Boris Vertman
We establish multiparameter resolvent trace expansions for elliptic boundary value problems, polyhomogeneous both in the resolvent and the auxiliary parameter. The present analysis is rooted in the joint project with Matthias Lesch on multiparameter resolvent trace expansions on revolution surfaces with applications to regularized sums of zeta-determinants.
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Sharp resolvent bounds for non-selfadjoint semiclassical elliptic quadratic differential operators are established, in the interior of the range of the associated quadratic symbol.
This paper is a continuation of the investigation of resolvents of elliptic operators on conic manifolds from math.AP/0410178 and math.AP/0410176 to the case of manifolds with boundary and realizations of operators under boundary conditions. We prove the existence of sectors of minimal growth for realizations of boundary value problems for cone operators under natural ellipticity conditions on the symbols. Special attention is devoted to the clarification of the analytic structure of the resolvent.
The paper reports on a recent construction of M-functions and Krein resolvent formulas for general closed extensions of an adjoint pair, and their implementation to boundary value problems for second-order strongly elliptic operators on smooth domains. The results are then extended to domains with $C^{1,1}$ Hölder smoothness, by use of a recently developed calculus of pseudodifferential boundary operators with nonsmooth symbols.
Resolvents of elliptic cone operators
本文通过构造拟基本解并约化到边界，证明了在自然椭圆性条件下椭圆锥算子的一般闭扩张存在最小增长扇形，并阐明了预解式的解析结构。
We study resolvents and spectral projections for quadratic differential operators under an assumption of partial ellipticity. We establish exponential-type resolvent bounds for these operators, including Kramers-Fokker-Planck operators with quadratic potentials. For the norms of spectral projections for these operators, we obtain complete asymptotic expansions in dimension one, and for arbitrary dimension, we obtain exponential upper bounds and the rate of exponential growth in a generic situation. We furthermore obtain a complete characterization of those operators with orthogonal spectral pr…
We present a new multiparameter resolvent trace expansion for elliptic operators, polyhomogeneous in both the resolvent and auxiliary variables. For elliptic operators on closed manifolds the expansion is a simple consequence of the parameter dependent pseudodifferential calculus. As an additional nontrivial toy example we treat here Sturm-Liouville operators with separated boundary conditions. As an application we give a new formula, in terms of regularized sums, for the zeta-determinant of an infinite direct sum of Sturm-Liouville operators. The Laplace-Beltrami operator on a surface of revo…
Let $A$ be an elliptic operator on a compact manifold with boundary $M$, and let $\wp : \partial\M \to Y$ be a covering map, where $Y$ is a closed manifold. Let $A_C$ be a realization of $A$ subject to a coupling condition $C$ that is elliptic with parameter in the sector $Λ$. By a coupling condition we mean a nonlocal boundary condition that respects the covering structure of the boundary. We prove that the resolvent trace $\Tr_{L^2} (A_C-λ)^{-N}$ for $N$ sufficiently large has a complete asymptotic expansion as $|λ| \to \infty$, $λ\in Λ$. In particular, the heat trace $\Tr_{L^2}e^{-tA_C}$ ha…
We consider an infinite planar straight strip perforated by small holes along a curve. In such domain, we consider a general second order elliptic operator subject to classical boundary conditions on the holes. Assuming that the perforation is non-periodic and satisfies rather weak assumptions, we describe all possible homogenized problems. Our main result is the norm resolvent convergence of the perturbed operator to a homogenized one in various operator norms and the estimates for the rate of convergence. On the basis of the norm resolvent convergence, we prove the convergence of the spectru…
In this note self-adjoint realizations of second order elliptic differential expressions with non-local Robin boundary conditions on a domain $Ω\subset\dR^n$ with smooth compact boundary are studied. A Schatten--von Neumann type estimate for the singular values of the difference of the $m$th powers of the resolvents of two Robin realizations is obtained, and for $m>\tfrac{n}{2}-1$ it is shown that the resolvent power difference is a trace class operator. The estimates are slightly stronger than the classical singular value estimates by M. Sh. Birman where one of the Robin realizations is repla…
We consider self-adjoint realizations of a second-order elliptic differential expression on ${\mathbb R}^n$ with singular interactions of $δ$ and $δ^\prime$-type supported on a compact closed smooth hypersurface in ${\mathbb R}^n$. In our main results we prove spectral asymptotics formulae with refined remainder estimates for the singular values of the resolvent difference between the standard self-adjoint realizations and the operators with a $δ$ and $δ^\prime$-interaction, respectively. Our technique makes use of general pseudodifferential methods, classical results on spectral asymptotics o…
Spectral estimates for resolvent differences of self-adjoint elliptic operators
本文发展拟边界三元组及其 Weyl 函数理论，证明预解式差属于算子理想的一般定理，并应用于有界、外部区域及含 δ、δ′ 超曲面势的椭圆算子。
We consider general second order uniformly elliptic operators subject to homogeneous boundary conditions on open sets $ϕ(Ω)$ parametrized by Lipschitz homeomorphisms $ϕ$ defined on a fixed reference domain $Ω$. Given two open sets $ϕ(Ω)$, $\tilde ϕ(Ω)$ we estimate the variation of resolvents, eigenvalues and eigenfunctions via the Sobolev norm $\|\tilde ϕ-ϕ\|_{W^{1,p}(Ω)}$ for finite values of $p$, under natural summability conditions on eigenfunctions and their gradients. We prove that such conditions are satisfied for a wide class of operators and open sets, including open sets with Lipschit…
We consider an arbitrary metric graph, to which we glue another graph with edges of lengths proportional to $\varepsilon$, where $\varepsilon$ is a small positive parameter. On such graph, we consider a general self-adjoint second order differential operator $\mathcal{H}_\varepsilon$ with varying coefficients subject to general vertex conditions; all coefficients in differential expression and vertex conditions are supposed to be analytic in $\varepsilon$. We introduce a special operator on a certain graph obtained by rescaling the aforementioned small edges and assume that it has no embedded …
Trace expansions for elliptic cone operators with stationary domains
本文研究了谱参数趋于无穷大时椭圆锥微分算子预解式迹的行为，通过将其分裂为极小扩张分量与有限秩分量，给出了完整的渐近展开及平稳域下的有限秩分量展开。
For a strongly elliptic second-order operator $A$ on a bounded domain $Ω\subset \mathbb{R}^n$ it has been known for many years how to interpret the general closed $L_2(Ω)$-realizations of $A$ as representing boundary conditions (generally nonlocal), when the domain and coefficients are smooth. The purpose of the present paper is to extend this representation to nonsmooth domains and coefficients, including the case of Hölder $C^{\frac32+\varepsilon}$-smoothness, in such a way that pseudodifferential methods are still available for resolvent constructions and ellipticity considerations. We show…
Resolvents of cone pseudodifferential operators, asymptotic expansions and applications
本文研究了带边紧流形上加权 Sobolev 空间上椭圆锥伪微分算子预解式的结构与渐近行为，得出谱参数趋于无穷时的预解式渐近展开，并推导出热迹、zeta 函数展开及解析指标公式。
Dynamics on Grassmannians and resolvents of cone operators
本文研究了具有边界紧流形上一般椭圆锥算子闭扩张预解式迹的渐近展开，通过分析Grassmann流形上流的动力学，证明了其存在性并阐明了结构。
In a planar infinite strip with a fast oscillating boundary we consider an elliptic operator assuming that both the period and the amplitude of the oscillations are small. On the oscillating boundary we impose Dirichlet, Neumann or Robin boundary condition. In all cases we describe the homogenized operator, establish the uniform resolvent convergence of the perturbed resolvent to the homogenized one, and prove the estimates for the rate of convergence. These results are obtained as the order of the amplitude of the oscillations is less, equal or greater than that of the period. It is shown tha…
For a second-order symmetric strongly elliptic operator A on a smooth bounded open set Ωin R^n with boundary Σ, the mixed problem is defined by a Neumann-type condition on a part Sigma_+ of the boundary and a Dirichlet condition on the other part Sigma_-. We show a Krein resolvent formula, where the difference between its resolvent and the Dirichlet resolvent is expressed in terms of operators acting on Sobolev spaces over Sigma_+. This is used to obtain a new Weyl-type spectral asymptotics formula for the resolvent difference (where upper estimates were known before), namely s_j j^{2/(n-1)}\t…
We consider various closed (and self-adjoint) extensions of elliptic differential expressions of the type $\cA=\sum_{0\le |α|,|β|\le m}(-1)^αD^αa_{α, β}(x)D^β$, $a_{α, β}(\cdot)\in C^{\infty}({\overlineΩ})$, on smooth (bounded or unbounded) domains in $\bbR^n$ with compact boundary. Using the concept of boundary triples and operator-valued Weyl-Titchmarsh functions, we prove various trace ideal properties of powers of resolvent differences of these closed realizations of $\cA$ and derive estimates on eigenvalues of certain self-adjoint realizations in spectral gaps of the Dirichlet realization…
Singular Green operators G appear typically as boundary correction terms in resolvents for elliptic boundary value problems on a domain Ω\subset R^n, and more generally they appear in the calculus of pseudodifferential boundary problems. In particular, the boundary term in a Krein resolvent formula is a singular Green operator. It is well-known in smooth cases that when G is of negative order -t on a bounded domain, its eigenvalues or s-numbers have the behavior (*) s_j(G) \sim c j^{-t/(n-1)} for j\to \infty, governed by the boundary dimension n-1. In some nonsmooth cases, upper estimates (**)…
Starting with an adjoint pair of operators, under suitable abstract versions of standard PDE hypotheses, we consider the Weyl M-function of extensions of the operators. The extensions are determined by abstract boundary conditions and we establish results on the relationship between the M-function as an analytic function of a spectral parameter and the spectrum of the extension. We also give an example where the M-function does not contain the whole spectral information of the resolvent, and show that the results can be applied to elliptic PDEs where the M-function corresponds to the Dirichlet…
For two-scale homogenization of a general class of asymptotically degenerating %uniformly strongly elliptic symmetric PDE systems with a critically scaled high contrast in periodic coefficients of a small period $\varepsilon$, we derive a two-scale limit resolvent problem under a single generic decomposition assumption for the `stiff' part. We show that this key assumption does hold for a large number of examples with a high contrast, both studied before and some recent ones, including those in linear elasticity and electromagnetism. Following ideas of V.V. Zhikov, under very mild restrictions…
Full asymptotic expansion of the heat trace for non-self-adjoint elliptic cone operators
本文研究了锥奇性流形上非自伴椭圆算子的热迹，在参数椭圆性条件下，通过参数依赖微积分构造拟基本解逼近预解式，获得了热迹的全渐近展开。
Eigenvalues of non self-adjoint Toeplitz operators near an elliptic critical value with analytic regularity
本文研究了紧Kähler流形和复平面上非自伴随解析Toeplitz算符在符号临界值邻域的谱，通过分析符号Hessian的椭圆性，推导出类似Bohr-Sommerfeld的量子化条件下的特征值渐进行为。
Classical pseudodifferential operators A on closed manifolds are considered. It is shown that the basic properties of the canonical trace TR A introduced by Kontsevich and Vishik are easily proved by identifying it with the leading nonlocal coefficient C_0(A,P) in the trace expansion of A(P-λ)^{-N} (with an auxiliary elliptic operator P), as determined in a joint work with Seeley 1995. The definition of TR A is extended from the cases of noninteger order, or integer order and even-even parity on odd-dimensional manifolds, to the case of even-odd parity on even-dimensional manifolds. For the ge…
This paper considers how the eigenvalues of the Neumann problem for an elliptic operator depend on the domain. The proximity of two domains is measured in terms of the norm of the difference between the two resolvents corresponding to the reference domain and the perturbed domain, and the size of eigenfunctions outside the intersection of the two domains. This construction enables the possibility of comparing both nonsmooth domains and domains with different topology. An abstract framework is presented, where the main result is an asymptotic formula where the remainder is expressed in terms of…
For $2a$-order strongly elliptic operators $P$ generalizing $(-Δ)^a$, $0<a<1$, the treatment of the homogeneous Dirichlet problem on a bounded open set $Ω\subset R^n$ by pseudodifferential methods, has been extended in a recent joint work with Helmut Abels to nonsmooth settings, showing regularity theorems in $L_q$-Sobolev spaces $H_q^s$ for $1<q<\infty $, when $Ω$ is $C^{τ+1}$ with a finite $τ>2a$. Presently, we study the $L_q$-Dirichlet realizations of $P$ and $P^*$, showing invertibility or Fredholmness, finding smoothness results for the kernels and cokernels, and establishing similar resu…
We construct an analogue of Kontsevich and Vishik's canonical trace for a class of pseudodifferential boundary value problems in Boutet de Monvel's calculus on compact manifolds with boundary. For an operator A in the calculus (of class zero), and an auxiliary operator B, formed of the Dirichlet realization of a strongly elliptic second-order differential operator and an elliptic operator on the boundary, we consider the coefficient C_0(A,B) of (-λ)^{-N} in the asymptotic expansion of the resolvent trace Tr(A(B-λ)^{-N}) (with N large) in powers and log-powers of λas λtends to infinity in a sui…
This paper consists of two parts. In the first part, which is of more abstract nature, the notion of quasi boundary triples and associated Weyl functions is developed further in such a way that it can be applied to elliptic boundary value problems on non-smooth domains. A key feature is the extension of the boundary maps by continuity to the duals of certain range spaces, which directly leads to a description of all self-adjoint extensions of the underlying symmetric operator with the help of abstract boundary values. In the second part of the paper a complete description is obtained of all se…
Calculus for parametric boundary problems with global projection conditions
本文构造了一种处理带边光滑流形上参数依赖算子的伪微分微积分，包含全局投影边界条件下的预解式，并通过三个主符号的可逆性刻画参数椭圆性。
In the first part of the paper we show Weyl type spectral asymptotic formulas for pseudodifferential operators $P_a$ of order $2a$, with type and factorization index $a\in R_+$, restricted to compact sets with boundary; this includes fractional powers of the Laplace operator. The domain and the regularity of eigenfunctions is described. In the second part, we apply this in a study of realizations $A_{χ,Σ_+}$ in $L_2(Ω)$ of mixed problems for a second-order strongly elliptic symmetric differential operator $A$ on a bounded smooth set $Ω\subset R^n$; here the boundary $\partialΩ=Σ$ is partioned …
Boundary value problems for adjoint pairs of operators
该研究将拟边界三元组及其Weyl函数概念推广至算子伴随对框架，借助抽象Titchmarsh-Weyl $M$-函数得到边值问题唯一可解的充分条件并给出解的Krein型预解表示，理论可应用于一大类椭圆微分算子。
Following a number of recent studies of resolvent and spectral convergence of non-uniformly elliptic families of differential operators describing the behaviour of periodic composite media with high contrast, we study the corresponding one-dimensional version that includes a "defect": an inclusion of fixed size with a given set of material parameters. It is known that the spectrum of the purely periodic case without the defect and its limit, as the period $\varepsilon$ goes to zero, has a band-gap structure. We consider a sequence of eigenvalues $λ_\varepsilon$ that are induced by the defect a…
We consider an eigenvalue problem for a divergence form elliptic operator $A_ε$ with high contrast periodic coefficients with period $ε$ in each coordinate, where $ε$ is a small parameter. The coefficients are perturbed on a bounded domain of `order one' size. The local perturbation of coefficients for such operator could result in emergence of localized waves - eigenfunctions with corresponding eigenvalues lying in the gaps of the Floquet-Bloch spectrum. We prove that, for the so-called double porosity type scaling, the eigenfunctions decay exponentially at infinity, uniformly in $ε$. Then, u…
The spectral behavior of the difference between the resolvents of two realizations $\tilde A_1$ and $\tilde A_2$ of a second-order strongly elliptic symmetric differential operator $A$, defined by different Robin conditions $νu=b_1γ_0u$ and $νu=b_2γ_0u$, can in the case where all coefficients are $C^\infty$ be determined by use of a general result by the author in 1984 on singular Green operators. We here treat the problem for nonsmooth $b_i$. Using a Krein resolvent formula, we show that if $b_1$ and $b_2$ are in $L_\infty$, the s-numbers $s_j$ of $(\tilde A_1 -λ)^{-1}-(\tilde A_2 -λ)^{-1}$ s…
On the Noncommutative Residue and the Heat Trace Expansion on Conic Manifolds
本文研究了锥流形上锥伪微分算子的热迹渐近展开，显式给出了包含 $\log t$ 和 $(\log t)^2$ 新项的完整展开式，并据此恢复了自然代数上的所有迹泛函。
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