In this paper we obtain two criteria of stable ergodicity outside the partially hyperbolic scenario. In both criteria, we use a weak form of hyperbolicity called chain-hyperbolicity. It is obtained one criterion for diffeomorphisms with dominated splitting and one criterion for weakly partially hyperbolic diffeomorphisms. As an application of one of these criteria, we obtain the $C^1$-density of stable ergodicity inside a certain class of weakly partially hyperbolic diffeomorphisms.
We prove that stable ergodicity is C r open and dense among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, for all r in [2,infty]. The proof follows Pugh-Shub program: among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, accessibility is C r open and dense, and essential accessibility implies ergodicity.
In this work we exhibit a new criteria for ergodicity of diffeomorphisms involving conditions on Lyapunov exponents and general position of some invariant manifolds. On one hand we derive uniqueness of SRB-measures for transitive surface diffeomorphisms. On the other hand, using recent results on the existence of blenders we give a positive answer, in the $C^1$ topology, to a conjecture of Pugh-Shub in the context of partially hyperbolic conservative diffeomorphisms with two dimensional center bundle.
We consider classes of partially hyperbolic diffeomorphism $f:M\to M$ with splitting $TM=E^s\oplus E^c\oplus E^u$ and $\dim E^c=2$. These classes include for instance (perturbations of) the product of Anosov and conservative surface diffeomorphisms, skew products of surface diffeomorphisms over Anosov, partially hyperbolic symplectomorphisms on manifolds of dimension four with bidimensional center foliation whose center leaves are all compact. We prove that accessibility holds in these classes for $C^1$ open and $C^r$ dense subsets and moreover they are stably ergodic.
If a non-ergodic, partially hyperbolic diffeomorphism on the 3-torus is homotopic to an Anosov diffeomorphism $A$, it is topologically conjugate to $A$.
In [15] the authors proved the Pugh-Shub conjecture for partially hyperbolic diffeomorphisms with 1-dimensional center, i.e. stable ergodic diffeomorphism are dense among the partially hyperbolic ones. In this work we address the issue of giving a more accurate description of this abundance of ergodicity. In particular, we give the first examples of manifolds in which all conservative partially hyperbolic diffeomorphisms are ergodic.
The center bundle of a conservative partially hyperbolic diffeomorphism $f$ is called robustly non-hyperbolic if any conservative diffeomorphism which is $C^1$-close to $f$ has non-hyperbolic center bundle. In this paper, we prove that stable ergodicity is $C^1$-dense among conservative partially hyperbolic systems with robust non-hyperbolic center.
We show stable ergodicity of a class of conservative diffeomorphisms which do not have any hyperbolic invariant subbundle. Moreover the uniqueness of SRB measures for non-conservative $C^1$ perturbations of such diffeomorphisms. This class contains strictly non-partially hyperbolic robustly transitive diffeomorphisms by Bonatti-Viana and so we answer their question about the stable ergodicity of such systems.
We show that a class of robustly transitive diffeomorphisms originally described by Mañé are intrinsically ergodic. More precisely we obtain an open set of diffeomorphisms which fail to be uniformly hyperbolic, but nevertheless have constant entropy and isomorphic unique measures of maximal entropy.
In this work we obtain a new criterion to establish ergodicity and non-uniform hyperbolicity of smooth measures of diffeomorphisms. This method allows us to give a more accurate description of certain ergodic components. The use of this criterion in combination with topological devices such as blenders lets us obtain global ergodicity and abundance of non-zero Lyapunov exponents in some contexts. In the partial hyperbolicity context, we obtain that stably ergodic diffeomorphisms are C^1-dense among volume preserving partially hyperbolic diffeomorphisms with two-dimensional center bundle. This …
We study the ergodicity of non-autonomous discrete dynamical systems with non-uniform expansion. As an application we get that any uniformly expanding finitely generated semigroup action of $C^{1+α}$ local diffeomorphisms of a compact manifold is ergodic with respect to the Lebesgue measure. Moreover, we will also prove that every exact non-uniform expandable finitely generated semigroup action of conformal $C^{1+α}$ local diffeomorphisms of a compact manifold is Lebesgue ergodic.
We study conservative partially hyperbolic diffeomorphisms in hyperbolic 3-manifolds. We show that they are always accessible and deduce as a result that every conservative $C^{1+}$ partially hyperbolic in a hyperbolic 3-manifold must be ergodic, giving an afirmative answer to a conjecture of Hertz-Hertz-Ures in the context of hyperbolic 3-manifolds. Some of the intermediary steps are also done for general partially hyperbolic diffeomorphisms homotopic to the identity.
Pugh and Shub have conjectured that essential accessibility implies ergodicity, for a $C^2$, partially hyperbolic, volume-preserving diffeomorphism. We prove this conjecture under a mild center bunching assumption, which is satsified by all partially hyperbolic systems with 1-dimensional center bundle. We also obtain ergodicity results for $C^{1+γ}$ partially hyperbolic systems.
We prove that every expanding minimal semigroup action of $C^1$ diffeomorphisms of a compact manifold (resp. $C^{1+α}$ conformal) is robustly minimal (resp. ergodic with respect to Lebesgue measure). We also show how, locally, a blending region yields the robustness of the minimality and implies ergodicity.
We prove the stable ergodicity of an example of a volume-preserving, partially hyperbolic diffeomorphism introduced by Pierre Berger and Pablo Carrasco. This example is robustly non-uniformly hyperbolic, with two dimensional center, almost every point has both positive and negative Lyapunov exponents along the center direction and does not admit a dominated splitting of the center direction. The main novelty of our proof is that we do not use accessibility.
Metric entropies along a hierarchy of unstable foliations are investigated for $C^1$ diffeomorphisms with dominated splitting. The analogues of Ruelle's inequality and Pesin's formula, which relate the metric entropy and Lyapunov exponents in each hierarchy, are given.
We consider a class of partially hyperbolic diffeomorphisms introduced in [BFP] which is open and closed and contains all known examples. If in addition the diffeomorphism is non-wandering, then we show it is accessible unless it contains a su-torus. This implies that these systems are ergodic when they preserve volume, confirming a conjecture by Hertz-Hertz-Ures for this class of systems.
We study the existence of SRB measures of C 2 diffeomorphisms for attractors whose bundles admit Holder continuous invariant (non-dominated) splittings. We prove the existence when one subbundle has the non-uniform expanding property on a set with positive Lebesgue measure and the other subbundle admits non-positive Lyapunov exponents on a total probability set.
We show that partially hyperbolic diffeomorphisms of $d$-dimensional tori isotopic to an Anosov diffeomorphism, where the isotopy is contained in the set of partially hyperbolic diffeomorphisms, are dynamically coherent. Moreover, we show a \textit{global stability result}, i.e. every partially hyperbolic diffeomorphism as above is \textit{leaf-conjugate} to the linear one. As a consequence, we obtain intrinsic ergodicity and measure equivalence for partially hyperbolic diffeomorphisms with one-dimensional center direction that are isotopic to Anosov diffeomorphisms through such a path.
We study the Ruelle dynamical determinant of a real analytic diffeomorphism on a compact surface, assuming that the tangent space over the nonwandering set admits a dominated splitting. Combining previous work of Pujals and Sambarino with methods introduced by Rugh, we show that the determinant is either entire or holomorphic in a (possibly multiply) slit plane.
Let $f$ be a $C^1$-diffeomorphism and $μ$ be a hyperbolic ergodic $f$-invariant Borel probability measure with positive measure-theoretic entropy. Assume that the Oseledec splitting $$T_xM=E_1(x) \oplus\cdots\oplus E_s(x) \oplus E_{s+1}(x) \oplus\cdots\oplus E_l(x) $$ is dominated on the Oseledec basin $Γ$. We give extensions of Katok's Horseshoes construction. Moreover there is a dominated splitting corresponding to Oseledec subspace on horseshoes.
In this work we completely classify $C^\infty$ conjugacy for conservative partially hyperbolic diffeomorphisms homotopic to a linear Anosov automorphism on the 3-torus by its center foliation behavior. We prove that the uniform version of absolute continuity for the center foliation is the natural hypothesis to obtain $C^\infty$ conjugacy to its linear Anosov automorphism. On a recent work Avila, Viana and Wilkinson proved that for a perturbation in the volume preserving case of the time-one map of an Anosov flow absolute continuity of the center foliation implies smooth rigidity. The absolute…
In this paper, we provide a technique result on the existence of Gibbs cu-states for diffeomorphisms with dominated splittings. More precisely, for given $C^2$ diffeomorphim $f$ with dominated splitting $T_ΛM = E\oplus F$ on an attractor $Λ$, by considering some suitable random perturbation of $f$, we show that for any zero noise limit of ergodic stationary measures, if it has positive integrable Lyapunov exponents along invariant sub-bundle $E$, then its ergodic components contain Gibbs cu-states associated to $E$. With this technique, we show the existence of SRB measures and physical measur…
We introduce the notion of nonuniform center bunching for partially hyperbolic diffeomorphims, and extend previous results by Burns--Wilkinson and Avila--Santamaria--Viana. Combining this new technique with other constructions, we prove that $C^1$-generic partially hyperbolic symplectomorphisms are ergodic. We also construct new examples of stably ergodic partially hyperbolic diffeomorphisms.
Let Diff^1(M) be the set of all C^1-diffeomorphisms f : M \rightarrow M, where M is a compact boundaryless d-dimensional manifold, d \geq 2. We prove that there is a residual subset R of Diff^1(M) such that if f \in R and if H(p) is the homoclinic class associated with a hyperbolic periodic point p, then either H(p) admits a dominated splitting of the form E\oplusF1 \oplus...\oplusFk \oplusG, where Fi is not hyperbolic and one-dimensional, or f|H(p) has no symbolic extensions.
We prove that the statistical properties of random perturbations of a nonuniformly hyperbolic diffeomorphism are described by a finite number of stationary measures. We also give necessary and sufficient conditions for the stochastic stability of such dynamical systems. We show that a certain $C^2$-open class of nonuniformly hyperbolic diffeomorphisms introduced in [Alves, J; Bonatti, C. and Viana, V., SRB measures for partially hyperbolic systems with mostly expanding central direction, Invent. Math., 140 (2000), 351-398] are stochastically stable. Our setting encompasses that of partially hy…
We prove three formulas for computing topological pressure of $C^1$-generic conservative diffeomorphism and show the continuity of topological pressure with respect to these diffeomorphisms. We prove for these generic diffeomorphisms that there is no equilibrium states with positive measure theoretic entropy. In particular, for hyperbolic potentials, there is no equilibrium states. For $C^1$ generic conservative diffeomorphism on compact surfaces with no dominated splitting and $ϕ_m(x):=-\frac{1}{m}\log \Vert D_x f^m\Vert, m \in \mathbb{N}$, we show that there exist equilibrium states with zer…
If a $C^{1 + a}$, $a >0$, volume-preserving diffeomorphism on a compact manifold has a hyperbolic invariant set with positive volume, then the map is Anosov. We also give a direct proof of ergodicity of volume-preserving $CC^{1+a}$, $a>0$, Anosov diffeomorphism without the usual Hopf argument.
We study generic volume-preserving diffeomorphisms on compact manifolds. We show that the following property holds generically in the $C^1$ topology: Either there is at least one zero Lyapunov exponent at almost every point, or the set of points with only non-zero exponents forms an ergodic component. Moreover, if this nonuniformly hyperbolic component has positive measure then it is essentially dense in the manifold (that is, it has a positive measure intersection with any nonempty open set) and there is a global dominated splitting. For the proof we establish some new properties of independe…
We prove a $C^1$ version of a conjecture by Pugh and Shub: among partially hyperbolic volume-preserving $C^r$ diffeomorphisms, $r>1$, the stably ergodic ones are $C^1$-dense. To establish these results, we develop new perturbation tools for the $C^1$ topology: linearization of horseshoes while preserving entropy, and creation of "superblenders" from hyperbolic sets with large entropy.
For $C^1$ diffeomorphisms, we prove that the Pesin's entropy formula holds for some invariant measure supported on any topological attractor that admits a dominated splitting without mixed behavior. We also prove Shub's entropy conjecture for diffeomorphisms having such kind of splittings.
For any C1 diffeomorphism with dominated splitting we consider a nonempty set of invariant measures which describes the asymptotic statistics of Lebesgue-almost all orbits. They are the limits of convergent subsequences of averages of the Dirac delta measures supported on those orbits. We prove that the metric entropy of each of these measures is bounded from below by the sum of the Lyapunov exponents on the dominating subbundle. As a consequence, if those exponents are non negative, and if the exponents on the dominated subbundle are non positive, those measures satisfy the Pesin Entropy Form…
Under a suitable bunching condition, we establish that stable holonomies inside center-stable manifolds for $C^{1+β}$ diffeomorphisms are uniformly bi-Lipschitz and in fact $C^{1+\text{Hölder}}$. This verifies that the Pugh-Shub theory for ergodicity holds for suitably center-bunched, $C^{1+β}$, essentially accessible, partially hyperbolic diffeomorphism and verifies that the Ledrappier-Young entropy formulas hold for $C^{1+β}$ diffeomorphisms of compact manifolds.
A classical construction due to Newhouse creates horseshoes from hyperbolic periodic orbits with large period and weak domination through local $C^1$-perturbations. Our main theorem shows that, when one works in the $C^1$ topology, the entropy of such horseshoes can be made arbitrarily close to an upper bound deriving from Ruelle's inequality, i.e., the sum of the positive Lyapunov exponents (or the same for the inverse diffeomorphism, whichever is smaller). Adapting classical techniques, we use perturbations that are local and can be chosen to preserve volume or symplectic form or a homoclini…
We provide a new approach to stable ergodicity of systems with dominated splittings, based on a geometrical analysis of global stable and unstable manifolds of hyperbolic points. Our method suggests that the lack of uniform size of Pesin's local stable and unstable manifolds - a notorious problem in the theory of non-uniform hyperbolicity - is often less severe than it appeas to be.
We introduce a new notion called generalized dominated splitting which is weaker than classical dominated splitting. We use this notion to generalize a result of Zhang\cite{Zh}: every diffeomorphism with nontrivial global generalized dominated splitting can not be minimal.
We show a fibre-preserving self-diffeomorphism which has hyperbolic splittings along the fibres on a compact principal torus bundle is topologically conjugate to a map that is linear in the fibres.
We study generic diffeomorphisms with a homoclinc class with non empty interior and in particular those admitting a codimension one dominated splitting. We prove that if in the finest dominated splitting the extreme subbundles are one dimensional then the diffeomorphism is partially hyperbolic and from this we deduce that the diffeomorphism is transitive.
We show that, for every compact n-dimensional manifold, n\geq 1, there is a residual subset of Diff^1(M) of diffeomorphisms for which the homoclinic class of any periodic saddle of f verifies one of the following two possibilities: Either it is contained in the closure of an infinite set of sinks or sources (Newhouse phenomenon), or it presents some weak form of hyperbolicity called dominated splitting (this is a generalization of a bidimensional result of Mane [Ma3}). In particular, we show that any C^1 -robustly transitive diffeomorphism admits a dominated splitting.
We prove that for $r \in \mathbb{N}_{\geq 2} \cup \{\infty\}$, for any dynamically coherent, center bunched and strongly pinched volume preserving $C^r$ partially hyperbolic diffeomorphism $f \colon X \to X$, if either (1) its center foliation is uniformly compact, or (2) its center-stable and center-unstable foliations are of class $C^1$, then there exists a $C^1$-open neighbourhood of $f$ in ${\rm Diff}^r(X,\mathrm{Vol})$, in which stable ergodicity is $C^r$-prevalent in Kolmogorov's sense. In particular, we verify Pugh-Shub's stable ergodicity conjecture in this region. This also provides t…
Recent works related to Palis conjecture of J. Yang, S. Crovisier, M. Sambarino and D. Yang showed that any aperiodic class of a $C^1$-generic diffeomorphism far away from homoclinic bifurcations (or homoclinic tangencies) is partially hyperbolic. We show in this paper that, generically, a non-trivial dominated splitting implies partial hyperbolicity for an aperiodic class if it is Lyapunov stable. More precisely, for $C^1$-generic diffeomorphisms, if a Lyapunov stable aperiodic class has a non-trivial dominated splitting $E\oplus F$, then one of the two bundles is hyperbolic (either $E$ is co…
We discuss recent progress in understanding the dynamical properties of partially hyperbolic diffeomorphisms that preserve volume. The main topics addressed are density of stable ergodicity and stable accessibility, center Lyapunov exponents, pathological foliations, rigidity, and the surprising interrelationships between these notions.
We consider families of diffeomorphisms with dominated splittings and preserving a Borel probability measure, and we study the regularity of the Lyapunov exponents associated to the invariant bundles with respect to the parameter. We obtain that the regularity is at least the sum of the regularities of the two invariant bundles (for regularities in $[0,1]$), and under suitable conditions we obtain formulas for the derivatives. Similar results are obtained for families of flows, and for the case when the invariant measure depends on the map. We also obtain several applications. Near the time on…
In these expository notes, we give a proof of regularity of Anosov splitting for Anosov diffeomorphisms in a torus. We also generalize the idea to higher dimensions and to Anosov flows.
We show that diffeomorphisms with a dominated splitting of the form $E^s\oplus E^c\oplus E^u$, where $E^c$ is a nonhyperbolic central bundle that splits in a dominated way into 1-dimensional subbundles, are entropy-expansive. In particular, they have a principal symbolic extension and equilibrium states.
Let $f:M\rightarrow M$ be a $C^1$ diffeomorphism with a dominated splitting on a compact Riemanian manifold $M$ without boundary. We state and prove several sufficient conditions for the topological entropy of $f$ to be positive. The conditions deal with the dynamical behaviour of the (non-necessarily invariant) Lebesgue measure. In particular, if the Lebesgue measure is $δ$-recurrent then the entropy of $f$ is positive. We give counterexamples showing that these sufficient conditions are not necessary. Finally, in the case of partially hyperbolic diffeomorphisms, we give a positive lower boun…
We show that the time-1 map of an Anosov flow, whose strong-unstable foliation is $C^2$ smooth and minimal, is $C^2$ close to a diffeomorphism having positive central Lyapunov exponent Lebesgue almost everywhere and a unique physical measure with full basin, which is $C^r$ stably ergodic. Our method is perturbative and does not rely on preservation of a smooth measure.
We construct a diffeomorphism $f$ on 2-torus with a dominated splitting $E \oplus F$ such that there exists an open neighborhood $\mathcal{U} \ni f$ satisfying that for any $g \in \mathcal{U}$, neither $E_g$ nor $F_g$ is integrable.
We prove that the Oseledets splittings of an ergodic hyperbolic measure of a $C^{1+ r}$ diffeomorphism can be approximated by that of atomic measures on hyperbolic periodic orbits. This removes the assumption on simple spectrum in \cite{Liang} and strengthens Katok's closing lemma.
