Suppose T is a Heegaard splitting surface for a compact orientable 3-manifold M, and S is a reducing sphere for M. In 1968 Haken showed that there is then also a reducing sphere S* for the Heegaard splitting. That is, S* is a reducing sphere for M and the surfaces T and S* intersect in a single circle. In 1987 Casson and Gordon extended the result to boundary-reducing disks in M and noted that in both cases S* is obtained from S by a sequence of operations called 1-surgeries. Here we show that in fact one may take S* = S.
Understanding non-Haken 3-manifolds is central to many current endeavors in 3-manifold topology. We describe some results for closed orientable surfaces in non-Haken manifolds, and extend Fox's theorem for submanifolds of the 3-sphere to submanifolds of general non-Haken manifolds. In the case where the submanifold has connected boundary, we show also that the boundary-connected sum decomposition of the submanifold can be aligned with such a structure on the submanifold's complement.
This paper has been withdrawn by the author, as the proof of Theorem 3.2 contains a flaw; subsequently, both it and Theorem 3.3 are not known to hold. The content of Section 5 has been improved and expanded upon in two separate papers. The structural properties in 5.1 and 5.2 appear in arXiv:1101.2603; the classification in 5.3 in arxiv:1101.2890. Please refer to Proposition 4.4 in the former as a reference for arXiv:0807.4795v1.
The main result is a short effective proof of Tao Li's theorem that a closed non Haken hyperbolic 3-manifold N has at most finitely many irreducible Heegaard splittings.
A famous example of Casson and Gordon shows that a Haken 3-manifold can have an infinite family of irreducible Heegaard splittings with different genera. In this paper, we prove that a closed non-Haken 3-manifold has only finitely many irreducible Heegaard splittings, up to isotopy. This is much stronger than the Waldhausen conjecture. Another immediate corollary is that for any irreducible non-Haken 3-manifold M, there is a number N, such that any two Heegaard splittings of M are equivalent after at most N stabilizations.
A combinatorial condition is obtained for when immersed or embedded incompressible surfaces in compact 3-manifolds with tori boundary components remain incompressible after Dehn surgery. A combinatorial characterisation of hierarchies is described. A new proof is given of the topological rigidity theorem of Hass and Scott for 3-manifolds containing immersed incompressible surfaces, as found in cubings of non-positive curvature.
Colding and Gabai have given an effective version of Li's theorem that non-Haken hyperbolic 3-manifolds have finitely many irreducible Heegaard splittings. As a corollary of their work, we show that Haken hyperbolic 3-manifolds have a finite collection of strongly irreducible Heegaard surfaces $S_i$ and incompressible surfaces $K_j$ such that any strongly irreducible Heegaard surface is a Haken sum $S_i + \sum_j n_j K_j$, up to one-sided associates of the Heegaard surfaces.
This is a "software upgrade" to a paper originally published in 1976, with cleaner statements and improved proofs. The main result is that, in a Haken 3-manifold, the space of all incompressible surfaces in a single isotopy class is contractible, except when the surface is the fiber of a surface bundle structure, in which case the space of all surfaces isotopic to the fiber has the homotopy type of a circle (the fibers). The main application from the 1976 paper is also rederived, the theorem (proved independently by Ivanov) that the diffeomorphism group of a Haken 3-manifold has contractible c…
We examine three key conjectures in 3-manifold theory: the virtually Haken conjecture, the positive virtual b_1 conjecture and the virtually fibred conjecture. We explore the interaction of these conjectures with the following seemingly unrelated areas: eigenvalues of the Laplacian, and Heegaard splittings. We first give a necessary and sufficient condition, in terms of spectral geometry, for a finitely presented group to have a finite index subgroup with infinite abelianisation. For negatively curved 3-manifolds, we show that this is equivalent to a statement about generalised Heegaard splitt…
Suppose that a three-manifold M contains infinitely many distinct strongly irreducible Heegaard splittings H + nK, obtained by Haken summing the surface H with n copies of the surface K. We show that K is incompressible. All known examples, of manifolds containing infinitely many irreducible Heegaard splittings, are of this form. We also give new examples of such manifolds.
The famous Haken-Kneser-Milnor theorem states that every 3-manifold can be expressed in a unique way as a connected sum of prime 3-manifolds. The analogous statement for 3-orbifolds has been part of the folklore for several years, and it was commonly believed that slight variations on the argument used for manifolds would be sufficient to establish it. We demonstrate in this paper that this is not the case, proving that the apparently natural notion of ``essential'' system of spherical 2-orbifolds is not adequate in this context. We also show that the statement itself of the theorem must be gi…
We show that in any triangulated 3-manifold, every index n topologically minimal surface can be transformed to a surface which has local indices (as computed in each tetrahedron) that sum to at most n. This generalizes classical theorems of Kneser and Haken, and more recent theorems of Rubinstein and Stocking, and is the first step in a program to show that every topologically minimal surface has a normal form with respect to any triangulation.
Any Haken 3--manifold (possibly with boundary consisting of tori) can be transformed into a $\mathrm{surface}\times S^1$ by a series of splitting and regluing along incompressible surfaces. This fact was proved by Gabai as an application of his sutured manifold theory. The first half of this paper provides a few technical details in the proof. In the second half of this paper, some applications of Gabai's theorem to Heegaard Floer homology are given. We refine the known results about the Thurson norm and fibrations. We also give some classification results for Floer simple knots in manifolds w…
Thurston's hyperbolization theorem for Haken manifolds and normal surface theory yield an algorithm to determine whether or not a compact orientable 3-manifold with nonempty boundary consisting of tori admits a complete finite-volume hyperbolic metric on its interior. A conjecture of Gabai, Meyerhoff, and Milley reduces to a computation using this algorithm.
In [Topology 35 (1996) 1005--1023] J H Rubinstein and M Scharlemann, using Cerf Theory, developed tools for comparing Heegaard splittings of irreducible, non-Haken manifolds. As a corollary of their work they obtained a new proof of Waldhausen's uniqueness of Heegaard splittings of S^3. In this note we use Cerf Theory and develop the tools needed for comparing Heegaard splittings of S^3. This allows us to use Rubinstein and Scharlemann's philosophy and obtain a simpler proof of Waldhausen's Theorem. The combinatorics we use are very similar to the game Hex and requires that Hex has a winner. T…
This paper contains a purely topological theorem and a geometric application. The topological theorem states that if M is a simple closed orientable 3-manifold such that π_1(M) contains a genus g surface group and H_1(M;Z/2Z) has rank at least 4g-1 then M contains a closed incompressible surface of genus at most g. This result should be viewed as an analogue of Dehn's Lemma for π_1-injective singular surfaces. The geometric application states that if M is a closed orientable hyperbolic 3-manifold with volume less than 3.08 then the rank of H_1(M;Z/2Z) is at most 6. The proof of the geometric t…
In this paper we introduce "critical surfaces", which are described via a 1-complex whose definition is reminiscent of the curve complex. Our main result is that if the minimal genus common stabilization of a pair of strongly irreducible Heegaard splittings of a 3-manifold is not critical, then the manifold contains an incompressible surface. Conversely, we also show that if a non-Haken 3-manifold admits at most one Heegaard splitting of each genus, then it does not contain a critical Heegaard surface. In the final section we discuss how this work leads to a natural metric on the space of stro…
Haken showed that the Heegaard splittings of reducible 3-manifolds are reducible, that is, a reducing 2-sphere can be found which intersects the Heegaard surface in a single simple closed curve. When the genus of the "interesting" surface increases from zero, more complicated phenomena occur. Kobayashi showed that if a 3-manifold $M^3$ contains an essential torus $T$, then it contains one which can be isotoped to intersect a strongly irreducible Heegaard splitting surface $F$ in a collection of simple closed curves which are essential in $T$ and in $F$. In general there is no global bound on t…
Let M be a 3-manifold admitting a strongly irreducible Heegaard surface S and f:M \to M an involution. We construct an invariant Heegaard surface for M of genus at most 8 g(S) - 7. As a consequence, given a (possibly branched) double cover π:M \to N we obtain the following bound on the Heegaard genus of N: g(N) \leq 4g(S) - 3. We also get a bound on the complexity of the branch set in terms of g(S). If we assume that M is non-Haken, by Casson and Gordon we may replace g(S) by g(M) in all the statements above.
We prove a combination theorem for trees of (strongly) relatively hyperbolic spaces and finite graphs of (strongly) relatively hyperbolic groups. This gives a geometric extension of Bestvina and Feighn's Combination Theorem for hyperbolic groups and answers a question of Swarup. We also prove a converse to the main Combination Theorem.
