In this paper we prove that the Casson-Gordon invariants of the connected sum of two knots split when the Alexander polynomials of the knots are coprime. As one application, for any knot K, all but finitely many algebraically slice twisted doubles of K are linearly independent in the knot concordance group.
It is known that if any prime power branched cyclic cover of a knot in the 3-sphere is a homology sphere, then the knot has vanishing Casson-Gordon invariants. We construct infinitely many examples of (topologically) non-slice knots in the 3-sphere whose prime power branched cyclic covers are homology spheres. We show that these knots generate an infinite rank subgroup of F_(1.0)/F_(1.5) for which Casson-Gordon invariants vanish in Cochran-Orr-Teichner's filtration of the classical knot concordance group . As a corollary, it follows that Casson-Gordon invariants are not a complete set of obstr…
In this paper it is shown that manifolds admitting minimal genus weakly reducible but irreducible Heegaard splittings contain an essential surface. This is an extension of a well known theorem of Casson-Gordon to manifolds with non-empty boundary. The situation for non-minimal genus Heegaard splittings is also investigated and it is shown that boundary stabilizations are stabilizations for manifolds which are boundary primitive.
Given a rational homology sphere which bounds rational homology balls, we investigate the complexity of these balls as measured by the number of 1-handles in a handle decomposition. We use Casson-Gordon invariants to obtain lower bounds which also lead to lower bounds on the fusion number of ribbon knots. We use Levine-Tristram signatures to compute these bounds and produce explicit examples.
In this paper, we prove a conjecture of Friedl and Powell that their Casson-Gordon type invariant of 2-component link with linking number one is actually an obstruction to being height 3.5 Whitney tower/grope concordant to the Hopf Link. The proof employs the notion of solvable cobordism of 3-manifolds with boundary, which was introduced by Cha. We also prove that the Blanchfield form and the Alexander polynomial of links in $S^3$ give obstructions to height 3 Whitney tower/grope concordance. This generalizes the results of Hillman and Kawauchi.
In the study of homology cobordisms, knot concordance and link concordance, the following technical problem arises frequently: let $π$ be a group and let $M \to N$ be a homomorphism between projective $\Z[π]$-modules such that $\Z_p \otimes_{\Z[π]} M\to \Z_p \otimes_{\Z[π]} N$ is injective; for which other right $\Z[π]$-modules $V$ is the induced map $V \otimes_{\Z[π]} M\to V\otimes_{\Z[π]}N$ also injective? Our main theorem gives a new criterion which combines and generalizes many previous results.
We give a useful classification of the metabelian unitary representations of pi_1(M_K), where M_K is the result of zero-surgery along a knot K in S^3. We show that certain eta invariants associated to metabelian representations pi_1(M_K) --> U(k) vanish for slice knots and that even more eta invariants vanish for ribbon knots and doubly slice knots. We show that our vanishing results contain the Casson-Gordon sliceness obstruction. In many cases eta invariants can be easily computed for satellite knots. We use this to study the relation between the eta invariant sliceness obstruction, the eta-…
We show that the SU(3) Casson invariant for spliced sums along certain torus knots equals 16 times the product of their SU(2) Casson knot invariants. The key step is a splitting formula for su(n) spectral flow for closed 3-manifolds split along a torus.
We use twisted Alexander polynomials to show that certain algebraically slice 2-bridge knots are not topologically slice, even though all prime power Casson-Gordon signatures vanish. We also provide some computations indicating the efficacy of Casson-Gordon signatures in obstructing the smooth sliceness of 2-bridge knots.
Let K and K' be 2-knots. Suppose that K and K' are ribbon-move equivalent. Then the Farber-Levine pairing for K is equivalent to that for K' and the (Z-)torsion part of the first Alexander module of $K$ is isomorphic to that of K' as Z[Z] modules. Let K be a 2-knot which is ribbon-move equivalent to the trivial knot. Then the Atiyah-Patodi-Singer-Casson-Gordon-Ruberman Q/Z-valued \widetildeη-invariants of K for Z_d is zero. (d is a natural number. d>2.).
In this paper we show that for a given 3-manifold and a given Heegaard splitting there are finitely many preferred decomposing systems of $3g - 3$ disjoint essential disks. These are characterized by a combinatorial criterion which is a slight strengthening of Casson-Gordon's rectangle condition. This is in contrast to fact that in general there can exist infinitely many such systems of disks which satisfy just the Casson-Gordon rectangle condition.
For any rational homology 3-sphere and one of its spin^{c}-structures, Ozsvath and Szabo defined a topological invariant, called d-invariant. Given a knot in the 3-sphere, the d-invariants associated with the prime-power-fold branched covers of the knot, obstruct the smooth sliceness of the knot. These invariants bear some structural resemblances to Casson-Gordon invariants, which obstruct the topological sliceness of a knot. Se-Goo Kim found a polynomial splitting property for Casson-Gordon invariants. In this paper, we show a similar result for Ozsvath and Szabo's d-invariants. We give an ap…
Casson and Gordon gave the rectangle condition for strong irreducibility of Heegaard splittings [1]. We give a parity condition for irreducibility of Heegaard splittings of irreducible manifolds. As an application, we give examples of non-stabilized Heegaard splittings by doing a single Dehn twist.
Suppose Y is an integer homology 3-sphere, Taubes proved that the number of irreducible critical orbits of the perturbed Chern-Simons functional on Y, counted with signs, is equal to the algebraic intersection number of two character varieties associated with Heegaard splittings when the structure group is SU(2). Taubes' result established a relationship between gauge theory and the Casson invariant. This article proves an analogous identification result for SU(n) generalized Casson invariants. As a special case, we show that the SU(3) Casson invariant of Boden-Herald can be equivalently calcu…
We develop techniques for computing the integer valued SU(3) Casson invariant. Our method involves resolving the singularities in the flat moduli space using a twisting perturbation and analyzing its effect on the topology of the perturbed flat moduli space. These techniques, together with Bott-Morse theory and the splitting principle for spectral flow, are applied to calculate the invariant for all Brieskorn homology spheres.
We bound the value of the Casson invariant of any integral homology 3-sphere $M$ by a constant times the distance-squared to the identity, measured in any word metric on the Torelli group $\T$, of the element of $\T$ associated to any Heegaard splitting of $M$. We construct examples which show this bound is asymptotically sharp.
Given a knot in the three-sphere, is it possible to unknot it by performing a single twist, and if so, what are the possible linking numbers of such a twist? We develop obstructions to unknotting using a twist of a specified linking number. The obstructions we describe are built using classical knot invariants, Casson-Gordon invariants, and Heegaard Floer theory.
The concordance orders of many algebraic order two knots of ten or fewer crossings have been heretofore unknown. We use Casson-Gordon invariants and twisted Alexander polynomials to find that, in all but one case, these knots do not have concordance order two. We also find that a certain family of algebraic order two twisted doubles of the unknot have infinite concordance order.
We show that bilinear cup products with local coefficients of closed 3-manifolds recover some twisted pairings of infinite covers and the Casson-Gordon local signatures. As a result, we further give diagrammatic computations of the pairings and signatures.
We give a sufficient condition under which vanishing property of Cochran-Orr-Teichner knot concordance obstructions splits under connected sum. The condition is described in terms of self-annihilating submodules with respect to higher-order Blanchfield linking forms. This extends results of Levine and the authors on distinguishing knots with coprime Alexander polynomials up to concordance. As an application, we show that the knots constructed by Cochran, Orr and Teichner as the first examples of nonslice knots with vanishing Casson-Gordon invariants are not concordant to any knot of genus one.
In this paper, we develop a lower bound for the double slice genus of a knot using Casson-Gordon invariants. As an application, we show that the double slice genus can be arbitrarily larger than twice the slice genus. As an analogue to the double slice genus, we also define the superslice genus of a knot, and give both an upper bound and a lower bound in the topological category.
The concordance genus of a knot K is the minimum three-genus among all knots concordant to K. For prime knots of 10 or fewer crossings there have been three knots for which the concordance genus was unknown. Those three cases are now resolved. Two of the cases are settled using invariants of Levine's algebraic concordance group. The last case depends on the use of twisted Alexander polynomials, viewed as Casson-Gordon invariants.
This short survey, which was written to accompany a minicourse at the BIRS conference "Topology in dimension 4.5", concerns invariants of knotted $2$-spheres in $S^4$, also known as $2$-knots. It covers invariants extracted from the algebraic topology of the knot exterior, including Alexander invariants, the Farber-Levine pairing and Casson-Gordon invariants, as well as gauge theoretic and combinatorial invariants. Details are scarce and new results inexistant.
We present a lower bound on the stable $4$-genus of a knot based on Casson-Gordon $τ$-signatures. We compute the lower bound for an infinite family of knots, the twist knots, and show that a twist knot is torsion in the knot concordance group if and only if it has vanishing stable $4$-genus.
We define Casson-Gordon sigma-invariants for links and give a lower bound of the slice genus of a link in terms of these invariants. We study as an example a family of two component links of genus h and show that their slice genus is h, whereas the Murasugi-Tristram inequality does not obstruct this link from bounding an annulus in the 4-ball.
M. Kontsevich proposed a topological construction for an invariant Z of rational homology 3-spheres using configuration space integrals. G. Kuperberg and D. Thurston proved that Z is a universal real finite type invariant for integral homology spheres in the sense of Ohtsuki, Habiro and Goussarov. We discuss the behaviour of Z under rational homology handlebodies replacements. The explicit formulae that we present generalize a sum formula obtained by the author for the Casson-Walker invariant in 1994. They allow us to identify the degree one term of Z with the Walker invariant for rational hom…
In knot concordance three genera arise naturally, g(K), g_4(K), and g_c(K): these are the classical genus, the 4-ball genus, and the concordance genus, defined to be the minimum genus among all knots concordant to K. Clearly 0 <= g_4(K) <= g_c(K) <= g(K). Casson and Nakanishi gave examples to show that g_4(K) need not equal g_c(K). We begin by reviewing and extending their results. For knots representing elements in A, the concordance group of algebraically slice knots, the relationships between these genera are less clear. Casson and Gordon's result that A is nontrivial implies that g_4(K) ca…
Various obstructions to knot concordance have been found using Casson-Gordon invariants, higher-order Alexander polynomials, as well as von-Neumann rho-invariants. Examples have been produced using (iterated) doubling operations K=R(c,J), and considering these as parametrized by invariants of the base knot J and doubling operator R. In this paper, we introduce a new mew method to obstruct concordance. We show that infinitely many distinct concordance classes may be constructed by varying the infecting curve c in S^3-R. Distinct concordance classes are found even while fixing the base knot, the…
C. Gordon conjectured that a connected sum of two Heegaard splittings is stabilized if and only if one of the two factors is stabilized (Problem 3.91 in Kirby's problem list). In this paper, we shall prove this conjecture.
For every integer g, we construct a 2-solvable and 2-bipolar knot whose topological 4-genus is greater than g. Note that 2-solvable knots are in particular algebraically slice and have vanishing Casson-Gordon obstructions. Similarly all known smooth 4-genus bounds from gauge theory and Floer homology vanish for 2-bipolar knots. Moreover, our knots bound smoothly embedded height four gropes in $D^4$, an a priori stronger condition than being 2-solvable. We use new lower bounds for the 4-genus arising from $L^{(2)}$-signature defects associated to meta-metabelian representations of the fundament…
We address the primary decomposition of the knot concordance group in terms of the solvable filtration and higher-order von Neumann $ρ$-invariants by Cochran, Orr, and Teichner. We show that for a nonnegative integer n, if the connected sum of two n-solvable knots with coprime Alexander polynomials is slice, then each of the knots has vanishing von Neumann $ρ$-invariants of order n. This gives positive evidence for the conjecture that nonslice knots with coprime Alexander polynomials are not concordant. As an application, we show that if K is one of Cochran-Orr-Teichner's knots which are the f…
If a knot K bounds a genus one Seifert surface F in the 3-sphere and F contains an essential simple closed curve alpha that has induced framing 0 and is smoothly slice, then K is smoothly slice. Conjecturally, the converse holds. It is known that if K is slice, then there are strong constraints on the algebraic concordance class of such alpha, and it was thought that these constraints might imply that alpha is at least algebraically slice. We present a counterexample; in the process we answer negatively a question of Cooper and relate the result to a problem of Kauffman. Results of this paper …
We define a set of "second-order" L^(2)-signature invariants for any algebraically slice knot. These obstruct a knot's being a slice knot and generalize Casson-Gordon invariants, which we consider to be "first-order signatures". As one application we prove: If K is a genus one slice knot then, on any genus one Seifert surface, there exists a homologically essential simple closed curve of self-linking zero, which has vanishing zero-th order signature and a vanishing first-order signature. This extends theorems of Cooper and Gilmer. We introduce a geometric notion, that of a derivative of a knot…
We construct many examples of non-slice knots in 3-space that cannot be distinguished from slice knots by previously known invariants. Using Whitney towers in place of embedded disks, we define a geometric filtration of the 3-dimensional topological knot concordance group. The bottom part of the filtration exhibits all classical concordance invariants, including the Casson-Gordon invariants. As a first step, we construct an infinite sequence of new obstructions that vanish on slice knots. These take values in the L-theory of skew fields associated to certain {\em universal} groups. Finally, we…
The stable 4-genus of a knot K in 3-space is the limiting value of g_4(nK)/n, where g_4 denotes the 4-genus and n goes to infinity. This induces a seminorm on CQ, the concordance group tensored with the rational numbers. Basic properties of the stable genus are developed, as are examples focused on understanding the unit ball under this seminorm for specified subspaces of CQ. Subspaces spanned by torus knots are used to illustrate the distinction between the smooth and topological categories. A final example is given in which Casson-Gordon invariants are used to demonstrate that the stable gen…
We explain the notion of a grope cobordism between two knots in a 3-manifold. Each grope cobordism has a type that can be described by a rooted unitrivalent tree. By filtering these trees in different ways, we show how the Goussarov-Habiro approach to finite type invariants of knots is closely related to our notion of grope cobordism. Thus our results can be viewed as a geometric interpretation of finite type invariants. An interesting refinement we study are knots modulo symmetric grope cobordism in 3-space. On one hand this theory maps onto the usual Vassiliev theory and on the other hand it…
Let M_1 and M_2 be closed, orientable 3-manifolds. Let H_i denote a Heegaard surface in M_i. We prove that if H_1 # H_2 comes from stabilizing a lower genus splitting of M_1 # M_2 then either H_1 or H_2 comes from stabilizing a lower genus splitting. If H_i and G_i are non-isotopic Heegaard surfaces in M_i, and H_i is unstabilized, then we show H_1 # H_2 is not isotopic to G_1 # G_2 in M_1 # M_2. The former result answers a question of C. Gordon (Problem 3.91 from Kirby's problem list).
In 1997 Cochran-Orr-Teichner introduced a natural filtration, called the n-solvable filtration, of the smooth knot concordance group, C. Its terms {F_n} are indexed by half integers. We show that each associated graded abelian group G_n=F_n/F_{n.5}, n>1, contains infinite linearly independent sets of elements of order 2 (this was known previously for n=0,1). Each of the representative knots is negative amphichiral, with vanishing s-invariant, tau-invariant, delta-invariants and Casson-Gordon invariants. Moreover each is smoothly slice in a rational homology 4-ball. In fact we show that there a…
We produce infinite families of knots $\{K^i\}_{i\geq 1}$ for which the set of cables $\{K^i_{p,1}\}_{i,p\geq 1}$ is linearly independent in the knot concordance group. We arrange that these examples lie arbitrarily deep in the solvable and bipolar filtrations of the knot concordance group, denoted by $\{F_n\}$ and $\{B_n\}$ respectively. As a consequence, this result cannot be reached by any combination of algebraic concordance invariants, Casson-Gordon invariants, and Heegaard-Floer invariants such as tau, epsilon, and Upsilon. We give two applications of this result. First, for any n>=0, th…
We provide a framework for studying the interplay between concordance and positive mutation and identify some of the basic structures relating the two. The fundamental result in understanding knot concordance is the structure theorem proved by Levine: for n>1 there is an isomorphism phi from the concordance group C_n of knotted (2n-1)-spheres in S^{2n+1} to an algebraically defined group G_{+-}; furthermore, G__{+-} is isomorphic to the infinite direct sum Z^infty direct sum Z_2^infty direct sum Z_4^infty. It was a startling consequence of the work of Casson and Gordon that in the classical ca…
In this thesis, we prove several results concerning field-theoretic invariants of knots and 3-manifolds. In Chapter 2, for any knot $K$ in a closed, oriented 3-manifold $M$, we use $SU(2)$ representation spaces and the Lagrangian field theory framework of Wehrheim and Woodward to define a new homological knot invariant $\mathcal{S}(K)$. We then use a result of Ivan Smith to show that when $K$ is a (1,1) knot in $S^3$ (a set of knots which includes torus knots, for example), the rank of $\mathcal{S}(K)\otimes \mathbb{C}$ agrees with the rank of knot Floer homology, $\widehat{HFK}(K)\otimes \mat…