize the Manolescu-Owens smooth concordance invariant delta(K) of knots K in the 3-sphere to invariants delta_{p^n}(K) obtained by considering covers of order p^n, with p prime. Our main result shows that for any odd prime p, the direct sum of delta_{p^n} as n ranges through the natural numbers, yields a homomorphism of infinite rank from the smooth concordance group to Z^\infty. We also show that unlike delta, these new invariants typically are not multiples of the knot signature, even for alternating knots. A significant portion of the article is devoted to exploring examples.
We show that a decorated knot concordance $C$ from $K$ to $K'$ induces a homomorphism $F_C$ on knot Floer homology that preserves the Alexander and Maslov gradings. Furthermore, it induces a morphism of the spectral sequences to $\widehat{HF}(S^3) \cong \mathbb{Z}_2$ that agrees with $F_C$ on the $E^1$ page and is the identity on the $E^\infty$ page. It follows that $F_C$ is non-vanishing on $\widehat{HFK}_0(K, τ(K))$. We also obtain an invariant of slice disks in homology 4-balls bounding $S^3$. If $C$ is invertible, then $F_C$ is injective, hence $\dim \widehat{HFK}_j(K,i) \le \dim \widehat{…
Shake slice generalizes the notion of a slice link, naturally extending the notion of shake slice knots to links. There is also a relative version, shake concordance, that generalizes link concordance. We show that if two links are shake concordant, then their zero surgery manifolds are homology cobordant. Then we give several obstructions to a link being shake slice; for instance, the Arf invariants vanish for both the link and each component. Finally we show that a shake slice link bounds disjoint disks in a homology 4-ball and hence each component is algebraically slice.
The knot invariant Upsilon, defined by Ozsvath, Stipsicz, and Szabo, induces a homomorphism from the smooth knot concordance group to the group of piecewise linear functions on the interval [0,2]. Here we define a set of related secondary invariants, each of which assigns to a knot a piecewise linear function on [0,2]. These secondary invariants provide bounds on the genus and concordance genus of knots. Examples of knots for which Upsilon vanishes but which are detected by these secondary invariants are presented.
We show that the Artin representation on concordance classes of string links induces a well-defined epimorphism modulo order n twisted Whitney tower concordance, and that the kernel of this map is generated by band sums of iterated Bing-doubles of any string knot with nonzero Arf invariant. We also continue J. Levine's work [20, 21, 22] comparing two filtrations of the group of homology cobordism classes of 3-dimensional homology cylinders, one defined in terms of an Artin-type representation (the Johnson filtration) and one defined using clasper surgery (the Goussarov-Habiro filtration). In p…
Upsilon is a homomorphism on the smooth concordance group of knots defined by Ozsváth, Stipsicz and Szabó. In this paper, we define a generalization of upsilon for a family of embedded graphs in rational homolog spheres. We show that our invariant will induce a homomorphism on the homology cobordism group of homology cylinders, and present some applications. To define this invariant, we use tangle Floer homology. We lift relative gradings on tangle Floer homology to absolute gradings (for certain tangles) and prove a concatenation formula for it.
In this paper we examine the relationship between various types of positivity for knots and the concodance invariant tau discovered by Ozsvath and Szabo and independently by Rasmussen. The main result shows that, for fibered knots, tau characterizes strong quasipositivity. This is quantified by the statement that for K fibered, tau(K)=g(K) if and only if K is strongly quasipositive. In addition, we survey existing results regarding tau and forms of positivity and highlight several consequences concerning the types of knots which are (strongly) (quasi) positive. For instance, we show that any k…
Let K be a non-trivial knot in the 3-sphere and let Y be the 3-manifold obtained by surgery on K with surgery-coefficient 1. Using tools from gauge theory and symplectic topology, it is shown that the fundamental group of Y admits a non-trivial homomorphism to the group SO(3). In particular, Y cannot be a homotopy-sphere.
The homology cobordism group of homology cylinders is a generalization of both the mapping class group of surfaces and the string link concordance group. We consider extensions of Johnson homomorphisms of a mapping class group, Milnor invariants and Orr invariants of links to homology cylinders, all of which are related to free nilpotent groups. We establish a combined filtration via kernels of extended Johnson homomorphisms and extended Milnor invariants. We determine its image under the three invariants, and investigate relations among the invariants, and relations of the filtration to autom…
