We prove (Theorem~1.5) that there exists a constant $Λ> 0$ so that if $M$ is a $(μ,d)$-generic complete hyperbolic 3-manifold of volume $\vol[M] < \infty$ and $Σ\subset M$ is a Heegaard surface of genus $g(Σ) > Λ\vol[M]$, then $d(Σ) \leq 2$, where $d(Σ)$ denotes the distance of $Σ$ as defined by Hempel.
The key for the proof of the main result is Theorem~1.8 which is on independent interest. There we prove that if $M$ is a compact 3-manifold that can be triangulated using at most $t$ tetrahedra (possibly with missing or truncated vertices), and $Σ$ is a Heegaard surface for $M$ with $g(Σ) \geq 76t+26$, then $d(Σ) \leq 2$.
Colding and Gabai have given an effective version of Li's theorem that non-Haken hyperbolic 3-manifolds have finitely many irreducible Heegaard splittings. As a corollary of their work, we show that Haken hyperbolic 3-manifolds have a finite collection of strongly irreducible Heegaard surfaces $S_i$ and incompressible surfaces $K_j$ such that any strongly irreducible Heegaard surface is a Haken sum $S_i + \sum_j n_j K_j$, up to one-sided associates of the Heegaard surfaces.
Some conjectures about Heegaard genera and ranks of fundamental groups of 3-manifolds are formulated, and it is shown that they imply new statements about hyperbolic volume.
From the view of Heegaard splitting, it is known that if a closed orientable 3-manifold admits a distance at least three Heegaard splitting, then it is hyperbolic. However, for a closed orientable 3-manifold admitting only distance at most two Heegaard splittings, there are examples shows that it could be reducible, Seifert, toroidal or hyperbolic. According to Thurston's Geometrization conjecture, the most important piece of eight geometries is hyperbolic. Thus to read out a hyperbolic 3-manifold from a distance two Heegaard splittings is critical in studying Heegaard splittings. Inspired by …
In this survey we discuss how geometric methods can be used to study topological properties of 3-manifolds such as their Heegaard genus or the rank of their fundamental group. On the other hand, we also discuss briefly some results relating combinatorial descriptions and geometric properties of hyperbolic 3-manifolds.
Given a closed hyperbolic 3-manifold $M$, we construct a tower of covers with increasing Heegaard genus, and give an explicit lower bound on the Heegaard genus of such covers as a function of their degree. Using similar methods we prove that for any $ε>0$ there exist infinitely many congruence covers $\{M_i\}$ such that, for any $x \in M$, $M_i$ contains an embbeded ball $B_x$ (with center $x$) satisfying $\text{vol}(B_x) > (\text{vol}(M_i))^{\tfrac{1}{4}-ε}$. We get similar results in the arithmetic non-compact case.
An L-space is a rational homology 3-sphere with minimal Heegaard Floer homology. We give the first examples of hyperbolic L-spaces with no symmetries. In particular, unlike all previously known L-spaces, these manifolds are not double branched covers of links in S^3. We prove the existence of infinitely many such examples (in several distinct families) using a mix of hyperbolic geometry, Floer theory, and verified computer calculations. Of independent interest is our technique for using interval arithmetic to certify symmetry groups and non-existence of isometries of cusped hyperbolic 3-manifo…
We study principal curvatures of fibers and Heegaard surfaces smoothly embedded in hyperbolic 3-manifolds. It is well known that a fiber or a Heegaard surface in a hyperbolic 3-manifold cannot have principal curvatures everywhere less than one in absolute value. We show that given an upper bound on the genus of a minimally embedded fiber or Heegaard surface and a lower bound on the injectivity radius of the hyperbolic 3-manifold, there exists a $δ> 0$ such that the fiber or Heegaard surface must contain a point at which one of the principal curvatures is greater than $1 + δ$ in absolute value.
Little is known on the classification of Heegaard splittings for hyperbolic 3-manifolds. Although Kobayashi gave a complete classification of Heegaard splittings for the exteriors of 2-bridge knots, our knowledge of other classes is extremely limited. In particular, there are very few hyperbolic manifolds that are known to have a unique minimal genus splitting. Here we demonstrate that an infinite class of hyperbolic knot exteriors, namely exteriors of certain "twisted torus knots" originally studied by Morimoto, Sakuma and Yokota, have a unique minimal genus Heegaard splitting of genus two. W…
We show that if M is a complete, finite-volume, hyperbolic 3-manifold having exactly one cusp, and if H_1(M;Z_2) has dimension at least 6, then M has volume greater than 5.06. We also show that if M is a closed, orientable hyperbolic 3-manifold such that H_1(M;Z_2) has dimension at least 4, and if the image of the cup product map in H^2(M;Z_2) has dimension at most 1, then M has volume greater than 3.08. The proofs of these geometric results involve new topological results relating the Heegaard genus of a closed Haken manifold M to the Euler characteristic of the kishkes (i.e guts) of the comp…
We show that any finitely generated non-elementary Kleinian group has a co-final family of finite index normal subgroups with respect to which it has Property $τ$. As a consequence, any closed hyperbolic 3-manifold has a co-final family of finite index normal subgroups for which the infimal Heegaard gradient is positive.
We show if M is a closed, connected, orientable, hyperbolic 3-manifold with Heegaard genus g then g >= 1/2 cosh(r) where r denotes the radius of any isometrically embedded ball in M. Assuming an unpublished result of Pitts and Rubinstein improves this to g >= 1/2 cosh(r) + 1/2. We also give an upper bound on the volume in terms of the flip distance of a Heegaard splitting, and describe isoperimetric surfaces in hyperbolic balls.
We show that closed 3-manifolds with high Heegaard distance and bounded subsurface Heegaard distance are primitive stable when they are regarded as representations from the free group corresponding to the handlebody. This implies that any point on the boundary of Schottky space can be approximated by primitive stable representations corresponding to closed hyperbolic 3-manifolds.
We show there exists a linear function w: N->N with the following property. Let K be a hyperbolic knot in a hyperbolic 3-manifold M admitting a non-longitudinal S^3 surgery. If K is put into thin position with respect to a strongly irreducible, genus g Heegaard splitting of M then K intersects a thick level at most 2w(g) times. Typically, this shows that the bridge number of K with respect to this Heegaard splitting is at most w(g), and the tunnel number of K is at most w(g) + g-1.
In this paper, we give infinitely many non-Haken hyperbolic genus three 3-manifolds each of which has a finite cover whose induced Heegaard surface from some genus three Heegaard surface of the base manifold is reducible but can be compressed into an incompressible surface. This result supplements [CG] and extends [MMZ].
In this note, we exhibit infinite families of tight non-fillable contact manifolds supported by planar open books with vanishing Heegaard Floer contact invariants. Moreover, we also exhibit an infinite such family where the supported manifold is hyperbolic.
We show that if a closed hyperbolic 3-manifold has infinitely many finite covers of bounded Heegaard genus, then it is virtually fibered. This generalizes a theorem of Lackenby, removing restrictions needed about the regularity of the covers. Furthermore, we can replace the assumption that the covers have bounded Heegaard genus with the weaker hypotheses that the Heegaard splittings for the covers have Heegaard gradient zero, and also bounded width, in the sense of Scharlemann-Thompson thin position for Heegaard splittings.
We use technology from sutured manifold theory and the theory of Heegaard splittings to relate genus reducing crossing changes on knots in S^3 to twists on surfaces arising in circular Heegaard splittings for knot complements. In a separate paper, currently in preparation, we prove that these circular Heegaard splittings may be searched for algorithmically, and together our results imply that an algorithm to detect when two hyperbolic or fibered knots of different genus are related by a crossing change would follow from an algorithm to determine whether two compact oriented surfaces in S^3 are…
We provide an algorithm to determine the Heegaard genus of simple 3-manifolds with non-empty boundary. More generally, we supply an algorithm to determine (up to ambient isotopy) all the Heegaard splittings of any given genus for the manifold. As a consequence, the tunnel number of a hyperbolic link is algorithmically computable. Our techniques rely on Rubinstein's work on almost normal surfaces, and also a new structure called a partially flat angled ideal triangulation.
Using the theory of hyperbolic manifolds with totally geodesic boundary, we provide for every integer n greater than 1 a class of such manifolds all having Matveev complexity equal to n and Heegaard genus equal to n+1. All the elements of this class have a single boundary component of genus n, and the numbers of distinct members of the class grows at least exponentially with n.
We give a simple criterion for a Heegaard splitting to yield a Haken manifold. As a consequence, we construct many Haken manifolds, in particular homology spheres, with prescribed properties, namely Heegaard genus, Heegaard distance and Casson invariant. Along the way we give simpler and shorter proofs of the existence of splittings with specified Heegaard distance, originally proven by Ido-Jang-Kobayashi, of the existence of hyperbolic manifolds with prescribed Casson invariant, originally due to Lubotzky-Maher-Wu, and of a result about subsurface projections of disc sets (for which we even g…
In this paper, we prove that (1) For any integers $n\geq 1$ and $g\geq 2$, there is a closed 3-manifold $M_{g}^{n}$ which admits a distance $n$ Heegaard splitting of genus $g$ except that the pair of $(g, n)$ is $(2, 1)$. Furthermore, $M_{g}^{n}$ can be chosen to be hyperbolic except that the pair of $(g, n)$ is $(3, 1)$. (2) For any integers $g\geq 2$ and $n\geq 4$, there are infinitely many non-homeomorphic closed 3-manifolds admitting distance $n$ Heegaard splittings of genus $g$.
Let M and M' be simple 3-manifolds, each with connected boundary of genus at least two. Suppose that M and M' are glued via a homeomorphism between their boundaries. Then we show that, provided the gluing homeomorphism is `sufficiently complicated', the Heegaard genus of the amalgamated manifold is completely determined by the Heegaard genus of M and M' and the genus of their common boundary. Here, a homeomorphism is `sufficiently complicated' if it is the composition of a homeomorphism from the boundary of M to some surface S, followed by a sufficiently high power of a pseudo-Anosov on S, fol…
For a Heegaard surface F in a closed orientable 3-manifold M, H(M,F) = Diff(M)/Diff(M,F) is the space of Heegaard surfaces equivalent to the Heegaard splitting (M,F). Its path components are the isotopy classes of Heegaard splittings equivalent to (M,F). We describe H(M,F) in terms of Diff(M) and the Goeritz group of (M,F). In particular, for hyperbolic M each path component is a classifying space for the Goeritz group, and when the (Hempel) distance of (M,F) is greater than 3, each path component of H(M,F) is contractible. For splittings of genus 0 or 1, we determine the complete homotopy typ…
A theorem of Jorgensen and Thurston implies that the volume of a hyperbolic 3-manifold is bounded below by a linear function of its Heegaard genus. Heegaard surfaces and bridge surfaces often exhibit similar topological behavior; thus it is natural to extend this comparison to ask whether a $(g,b)$-bridge surface for a knot $K$ in $S^3$ carries any geometric information related to the knot exterior. In this paper, we show that (unlike in the case of Heegaard splittings) hyperbolic volume and genus $g$ bridge numbers are completely independent. That is, for any $g$, we construct explicit sequen…
The main result is a short effective proof of Tao Li's theorem that a closed non Haken hyperbolic 3-manifold N has at most finitely many irreducible Heegaard splittings.
In the closed, non-Haken, hyperbolic class of examples generated by (2p,q) Dehn fillings of Figure 8 knot space, the geometrically incompressible one-sided surfaces are identified by the filling ratio p/q and determined to be unique in all cases. When applied to one-sided Heegaard splittings, this can be used to classify all geometrically incompressible splittings in this class of closed, hyperbolic examples; no analogous classification exists for two-sided Heegaard splittings.
The long standing classification problem in the theory of Heegaard splittings of 3-manifolds is to exhibit for each closed 3-manifold a complete list, without duplication, of all its irreducible Heegaard surfaces, up to isotopy. We solve this problem for non Haken hyperbolic 3-manifolds.
Let K' be a hyperbolic knot in S^3 and suppose that some Dehn surgery on K' with distance at least 3 from the meridian yields a 3-manifold M of Heegaard genus 2. We show that if M does not contain an embedded Dyck's surface (the closed non-orientable surface of Euler characteristic -1), then the knot dual to the surgery is either 0-bridge or 1-bridge with respect to a genus 2 Heegaard splitting of M. In the case M does contain an embedded Dyck's surface, we obtain similar results. As a corollary, if M does not contain an incompressible genus 2 surface, then the tunnel number of K' is at most 2…
We construct a counterexample to the Rank versus Genus Conjecture, i.e. a closed orientable hyperbolic 3-manifold with rank of its fundamental group smaller than its Heegaard genus. Moreover, we show that the discrepancy between rank and Heegaard genus can be arbitrarily large for hyperbolic 3-manifolds. We also construct toroidal such examples containing hyperbolic JSJ pieces.
We consider finite group-actions on closed, orientable and nonorientable 3-manifolds M which preserve the two handlebodies of a Heegaard splitting of M of some genus g > 1 (maybe interchanging the two handlebodies). The maximal possible order of a finite group-action on a handlebody of genus g>1 is 12(g-1) in the orientation-preserving case and 24(g-1) in general, and the maximal order of a finite group preserving the Heegaard surface of a Heegaard splitting of genus g is 48(g-1). This defines a hierarchy for finite group-actions on 3-manifolds which we discuss in the present paper; we present…
For each $g \ge 2$, we prove existence of a computable constant $ε(g) > 0$ such that if $S$ is a strongly irreducible Heegaard surface of genus $g$ in a complete hyperbolic 3-manifold $M$ and $γ$ is a simple geodesic of length less than $ε(g)$ in $M$, then $γ$ is isotopic into $S$.
We prove that for generic metrics on a 3-sphere, the minimal surface obtained from the min-max procedure of Simon-Smith has index 1. We prove an analogous result for minimal surfaces arising from strongly irreducible Heegaard sweepouts in 3-manifolds. We also confirm a conjecture of Pitts-Rubinstein that a strongly irreducible Heegaard splitting in a hyperbolic three-manifold can either be isotoped to a minimal surface of index at most 1 or else after a neck-pinch is isotopic to a one-sided minimal Heegaard surface.
We consider finite group-actions on closed, orientable and nonorientable 3-manifolds; such a finite group-action leaves invariant the two handlebodies of a Heegaard splitting of M of some genus g. The maximal possible order of a finite group-action of an orientable or nonorientable handlebody of genus g > 1 is 24(g-1), and in the present paper we characterize the 3-manifolds M and groups G for which the maximal possible order |G| = 24(g-1) is obtained, for some G-invariant Heegaard splitting of genus g > 1. If M is reducible then it is obtained by doubling an action of maximal possible order 2…
This article provides sufficient conditions for a closed hyperbolic 3-manifold $M$ with non zero first Betti number to fiber over the circle, and to find a fiber in $M$. Those conditions are formulated in terms of the behavior the circular characteristic in finite regular covers of $M$. We define the circular characteristic as an invariant associated to a non trivial cohomology class $α$ of $M$, using a Heegaard characteristic.
The main theorem of this article provides sufficient conditions for a degree $d$ finite cover $M'$ of a hyperbolic 3-manifold $M$ to be a surface-bundle. Let $F$ be an embedded, closed and orientable surface of genus $g$, close to a minimal surface in the cover $M'$, splitting $M'$ into a disjoint union of $q$ handlebodies and compression bodies. We show that there exists a fiber in the complement of $F$ provided that $d$, $q$ and $g$ satisfy some inequality involving an explicit constant $k$ depending only on the volume and the injectivity radius of $M$. In particular, this theorem applies to…
J Hempel [Topology, 2001] showed that the set of distances of the Heegaard splittings (S,V, h^n(V)) is unbounded, as long as the stable and unstable laminations of h avoid the closure of V in PML(S). Here h is a pseudo-Anosov homeomorphism of a surface S while V is the set of isotopy classes of simple closed curves in S bounding essential disks in a fixed handlebody. With the same hypothesis we show the distance of the splitting (S,V, h^n(V)) grows linearly with n, answering a question of A Casson. In addition we prove the converse of Hempel's theorem. Our method is to study the action of h on…
This article is the author's contribution to the volume "Problems on mapping class groups and related topics" which will be published in December 2006, with Benson Farb as Editor. Various individuals were invited by Farb to submit open problems which seemed interesting to them about surface mapping class groups. We singled out a particular recent development, Hempel's concept of the `Heegaard distance' of an element in the mapping class group, and used it to describe a number of open questions which relate to the correspondence between Heegaard surfaces in 3-manifolds and the mapping class gro…
We prove an explicit, quantitative criterion that ensures the Heegaard surfaces in Dehn fillings behave "as expected." Given a cusped hyperbolic manifold X, and a Dehn filling whose meridian and longitude curves are longer than 2pi(2g-1), we show that every genus g Heegaard splitting of the filled manifold is isotopic to a splitting of the original manifold X. The analogous statement holds for fillings of multiple boundary tori. This gives an effective version of a theorem of Moriah-Rubinstein and Rieck-Sedgwick.
We examine three key conjectures in 3-manifold theory: the virtually Haken conjecture, the positive virtual b_1 conjecture and the virtually fibred conjecture. We explore the interaction of these conjectures with the following seemingly unrelated areas: eigenvalues of the Laplacian, and Heegaard splittings. We first give a necessary and sufficient condition, in terms of spectral geometry, for a finitely presented group to have a finite index subgroup with infinite abelianisation. For negatively curved 3-manifolds, we show that this is equivalent to a statement about generalised Heegaard splitt…
The Heegaard genus of a 3-manifold, as well as the growth of Heegaard genus in its finite sheeted cover spaces, has extensively been studied in terms of algebraic, geometric and topological properties of the 3-manifold. This note shows that analogous results concerning the trisection genus of a smooth, orientable 4-manifold have more general answers than their counterparts for 3-manifolds. In the case of hyperbolic 4-manifolds, upper and lower bounds are given in terms of volume and a trisection of the Davis manifold is described.
In this paper, we find infinite hyperbolic 3-manifolds that admit no weakly symplectically fillable contact structures, using tools in Heegaard Floer theory. We also remark that part of these manifolds do admit tight contact structures.
Whether every hyperbolic 3-manifold admits a tight contact structure or not is an open question. Many hyperbolic 3-manifolds contain taut foliations and taut foliations can be perturbed to tight contact structures. The first examples of hyperbolic 3-manifolds without taut foliations were constructed by Roberts, Shareshian, and Stein, and infinitely many of them do not even admit essential laminations as shown by Fenley. In this paper, we construct tight contact structures on a family of 3-manifolds including these examples. These contact structures are described by contact surgery diagrams and…
We prove a law of large numbers for the volumes of families of random hyperbolic mapping tori and Heegaard splittings providing a sharp answer to a conjecture of Dunfield and Thurston.
We construct a geometric decomposition for the convex core of a thick hyperbolic 3-manifold M with bounded rank. Corollaries include upper bounds in terms of rank and injectivity radius on the Heegaard genus of M and on the radius of any embedded ball in the convex core of M.
It is proved by Sakuma and Brooks that any closed orientable $3$-manifold with a Heegaard splitting of genus $g$ admits a $2$-fold branched cover that is a hyperbolic $3$-manifold and a genus $g$ surface bundle over the circle. This paper concerns entropy of pseudo-Anosov monodromies for hyperbolic fibered $3$-manifolds. We prove that there exist infinitely many closed orientable $3$-manifolds $M$ such that the minimal entropy over all hyperbolic, genus $g$ surface bundles over the circle as $2$-fold branched covers of the $3$-manifold $M$ is comparable to $1/g$.
We give a distance estimate for the metric on the disk complex and show that it is Gromov hyperbolic. As another application of our techniques, we find an algorithm which computes the Hempel distance of a Heegaard splitting, up to an error depending only on the genus.
The branched virtual fibering theorem by Sakuma states that every closed orientable $3$-manifold with a Heegaard surface of genus $g$ has a branched double cover which is a genus $g$ surface bundle over the circle. It is proved by Brooks that such a surface bundle can be chosen to be hyperbolic. We prove that the minimal entropy over all hyperbolic, genus $g$ surface bundles as branched double covers of the $3$-sphere behaves like 1/$g$. We also give an alternative construction of surface bundles over the circle in Sakuma's theorem when closed $3$-manifolds are branched double covers of the $3…
We analyze the orbifolds that can be obtained as quotients of hyperbolic 3-manifolds admitting a Heegaard splitting of genus two by their orientation preserving isometry groups. The genus two hyperbolic 3-manifolds are exactly the hyperbolic 2-fold branched coverings of 3-bridge links. If the 3-bridge link is a knot, we prove that the underlying topological space of the quotient orbifold is either the 3-sphere or a lens space and we describe the combinatorial setting of the singular set for each possible isometry group. In the case of 3-bridge links with two or three components, the situation …
Let N be a compact, orientable hyperbolic 3-manifold with connected, totally geodesic boundary of genus 2. If N has Heegaard genus at least 5, then its volume is greater than 6.89. The proof of this result uses the following dichotomy: either N has a long return path (defined by Kojima-Miyamoto), or N has an embedded, codimension-0 submanifold X with incompressible boundary $T \sqcup \partial N$, where T is the frontier of X in N, which is not a book of I-bundles. As an application of this result, we show that if M is a closed, orientable hyperbolic 3-manifold such that H_1(M;Z_2) has dimensio…
In this paper we study existence and lack thereof of closed embedded orientable co-dimension one totally geodesic submanifolds of minimal volume cusped orientable hyperbolic manifolds.
We show that the hyperbolic volume of a hyperbolic knot is a quandle cocycle invariant. Further we show that it completely determines invertibility and positive/negative amphicheirality of hyperbolic knots.
We show that the distance of a link $K$ with respect to a bridge surface of any genus determines a lower bound on the genus of essential surfaces and Heegaard surfaces in the manifolds that result from non-trivial Dehn surgeries on the knot. In particular, knots with high bridge distance do not admit non-trivial non-hyperbolic surgeries or non-trivial cosmetic surgeries. We further show that if a knot has bridge distance at least 3 then its bridge number is bounded above by a function of Seifert genus, or indeed by the genus of (almost) any essential surface or Heegaard surface in the surgered…
