The homology cobordism group of homology cylinders is a generalization of both the mapping class group of surfaces and the string link concordance group. We consider extensions of Johnson homomorphisms of a mapping class group, Milnor invariants and Orr invariants of links to homology cylinders, all of which are related to free nilpotent groups. We establish a combined filtration via kernels of extended Johnson homomorphisms and extended Milnor invariants. We determine its image under the three invariants, and investigate relations among the invariants, and relations of the filtration to automorphism groups of free nilpotent groups and to graded free Lie algebras. We obtain the number of linearly independent invariants by examining the successive quotients of the filtration.
We review some recent results in knot concordance and homology cobordism. The proofs rely on various forms of Heegaard Floer homology. We also discuss related open problems.
In this paper we present our results on the homology cobordism group $\Th$ of the oriented integral homology 3-spheres. We specially emphasize the role played in the subject by the gauge theory including Floer homology and invariants by Donaldson and Seiberg -- Witten.
We make use of link Floer homology to study cobordisms between links embedded in 4-dimensional ribbon homology cobordisms. Combining results of Daemi--Lidman--Vela-Vick--Wong and Zemke, we show that ribbon homology concordances induce split injections on $\mathcal{HFL}^-$. We also make use of the torsion submodule of $\text{HFL}^-$ to give restrictions on the number of critical points in ribbon homology concordances.
We construct cobordism maps on link Floer homology associated to decorated link cobordisms. The maps are defined on a curved chain homotopy type invariant. We describe the construction, and prove invariance. We also make a comparison with the graph TQFT for Heegaard Floer homology.
We study the problem of defining maps on link Floer homology induced by unoriented link cobordisms. We provide a natural notion of link cobordism, disoriented link cobordism, which tracks the motion of index zero and index three critical points. Then we construct a map on unoriented link Floer homology associated to a disoriented link cobordism. Furthermore, we give a comparison with Oszváth-Stipsicz-Szabó's and Manolescu's constructions of link cobordism maps for an unoriented band move.
The homology cobordism group of homology cylinders is a generalization of the mapping class group and the string link concordance group. We study this group and its filtrations by subgroups by developing new homomorphisms. First, we define extended Milnor invariants by combining the ideas of Milnor's link invariants and Johnson homomorphisms. They give rise to a descending filtration of the homology cobordism group of homology cylinders. We show that each successive quotient of the filtration is free abelian of finite rank. Second, we define Hirzebruch-type intersection form defect invariants …
A major challenge in the study of the structure of the three-dimensional homology cobordism group is to understand the interaction between hyperbolic geometry and homology cobordism. In this paper, for a hyperbolic homology sphere $Y$ we derive explicit bounds on the relative grading between irreducible solutions to the Seiberg-Witten equations and the reducible one in terms of the spectral and Riemannian geometry of $Y$. Using this, we provide explicit bounds on some numerical invariants arising in monopole Floer homology (and its $\mathrm{Pin}(2)$-equivariant refinement). We apply this to st…
In this paper we define and investigate Z/2-homology cobordism invariants of Z/2-homology 3-spheres which turn out to be related to classical invariants of knots. As an application we show that many lens spaces have infinite order in the Z/2-homology cobordism group and we prove a lower bound for the slice genus of a knot on which integral surgery yields a given Z/2-homology sphere. We also give some new examples of 3-manifolds which cannot be obtained by integral surgery on a knot.
Upsilon is a homomorphism on the smooth concordance group of knots defined by Ozsváth, Stipsicz and Szabó. In this paper, we define a generalization of upsilon for a family of embedded graphs in rational homolog spheres. We show that our invariant will induce a homomorphism on the homology cobordism group of homology cylinders, and present some applications. To define this invariant, we use tangle Floer homology. We lift relative gradings on tangle Floer homology to absolute gradings (for certain tangles) and prove a concatenation formula for it.
Let S be a compact oriented surface. A homology cobordism of S is a cobordism C between two copies of S, such that both the "top" inclusion and the "bottom" inclusion of S in C induce isomorphisms in homology. Homology cobordisms of S form a monoid, into which the mapping class group of S embeds by the mapping cylinder construction. In this paper, we survey recent works on the structure of the monoid of homology cobordisms, and we outline their relations with the study of the mapping class group. We are mainly interested in the cases where the boundary of S is empty or connected.
Continuing our previous work, we effectively compute connected Heegaard Floer homologies of two families of Brieskorn spheres realized as the boundaries of almost simple linear graphs. Using Floer theoretic invariants of Dai, Hom, Stoffregen, and Truong, we show that these Brieskorn spheres also generate infinite rank summands in the homology cobordism group. Our computations also have applications to the concordance of classical knots and $0$-concordance of $2$-knots.
We determine the condition on a given lens space having a realization as a closure of homology cobordism over a planar surface with a given number of boundary components. As a corollary, we see that every lens space is represented as a closure of homology cobordism over a planar surface with three boundary components. In the proof of this corollary, we use Chebotarev density theorem.
We review the SO(3) instanton gauge theory of Fintushel and Stern and recast it in the context of 4-manifolds with cylindrical ends. Appli- cations to the Z/2-homology cobordism group of Z/2-homology 3-spheres are given.
We establish a structural understanding of the involutive Heegaard Floer homology for all linear combinations of almost-rational (AR) plumbed three-manifolds. We use this to show that the Neumann-Siebenmann invariant is a homology cobordism invariant for all linear combinations of AR plumbed homology spheres. As a corollary, we prove that if $Y$ is a linear combination of AR plumbed homology spheres with $μ(Y) = 1$, then $Y$ is not torsion in the homology cobordism group. A general computation of the involutive Heegaard Floer correction terms for these spaces is also included.
Periodic Floer homology (PFH) is a Gromov-Floer type invariant for fibered three-manifolds with Hamiltonian structures. The cobordism maps on periodic Floer homology induced by symplectic cobordisms are currently only defined indirectly by using Seiberg-Witten theory. In this paper, we investigate the cobordism maps induced by a class of symplectic cobordisms constructed by P. Seidel, called elementary Lefschetz brations. We define the PFH cobordism maps induced by elementary Lefschetz fibrations in terms of holomorphic curves. Moreover, we compute these maps for some cases.
For a connected cobordism S between two knots K1,K2 in S3, we establish an inequality involving the number of local maxima, the genus of S, and the torsion orders of Kht(K1),Kht(K2), where Kht denotes Lee's perturbation of Khovanov homology. This shows that the torsion order gives a lower bound for the band-unlinking number.
We show that the link cobordism maps defined by the author are graded and satisfy a grading change formula. Using the grading change formula, we prove a new bound for $Υ_K(t)$ for knot cobordisms in negative definite 4-manifolds. As another application, we show that the link cobordism maps associated to a connected, closed surface in $S^4$ are determined by the genus of the surface. We also prove a new adjunction relation and adjunction inequality for the link cobordism maps. Along the way, we see how many known results in Heegaard Floer homology can be proven using basic properties of the lin…
We study 4-dimensional homology cobordisms without 3-handles, showing that they interact nicely with Thurston geometries, character varieties, and instanton and Heegaard Floer homologies. Using these, we derive obstructions to such cobordisms. As one example of these obstructions, we generalize other recent results on the behavior of knot Floer homology under ribbon concordances. Finally, we provide topological applications, including to Dehn surgery problems.
It is known that every closed oriented 3-manifold is homology cobordant to a hyperbolic 3-manifold. By contrast we show that many homology cobordism classes contain no Seifert fibered 3-manifold. This is accomplished by determining the isomorphism type of the rational cohomology ring of all Seifert fibered 3-manifolds with no 2-torsion in their first homology. Then we exhibit families of examples of 3-manifolds (obtained by surgery on links), with fixed linking form and cohomology ring, that are not homology cobordant to any Seifert fibered space (as shown by their rational cohomology ring). T…
It follows implicitly from recent work in Heegaard Floer theory that lens spaces are homology cobordant exactly when they are oriented homeomorphic. We provide a new combinatorial proof using the Heegaard Floer d-invariants, which themselves may be defined combinatorially for lens spaces.
The $0$-surgeries of two knots $K_1$ and $K_2$ are homology cobordant rel meridians if there exists a $\mathbb{Z}$-homology cobordism $X$ between them such that the two knot meridians are in the same homology class in $H_{1}(X,\mathbb{Z})$. In this paper, we give a pair of rationally slice knots which are not smoothly concordant but whose $0$-surgeries are homology cobordant rel meridians. One knot in the pair is the figure eight knot, which has concordance order two; all previous examples of such pairs of knots are infinite order.
The smooth rational homology cobordism group of rational homology three spheres, T, contains subgroups T_p generated by 3-manifolds with first homology p-torsion, where p is a prime. Rochlin's theorem and gauge theoretic methods show that the inclusion of the direct sum of the T_p into T has infinitely generated kernel. We use Heegaard-Floer methods to show that the cokernel is infinitely generated. On the level of Witt groups of linking forms and conjecturally in the topological category, the inclusion is an isomorphism. One application is the demonstration of the failure in dimension three o…
We give simple homological conditions for a rational homology 3-sphere Y to have infinite order in the rational homology cobordism group, and for a collection of rational homology spheres to be linearly independent. These translate immediately to statements about knot concordance when Y is the branched double cover of a knot, recovering some results of Livingston and Naik. The statements depend only on the homology groups of the 3-manifolds, but are proven through an analysis of correction terms and their behavior under connected sums.
We consider the question of when a rational homology 3-sphere is rational homology cobordant to a connected sum of lens spaces. We prove that every rational homology cobordism class in the subgroup generated by lens spaces is represented by a unique connected sum of lens spaces whose first homology embeds in any other element in the same class. As a first consequence, we show that several natural maps to the rational homology cobordism group have infinite rank cokernels. Further consequences include a divisibility condition between the determinants of a connected sum of 2-bridge knots and any …
In this paper, we discuss degree 0 crossing change on Khovanov homology in terms of cobordisms. Namely, using Bar-Natan's formalism of Khovanov homology, we introduce a sum of cobordisms that yields a morphism on complexes of two diagrams of crossing change, which we call the "genus-one morphism." It is proved that the morphism is invariant under the moves of double points in tangle diagrams. As a consequence, in the spirit of Vassiliev theory, taking iterated mapping cones, we obtain an invariant for singular tangles that extending sl(2) tangle homology; examples include Lee homology, Bar-Nat…
Garoufalidis and Levine introduced the homology cobordism group of homology cylinders over a surface. This group can be regarded as a generalization of the mapping class group. Using torsion invariants, we show that the abelianization of this group is infinitely generated provided that the first Betti number of the surface is positive. In particular, this shows that the group is not perfect. This answers questions of Garoufalidis-Levine and Goda-Sakasai. Furthermore we show that the abelianization of the group has infinite rank for the case that the surface has more than one boundary component…
We investigate rational homology cobordisms of 3-manifolds with non-zero first Betti number. This is motivated by the natural generalization of the slice-ribbon conjecture to multicomponent links. In particular we consider the problem of which rational homology $S^1\times S^2$'s bound rational homology $S^1\times D^3$'s. We give a simple procedure to construct rational homology cobordisms between plumbed 3-manifold. We introduce a family F of plumbed 3-manifolds with first Betti number equal to 1. By adapting an obstruction based on Donaldson's diagonalization theorem we characterize all manif…
For each integral homology sphere $Y$, a function $Γ_Y$ on the set of integers is constructed. It is established that $Γ_Y$ depends only on the homology cobordism of $Y$ and it recovers the Frøyshov invariant. A relation between $Γ_Y$ and Fintushel-Stern's $R$-invariant is stated. It is shown that the value of $Γ_Y$ at each integer is related to the critical values of the Chern-Simons functional. Some topological applications of $Γ_Y$ are given. In particular, it is shown that if $Γ_Y$ is trivial, then there is no simply connected homology cobordism from $Y$ to itself.
We fix a null-homologous, homotopically essential knot $J$ in a 3-manifold with PTFA fundamental group and study concordance of knots that are homotopic to $J$. We construct an infinite family of knots that are characteristic to $J$, and then use $L^2$-methods to show that they are not concordant to $J$.
We construct a bigraded (co)homology theory which depends on a parameter a, and whose graded Euler characteristic is the quantum sl(2) link invariant. We follow Bar-Natan's approach to tangles on one side, and Khovanov's sl(3) theory for foams on the other side. Our theory is properly functorial under tangle cobordisms, and a version of the Khovanov sl(2) invariant (or Lee's modification of it) corresponds to a=0 (or a=1). In particular, our construction naturally resolves the sign ambiguity in the functoriality of Khovanov's sl(2) homology theory.
This is a survey of Magnus representations with particular emphasis on their applications to mapping class groups and monoids (groups) of homology cobordisms of surfaces. In the first half, we begin by recalling the basics of the Fox calculus and overview Magnus representations for automorphism groups of free groups and mapping class groups of surfaces with related topics. In the latter half, we discuss in detail how the theory in the first half extends to homology cobordisms of surfaces and present a number of applications from recent researches.
We introduce a generalization of oriented tangles, which are still called tangles, so that they are in one-to-one correspondence with the sutured manifolds. We define cobordisms between sutured manifolds (tangles) by generalizing cobordisms between oriented tangles. For every commutative algebra A over Z/2Z, we define A-Tangles to be the category consisting of A-tangles, which are balanced tangles with A-colorings of the tangle strands and fixed SpinC structures, and A-cobordisms as morphisms. An A-cobordism is a cobordism with a compatible A-coloring and an affine set of SpinC structures. Ass…
Let $\widehat{\mathcal{C}}_{\mathbb{Z}}$ denote the group of knots in homology spheres that bound homology balls, modulo smooth concordance in homology cobordisms. Answering a question of Matsumoto, the second author previously showed that the natural map from the smooth knot concordance group $\mathcal{C}$ to $\widehat{\mathcal{C}}_{\mathbb{Z}}$ is not surjective. Using tools from Heegaard Floer homology, we show that the cokernel of this map, which can be understood as the non-locally-flat piecewise-linear concordance group, is infinitely generated and contains elements of infinite order.
This paper continues our exploration of homology cobordism of 3-manifolds using our recent results on Cheeger-Gromov rho-invariants associated to amenable representations. We introduce a new type of torsion in 3-manifold groups we call hidden torsion, and an algebraic approximation we call local hidden torsion. We construct infinitely many hyperbolic 3-manifolds which have local hidden torsion in the transfinite lower central subgroup. By realizing Cheeger-Gromov invariants over amenable groups, we show that our hyperbolic 3-manifolds are not pairwise homology cobordant, yet remain indistingui…
The set of homology cobordisms from a surface to itself with markings of their boundaries has a natural monoid structure. To investigate the structure of this monoid, we define and study its Magnus representation and Reidemeister torsion invariants by generalizing Kirk-Livingston-Wang's argument over the Gassner representation of string links. Moreover, by applying Cochran and Harvey's framework of higher-order (non-commutative) Alexander invariants to them, we extract several pieces of information about the monoid and related objects.
We reconsider the su(3) link homology theory defined by Khovanov in math.QA/0304375 and generalized by Mackaay and Vaz in math.GT/0603307. With some slight modifications, we describe the theory as a map from the planar algebra of tangles to a planar algebra of (complexes of) `cobordisms with seams' (actually, a `canopolis'), making it local in the sense of Bar-Natan's local su(2) theory of math.GT/0410495. We show that this `seamed cobordism canopolis' decategorifies to give precisely what you'd both hope for and expect: Kuperberg's su(3) spider defined in q-alg/9712003. We conjecture an answe…
In this paper, we study the (in)sensitivity of the Khovanov functor to four-dimensional linking of surfaces. We prove that if $L$ and $L'$ are split links, and $C$ is a cobordism between $L$ and $L'$ that is the union of disjoint (but possibly linked) cobordisms between the components of $L$ and the components of $L'$, then the map on Khovanov homology induced by $C$ is completely determined by the maps induced by the individual components of $C$ and does not detect the linking between the components. As a corollary, we prove that a strongly homotopy-ribbon concordance (i.e., a concordance who…
We construct maps on hat Heegaard Floer homology for cobordisms decorated with graphs. The graph TQFT allows for cobordisms with disconnected ends. Our construction uses Juhász's sutured Floer TQFT. We compute the maps for several elementary graph cobordisms. As an application, we compute the action of the fundamental group on hat Heegaard Floer homology.
We obtain new invariants of topological link concordance and homology cobordism of 3-manifolds from Hirzebruch-type intersection form defects of towers of iterated p-covers. Our invariants can extract geometric information from an arbitrary depth of the derived series of the fundamental group, and can detect torsion which is invisible via signature invariants. Applications illustrating these features include the following: (1) There are infinitely many homology equivalent rational 3-spheres which are indistinguishable via multisignatures, eta-invariants, and L2-signatures but have distinct hom…
In this article, we investigate the cobordism maps on periodic Floer homology (PFH). In the first part of the paper, we define the cobordism maps on PFH via Seiberg Witten theory as well as the isomorphism between PFH and Seiberg Witten cohomology. Furthermore, we show that the maps satisfy the holomorphic curve axiom. In the second part of the paper, we give an alternative definition of these maps by using holomorphic curve method, provided that the symplectic cobordisms are Lefschetz fibration satisfying certain nice conditions. Under additionally certain monotonicity assumptions, we show th…
We show that the cobordism maps on Khovanov homology can distinguish smooth surfaces in the 4-ball that are exotically knotted (i.e., isotopic through ambient homeomorphisms but not ambient diffeomorphisms). We develop new techniques for distinguishing cobordism maps on Khovanov homology, drawing on knot symmetries and braid factorizations. We also show that Plamenevskaya's transverse invariant in Khovanov homology is preserved by maps induced by positive ascending cobordisms.
We consider free symmetries on cobordisms between knots. We classify which freely periodic knots bound equivariant surfaces in the 4-ball in terms of corresponding homology classes in lens spaces. A key tool is the homology cobordism classification of lens spaces using d-invariants. We give a numerical condition determining the free periods for which torus knots bound equivariant surfaces in the 4-ball.
We consider the question: "If the zero-framed surgeries on two oriented knots in the 3-sphere are integral homology cobordant, preserving the homology class of the positive meridians, are the knots themselves concordant?" We show that this question has a negative answer in the smooth category, even for topologically slice knots. To show this we first prove that the zero-framed surgery on K is Z-homology cobordant to the zero-framed surgery on many of its winding number one satellites P(K). Then we prove that in many cases the tau and s-invariants of K and P(K) differ. Consequently neither tau …
The object of this paper is to define a subcategory of the category of 3-cobordisms to which invariants of rational homology 3-spheres should generalize. We specify the notion of Topological Quantum Field Theory (in the sense of Atiyah) to this case, and prove two interesting properties that these TQFTs always have. In the case of the LMO invariant these properties amount to saying that the TQFT is anomaly-free.
The following is a long-standing open question: "If the zero-framed surgeries on two knots in the 3-sphere are integral homology cobordant, are the knots themselves concordant?" We show that an obvious rational version of this question has a negative answer. Namely, we give examples of knots whose zero-framed surgeries are rational homology cobordant 3-manifolds, wherein the knots are not rationally concordant (that is not concordant in any rational homology S^3 x [0,1]). Specifically, we prove that, for any positive integer p and any knot K, the zero framed surgery on K is Z[1/p]-homology cob…
