It was shown by Jim Davis that a 2-component link with Alexander polynomial one is topologically concordant to the Hopf link. In this paper, we show that there is a 2-component link with Alexander polynomial one that has unknotted components and is not smoothly concordant to the Hopf link, answering a question of Jim Davis. We construct infinitely many concordance classes of such links, and show that they have the stronger property of not being smoothly concordant to the Hopf link with knots tied in the components.
We investigate the disparity between smooth and topological almost concordance of knots in general 3-manifolds Y. Almost concordance is defined by considering knots in Y modulo concordance in Yx[0,1] and the action of the concordance group of knots in the 3-sphere that ties in local knots. We prove that the trivial free homotopy class in every 3-manifold other than the 3-sphere contains an infinite family of knots, all topologically concordant, but not smoothly almost concordant to one another. Then, in every lens space and for every free homotopy class, we find a pair of topologically concord…
We can construct a 4-manifold by attaching 2-handles to a 4-ball with framing r along the components of a link in the boundary of the 4-ball. We define a link as r-shake slice if there exists embedded spheres that represent the generators of the second homology of the 4-manifold. This naturally extends r-shake slice, a generalization of slice that has previously only been studied for knots, to links of more than one component. We also define a relative notion of shake r-concordance for links and versions with stricter conditions on the embedded spheres that we call strongly r-shake slice and s…
We give infinitely many $2$-component links with unknotted components which are topologically concordant to the Hopf link, but not smoothly concordant to any $2$-component link with trivial Alexander polynomial. Our examples are pairwise non-concordant.
Kirby and Lickorish showed that every knot in the 3-sphere is concordant to a prime knot, equivalently, every concordance class contains a prime knot. We prove here that their result can be strengthened: Every knot in the 3-sphere is invertibly concordant to a prime knot. A consequence is that every double concordance class contains a prime knot.
In this paper we will show that two surfaces of the same genus and homology class in a simply connected 4-manifold are concordant. We will show they are often topologically isotopic when their complements have cyclic fundamental group. Finally, we will show that if they are 0-concordant, then surgery on one is equivalent to surgery on the other.
The following is a long-standing open question: "If the zero-framed surgeries on two knots in the 3-sphere are integral homology cobordant, are the knots themselves concordant?" We show that an obvious rational version of this question has a negative answer. Namely, we give examples of knots whose zero-framed surgeries are rational homology cobordant 3-manifolds, wherein the knots are not rationally concordant (that is not concordant in any rational homology S^3 x [0,1]). Specifically, we prove that, for any positive integer p and any knot K, the zero framed surgery on K is Z[1/p]-homology cob…
We investigate the concordance properties of `parallel links' P(K), given by the (2,0) cable of a knot K. We focus on the question: if P(K) is concordant to a split link, is K necessarily slice? We show that if P(K) is smoothly concordant to a split link, then many smooth concordance invariants of K must vanish, including the tau and s-invariants, and suitably normalized d-invariants of surgeries on K. We also investigate the (2,2m) cables P_m(K), and find obstructions to smooth concordance to the sum of the (2,2m) torus link and a split link.
We show that there are links whose individual components are concordant to the unknot, but which are not concordant to any link with unknotted components. We give examples in the topological category, and examples in the smooth category which are topologically slice. We also give generalizations regarding components of prescribed Alexander polynomials. The main tools are covering link calculus, algebraic invariants of rational knot concordance theory, and the correction term of Heegaard Floer homology.
Cha and Kim proved that if a knot K is not algebraically slice, then no iterated Bing double of K is concordant to the unlink. We prove that if K has nontrivial signature $σ$, then the n-iterated Bing double of K is not concordant to any boundary link with boundary surfaces of genus less than $2^{n-1}σ$. The same result holds with $σ$ replaced by $2τ$, twice the Ozsvath-Szabo knot concordance invariant.
We give an infinite family of knots that are not rationally concordant to their reverses. More precisely, if R denotes the involution of the rational knot concordance group QC induced by string reversal and Fix(R) denotes the subgroup of knots fixed under R in QC, then QC/Fix(R) contains an infinite rank subgroup. As a corollary, we show that there exists a knot K such that for every pair of coprime integers p and q, the (p,q)-cable of K is not concordant to the reverse of the (p,q)-cable of K.
We give new examples of 2-component links with linking number one and unknotted components that are topologically concordant to the positive Hopf link, but not smoothly so - in fact they are not smoothly concordant to the positive Hopf link with a knot tied in the first component. Such examples were previously constructed by Cha-Kim-Ruberman-Strle; we show that our examples are distinct from theirs.
We consider locally linear Z_p x Z_p actions on the four-sphere. We present simple constructions of interesting examples, and then prove that a given action is concordant to its linear model if and only if a single surgery obstruction taking to form of an Arf invariant vanishes. We discuss the behavior of this invariant under various connected-sum operations, and conclude with a brief discussion of the existence of actions which are not concordant to their linear models.
We establish homotopy ribbon concordance obstructions coming from the Blanchfield form and Levine-Tristram signatures. Then, as an application of twisted Alexander polynomials, we show that for every knot K with nontrivial Alexander polynomial, there exists an infinite family of knots that are all concordant to K and have the same Blanchfield form as K, such that no pair of knots in that family is homotopy ribbon concordant.
Two knots are homology concordant if they are smoothly concordant in a homology cobordism. The group $\hat{\mathcal{C}}_{\mathbb{Z}}$ (resp. $\mathcal{C}_{\mathbb{Z}}$) was previously defined as the set of knots in homology spheres that bounds homology balls (resp. in $S^3$), modulo homology concordance. We prove $\hat{\mathcal{C}}_{\mathbb{Z}} / \mathcal{C}_{\mathbb{Z}}$ contains a $\mathbb{Z}^{\infty}$ subgroup. We construct our family of examples by applying the filtered mapping cone formula to $L$--space knots, and prove linear independence with the help of the connected knot complex.
A crucial step in the surgery-theoretic program to classify smooth manifolds is that of representing a middle--dimensional homology class by a smoothly embedded sphere. This step fails even for the simple 4-manifolds obtained from the 4-ball by adding a 2-handle with framing r along some knot K in S^3. An r-shake slice knot is one for which a generator of the second homology of this 4-manifold can be represented by a smoothly embedded 2-sphere. It is not known whether there exist 0-shake slice knots that are not slice. We define a relative notion of shake sliceness of knots, which we call shak…
We construct links of arbitrarily many components each component of which is slice and yet are not concordant to any link with even one unknotted component. The only tool we use comes from the Alexander modules.
We address the primary decomposition of the knot concordance group in terms of the solvable filtration and higher-order von Neumann $ρ$-invariants by Cochran, Orr, and Teichner. We show that for a nonnegative integer n, if the connected sum of two n-solvable knots with coprime Alexander polynomials is slice, then each of the knots has vanishing von Neumann $ρ$-invariants of order n. This gives positive evidence for the conjecture that nonslice knots with coprime Alexander polynomials are not concordant. As an application, we show that if K is one of Cochran-Orr-Teichner's knots which are the f…
We give necessary conditions of a surface-knot to be ribbon concordant to another, by introducing a new variant of the cocycle invariant of surface-knots in addition to using the invariant already known. We demonstrate that twist-spins of some torus knots are not ribbon concordant to their orientation reversed images.
We show that if a link J in the 3-sphere is homotopy ribbon concordant to a link L then the Alexander polynomial of L divides the Alexander polynomial of J.
The concordance genus of a knot K is the minimum Seifert genus of all knots smoothly concordant to K. Concordance genus is bounded below by the 4-ball genus and above by the Seifert genus. We give a lower bound for the concordance genus of K coming from the knot Floer complex of K. As an application, we prove that there are topologically slice knots with 4-ball genus equal to one and arbitrarily large concordance genus.
We show that for each Seifert form of an algebraically slice knot with nontrivial Alexander polynomial, there exists an infinite family of knots having the Seifert form such that the knots are linearly independent in the knot concordance group and not concordant to any knot with coprime Alexander polynomial. Key ingredients for the proof are Cheeger-Gromov-von Neumann rho-invariants for amenable groups developed by Cha and Orr and polynomial splittings of metabelian rho-invariants.
For a knot K, the concordance crosscap number, c(K), is the minimum crosscap number among all knots concordant to K. Building on work of G. Zhang, which studied the determinants of knots with c(K) < 2, we apply the Alexander polynomial to construct new algebraic obstructions to c(K) < 2. With the exception of low crossing number knots previously known to have c(K) < 2, the obstruction applies to all but four prime knots of 11 or fewer crossings.
We study the effect of mutation on link concordance and 3-manifolds. We show that the set of links concordant to sublinks of homology boundary links is not closed under positive mutation. We show that mutation does not preserve homology cobordism classes of 3-manifolds. A significant consequence is that there exist 3-manifolds which have the same quantum SU(2)-invariants but are not homology cobordant. These results are obtained by investigating the effect of mutation on the Milnor invariants, or equivalently the Massey products.
Fixing two concordant links in $3$--space, we study the set of all embedded concordances between them, as knotted annuli in $4$--space. When regarded up to surface-concordance or link-homotopy, the set $\mathcal{C}(L)$ of concordances from a link $L$ to itself forms a group. In order to investigate these groups, we define Milnor-type invariants of $\mathcal{C}(L)$, which are integers defined modulo a certain indeterminacy given by Milnor invariants of $L$. We show in particular that, for a slice link $L$, these invariants classify $\mathcal{C}(L)$ up to link-homotopy.
The $0$-surgeries of two knots $K_1$ and $K_2$ are homology cobordant rel meridians if there exists a $\mathbb{Z}$-homology cobordism $X$ between them such that the two knot meridians are in the same homology class in $H_{1}(X,\mathbb{Z})$. In this paper, we give a pair of rationally slice knots which are not smoothly concordant but whose $0$-surgeries are homology cobordant rel meridians. One knot in the pair is the figure eight knot, which has concordance order two; all previous examples of such pairs of knots are infinite order.
We establish certain "non-triviality" results for several filtrations of the smooth and topological knot concordance groups. First, as regards the n-solvable filtration of the topological knot concordance group defined by K. Orr, P. Teichner and the first author, we refine the recent non-triviality results of Cochran and Teichner by including information on the Alexander modules. These results also extend those of C. Livingston and the second author. We exhibit similar structure in the closely related symmetric Grope filtration of the knot concordance group considered by the first author and T…
We construct an infinite family of topologically slice knots that are not smoothly concordant to their reverses. More precisely, if T denotes the concordance group of topologically slice knots and R is the involution of T induced by string reversal, then T/Fix(R) contains an infinitely generated free subgroup. The result remains true modulo the subgroup of T generated by knots with trivial Alexander polynomial.
We give a method for constructing many pairs of distinct knots $K_0$ and $K_1$ such that the two 4-manifolds obtained by attaching a 2-handle to $B^4$ along $K_i$ with framing zero are diffeomorphic. We use the d-invariants of Heegaard Floer homology to obstruct the smooth concordance of some of these $K_0$ and $K_1$, thereby disproving a conjecture of Abe in [Abe16]. As a consequence, we obtain a proof that there exist patterns $P$ in solid tori such that $P(K)$ is not always concordant to $P(U) \# K$ and yet whose action on the smooth concordance group is invertible.
The twisted torsion of a 3-manifold is well-known to be zero whenever the corresponding twisted Alexander module is non-torsion. Under mild extra assumptions we introduce a new twisted torsion invariant which is always non-zero. We show how this torsion invariant relates to the twisted intersection form of a bounding 4-manifold, generalizing a theorem of Milnor. Using this result, we give new obstructions to 3-manifolds being homology cobordant and to links being concordant. These obstructions are sufficiently strong to detect that the Bing double of the figure eight knot is not slice.
We use classical techniques to answer some questions raised by Daniele Celoria about almost-concordance of knots in arbitrary closed $3$-manifolds. We first prove that, given $Y^3 \neq S^3$, for any non-trivial element $g\in π_1(Y)$ there are infinitely many distinct smooth almost-concordance classes in the free homotopy class of the unknot. In particular we consider these distinct smooth almost-concordance classes on the boundary of a Mazur manifold and we show none of these distinct classes bounds a PL-disk in the Mazur manifold, but all the representatives we construct are topologically sli…
We use the knot homology of Khovanov and Lee to construct link concordance invariants generalizing the Rasmussen $s$-invariant of knots. The relevant invariant for a link is a filtration on a vector space of dimension $2^{|L|}$. The basic properties of the $s$-invariant all extend to the case of links; in particular, any orientable cobordism $Σ$ between links induces a map between their corresponding vector spaces which is filtered of degree $χ(Σ)$. A corollary of this construction is that any component preserving orientable cobordism from a $\Kh$-thin link to a link split into $k$ components …
For all n > 0 there is a homomorphism from the smooth concordance group of knots in dimension 2n + 1 to an algebraically defined group called the rational algebraic concordance group. This algebraic concordance group splits as a direct sum of groups indexed by polynomials. For n > 1 the homomorphism is injective. This leads to what is called a primary decomposition theorem for knot concordance. In the classical dimension, the kernel of this homomorphism includes the smooth concordance group of topologically slice knots, and Jae Choon Cha has begun studying possible primary decompositions of th…
We use the Bar-Natan Zh-correspondence to identify the generalized Alexander polynomial of a virtual knot with the Alexander polynomial of a two component welded link. We show that the Zh-map is functorial under concordance, and also that Satoh's Tube map (from welded links to ribbon knotted tori in $S^4$) is functorial under concordance. In addition, we extend classical results of Chen, Milnor, and Hillman on the lower central series of link groups to links in thickened surfaces. Our main result is that the generalized Alexander polynomial vanishes on any knot in a thickened surface which is …
Shake slice generalizes the notion of a slice link, naturally extending the notion of shake slice knots to links. There is also a relative version, shake concordance, that generalizes link concordance. We show that if two links are shake concordant, then their zero surgery manifolds are homology cobordant. Then we give several obstructions to a link being shake slice; for instance, the Arf invariants vanish for both the link and each component. Finally we show that a shake slice link bounds disjoint disks in a homology 4-ball and hence each component is algebraically slice.
A cobordism between links in thickened surfaces consists of a surface $ S $ and a $3$-manifold $M $, with $ S $ properly embedded in $ M \times I $. We show that there exist links in thickened surfaces such that if $(S,M) $ is a cobordism between them in which $ S $ is simple, then $ M $ must be complex. That is, there are cases in which low complexity of the surface does not imply low complexity of the $3$-manifold. Specifically, we show that there exist concordant links in thickened surfaces between which a concordance can only be realised by passing through thickenings of higher genus surfa…
We consider the question: "If the zero-framed surgeries on two oriented knots in the 3-sphere are integral homology cobordant, preserving the homology class of the positive meridians, are the knots themselves concordant?" We show that this question has a negative answer in the smooth category, even for topologically slice knots. To show this we first prove that the zero-framed surgery on K is Z-homology cobordant to the zero-framed surgery on many of its winding number one satellites P(K). Then we prove that in many cases the tau and s-invariants of K and P(K) differ. Consequently neither tau …
Any knot in a solid torus, called a pattern or satellite operator, acts on knots in the 3-sphere via the satellite construction. We introduce a generalization of satellite operators which form a group (unlike traditional satellite operators), modulo a generalization of concordance. This group has an action on the set of knots in homology spheres, using which we recover the recent result of Cochran and the authors that satellite operators with strong winding number $\pm 1$ give injective functions on topological concordance classes of knots, as well as smooth concordance classes of knots modulo…
Let P be a knot in an unknotted solid torus (i.e. a satellite operator or pattern), K a knot in S^3 and P(K) the satellite of K with pattern P. For any satellite operator P, this correspondence gives a function P : C -> C on the set of smooth concordance classes of knots. We give examples of winding number one satellite operators P and a class of knots K, such that the iterated satellites P^i(K) are distinct as smooth concordance classes, i.e. if i=/=j>0, P^i(K)=/=P^j(K), where each P^i is unknotted when considered as a knot in S^3. This implies that the operators P^i give distinct functions o…
Milnor's $\barμ$-invariants of links in the $3$-sphere $S^3$ vanish on any link concordant to a boundary link. In particular, they are trivial on any knot in $S^3$. Here we consider knots in thickened surfaces $Σ\times [0,1]$, where $Σ$ is closed and oriented. We construct new concordance invariants by adapting the Chen-Milnor theory of links in $S^3$ to an extension of the group of a virtual knot. A key ingredient is the Bar-Natan $\textit{Zh}$ map, which allows for a geometric interpretation of the group extension. The group extension itself was originally defined by Silver-Williams. Our ext…
In this paper, we study the (in)sensitivity of the Khovanov functor to four-dimensional linking of surfaces. We prove that if $L$ and $L'$ are split links, and $C$ is a cobordism between $L$ and $L'$ that is the union of disjoint (but possibly linked) cobordisms between the components of $L$ and the components of $L'$, then the map on Khovanov homology induced by $C$ is completely determined by the maps induced by the individual components of $C$ and does not detect the linking between the components. As a corollary, we prove that a strongly homotopy-ribbon concordance (i.e., a concordance who…
Let C_T be the subgroup of the smooth knot concordance group generated by topologically slice knots and let C_D be the subgroup generated by knots with trivial Alexander polynomial. We prove the quotient C_T/C_D is infinitely generated, and uncover similar structure in the 3-dimensional rational spin bordism group. Our methods also lead to the construction of links that are topologically, but not smoothly, concordant to boundary links.
Let {T_n} be the bipolar filtration of the smooth concordance group of topologically slice knots, which was introduced by Cochran, Harvey, and Horn. It is known that for each n not equal to 1 the quotient group T_n/T_{n+1} has infinite rank and T_1/T_2 has positive rank. In this paper, we show that T_1/T_2 also has infinite rank. Moreover, we prove that there exist infinitely many Alexander polynomials p(t) such that there exist infinitely many knots in T_1 with Alexander polynomial p(t) whose nontrivial linear combinations are not concordant to any knot with Alexander polynomial coprime to p(…
