For smooth hyperbolic dynamical systems and smooth weights, we relate Ruelle transfer operators with dynamical Fredholm determinants and dynamical zeta functions: First, we establish bounds for the essential spectral radii of the transfer operator on new spaces of anisotropic distributions, improving our previous results. Then we give a new proof of Kitaev's lower bound for the radius of convergence of the dynamical Fredholm determinant. In addition we show that the zeroes of the determinant in the corresponding disc are in bijection with the eigenvalues of the transfer operator on our spaces of anisotropic distributions, closing a question which remained open for a decade.
We use the Invariance Principle of Avila and Viana to prove that every partially hyperbolic symplectic diffeomorphism with 2-dimensional center bundle, and satisfying certain pinching and bunching conditions, can be $C^r$-approximated by non-uniformly hyperbolic diffeomorphisms.
We show that partially hyperbolic diffeomorphisms of $d$-dimensional tori isotopic to an Anosov diffeomorphism, where the isotopy is contained in the set of partially hyperbolic diffeomorphisms, are dynamically coherent. Moreover, we show a \textit{global stability result}, i.e. every partially hyperbolic diffeomorphism as above is \textit{leaf-conjugate} to the linear one. As a consequence, we obtain intrinsic ergodicity and measure equivalence for partially hyperbolic diffeomorphisms with one-dimensional center direction that are isotopic to Anosov diffeomorphisms through such a path.
We consider complex Henon maps which are quasi-hyperbolic. We show that a quasi-hyperbolic map is uniformly hyperbolic if and only if there are no tangencies between stable and unstable manifolds.
We show that a strong partially hyperbolic diffeomorphism of $\mathbb{T}^3$ isotopic to Anosov has a unique quasi-attractor. Moreover, we study the entropy of the diffeomorphism restricted to this quasi-attractor.
We show stable ergodicity of a class of conservative diffeomorphisms which do not have any hyperbolic invariant subbundle. Moreover the uniqueness of SRB measures for non-conservative $C^1$ perturbations of such diffeomorphisms. This class contains strictly non-partially hyperbolic robustly transitive diffeomorphisms by Bonatti-Viana and so we answer their question about the stable ergodicity of such systems.
In this paper, we construct a partially hyperbolic skew-product diffeomorphism $f$ on $\mathbb{T}^3$, such that $f$ is accessible and chain transitive, but not transitive.
We show that every partially hyperbolic diffeomorphism with a 1-dimensional center bundle has a principal symbolic extension. On the other hand, we show there are no symbolic extensions $C^1$-generically among diffeomorphisms containing non-hyperbolic robustly transitive sets with center indecomposable bundle of dimension at least 2.
The purpose of this article is to obtain dynamically coherence of partially hyperbolic diffeomorphisms in certain classes of Anosov diffeomorphisms on nilmanifolds, extending a result due to T. Fisher, R. Potrie and M. Sambarino [FPS] on the torus.
For every $r\in\mathbb{N}_{\geq2}\cup\{\infty\}$, we prove the $C^r$-closing lemma for general and conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle. In particular, it implies periodic points are dense for $C^r$-generic conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle.
We construct a smooth hyperbolic volume preserving diffeomorphism on a four dimensional compact Riemannian manifold which has countably many ergodic components and is arbitrarily close to the identity map.
We prove results related to robust transitivity and density of periodic points of Partially Hyperbolic Diffeomorphisms under conditions involving Accessibility and a property in the tangent bundle .
We prove that any diffeomorphism of a compact manifold can be approximated in topology C1 by another diffeomorphism exhibiting a homoclinic bifurcation (a homoclinic tangency or a heterodimensional cycle) or by one which is essentially hyperbolic (it has a finite number of transitive hyperbolic attractors with open and dense basin of attraction).
We discuss about the denseness of the strong stable and unstable manifolds of partially hyperbolic diffeomorphisms. In this sense, we introduce a concept of m-minimality. More precisely, we say that a partially hyperbolic diffeomorphisms is m-minimal if m-almost every point in M has its strong stable and unstable manifolds dense in M. We show that this property has dynamics consequences: topological and ergodic. Also, we prove the abundance of m-minimal partially hyperbolic diffeomorphisms in the volume preserving and symplectic scenario.
We prove here that in the complement of the closure of the hyperbolic surface diffeomorphisms, the ones exhibiting a homoclinic tangency are C^1 dense. This represents a step towards the global understanding of dynamics of surface diffeomorphisms.
We show that for any integer $r \geq 2$, stable accessibility is $C^r$-dense among partially hyperbolic diffeomorphisms with two-dimensional center that satisfy some strong bunching and are stably dynamically coherent.
We address the problem of existence and uniqueness (finite- ness) of ergodic equilibrium states for a natural class of partially hyperbolic dynamics homotopic to Anosov. We propose to study the disintegration of equilibrium states along central foliation as a tool to develop the theory of equilibrium states for partially hyperbolic dynamics.
We study the ergodic theory of non-conservative C^1-generic diffeomorphisms. First, we show that homoclinic classes of arbitrary diffeomorphisms exhibit ergodic measures whose supports coincide with the homoclinic class. Second, we show that generic (for the weak topology) ergodic measures of C^1-generic diffeomorphisms are nonuniformly hyperbolic: they exhibit no zero Lyapunov exponents. Third, we extend a theorem by Sigmund on hyperbolic basic sets: every isolated transitive set L of any C^1-generic diffeomorphism f exhibits many ergodic hyperbolic measures whose supports coincide with the w…
We prove that stable ergodicity is C r open and dense among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, for all r in [2,infty]. The proof follows Pugh-Shub program: among conservative partially hyperbolic diffeomorphisms with one-dimensional center bundle, accessibility is C r open and dense, and essential accessibility implies ergodicity.
We study partially hyperbolic diffeomorphisms satisfying a trapping property which makes them look as if they were Anosov at large scale. We show that, as expected, they share several properties with Anosov diffeomorphisms. We construct an expansive quotient of the dynamics and study some dynamical consequences related to this quotient.
It was shown that in robustly transitive, partially hyperbolic diffeomorphisms on three dimensional closed manifolds, the strong stable or unstable foliation is minimal. In this article, we prove ``almost all'' leaves of both stable and unstable foliations are dense in the whole manifold.
We show that every codimension one partially hyperbolic diffeomorphism must support on $\mathbb{T}^{n}$. It is locally uniquely integrable and derived from a linear codimension one Anosov diffeomorphism. Moreover, this system is intrinsically ergodic, and the A. Katok's conjecture about the existence of ergodic measures with intermediate entropies holds for it.
In this paper we obtain two criteria of stable ergodicity outside the partially hyperbolic scenario. In both criteria, we use a weak form of hyperbolicity called chain-hyperbolicity. It is obtained one criterion for diffeomorphisms with dominated splitting and one criterion for weakly partially hyperbolic diffeomorphisms. As an application of one of these criteria, we obtain the $C^1$-density of stable ergodicity inside a certain class of weakly partially hyperbolic diffeomorphisms.
We establish sufficient conditions for the upper semicontinuity and the continuity of the entropy of Sinai probability measures invariant by partially hyperbolic diffeomorphisms and discuss their application in several examples.
We prove the stochastic stability of an open class of partially hyperbolic diffeomorphisms, each of which admits two centers $E^c_1$ and $E^c_2$ such that any Gibbs $u$-state admits only positive (resp. negative) Lyapunov exponents along $E^c_1$ (resp. $E^c_2$).
In this paper, we study transitive partially hyperbolic diffeomorphisms with one-dimensional topologically neutral center, meaning that the length of the iterate of small center segments remains small. Such systems are dynamically coherent. We show that there exists a continuous metric along the center foliation which is invariant under the dynamics. As an application, we classify the transitive partially hyperbolic diffeomorphisms on 3-manifolds with topologically neutral center.
We consider symplectic cocycles over two classes of partially hyperbolic diffeomorphisms: having compact center leaves and time one maps of Anosov flows. We prove that the Lyapunov exponents are non-zero in an open and dense set in the Hölder topology.
A partially hyperbolic diffeomorphism $f$ is structurally quasi-stable if for any diffeomorphism $g$ $C^1$-close to $f$, there is a homeomorphism $π$ of $M$ such that $π\circ g$ and $f\circπ$ differ only by a motion $τ$ along center directions. $f$ is topologically quasi-stable if for any homeomorphism $g$ $C^0$-close to $f$, the above holds for a continuous map $π$ instead of a homeomorphism. We show that any partially hyperbolic diffeomorphism $f$ is topologically quasi-stable, and if $f$ has $C^1$ center foliation $W^c_f$, then $f$ is structurally quasi-stable. As applications we obtain con…
In this paper we construct some "pathological" volume preserving partially hyperbolic diffeomorphisms on $\toro{3}$ such that their behaviour in small scales in the central direction (Lyapunov exponent) is opposite to the behavior of their linearization. These examples are isotopic to Anosov. We also get partially hyperbolic diffeomorphisms isotopic to Anosov (consequently with non-compact central leaves) with zero central Lyapunov exponent at almost every point.
A partially hyperbolic diffeomorphism $f$ has quasi-shadowing property if for any pseudo orbit ${x_k}_{k\in \mathbb{Z}}$, there is a sequence of points ${y_k}_{k\in \mathbb{Z}}$ tracing it in which $y_{k+1}$ is obtained from $f(y_k)$ by a motion $τ$ along the center direction. We show that any partially hyperbolic diffeomorphism has quasi-shadowing property, and if $f$ has $C^1$ center foliation then we can require $τ$ to move the points along the center foliation. As applications, we show that any partially hyperbolic diffeomorphism is topologically quasi-stable under $C^0$-perturbation. When…
We study the $C^1$-topological properties of the subset of non-uniform hyperbolic diffeomorphisms in a certain class of $C^2$ partially hyperbolic symplectic systems which have bounded $C^2$ distance to the identity. In this set, we prove the stability of non-uniform hyperbolicity as a function of the diffeomorphism and the measure, and the existence of an open and dense subset of continuity points for the center Lyapunov exponents. These results are generalized to the volume-preserving context.
We construct countable Markov partitions for non-uniformly hyperbolic diffeomorphisms on compact manifolds of any dimension, extending earlier work of O. Sarig for surfaces. These partitions allow us to obtain symbolic coding on invariant sets of full measure for all hyperbolic measures whose Lyapunov exponents are bounded away from zero by a constant. Applications include counting results for hyperbolic periodic orbits, and structure of hyperbolic measures of maximal entropy.
We consider classes of partially hyperbolic diffeomorphism $f:M\to M$ with splitting $TM=E^s\oplus E^c\oplus E^u$ and $\dim E^c=2$. These classes include for instance (perturbations of) the product of Anosov and conservative surface diffeomorphisms, skew products of surface diffeomorphisms over Anosov, partially hyperbolic symplectomorphisms on manifolds of dimension four with bidimensional center foliation whose center leaves are all compact. We prove that accessibility holds in these classes for $C^1$ open and $C^r$ dense subsets and moreover they are stably ergodic.
Consider a three dimensional partially hyperbolic diffeomorphism. It is proven that under some rigid hypothesis on the tangent bundle dynamics, the map is (modulo finite covers and iterates) either an Anosov diffeomorphism, a skew-product or the time-one map of an Anosov flow, thus recovering a well known classification conjecture of the second author to this restricted setting.
We prove a rigidity theorem for dominated Hölder cocycles with values on diffeomorphism groups of a compact manifold over hyperbolic homeomorphisms. More precisely, we show that if two such cocycles have equal periodic data, then they are cohomologous.
Katok's entropy formula is an important formula in entropy theory. This paper is devoted to establishing Katok's entropy formula of unstable metric entropy which is the entropy caused by the unstable part of partially hyperbolic systems.
In this work we exhibit a new criteria for ergodicity of diffeomorphisms involving conditions on Lyapunov exponents and general position of some invariant manifolds. On one hand we derive uniqueness of SRB-measures for transitive surface diffeomorphisms. On the other hand, using recent results on the existence of blenders we give a positive answer, in the $C^1$ topology, to a conjecture of Pugh-Shub in the context of partially hyperbolic conservative diffeomorphisms with two dimensional center bundle.
In this note we describe centralizers of volume preserving partially hyperbolic diffeomorphisms which are homotopic to identity on Seifert fibered and hyperbolic 3-manifolds. Our proof follows the strategy of Damjanovic, Wilkinson and Xu (arXiv:1902.05201) who recently classified the centralizer for perturbations of time-$1$ maps of geodesic flows in negative curvature. We strongly rely on recent classification results in dimension 3 established in (arXiv:1908.06227).
In this paper, we introduce the unstable topological pressure for C^1-smooth partially hyperbolic diffeomorphisms with sub-additive potentials. Moreover, without any additional assumption, we have established the expected variational principle which connects this unstable topological pressure and the unstable measure theoretic entropy, as well as the corresponding Lyapunov exponent.
I show that the dynamical determinant, associated to an Anosov diffeomorphism, is the Fredholm determinant of the corresponding Ruelle-Perron-Frobenius transfer operator acting on appropriate Banach spaces. As a consequence it follows, for example, that the zeroes of the dynamical determinant describe the eigenvalues of the transfer operator and the Ruelle resonances and that, for $\Co^\infty$ Anosov diffeomorphisms, the dynamical determinant is an entire function.
This paper continues our investigation of the dynamics of polynomial diffeomorphisms of C^2. We introduce a dynamical property of polynomial diffeomorphisms that generalizes hyperbolicity in the way that semi-hyperbolicity generalizes hyperbolicity for polynomial maps of the complex plane.
Let M be a closed 3-manifold that supports a partially hyperbolic diffeomorphism f. If $π_1(M)$ is nilpotent, the induced action of f on $H_1(M, R)$ is partially hyperbolic. If $π_1(M)$ is almost nilpotent or if $π_1(M)$ has subexponential growth, M is finitely covered by a circle bundle over the torus. If $π_1(M)$ is almost solvable, M is finitely covered by a torus bundle over the circle. Furthermore, there exist infinitely many hyperbolic 3-manifolds that do not support dynamically coherent partially hyperbolic diffeomorphisms; this list includes the Weeks manifold. If f is a strong partial…
Shub & Wilkinson and Ruelle & Wilkinson studied a class of volume preserving diffeomorphisms on the three dimensional torus that are stably ergodic. The diffeomorphisms are partially hyperbolic and admit an invariant central foliation of circles. The foliation is not absolutely continuous, in fact, Ruelle & Wilkinson established that the disintegration of volume along central leaves is atomic. We show that in such a class of volume preserving diffeomorphisms the disintegration of volume along central leaves is a single delta measure. We also formulate a general result for conservative three di…
We show that the metric entropy of a $C^1$ diffeomorphism with a dominated splitting and the dominating bundle uniformly expanding is bounded from above by the integrated volume growth of the dominating (expanding) bundle plus the maximal Lyapunov exponent from the dominated bundle multiplied by its dimension. We also discuss different types of volume growth that can be associated with an expanding foliation and relationships between them, specially when there exists a closed form non-degenerate on the foliation. Some consequences for partially hyperbolic diffeomorphisms are presented.
We establish two results under which the topology of a hyperbolic set constrains ambient dynamics. First if a set is a compact, transitive, expanding hyperbolic attractor of codimension 1 for some diffeomorphism, then it is a union of transitive, expanding attractors (or contracting repellers) of codimension 1 for any diffeomorphism such that it is hyperbolic. Secondly, if a set is a nonwandering, locally maximal, compact hyperbolic set for a surface diffeomorphism, then it is locally maximal for any diffeomorphism for which it is hyperbolic.
We address the classical problem of equivalence between Kolmogorov and Bernoulli property of smooth dynamical systems. In a natural class of volume preserving partially hyperbolic diffeomorphisms homotopic to Anosov ("derived from Anosov") on 3-torus, we prove that Kolmogorov and Bernoulli properties are equivalent. In our approach, we propose to study the conditional measures of volume along central foliation to recover fine ergodic properties for partially hyperbolic diffeomorphisms. As an important consequence we obtain that there exists an almost everywhere conjugacy between any volume pre…
We show that diffeomorphisms with a dominated splitting of the form $E^s\oplus E^c\oplus E^u$, where $E^c$ is a nonhyperbolic central bundle that splits in a dominated way into 1-dimensional subbundles, are entropy-expansive. In particular, they have a principal symbolic extension and equilibrium states.
