Zeya Mi
We prove the stochastic stability of an open class of partially hyperbolic diffeomorphisms, each of which admits two centers $E^c_1$ and $E^c_2$ such that any Gibbs $u$-state admits only positive (resp. negative) Lyapunov exponents along $E^c_1$ (resp. $E^c_2$).
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For partially hyperbolic diffeomorphisms with mostly expanding and mostly contracting centers, we establish a topological structure, called skeleton{a set consisting of finitely many hyperbolic periodic points with maximal cardinality for which there exist no heteroclinic intersections. We build the one-to-one corresponding between periodic points in any skeleton and physical measures. By making perturbations on skeletons, we study the continuity of physical measures with respect to dynamics under $C^1$-topology.
Exact dimensionality of stationary measures for random diffeomorphisms with all Lyapunov exponents equal and negative
本文证明在单一负李雅普诺夫指数条件下，非均匀共形收缩随机微分同胚的平稳测度具有精确维数，其维数由Furstenberg熵与负指数之比给出，且无需离散性假设。
We present a sufficient condition for three-dimensional diffeomorphisms having heterodimensional cycles to be approximated arbitrarily well by diffeomorphisms with non-trivial contracting wandering domains via several perturbations. The key idea is to show that diffeomorphisms with heterodimensional cycles associated with saddle points with non-real eigenvalues can be approximated by diffeomorphisms with generalized homoclinic tangencies presented by Tatjer. The generalized homoclinic tangency is an organizing center including a Bogdanov-Takens bifurcation, by which one can obtain non-trivial …
We prove that a structurally stable diffeomorphism of a closed (2m+1)-manifold has no codimension one non-orientable expanding attractors.
We call a partially hyperbolic diffeomorphism \emph{partially volume expanding} if the Jacobian restricted to any hyperplane that contains the unstable bundle $E^u$ is larger than $1$. This is a $C^1$ open property. We show that any $C^{1+}$ partially volume expanding diffeomorphisms admits finitely many physical measures, the union of whose basins has full volume.
In this work we study the class of mostly expanding partially hyperbolic diffeomorphisms. We prove that such class is $C^r$-open, $r>1$, among the partially hyperbolic diffeomorphisms (in the narrow sense) and we prove that the mostly expanding condition guarantee the existence of physical measures and provide more information about the statistics of the system. Mañé's classical derived-from-Anosov diffeomorphism on $\mathbb{T}^3$ belongs to this set.
We discuss dynamics of skew product maps defined by circle diffeomorphisms forced by expanding circle maps. We construct an open class of such systems that are robust topologically mixing and for which almost all points in the same fiber converge under iteration. This property follows from the construction of an invariant attracting graph in the natural extension, a skew product of circle diffeomorphisms forced by a solenoid homeomorphism.
Using a sifting-shadowing combination, we prove in this paper that an arbitrary $\mathrm{C}^1$-class local diffeomorphism $f$ of a closed manifold $M^n$ is uniformly expanding on the closure $\mathrm{Cl}_{M^n}(\mathrm{Per}(f))$ of its periodic point set $\mathrm{Per}(f)$, if it is nonuniformly expanding on $\mathrm{Per}(f)$.
Entropy properties of mostly expanding partially hyperbolic diffeomorphisms
本文研究主要扩张的部分双曲微分同胚的熵性质，证明在极小强稳定叶状结构与一维中心丛条件下，其$C^1$邻域内拓扑熵连续且满足中间熵性质。
We analyze the two-point motions of iterated function systems on the unit interval generated by expanding and contracting affine maps, where the expansion and contraction rates are determined by a pair $(M,N)$ of integers. This dynamics depends on the Lyapunov exponent. For a negative Lyapunov exponent we establish synchronization, meaning convergence of orbits with different initial points. For a vanishing Lyapunov exponent we establish intermittency, where orbits are close for a set of iterates of full density, but are intermittently apart. For a positive Lyapunov exponent we show the existe…
On isolated periodic points of diffeomorphisms with expanding attractors of codimension 1
研究$Ω$-稳定3-微分同胚中孤立周期点与余维1扩张吸引子的关系，利用吸引子结构估计孤立周期点的最小数量。
In this paper we study physical measures for $\C^{1+α}$ partially hyperbolic diffeomorphisms with mostly expanding center. We show that every diffeomorphism with mostly expanding center direction exhibits a geometrical-combinatorial structure, which we call skeleton, that determines the number, basins and supports of the physical measures. Furthermore, the skeleton allows us to describe how physical measures bifurcate as the diffeomorphism changes under $C^1$ topology. Moreover, for each diffeomorphism with mostly expanding center, there exists a $C^1$ neighborhood, such that diffeomorphism am…
SRB measures for mostly expanding partially hyperbolic diffeomorphisms via the variational approach
本研究采用变分方法，证明了主要扩张的部分双曲$\u2102^1$微分同胚及一类控制分裂情形下SRB测度的存在性，并在$\u2102^{1+α}$正则性下验证了盆覆盖性质。
The (measure-theoretical) entropy of a diffeomorphism along an expanding invariant foliation is the rate of complexity generated by the diffeomorphism along the leaves of the foliation. We prove that this number varies upper semi-continuously with the diffeomorphism ($\C^1$ topology), the invariant measure (weak* topology) and the foliation itself in a suitable sense. This has several important consequences. For one thing, it implies that the set of Gibbs $u$-states of $\C^{1+}$ partially hyperbolic diffeomorphisms is an upper semi-continuous function of the map in the $\C^1$ topology. Another…
We prove that $\mathcal{C}^2$ surface diffeomorphisms have symbolic extensions, i.e. topological extensions which are subshifts over a finite alphabet. Following the strategy of T.Downarowicz and A.Maass \cite{Dow} we bound the local entropy of ergodic measures in terms of Lyapunov exponents. This is done by reparametrizing Bowen balls by contracting maps in a approach combining hyperbolic theory and Yomdin's theory.
We introduce a class of volume-contracting surface diffeomorphisms whose dynamics is intermediate between one-dimensional dynamics and general surface dynamics. For that type of systems one can associate to the dynamics a reduced one-dimensional model and it is proved a type of $C^\infty-$closing lemma on the support of every ergodic measure. We also show that this class contains Hénon maps with Jacobian in $(-1/4,1/4)$.
We show that every diffeomorphism with mostly contracting center direction exhibits a geometric-combinatorial structure, which we call \emph{skeleton}, that determines the number, basins and supports of the physical measures. Furthermore, the skeleton allows us to describe how the physical measure bifurcate as the diffeomorphism changes. In particular, we use this to construct examples with any given number of physical measures, with basins densely intermingled, and to analyse how these measures collapse into each other - through explosions of their basins - as the dynamics varies. This theory…
We show that the metric entropy of a $C^1$ diffeomorphism with a dominated splitting and the dominating bundle uniformly expanding is bounded from above by the integrated volume growth of the dominating (expanding) bundle plus the maximal Lyapunov exponent from the dominated bundle multiplied by its dimension. We also discuss different types of volume growth that can be associated with an expanding foliation and relationships between them, specially when there exists a closed form non-degenerate on the foliation. Some consequences for partially hyperbolic diffeomorphisms are presented.
We study how physical measures vary with the underlying dynamics in the open class of $C^r$, $r>1$, strong partially hyperbolic diffeomorphisms for which the central Lyapunov exponents of every Gibbs $u$-state is positive. If transitive, such a diffeomorphism has a unique physical measure that persists and varies continuously with the dynamics. A main ingredient in the proof is a new Pliss-like Lemma which, under the right circumstances, yields frequency of hyperbolic times close to one. Another novelty is the introduction of a new characterization of Gibbs $cu$-states. Both of these may be of…
Stochastic stability for weakly hyperbolic contracting Lorenz maps
研究满足指数1可和条件的随机扰动收缩洛伦兹映射的扩张性质，证明在强意义下随机稳定性，即平稳测度密度收敛到未扰动映射物理测度密度的L1范数。
Expanding on average diffeomorphisms of surfaces: exponential mixing
本文证明了闭曲面上保体积微分同胚的平均扩张元组相关的 Bernoulli 随机动力系统具有指数混合性质。
We establish two results under which the topology of a hyperbolic set constrains ambient dynamics. First if a set is a compact, transitive, expanding hyperbolic attractor of codimension 1 for some diffeomorphism, then it is a union of transitive, expanding attractors (or contracting repellers) of codimension 1 for any diffeomorphism such that it is hyperbolic. Secondly, if a set is a nonwandering, locally maximal, compact hyperbolic set for a surface diffeomorphism, then it is locally maximal for any diffeomorphism for which it is hyperbolic.
Maximal transverse measures of expanding foliations
本研究针对微分同胚的膨胀叶状结构，通过动力学平均构造极大横截测度，证明其对一类微分同胚呈指数收敛且极限测度有有限遍历分解，揭示了该测度与极大u-熵测度的关联。
Mostly contracting random maps
研究紧度量空间上Lipschitz变换的独立随机迭代的长期行为，引入Lyapunov指数概念，证明该类映射在适当拓扑下是开的，并满足大数定律、Palis全局猜想等性质。
We consider a class of $\mathcal C^{4}$ partially hyperbolic systems on $\mathbb T^2$ described by maps $F_\varepsilon(x,θ)=(f(x,θ),θ+\varepsilonω(x,θ))$ where $f(\cdot,θ)$ are expanding maps of the circle. For sufficiently small $\varepsilon$ and $ω$ generic in an open set, we precisely classify the SRB measures for $F_\varepsilon$ and their statistical properties, including exponential decay of correlation for Hölder observables with explicit and nearly optimal bounds on the decay rate.
We study ergodic properties of partially hyperbolic systems whose central direction is mostly contracting. Earlier work of Bonatti, Viana about existence and finitude of physical measures is extended to the case of local diffeomorphisms. Moreover, we prove that such systems constitute a C^2-open set in which statistical stability is a dense property. In contrast, all mostly contracting systems are shown to be stable under small random perturbations.
In this paper we consider a diffeomorphism $f$ of a compact manifold $M$ which contracts an invariant foliation $W$ with smooth leaves. If the differential of $f$ on $TW$ has narrow band spectrum, there exist coordinates $H _x:W_x\to T_xW$ in which $f|_W$ has polynomial form. We present a modified approach that allows us to construct maps $H_x$ that depend smoothly on $x$ along the leaves of $W$. Moreover, we show that on each leaf they give a coherent atlas with transition maps in a finite dimensional Lie group. Our results apply, in particular, to $C^1$-small perturbations of algebraic syste…
Globally coupled doubling maps are studied in this paper. In this setting and for finitely many sites, two distinct bifurcation values of the coupling strength have been identified in the literature, corresponding to the emergence of contracting directions (\cite{koiller2010coupled}) and, specifically for $N=3$ sites, to the loss of ergodicity (\cite{fernandez2014breaking}). On the one hand, we reconsider these results and provide an interpretation of the observed dynamical phenomena in terms of the synchronization of the sites. On the other hand, we initiate a new point of view which focuses …
We show that for any $C^1$ partially hyperbolic diffeomorphism, there is a full volume subset, such that any Cesaro limit of any point in this subset satisfies the Pesin formula for partial entropy. This result has several important applications. First we show that for any $C^{1+}$ partially hyperbolic diffeomorphism with one dimensional center, there is a full volume subset, such that every point in this set belongs to either the basin of a physical measure with non-vanishing center exponent, or the center exponent of any limit of the sequence $\frac1n\sum_{i=0}^{n-1}δ_{f^i(x)}$ is vanishing.…
A few years ago, the first example of a closed manifold admitting an Anosov diffeomorphism but no expanding map was given. Unfortunately, this example is not explicit and is high-dimensional, although its exact dimension is unknown due to the type of construction. In this paper, we present a family of concrete 12-dimensional nilmanifolds with an Anosov diffeomorphism but no expanding map, where nilmanifolds are defined as the quotient of a 1-connected nilpotent Lie group by a cocompact lattice. We show that this family has the smallest possible dimension in the class of infra-nilmanifolds, whi…
Center foliations of partially hyperbolic diffeomorphisms may exhibit pathological behavior from a measure-theoretical viewpoint: quite often, the disintegration of the ambient volume measure along the center leaves consists of atomic measures. We add to this theory by constructing stable examples for which the disintegration is singular without being atomic. In the context of diffeomorphisms with mostly contracting center direction, for which upper leafwise absolute continuity is known to hold, we provide examples where the center foliation is not lower leafwise absolutely continuous.
Full flexibility of entropies among ergodic measures for partially hyperbolic diffeomorphisms
本文研究具有一维中心方向的部分双曲微分同胚，在极小叶状结构和blender-horseshoes假设下证明了熵与中心Lyapunov指数的联合灵活性，并给出广泛适用例子。
In this work we lead with expanding maps of the circle and Anosov diffeomorphisms on $\mathbb{T}^d, d \geq 2.$ We prove that, for these maps, \textit{constant periodic data} imply \textit{same periodic data of these maps and their linearizations}, so in particular we have smooth conjugacy. For expanding maps of the circle and Anosov diffeomorphism on $\mathbb{T}^d, d= 2, 3,$ we have global rigidity. In higher dimensions, $d \geq 4,$ we can establish a result of local rigidity, in several cases. The main tools of this work are celebrated results of rigidity involving same periodic data with lin…
Margulis Measures on Expanding Foliations: Construction and Rigidity
研究在保持特定叶状结构的微分同胚下，构造参考测度并证明最大\(u\)-熵测度相关性质，还给出对数雅可比行列式与常数上同调的结论及在阿诺索夫微分同胚等方面的应用。
Finiteness of physical measures for diffeomorphisms with multi 1-D centers
该研究针对具有多1维中心的部分双曲$C^2$微分同胚，在Gibbs $u$-态双曲性的条件下，证明了其遍历物理（SRB）测度具有有限性，推进了部分双曲系统的测度理论研究。
Regularity, linear response formula and differentiability of the free energy for non-uniformly expanding local homeomorphisms
本文研究了一类非一致扩张局部同胚的平衡态，证明了平衡态的存在唯一性及统计量关于动力系统的可微性。
We study the existence of SRB measures of C 2 diffeomorphisms for attractors whose bundles admit Holder continuous invariant (non-dominated) splittings. We prove the existence when one subbundle has the non-uniform expanding property on a set with positive Lebesgue measure and the other subbundle admits non-positive Lyapunov exponents on a total probability set.
We give sufficient conditions for the uniform hyperbolicity of certain nonuniformly hyperbolic dynamical systems. In particular, we show that local diffeomorphisms that are nonuniformly expanding on sets of total probability are necessarily uniformly expanding. We also present a version of this result for diffeomorphisms with nonuniformly hyperbolic sets.
On existence of expanding attractors with different dimensions
本文证明球面、环面及任意闭流形上存在具有不同维数扩张吸引子的结构稳定微分同胚或公理A系统，涵盖可定向与非可定向情形。
We prove that generically in $\text{Diff}^{1}_{m}(M)$, if an expanding $f$-invariant foliation $W$ of dimension $u$ is minimal and there is a periodic point of unstable index $u$, the foliation is stably minimal. By this we mean there is a $C^{1}$-neighborhood $\mathcal{U}$ of $f$ such that for all $C^{2}$-diffeomorphisms $g\in \mathcal{U}$, the $g$-invariant analytic continuation of $W$ is minimal. In particular, all such $g$ are topologically mixing. Moreover, all such $g$ have a hyperbolic ergodic component of the volume measure $m$ which is essentially dense. This component is, in fact, Be…
Minimality of Strong Foliations of Anosov and Partially Hyperbolic Diffeomorphisms
本文研究了部分双曲微分同胚扩张不变叶状结构的极小性，引入了在$C^1$扰动下稳健的s-横截性，并证明了在弱扩张条件下强不稳定叶状结构的稳健极小性及其在环面和唯一Gibbs测度上的应用。
A topological classification of many classes of dynamical systems with regular dynamics in low dimensions is often reduced to combinatorial invariants. In dimension 3 combinatorial invariants are proved to be insufficient even for simplest Morse-Smale diffeomorphisms. The complete topological invariant for the systems with a single saddle point on the 3-sphere is the embedding of the homotopy non-trivial knot into the manifold $\mathbb S^2\times\mathbb S^1$. If a diffeomorphism has several saddle points their unstable separatrices form arcs frames in the basin of the sink and circles frame in …
Lyapunov spectrum rigidity and simultaneous linearization for random Anosov diffeomorphisms
本文研究了随机阿诺索夫微分同胚的李雅普诺夫谱刚性，证明了在特定条件下系统可同时线性化，并探讨了正矩阵随机游走的正李雅普诺夫指数刚性。
Thurston maps are branched self-coverings of the sphere whose critical points have finite forward orbits. We give combinatorial and algebraic characterizations of Thurston maps that are isotopic to expanding maps as "Levy-free" maps and as maps with "contracting biset". We prove that every Thurston map decomposes along a unique minimal multicurve into Levy-free and finite-order pieces, and this decomposition is algorithmically computable. Each of these pieces admits a geometric structure. We apply these results to matings of post-critically finite polynomials, extending a criterion by Mary Ree…
Young structures for partially hyperbolic systems with mostly contracting central direction
本文在确保SRB测度存在的相同条件下，为部分双曲系统建立Young结构，扩展统计方法适用性，并为相关性衰减、中心极限定理等提供基础。
On the Absence of Anosov Factors for DA Local Diffeomorphisms
本文构造了一类与环面双曲自同态同伦但不与任何Anosov局部微分同胚半共轭的局部微分同胚，并证明二维环面上具有扩张方向的非可逆部分双曲$C^1$局部微分同胚若半共轭于Anosov局部微分同胚，则其自身必为Anosov。
We prove existence of maximal entropy measures for an open set of non-uniformly expanding local diffeomorphisms on a compact Riemannian manifold. In this context the topological entropy coincides with the logarithm of the degree, and these maximizing measures are eigenmeasures of the transfer operator. When the map is topologically mixing, the maximizing measure is unique and positive on every open set.
We prove that every expanding minimal semigroup action of $C^1$ diffeomorphisms of a compact manifold (resp. $C^{1+α}$ conformal) is robustly minimal (resp. ergodic with respect to Lebesgue measure). We also show how, locally, a blending region yields the robustness of the minimality and implies ergodicity.
We construct measures of maximal $u$-entropy for any partially hyperbolic diffeomorphism that factors over an Anosov torus automorphism and has mostly contracting center direction. The space of such measures has a finite dimension, and its extreme points are ergodic measures with pairwise disjoint supports.
We prove that the statistical properties of random perturbations of a nonuniformly hyperbolic diffeomorphism are described by a finite number of stationary measures. We also give necessary and sufficient conditions for the stochastic stability of such dynamical systems. We show that a certain $C^2$-open class of nonuniformly hyperbolic diffeomorphisms introduced in [Alves, J; Bonatti, C. and Viana, V., SRB measures for partially hyperbolic systems with mostly expanding central direction, Invent. Math., 140 (2000), 351-398] are stochastically stable. Our setting encompasses that of partially hy…
We prove that a partially hyperbolic attractor for a $C^1$ vector field with two dimensional center supports an SRB measure. In addition, we show that if the vector field is $C^2$, and the center bundle admits the sectional expanding condition w.r.t. any Gibbs $u$-state, then the attractor can only support finitely many SRB/physical measures whose basins cover Lebesgue almost all points of the topological basin. The proof of these results has to deal with the difficulties which do not occur in the case of diffeomorphisms.
We prove a criteria for uniform hyperbolicity based on the periodic points of the transformation. More precisely, if a mild (non uniform) hyperbolicity condition holds for the periodic points of any diffeomorphism in a residual subset of a $C^1$-open set $\SU$ then there exists an open and dense subset $\SA\subset \SU$ of Axiom A diffeomorphisms. Moreover, we also prove a noninvertible version of Ergodic Closing Lemma which we use to prove a counterpart of this result for local diffeomorphisms. As a simple corollary of our techniques, we have that an arbitrary $\mathrm{C}^1$-class local diffeo…
In this paper we obtain an almost sure invariance principle for convergent sequences of either Anosov diffeomorphisms or expanding maps on compact Riemannian manifolds and prove an ergodic stability result for such sequences. The sequences of maps need not correspond to typical points of a random dynamical system. The methods in the proof rely on the stability of compositions of hyperbolic dynamical systems. We introduce the notion of sequential conjugacies and prove that these vary in a Lipschitz way with respect to the generating sequences of dynamical systems. As a consequence, we prove sta…
Statistical properties of mostly expanding fast-slow partially hyperbolic systems
针对环面$\mathbb{T}^2$上由圆扩张映射$ε$扰动得到的快慢$C^4$部分双曲系统，证明了足够小$ε$和开集扰动下物理测度的存在唯一性及光滑可观测量相关性指数衰减，补充了De Simoi和Liverani关于大部分收缩中心的研究。
Given any smooth Anosov map we construct a Banach space on which the associated transfer operator is quasi-compact. The peculiarity of such a space is that in the case of expanding maps it reduces exactly to the usual space of functions of bounded variation which has proven particularly successful in studying the statistical properties of piecewise expanding maps. Our approach is based on a new method of studying the absolute continuity of foliations which provides new information that could prove useful in treating hyperbolic systems with singularities.
SRB Measures for $C^{1+\mathrm{Dini}}$ Diffeomorphisms
研究\(C^{1 + \mathrm{Dini}}\)微分同胚，证明其SRB测度刻画，当支配丛有正Lyapunov指数时条件测度绝对连续性与部分Pesin熵公式等价，得到部分双曲大多扩张吸引子的SRB测度，还指出\(C^1\)范畴不成立。
We prove that dynamical coherence is an open and closed property in the space of partially hyperbolic diffeomorphisms of $\mathbb{T}^3$ isotopic to Anosov. Moreover, we prove that strong partially hyperbolic diffeomorphisms of $\mathbb{T}^3$ are either dynamically coherent or have an invariant two-dimensional torus which is either contracting or repelling. We develop for this end some general results on codimension one foliations which may be of independent interest.
In this paper we investigate the relation between measure expansiveness and hyperbolicity. We prove that non atomic invariant ergodic measures with all of its Lyapunov exponents positive is positively measure-expansive. We also prove that local diffeomorphisms robustly positively measure-expansive is expanding. Finally, we prove that if a $C^1$ volume preserving diffeomorphism that. can not be accumulated by positively measure expansive diffeomorphis have a dominated sppliting.
Robust heteroclinic cycles in pluridimensions
该研究针对不满足等维流不变子空间条件的多维度鲁棒异宿环，建立了适配无收缩特征值情况的稳定性理论，给出4个四维算例，并指出其在演化种群动力学建模中的应用潜力。
In this work, we address ergodicity of smooth actions of finitely generated semi-groups on an m-dimensional closed manifold M. We provide sufficient conditions for such an action to be ergodic with respect to the Lebesgue measure. Our results improve the main result in [8], where the ergodicity for one dimensional fiber was proved. We will introduce Markov partition for finitely generated semi-group actions and then we establish ergodicity for a large class of finitely generated semi-groups of C^{1+alpha}-diffeomorphisms that admit a Markov partition. Moreover, we present some transitivity cri…
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