For a knot K, the concordance crosscap number, c(K), is the minimum crosscap number among all knots concordant to K. Building on work of G. Zhang, which studied the determinants of knots with c(K) < 2, we apply the Alexander polynomial to construct new algebraic obstructions to c(K) < 2. With the exception of low crossing number knots previously known to have c(K) < 2, the obstruction applies to all but four prime knots of 11 or fewer crossings.
We define the concordance crosscap number of a knot as the minimum crosscap number among all the knots concordant to the knot. The four-dimensional crosscap number is the minimum first Betti number of non-orientable surfaces smoothly embedded in 4-dimensional ball, bounding the knot. Clearly the 4-dimensional crosscap number is smaller than or equal to the concordance crosscap number. We construct two infinite sequences of knots to explain the gap between the two. In particular, the knot $7_4$ is one of the examples.
The concordance crosscap number $γ_c(K)$ of a knot $K$ is the smallest crosscap number $γ_3(K')$ of any knot $K'$ concordant to $K$ (and with $γ_3(K')$ defined as the least first Betti number of any nonorientable surface $Σ$ embedded in $S^3$ with boundary $K'$). This invariant has been introduced and studied by Zhang using knot determinants and signatures, and has further been studied by Livingston using the Alexander polynomial. We show in this work that the rational Witt class of a knot can be used to obtain a lower bound on the concordance crosscap number, by means of a new integer-valued …
J. Davis showed that the topological concordance class of a link in the 3-sphere is uniquely determined by its Alexander polynomial for 2-component links with Alexander polynomial one. A similar result for knots with Alexander polynomial one was shown earlier by M. Freedman. We prove that these two cases are the only exceptional cases, by showing that the link concordance class is not determined by the Alexander invariants in any other case.
We show that if a link J in the 3-sphere is homotopy ribbon concordant to a link L then the Alexander polynomial of L divides the Alexander polynomial of J.
In this paper we provide a new obstruction to 0-concordance of knotted surfaces in $S^4$ in terms of Alexander ideals. We use this to prove the existence of infinitely many linearly independent 0-concordance classes and to provide the first proof that the submonoid of 2-knots is not a group. The main result is that the Alexander ideal induces a homomorphism from the 0-concordance monoid $\mathscr{C}_0$ of oriented surface knots in $S^4$ to the ideal class monoid of $\mathbb{Z}[t^{\pm1}]$. Consequently, any surface knot with nonprincipal Alexander ideal is not 0-slice and in fact, not invertibl…
We establish homotopy ribbon concordance obstructions coming from the Blanchfield form and Levine-Tristram signatures. Then, as an application of twisted Alexander polynomials, we show that for every knot K with nontrivial Alexander polynomial, there exists an infinite family of knots that are all concordant to K and have the same Blanchfield form as K, such that no pair of knots in that family is homotopy ribbon concordant.
We use the Bar-Natan Zh-correspondence to identify the generalized Alexander polynomial of a virtual knot with the Alexander polynomial of a two component welded link. We show that the Zh-map is functorial under concordance, and also that Satoh's Tube map (from welded links to ribbon knotted tori in $S^4$) is functorial under concordance. In addition, we extend classical results of Chen, Milnor, and Hillman on the lower central series of link groups to links in thickened surfaces. Our main result is that the generalized Alexander polynomial vanishes on any knot in a thickened surface which is …
We establish certain "non-triviality" results for several filtrations of the smooth and topological knot concordance groups. First, as regards the n-solvable filtration of the topological knot concordance group defined by K. Orr, P. Teichner and the first author, we refine the recent non-triviality results of Cochran and Teichner by including information on the Alexander modules. These results also extend those of C. Livingston and the second author. We exhibit similar structure in the closely related symmetric Grope filtration of the knot concordance group considered by the first author and T…
Various obstructions to knot concordance have been found using Casson-Gordon invariants, higher-order Alexander polynomials, as well as von-Neumann rho-invariants. Examples have been produced using (iterated) doubling operations K=R(c,J), and considering these as parametrized by invariants of the base knot J and doubling operator R. In this paper, we introduce a new mew method to obstruct concordance. We show that infinitely many distinct concordance classes may be constructed by varying the infecting curve c in S^3-R. Distinct concordance classes are found even while fixing the base knot, the…
We show that for each Seifert form of an algebraically slice knot with nontrivial Alexander polynomial, there exists an infinite family of knots having the Seifert form such that the knots are linearly independent in the knot concordance group and not concordant to any knot with coprime Alexander polynomial. Key ingredients for the proof are Cheeger-Gromov-von Neumann rho-invariants for amenable groups developed by Cha and Orr and polynomial splittings of metabelian rho-invariants.
We address the primary decomposition of the knot concordance group in terms of the solvable filtration and higher-order von Neumann $ρ$-invariants by Cochran, Orr, and Teichner. We show that for a nonnegative integer n, if the connected sum of two n-solvable knots with coprime Alexander polynomials is slice, then each of the knots has vanishing von Neumann $ρ$-invariants of order n. This gives positive evidence for the conjecture that nonslice knots with coprime Alexander polynomials are not concordant. As an application, we show that if K is one of Cochran-Orr-Teichner's knots which are the f…
For all n > 0 there is a homomorphism from the smooth concordance group of knots in dimension 2n + 1 to an algebraically defined group called the rational algebraic concordance group. This algebraic concordance group splits as a direct sum of groups indexed by polynomials. For n > 1 the homomorphism is injective. This leads to what is called a primary decomposition theorem for knot concordance. In the classical dimension, the kernel of this homomorphism includes the smooth concordance group of topologically slice knots, and Jae Choon Cha has begun studying possible primary decompositions of th…
It was shown by Jim Davis that a 2-component link with Alexander polynomial one is topologically concordant to the Hopf link. In this paper, we show that there is a 2-component link with Alexander polynomial one that has unknotted components and is not smoothly concordant to the Hopf link, answering a question of Jim Davis. We construct infinitely many concordance classes of such links, and show that they have the stronger property of not being smoothly concordant to the Hopf link with knots tied in the components.
A polynomial f(t) with rational coefficients is strongly irreducible if f(t^k) is irreducible for all positive integers k. Likewise, two polynomials f and g are strongly coprime if f(t^k) and g(t^l) are relatively prime for all positive integers k and l. We provide some sufficient conditions for strong irreducibility and prove that the Alexander polynomials of twist knots are pairwise strongly coprime and that most of them are strongly irreducible. We apply these results to describe the structure of the subgroup of the rational knot concordance group generated by the twist knots and to provide…
We prove that many pretzel knots of the form $P(2n,m,-2n\pm1,-m)$ are not topologically slice, even though their positive mutants $P(2n, -2n\pm1, m, -m)$ are ribbon. We use the sliceness obstruction of Kirk and Livingston related to the twisted Alexander polynomials associated to prime power cyclic covers of knots.
The concordance genus of a knot K is the minimum three-genus among all knots concordant to K. For prime knots of 10 or fewer crossings there have been three knots for which the concordance genus was unknown. Those three cases are now resolved. Two of the cases are settled using invariants of Levine's algebraic concordance group. The last case depends on the use of twisted Alexander polynomials, viewed as Casson-Gordon invariants.
We show that the difference between the topological 4-genus of a knot and the minimal genus of a surface bounded by that knot that can be decomposed into a smooth concordance followed by an algebraically simple locally flat surface can be arbitrarily large. This extends work of Hedden-Livingston-Ruberman showing that there are topologically slice knots which are not smoothly concordant to any knot with trivial Alexander polynomial.
We show that a decorated knot concordance $\mathcal{C}$ from $K_0$ to $K_1$ induces an $\mathbb{F}[U]$-module homomorphism \[G_{\mathcal{C}}: HFK^{-}(-S^3,K_0) \to HFK^{-}(-S^3,K_1)\] which preserves the Alexander and absolute $\mathbb{Z}_2$-Maslov gradings. Our construction generalizes the concordance maps induced on $\widehat{HFK}$ studied by Juhász and Marengon, but uses the description of $HFK^{-}$ as a direct limit of maps between sutured Floer homology groups discovered by Etnyre, Vela-Vick, and Zarev.
We use the Blanchfield form to obtain a lower bound on the equivariant slice genus of a strongly invertible knot. For our main application, let $K$ be a genus one strongly invertible slice knot with nontrivial Alexander polynomial. We show that the equivariant slice genus of an equivariant connected sum $\#^n K$ is at least $n/4$. We also formulate an equivariant algebraic concordance group, and show that the kernel of the forgetful map to the classical algebraic concordance group is infinite rank.
Let C_T be the subgroup of the smooth knot concordance group generated by topologically slice knots and let C_D be the subgroup generated by knots with trivial Alexander polynomial. We prove the quotient C_T/C_D is infinitely generated, and uncover similar structure in the 3-dimensional rational spin bordism group. Our methods also lead to the construction of links that are topologically, but not smoothly, concordant to boundary links.
The existence of topologically slice knots that are of infinite order in the knot concordance group followed from Freedman's work on topological surgery and Donaldson's gauge theoretic approach to 4-manifolds. Here, as an application of Ozsvath and Szabo's Heegaard-Floer theory, we show the existence of an infinite subgroup of the smooth concordance group generated by topologically slice knots of concordance order two. In addition, no nontrivial element in this subgroup can be represented by a knot with Alexander polynomial one.
We show that there exists a $\mathbb{Z}^\infty$-summand in the subgroup of the knot concordance group generated by knots with trivial Alexander polynomial. To this end we use the invariant Upsilon $Υ$ recently introduced by Ozsváth, Stipsicz and Szabó using knot Floer homology. We partially compute $Υ$ of $(n,1)$-cable of the Whitehead double of the trefoil knot. For this computation of $Υ$, we determine a sufficient condition for two satellite knots to have identical $Υ$ for any pattern with nonzero winding number.
The concordance orders of many algebraic order two knots of ten or fewer crossings have been heretofore unknown. We use Casson-Gordon invariants and twisted Alexander polynomials to find that, in all but one case, these knots do not have concordance order two. We also find that a certain family of algebraic order two twisted doubles of the unknot have infinite concordance order.
Ozsvath and Szabo have defined a knot concordance invariant tau that bounds the 4-ball genus of a knot. Here we discuss shortcuts to its computation. We include examples of Alexander polynomial one knots for which the invariant is nontrivial, including all iterated untwisted positive doubles of knots with nonnegative Thurston-Bennequin number, such as the trefoil, and explicit computations for several 10 crossing knots. We also note that a new proof of the Slice-Bennequin Inequality quickly follows from these techniques.
It is known that each of the successive quotient groups of the grope and solvable filtrations of the knot concordance group has an infinite rank subgroup. The generating knots of these subgroups are constructed using iterated doubling operators. In this paper, for each of the successive quotients of the filtrations we give a new infinite rank subgroup which trivially intersects the previously known infinite rank subgroups. Instead of iterated doubling operators, the generating knots of these new subgroups are constructed using the notion of algebraic $n$-solutions, which was introduced by Coch…
We prove that if the order of the first homology of the 2-fold branched cover of a knot K in the 3-sphere is given by pm where p is a prime congruent to 3 mod 4 and gcd(p,m) =1, then K is of infinite order in the knot concordance group. This provides an obstruction to classical knots being of order 4. In particular, there are 11 prime knots with 10 or fewer crossings that are of order 4 in the algebraic concordance group; all are infinite order in concordance. Another corollary states that any knot with Alexander polynomial 5t^2 - 11t + 5 is of infinite order in concordance; Levine proved that…
This thesis develops some general calculational techniques for finding the orders of knots in the topological concordance group C. The techniques currently available in the literature are either too theoretical, applying to only a small number of knots, or are designed to only deal with a specific knot. The thesis builds on the results of Herald, Kirk and Livingston [HKL10] and Tamulis [Tam02] to give a series of criteria, using twisted Alexander polynomials, for determining whether a knot is of infinite order in C. There are two immediate applications of these theorems. The first is to give t…
We construct an infinite family of topologically slice knots that are not smoothly concordant to their reverses. More precisely, if T denotes the concordance group of topologically slice knots and R is the involution of T induced by string reversal, then T/Fix(R) contains an infinitely generated free subgroup. The result remains true modulo the subgroup of T generated by knots with trivial Alexander polynomial.
The twisted torsion of a 3-manifold is well-known to be zero whenever the corresponding twisted Alexander module is non-torsion. Under mild extra assumptions we introduce a new twisted torsion invariant which is always non-zero. We show how this torsion invariant relates to the twisted intersection form of a bounding 4-manifold, generalizing a theorem of Milnor. Using this result, we give new obstructions to 3-manifolds being homology cobordant and to links being concordant. These obstructions are sufficiently strong to detect that the Bing double of the figure eight knot is not slice.
In an earlier work, we introduced a family of t-modified knot Floer homologies, defined by modifying the construction of knot Floer homology HFK-minus. The resulting groups were then used to define concordance homomorphisms indexed by t in [0,2]. In the present work we elaborate on the special case t=1, and call the corresponding modified knot Floer homology the unoriented knot Floer homology. Using elementary methods (based on grid diagrams and normal forms for surface cobordisms), we show that the resulting concordance homomorphism gives a lower bound for the smooth 4-dimensional crosscap nu…
Given a knot complement X and its p-fold cyclic cover X_p, we identify twisted polynomials associated to 1-dimensional linear representations of the fundamental group of X_p with twisted polynomials associated to related p-dimensional linear representations of the fundamental group of X. This provides a simpler and faster algorithm to compute these twisted polynomials, allowing us to prove that 16 (of 18 previously unknown) algebraically slice knots of 12 or fewer crossings are not slice. We also use this improved algorithm to prove that the 24 mutants of the pretzel knot P(3,7,9,11,15), corre…
In 1997 Cochran-Orr-Teichner introduced a natural filtration, called the n-solvable filtration, of the smooth knot concordance group, C. Its terms {F_n} are indexed by half integers. We show that each associated graded abelian group G_n=F_n/F_{n.5}, n>1, contains infinite linearly independent sets of elements of order 2 (this was known previously for n=0,1). Each of the representative knots is negative amphichiral, with vanishing s-invariant, tau-invariant, delta-invariants and Casson-Gordon invariants. Moreover each is smoothly slice in a rational homology 4-ball. In fact we show that there a…
Let {T_n} be the bipolar filtration of the smooth concordance group of topologically slice knots, which was introduced by Cochran, Harvey, and Horn. It is known that for each n not equal to 1 the quotient group T_n/T_{n+1} has infinite rank and T_1/T_2 has positive rank. In this paper, we show that T_1/T_2 also has infinite rank. Moreover, we prove that there exist infinitely many Alexander polynomials p(t) such that there exist infinitely many knots in T_1 with Alexander polynomial p(t) whose nontrivial linear combinations are not concordant to any knot with Alexander polynomial coprime to p(…
As proved by Hedden and Ording, there exist knots for which the Ozsvath-Szabo and Rasmussen smooth concordance invariants, tau and s, differ. The Hedden-Ording examples have nontrivial Alexander polynomials and are not topologically slice. It is shown in this note that a simple manipulation of the Hedden-Ording examples yields a topologically slice Alexander polynomial one knot for which tau and s differ. Manolescu and Owens have previously found a concordance invariant that is independent of both tau and s on knots of polynomial one, and as a consequence have shown that the smooth concordance…
We use the 2-loop term of the Kontsevich integral to show that there are (many) knots with trivial Alexander polynomial which don't have a Seifert surface whose genus equals the rank of the Seifert form. This is one of the first applications of the Kontsevich integral to intrinsically 3-dimensional questions in topology. Our examples contradict a lemma of Mike Freedman, and we explain what went wrong in his argument and why the mistake is irrelevant for topological knot concordance. References updated.
We show that a decorated knot concordance $C$ from $K$ to $K'$ induces a homomorphism $F_C$ on knot Floer homology that preserves the Alexander and Maslov gradings. Furthermore, it induces a morphism of the spectral sequences to $\widehat{HF}(S^3) \cong \mathbb{Z}_2$ that agrees with $F_C$ on the $E^1$ page and is the identity on the $E^\infty$ page. It follows that $F_C$ is non-vanishing on $\widehat{HFK}_0(K, τ(K))$. We also obtain an invariant of slice disks in homology 4-balls bounding $S^3$. If $C$ is invertible, then $F_C$ is injective, hence $\dim \widehat{HFK}_j(K,i) \le \dim \widehat{…
We give a sufficient condition under which vanishing property of Cochran-Orr-Teichner knot concordance obstructions splits under connected sum. The condition is described in terms of self-annihilating submodules with respect to higher-order Blanchfield linking forms. This extends results of Levine and the authors on distinguishing knots with coprime Alexander polynomials up to concordance. As an application, we show that the knots constructed by Cochran, Orr and Teichner as the first examples of nonslice knots with vanishing Casson-Gordon invariants are not concordant to any knot of genus one.
We introduce Tristram-Levine signatures of virtual knots and use them to investigate virtual knot concordance. The signatures are defined first for almost classical knots, which are virtual knots admitting homologically trivial representations. The signatures and $ω$-signatures are shown to give bounds on the topological slice genus of almost classical knots, and they are applied to address a recent question of Dye, Kaestner, and Kauffman on the virtual slice genus of classical knots. A conjecture on the topological slice genus is formulated and confirmed for all classical knots with up to 11 …
We show that if the connected sum of two knots with coprime Alexander polynomials has vanishing von Neumann rho-invariants associated with certain metabelian representations then so do both knots. As an application, we give a new example of an infinite family of knots which are linearly independent in the knot concordance group.
Milnor's $\barμ$-invariants of links in the $3$-sphere $S^3$ vanish on any link concordant to a boundary link. In particular, they are trivial on any knot in $S^3$. Here we consider knots in thickened surfaces $Σ\times [0,1]$, where $Σ$ is closed and oriented. We construct new concordance invariants by adapting the Chen-Milnor theory of links in $S^3$ to an extension of the group of a virtual knot. A key ingredient is the Bar-Natan $\textit{Zh}$ map, which allows for a geometric interpretation of the group extension. The group extension itself was originally defined by Silver-Williams. Our ext…
Let P be a knot in an unknotted solid torus (i.e. a satellite operator or pattern), K a knot in S^3 and P(K) the satellite of K with pattern P. For any satellite operator P, this correspondence gives a function P : C -> C on the set of smooth concordance classes of knots. We give examples of winding number one satellite operators P and a class of knots K, such that the iterated satellites P^i(K) are distinct as smooth concordance classes, i.e. if i=/=j>0, P^i(K)=/=P^j(K), where each P^i is unknotted when considered as a knot in S^3. This implies that the operators P^i give distinct functions o…
Let $Σ_0,Σ_1$ be closed oriented surfaces. Two oriented knots $K_0 \subset Σ_0 \times [0,1]$ and $K_1 \subset Σ_1 \times [0,1]$ are said to be (virtually) concordant if there is a compact oriented $3$-manifold $W$ and a smoothly and properly embedded annulus $A$ in $W \times [0,1]$ such that $\partial W=Σ_1 \sqcup -Σ_0$ and $\partial A=K_1 \sqcup -K_0$. This notion of concordance, due to Turaev, is equivalent to concordance of virtual knots, due to Kauffman. A prime virtual knot, in the sense of Matveev, is one for which no thickened surface representative $K \subset Σ\times [0,1]$ admits a no…
In this paper we prove that the Casson-Gordon invariants of the connected sum of two knots split when the Alexander polynomials of the knots are coprime. As one application, for any knot K, all but finitely many algebraically slice twisted doubles of K are linearly independent in the knot concordance group.
For each sequence of polynomials, P=(p_1(t),p_2(t),...), we define a characteristic series of groups, called the derived series localized at P. Given a knot K in S^3, such a sequence of polynomials arises naturally as the orders of certain submodules of the sequence of higher-order Alexander modules of K. These group series yield new filtrations of the knot concordance group that refine the (n)-solvable filtration of Cochran-Orr-Teichner. We show that the quotients of successive terms of these refined filtrations have infinite rank. These results also suggest higher-order analogues of the p(t)…
Let $\mathcal{L}$ be a knot with a fixed positive crossing and $\mathcal{L}_n$ the link obtained by replacing this crossing with $n$ positive twists. We prove that the knot Floer homology $\widehat{\text{HFK}}(\mathcal{L}_n)$ `stabilizes' as $n$ goes to infinity. This categorifies a similar stabilization phenomenon of the Alexander polynomial. As an application, we construct an infinite family of prime, positive mutant knots with isomorphic bigraded knot Floer homology groups. Moreover, given any pair of positive mutants, we describe how to derive a corresponding infinite family positive mutan…
