We examine three key conjectures in 3-manifold theory: the virtually Haken conjecture, the positive virtual b_1 conjecture and the virtually fibred conjecture. We explore the interaction of these conjectures with the following seemingly unrelated areas: eigenvalues of the Laplacian, and Heegaard splittings.
We first give a necessary and sufficient condition, in terms of spectral geometry, for a finitely presented group to have a finite index subgroup with infinite abelianisation. For negatively curved 3-manifolds, we show that this is equivalent to a statement about generalised Heegaard splittings. We also formulate a conjecture about the behaviour of Heegaard genus under finite covers which, together with a conjecture of Lubotzky and Sarnak about Property tau, would imply the virtually Haken conjecture for hyperbolic 3-manifolds. Along the way, we prove a number of unexpected theorems about 3-manifolds. For example, we show that for any closed 3-manifold that fibres over the circle with pseudo-Anosov monodromy, any cyclic cover dual to the fibre of sufficiently large degree has an irreducible, weakly reducible Heegaard splitting. Also, we establish lower and upper bounds on the Heegaard genus of the congruence covers of an arithmetic hyperbolic 3-manifold, which are linear in volume.
The main result is a short effective proof of Tao Li's theorem that a closed non Haken hyperbolic 3-manifold N has at most finitely many irreducible Heegaard splittings.
In this paper, we give infinitely many non-Haken hyperbolic genus three 3-manifolds each of which has a finite cover whose induced Heegaard surface from some genus three Heegaard surface of the base manifold is reducible but can be compressed into an incompressible surface. This result supplements [CG] and extends [MMZ].
A famous example of Casson and Gordon shows that a Haken 3-manifold can have an infinite family of irreducible Heegaard splittings with different genera. In this paper, we prove that a closed non-Haken 3-manifold has only finitely many irreducible Heegaard splittings, up to isotopy. This is much stronger than the Waldhausen conjecture. Another immediate corollary is that for any irreducible non-Haken 3-manifold M, there is a number N, such that any two Heegaard splittings of M are equivalent after at most N stabilizations.
We give a simple criterion for a Heegaard splitting to yield a Haken manifold. As a consequence, we construct many Haken manifolds, in particular homology spheres, with prescribed properties, namely Heegaard genus, Heegaard distance and Casson invariant. Along the way we give simpler and shorter proofs of the existence of splittings with specified Heegaard distance, originally proven by Ido-Jang-Kobayashi, of the existence of hyperbolic manifolds with prescribed Casson invariant, originally due to Lubotzky-Maher-Wu, and of a result about subsurface projections of disc sets (for which we even g…
Given a 3-manifold M containing an incompressible surface Q, we obtain an inequality relating the Heegaard genus of M and the Heegaard genera of the components of M - Q. Here the sum of the genera of the components of M - Q is bounded above by a linear expression in terms of the genus of M, the Euler characteristic of Q and the number of parallelism classes of essential annuli for which representatives can be simultaneously imbedded in the components of M - Q.
We use Heegaard splittings to give a criterion for a tunnel number one knot manifold to be non-fibered and to have large cyclic covers. We also show that such a knot manifold (satisfying the criterion) admits infinitely many virtually Haken Dehn fillings. Using a computer, we apply this criterion to the 2 generator, non-fibered knot manifolds in the cusped Snappea census. For each such manifold M, we compute a number c(M), such that, for any n>c(M), the n-fold cyclic cover of M is large.
Colding and Gabai have given an effective version of Li's theorem that non-Haken hyperbolic 3-manifolds have finitely many irreducible Heegaard splittings. As a corollary of their work, we show that Haken hyperbolic 3-manifolds have a finite collection of strongly irreducible Heegaard surfaces $S_i$ and incompressible surfaces $K_j$ such that any strongly irreducible Heegaard surface is a Haken sum $S_i + \sum_j n_j K_j$, up to one-sided associates of the Heegaard surfaces.
Let $M$ be a closed orientable 3-manifold with a genus two Heegaard splitting $(V_1, V_2; F)$ and a non-trivial JSJ-decomposition, where all components of the intersection of the JSJ-tori and $V_i$ are not $\partial$-parallel in $V_i$ for $i=1,2$. If $G$ is a finite group of orientation-preserving diffeomorphisms acting on $M$ which preserves each handlebody of the Heegaard splitting and each piece of the JSJ-decomposition of $M$, then $G\cong \mathbb{Z}_2$ or $\mathbb{D}_2$ if $V_j\cap(\cup T_i)$ consists of at most two disks or at most two annuli.
A manifold which admits a reducible genus-$2$ Heegaard splitting is one of the $3$-sphere, $S^2 \times S^1$, lens spaces or their connected sums. For each of those splittings, the complex of Haken spheres is defined. When the manifold is the $3$-sphere, $S^2 \times S^1$ or the connected sum whose summands are lens spaces or $S^2 \times S^1$, the combinatorial structure of the complex has been studied by several authors. In particular, it was shown that those complexes are all contractible. In this work, we study the remaining cases, that is, when the manifolds are lens spaces. We give a precis…
Let $M$ be a closed orientable 3-manifold with a genus two Heegaard splitting $(V_1, V_2; F)$ and a non-trivial JSJ-decomposition, where all components of the intersection of the JSJ-tori and $V_i$ are not $\partial$-parallel in $V_i$ for $i=1,2$. If $G$ is a finite group of orientation-preserving smooth actions on $M$ which preserves each handlebody of the Heegaard splitting and each piece of the JSJ-decomposition of $M$, then $G\cong \mathbb{Z}_2$ or $\mathbb{D}_2$ unless $V_j\cap(\cup T_i)$ has three or more disk components for $j=1$ or 2.
This paper has been withdrawn by the author, as the proof of Theorem 3.2 contains a flaw; subsequently, both it and Theorem 3.3 are not known to hold. The content of Section 5 has been improved and expanded upon in two separate papers. The structural properties in 5.1 and 5.2 appear in arXiv:1101.2603; the classification in 5.3 in arxiv:1101.2890. Please refer to Proposition 4.4 in the former as a reference for arXiv:0807.4795v1.
Suppose that M is a fibered three-manifold whose fiber is a surface of positive genus with one boundary component. Assume that M is not a semi-bundle. We show that infinitely many fillings of M along dM are virtually Haken. It follows that infinitely many Dehn-surgeries of any non-trivial knot in the three-sphere are virtually Haken.
The long standing classification problem in the theory of Heegaard splittings of 3-manifolds is to exhibit for each closed 3-manifold a complete list, without duplication, of all its irreducible Heegaard surfaces, up to isotopy. We solve this problem for non Haken hyperbolic 3-manifolds.
We show that if $M$ is a fibered, orientable 3-manifold, and if $π_1 M$ has 1-relator presentation, then the presentation is induced by a Heegaard splitting of $M$. A corollary is that, for these manifolds, the rank of $π_1 M$ is equal to the "restricted" Heegaard genus of $M$. We also explore the analogy between 1-relator groups and Haken 3-manifolds, showing that every 1-relator group possesses a "1-relator hierarchy".
Suppose that a three-manifold M contains infinitely many distinct strongly irreducible Heegaard splittings H + nK, obtained by Haken summing the surface H with n copies of the surface K. We show that K is incompressible. All known examples, of manifolds containing infinitely many irreducible Heegaard splittings, are of this form. We also give new examples of such manifolds.
We describe a class $\mathcal{C}$ of punctured torus bundles such that, for each $M \in \mathcal{C}$, all but finitely many Dehn fillings on $M$ are virtually Haken. We show that $\mathcal{C}$ contains infinitely many commensurability classes, and we give evidence that $\mathcal{C}$ includes representatives of ``most'' commensurability classes of punctured torus bundles. In particular, we define an integer-valued complexity function on monodromies $f$ (essentially the length of the LR-factorization of $f_*$ in $PSL_2(\mathbb{Z})$), and use a computer to show that if the monodromy of $M$ has co…
A 3-manifold is Haken if it contains a topologically essential surface. The Virtual Haken Conjecture says that every irreducible 3-manifold with infinite fundamental group has a finite cover which is Haken. Here, we discuss two interrelated topics concerning this conjecture. First, we describe computer experiments which give strong evidence that the Virtual Haken Conjecture is true for hyperbolic 3-manifolds. We took the complete Hodgson-Weeks census of 10,986 small-volume closed hyperbolic 3-manifolds, and for each of them found finite covers which are Haken. There are interesting and unexpla…
We define a notion of Hempel distance for one-sided Heegaard splittings and show that the existence of alternate surfaces restricts distance for one-sided splittings in a manner similar to Hartshorn's and Scharlemann-Tomova's results for two-sided splittings. We also show that every geometrically compressible one-sided Heegaard surface in a non-Haken 3-manifold is stabilized, and show that the mapping class group of the two-sided Heegaard splitting induced by a high distance one-sided splitting is isomorphic to the fundamental group of the one-sided surface.
We prove that cubulated hyperbolic groups are virtually special. The proof relies on results of Haglund and Wise which also imply that they are linear groups, and quasi-convex subgroups are separable. A consequence is that closed hyperbolic 3-manifolds have finite-sheeted Haken covers, which resolves the virtual Haken question of Waldhausen and Thurston's virtual fibering question. An appendix to this paper by Agol, Groves, and Manning proves a generalization of the main result of "Residual finiteness, QCERF and fillings of hyperbolic groups".
In this paper, we give an algorithm to build all compact orientable atoroidal Haken 3-manifolds with tori boundary or closed orientable Haken 3-manifolds, so that in both cases, there are embedded closed orientable separating incompressible surfaces which are not tori. Next, such incompressible surfaces are related to Heegaard splittings. For simplicity, we focus on the case of separating incompressible surfaces, since non-separating ones have been extensively studied. After putting the surfaces into Morse position relative to the height function associated to the Heegaard splittings, a thin p…
Let M be a 3-manifold admitting a strongly irreducible Heegaard surface S and f:M \to M an involution. We construct an invariant Heegaard surface for M of genus at most 8 g(S) - 7. As a consequence, given a (possibly branched) double cover π:M \to N we obtain the following bound on the Heegaard genus of N: g(N) \leq 4g(S) - 3. We also get a bound on the complexity of the branch set in terms of g(S). If we assume that M is non-Haken, by Casson and Gordon we may replace g(S) by g(M) in all the statements above.
In the curve complex for a surface, a handlebody set is the set of loops that bound properly embedded disks in a given handlebody bounded by the surface. A boundary set is the set of non-separating loops in the curve complex that bound two-sided, properly embedded surfaces. For a Heegaard splitting, the distance between the boundary sets of the handlebodies is zero if and only if the ambient manifold contains a non-separating, two sided incompressible surface. We show that the boundary set is 2-dense in the curve complex, i.e. every vertex is within two edges of a point in the boundary set.
Haken showed that the Heegaard splittings of reducible 3-manifolds are reducible, that is, a reducing 2-sphere can be found which intersects the Heegaard surface in a single simple closed curve. When the genus of the "interesting" surface increases from zero, more complicated phenomena occur. Kobayashi showed that if a 3-manifold $M^3$ contains an essential torus $T$, then it contains one which can be isotoped to intersect a strongly irreducible Heegaard splitting surface $F$ in a collection of simple closed curves which are essential in $T$ and in $F$. In general there is no global bound on t…
The infimal Heegaard gradient of a compact 3-manifold was defined and studied by Marc Lackenby in an approach toward the well-known virtually Haken conjecture. As instructive examples, we consider Seifert fibered 3-manifolds, and show that a Seifert fibered 3-manifold has zero infimal Heegaard gradient if and only if it virtually fibers over the circle or over a surface other than the 2-sphere. For a collection of finite coverings of a Seifert fibered 3-manifold, a necessary and sufficient condition to have zero infimal Heegaard gradient is also given.
We address a special case of the Stabilization Problem for Heegaard splittings, establishing an upper bound on the number of stabilizations required to make a Heegaard splitting of a Haken 3-manifold isotopic to an amalgamation along an essential surface. As a consequence we show that for any positive integer $n$ there are 3-manifolds containing an essential torus and a Heegaard splitting such that the torus and splitting surface must intersect in at least $n$ simple closed curves. These give the first examples of lower bounds on the minimum number of curves of intersection between an essentia…
In this paper we introduce "critical surfaces", which are described via a 1-complex whose definition is reminiscent of the curve complex. Our main result is that if the minimal genus common stabilization of a pair of strongly irreducible Heegaard splittings of a 3-manifold is not critical, then the manifold contains an incompressible surface. Conversely, we also show that if a non-Haken 3-manifold admits at most one Heegaard splitting of each genus, then it does not contain a critical Heegaard surface. In the final section we discuss how this work leads to a natural metric on the space of stro…
Given a genus two Heegaard splitting for a non-prime 3-manifold, we define a special subcomplex of the disk complex for one of the handlebodies of the splitting, and then show that it is contractible. As applications, first we show that the complex of Haken spheres for the splitting is contractible, which refines the results of Lei and Lei-Zhang. Secondly, we classify all the genus two Heegaard splittings for non-prime 3-manifolds, which is a generalization of the result of Montesinos-Safont. Finally, we show that the mapping class group of the splitting, called the Goeritz group, is finitely …
We show that if a Heegaard splitting is obtained by gluing a splitting of Hempel distance at least 4 and the genus-1 splitting of $S^2 \times S^1$, then the Goeritz group of the splitting is finitely generated. To show this, we first provide a sufficient condition for a full subcomplex of the arc complex for a compact orientable surface to be contractible, which generalizes the result by Hatcher that the arc complexes are contractible. We then construct infinitely many Heegaard splittings, including the above-mentioned Heegaard splitting, for which suitably defined complexes of Haken spheres a…
We show that if M is a complete, finite-volume, hyperbolic 3-manifold having exactly one cusp, and if H_1(M;Z_2) has dimension at least 6, then M has volume greater than 5.06. We also show that if M is a closed, orientable hyperbolic 3-manifold such that H_1(M;Z_2) has dimension at least 4, and if the image of the cup product map in H^2(M;Z_2) has dimension at most 1, then M has volume greater than 3.08. The proofs of these geometric results involve new topological results relating the Heegaard genus of a closed Haken manifold M to the Euler characteristic of the kishkes (i.e guts) of the comp…
In [Topology 35 (1996) 1005--1023] J H Rubinstein and M Scharlemann, using Cerf Theory, developed tools for comparing Heegaard splittings of irreducible, non-Haken manifolds. As a corollary of their work they obtained a new proof of Waldhausen's uniqueness of Heegaard splittings of S^3. In this note we use Cerf Theory and develop the tools needed for comparing Heegaard splittings of S^3. This allows us to use Rubinstein and Scharlemann's philosophy and obtain a simpler proof of Waldhausen's Theorem. The combinatorics we use are very similar to the game Hex and requires that Hex has a winner. T…
We show that if a closed hyperbolic 3-manifold has infinitely many finite covers of bounded Heegaard genus, then it is virtually fibered. This generalizes a theorem of Lackenby, removing restrictions needed about the regularity of the covers. Furthermore, we can replace the assumption that the covers have bounded Heegaard genus with the weaker hypotheses that the Heegaard splittings for the covers have Heegaard gradient zero, and also bounded width, in the sense of Scharlemann-Thompson thin position for Heegaard splittings.
A 3-manifold is Haken if it contains a topologically essential surface. The Virtual Haken Conjecture posits that every irreducible 3-manifold with infinite fundamental group has a finite cover which is Haken. In this paper, we study random 3-manifolds and their finite covers in an attempt to shed light on this difficult question. In particular, we consider random Heegaard splittings by gluing two handlebodies by the result of a random walk in the mapping class group of a surface. For this model of random 3-manifold, we are able to compute the probabilities that the resulting manifolds have fin…
Small covers arising from 3-dimensional simple polytopes are an interesting class of 3-manifolds. The fundamental group is a rigid invariant for wide classes of 3-manifolds, particularly for orientable Haken manifolds, which include orientable small covers. By using Morse-theoretic approach we give a procedure to get an explicit, balanced presentation of the fundamental group of a closed, orientable 3-dimensional simple cover with minimal number of generators. Beside that the minimal Heegaard splitting is determined by this presentation.
Any Haken 3--manifold (possibly with boundary consisting of tori) can be transformed into a $\mathrm{surface}\times S^1$ by a series of splitting and regluing along incompressible surfaces. This fact was proved by Gabai as an application of his sutured manifold theory. The first half of this paper provides a few technical details in the proof. In the second half of this paper, some applications of Gabai's theorem to Heegaard Floer homology are given. We refine the known results about the Thurson norm and fibrations. We also give some classification results for Floer simple knots in manifolds w…
This article has two purposes. In \cite{R3} (math.KT/0405211) we showed that the FIC (Fibered Isomorphism Conjecture for pseudoisotopy functor) for a particular class of 3-manifolds (we denoted this class by \cal C) is the key to prove the FIC for 3-manifold groups in general. And we proved the FIC for the fundamental groups of members of a subclass of \cal C. This result was obtained by showing that the double of any member of this subclass is either Seifert fibered or supports a nonpositively curved metric. In this article we prove that for any M in {\cal C} there is a closed 3-manifold P su…
We show that the Fibered Isomorphism Conjecture (FIC) of Farrell and Jones corresponding to the stable topological pseudoisotopy functor is true for the fundamental groups of a large class of 3-manifolds. We also prove that if the FIC is true for irreducible 3-manifold groups then it is true for all 3-manifold groups. In fact, this follows from a more general result we prove here, namely we show that if the FIC is true for each vertex group of a graph of groups with trivial edge groups then the FIC is true for the fundamental group of the graph of groups. This result is part of a program to pr…
