Yongluo Cao, Stefano Luzzatto, Isabel Rios
We consider some general classes of random dynamical systems and show that a priori very weak nonuniform hyperbolicity conditions actually imply uniform hyperbolicity.
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It is given notions of singular hyperbolicity and sectional Lyapunov exponents of orders beyond the classical ones, namely, other dimensions besides the dimension 2 and the full dimension of the central subbundle of the singular hyperbolic set. It is obtained a characterization of dominated splittings, partial and singular hyperbolicity in this broad sense, by using Lyapunov exponents and the notion of infinitesimal Lyapunov functions. Furthermore, it is given alternative requirements to obtain singular hyperbolicity. As an application we obtain some results related to singular hyperbolic sets…
For a right-invariant control system on a flag manifold $\mathbb{F}_Θ$ of a real semisimple Lie group, we relate the $\mathfrak{a}$-Lyapunov exponents to the Lyapunov exponents of the system over regular points. Moreover, we adapt the concept of partial hyperbolicity from the theory of smooth dynamical systems to control-affine systems, and we completely characterize the partially hyperbolic chain control sets on $\mathbb{F}_Θ$.
We study $C^1$-generic vector fields on closed manifolds without points accumulated by periodic orbits of different indices and prove that they exhibit finitely many sinks and sectional-hyperbolic transitive Lyapunov stable sets with residual basin of attraction. This represents a partial positive answer to conjectures in \cite{am}, the Palis conjecture \cite{pa} and extend the Araujo's thesis to higher dimensions \cite{a}.
We present three examples to illustrate that in the continuation of a family of normally hyperbolic $C^1$ manifolds, the normal hyperbolicity may break down as the continuation parameter approaches a critical value even though the corresponding generalized Lyapunov-type numbers remain uniformly bounded below their critical values throughout the process. In the first example, a $C^1$ manifold still exists at the critical parameter value, but it is no longer normally hyperbolic. In the other two examples, at the critical parameter value the family of $C^1$ manifolds converges to a nonsmooth inva…
We prove a new characterization of uniform hyperbolicity for fiber-bunched cocycles. Specifically, we show that the existence of a uniform gap between the Lyapunov exponents of a fiber-bunched $SL(2,\mathbb{R})$-cocycle defined over a subshift of finite type or an Anosov diffeomorphism implies uniform hyperbolicity. In addition, we construct an $α$-Hölder cocycle which has uniform gap between the Lyapunov exponents, however it is not uniformly hyperbolic.
Hyperbolicity and Ergodicity in Randomly Perturbed Billiard Systems
本文探究小随机扰动下随机台球系统的李雅普诺夫指数与双曲性，发现非圆形椭圆、柠檬台球经扰动后兼具遍历性与双曲性，圆形台球则仅遍历且保持零李雅普诺夫指数，相关结果为受噪动力学系统研究提供新视角。
We prove that Lyapunov exponents of typical Hölder continuous fiber bunched linear cocycles over singular hyperbolic flows have multiplicity 1: the subspace of exceptional cocycles has infinite codimension.
We consider the linear cocycle $(T,A)$ induced by a measure preserving dynamical system $T:X \to X$ and a map $A:X \to \mathit{SL}(2,\mathbb{R})$. We address the dependence of the upper Lyapunov exponent of $(T,A)$ on the dynamics $T$ when the map $A$ is kept fixed. We introduce explicit conditions on the cocycle that allow to perturb the dynamics, in the weak and uniform topologies, to make the exponent drop arbitrarily close to zero. In the weak topology we deduce that if $X$ is a compact connected manifold, then for a $C^r$ ($r \ge 1$) open and dense set of maps $A$, either $(T,A)$ is unifo…
Let $\Diff^{ r}_m(M)$ be the set of $C^{ r}$ volume-preserving diffeomorphisms on a compact Riemannian manifold $M$ ($\dim M\geq 2$). In this paper, we prove that the diffeomorphisms without zero Lyapunov exponents on a set of positive volume are $C^1$ dense in $\Diff^{ r}_m(M), r\geq 1$. We also prove a weaker result for symplectic diffeomorphisms $\mathcal{S}ym^{r}_ω(M), r\geq1 $ saying that the symplectic diffeomorphisms with non-zero Lyapunov exponents on a set of positive volume are $C^1$ dense in $\mathcal{S}ym^{r}_ω(M), r\geq1 $.
Works of Liao, Mañé, Franks, Aoki and Hayashi characterized lack of hyperbolicity for diffeomorphisms by the existence of weak periodic orbits. In this note we announce a result which can be seen as a local version of these works: for C$^1$-generic diffeomorphism, a homoclinic class either is hyperbolic or contains a sequence of periodic orbits that have a Lyapunov exponent arbitrarily close to 0. Des travaux de Liao, Mañé, Franks, Aoki et Hayashi ont caractérisé le manque d'hyperbolicité des difféomorphismes par l'existence d'orbites périodiques faibles. Dans cette note, nous annonçons un rés…
We numerically study quasiperiodic normally hyperbolic attracting invariant circles that appear for certain parameter values in a family of three-dimensional Henon-like maps. These parameter values make up contour segments in the parameter space where the invariant circles have constant irrational rotation number. At the edges of these segments we find a breakdown of the hyperbolicity of the invariant circle. We observe the collision and loss of smoothness of two of the invariant Lyapunov bundles while the Lyapunov exponents all remain distinct. This is very similar to the breakdown of quasipe…
For a generic conservative diffeomorphism of a 3-manifold M, the Oseledets splitting is a globally dominated splitting. Moreover, either all Lyapunov exponents vanish almost everywhere, or else the system is non-uniformly hyperbolic and ergodic. This is the 3-dimensional version of a well-known result by Mañé-Bochi, stating that a generic conservative surface diffeomorphism is either Anosov or all Lyapunov exponents vanish almost everywhere. This result inspired and answers in the positive for dimension 3 a conjecture by Avila and Bochi. We also prove that all partially hyperbolic sets with po…
We prove that if $f$ is a $C^1$-generic symplectic diffeomorphism then the Oseledets splitting along almost every orbit is either trivial or partially hyperbolic. In addition, if $f$ is not Anosov then all the exponents in the center bundle vanish. This establishes in full a result announced by R. Mañé in the ICM 1983. The main technical novelty is a probabilistic method for the construction of perturbations, using random walks.
We study generic volume-preserving diffeomorphisms on compact manifolds. We show that the following property holds generically in the $C^1$ topology: Either there is at least one zero Lyapunov exponent at almost every point, or the set of points with only non-zero exponents forms an ergodic component. Moreover, if this nonuniformly hyperbolic component has positive measure then it is essentially dense in the manifold (that is, it has a positive measure intersection with any nonempty open set) and there is a global dominated splitting. For the proof we establish some new properties of independe…
We study Schrodinger operators with a one-frequency analytic potential, focusing on the transition between the two distinct local regimes characteristic respectively of large and small potentials. From the dynamical point of view, the transition signals the emergence of nonuniform hyperbolicity, so the dependence of the Lyapunov exponent with respect to parameters plays a central role in the analysis. Though often ill-behaved by conventional measures, we show that the Lyapunov exponent is in fact remarkably regular in a ``stratified sense'' which we define: the irregularity comes from the matc…
Every volume-preserving centre-bunched fibred partially hyperbolic system with 2-dimensional centre either (1) has two distinct centre Lyapunov exponents, or (2) exhibits an invariant continuous line field (or pair of line fields) tangent to the centre leaves, or (3) admits a continuous conformal structure on the centre leaves invariant under both the dynamics and the stable and unstable holonomies. The last two alternatives carry strong restrictions on the topology of the centre leaves: (2) can only occur on tori, and for (3) the centre leaves must be either tori or spheres. Moreover, under s…
Characterizing nonuniform hyperbolicity by Mather-type admissibility
本文研究了Banach空间上的线性上循环，利用一对加权函数空间的Mather型容许性给出了非一致双曲性的等价刻画，并证明了缓增指数二分性在小线性扰动下的鲁棒性。
In this paper, we give a quantitative estimate for the sum of the first $N$ Lyapunov exponents for random perturbations of a natural class $2N$-dimensional volume-preserving systems exhibiting strong hyperbolicity on a large but noninvariant subset of phase space. Concrete models covered by our setting include systems of coupled standard maps, in both `weak' and `strong' coupling regimes.
In this work we obtain a new criterion to establish ergodicity and non-uniform hyperbolicity of smooth measures of diffeomorphisms. This method allows us to give a more accurate description of certain ergodic components. The use of this criterion in combination with topological devices such as blenders lets us obtain global ergodicity and abundance of non-zero Lyapunov exponents in some contexts. In the partial hyperbolicity context, we obtain that stably ergodic diffeomorphisms are C^1-dense among volume preserving partially hyperbolic diffeomorphisms with two-dimensional center bundle. This …
We construct a renormalization operator which acts on analytic circle maps whose critical exponent $α$ is not necessarily an odd integer $2n+1$, $n\in\mathbb N$. When $α=2n+1$, our definition generalizes cylinder renormalization of analytic critical circle maps. In the case when $α$ is close to an odd integer, we prove hyperbolicity of renormalization for maps of bounded type. We use it to prove universality and $C^{1+α}$-rigidity for such maps.
In this paper we investigate the relation between measure expansiveness and hyperbolicity. We prove that non atomic invariant ergodic measures with all of its Lyapunov exponents positive is positively measure-expansive. We also prove that local diffeomorphisms robustly positively measure-expansive is expanding. Finally, we prove that if a $C^1$ volume preserving diffeomorphism that. can not be accumulated by positively measure expansive diffeomorphis have a dominated sppliting.
We consider the dynamics of strongly dissipative Hénon-like maps in the plane, around the first bifurcation parameter $a^*$ at which the uniform hyperbolicity is destroyed by the formation of homoclinic or heteroclinic tangencies inside the limit set. In [Takahasi H.: Commun. Math. Phys. {\bf 312} 37-85 (2012)], it was proved that $a^*$ is a full Lebesgue density point of the set of parameters for which Lebesgue almost every initial point diverges to infinity under forward iteration. For these parameters, we show that all Lyapunov exponents of all invariant ergodic Borel probability measures a…
We show that a $C^1-$generic non partially hyperbolic symplectic diffeomorphism $f$ has topological entropy equal to the supremum of the sum of the positive Lyapunov exponents of its hyperbolic periodic points. Moreover, we also prove that $f$ has topological entropy approximated by the topological entropy of $f$ restrict to basic hyperbolic sets. In particular, the topological entropy map is lower semicontinuous in a $C^1-$generic set of symplectic diffeomorphisms far from partial hyperbolicity.
Recent works related to Palis conjecture of J. Yang, S. Crovisier, M. Sambarino and D. Yang showed that any aperiodic class of a $C^1$-generic diffeomorphism far away from homoclinic bifurcations (or homoclinic tangencies) is partially hyperbolic. We show in this paper that, generically, a non-trivial dominated splitting implies partial hyperbolicity for an aperiodic class if it is Lyapunov stable. More precisely, for $C^1$-generic diffeomorphisms, if a Lyapunov stable aperiodic class has a non-trivial dominated splitting $E\oplus F$, then one of the two bundles is hyperbolic (either $E$ is co…
This report investigates the dynamical stability conjectures of Palis and Smale, and Pugh and Shub from the standpoint of numerical observation and lays the foundation for a stability conjecture. As the dimension of a dissipative dynamical system is increased, it is observed that the number of positive Lyapunov exponents increases monotonically, the Lyapunov exponents tend towards continuous change with respect to parameter variation, the number of observable periodic windows decreases (at least below numerical precision), and a subset of parameter space exists such that topological change is …
In this paper we revisit uniformly hyperbolic basic sets and the domination of Oseledets splittings at periodic points. We prove that periodic points with simple Lyapunov spectrum are dense in non-trivial basic pieces of Cr-residual diffeomorphisms on three-dimensional manifolds (r >= 1). In the case of the C1-topology we can prove that either all periodic points of a hyperbolic basic piece for a diffeomorphism f have simple spectrum C1- robustly (in which case f has a finest dominated splitting into one-dimensional sub-bundles and all Lyapunov exponent functions of f are continuous in the wea…
We consider a large class of 2D area-preserving diffeomorphisms that are not uniformly hyperbolic but have strong hyperbolicity properties on large regions of their phase spaces. A prime example is the Standard map. Lower bounds for Lyapunov exponents of such systems are very hard to estimate, due to the potential switching of "stable" and "unstable" directions. This paper shows that with the addition of (very) small random perturbations, one obtains with relative ease Lyapunov exponents reflecting the geometry of the deterministic maps.
We prove that, for $C^1$-generic diffeomorphisms, if the periodic orbits contained in a homoclinic class $H(p)$ have all their Lyapunov exponents bounded away from 0, then $H(p)$ must be (uniformly) hyperbolic. This is in sprit of the works of the stability conjecture, but with a significant difference that the homoclinic class $H(p)$ is not known isolated in advance, hence the "weak" periodic orbits created by perturbations near the homoclinic class have to be guaranteed strictly inside the homoclinic class. In this sense the problem is of an "intrinsic" nature, and the classical proof of the…
We study the hyperbolicity of a class of horseshoes exhibiting an internal tangency, i.e. a point of homoclinic tangency accumulated by periodic points. In particular these systems are strictly not uniformly hyperbolic. However we show that all the Lyapunov exponents of all invariant measures are uniformly bounded away from 0. This is the first known example of this kind.
We consider a similar type of scenario for the disappearance of uniform of hyperbolicity as in Bjerklöv and Saprykina (2008, Nonlinearity 21), where it was proved that the minimum distance between invariant stable and unstable bundles has a linear power law dependence on parameters. In this scenario we prove that the Lyapunov exponent is sharp $\frac12$-Hölder continuous. In particular, we show that the Lyapunov exponent of Schrödinger cocycles with a potential having a unique non-degenerate minimum, is sharp $\frac12$-Hölder continuous below the lowest energy of the spectrum, in the large cou…
For a strongly dissipative Hénon-like map at the first bifurcation parameter at which the uniform hyperbolicity is destroyed by the formation of tangencies inside the limit set, we effect a multifractal analysis, i.e., decompose the set of non wandering points on the unstable manifold into level sets of an unstable Lyapunov exponent, and give a partial description of the Lyapunov spectrum which encodes this decomposition. We derive a formula for the Hausdorff dimension of the level sets in terms of the entropy and unstable Lyapunov exponent of invariant probability measures, and show the conti…
Multidimensional non-uniform hyperbolicity, robust exponential mixing and the basin problem
本文证明双曲主导遍历cu-Gibbs态的三类吸引盆重合，解决一大类非一致双曲系统的吸引盆问题；还得到具多维非一致双曲主导分裂系统的鲁棒指数混合物理测度实例，两项结果源于扩展Gibbs-Markov-Young结构构造。
Let (M,d) be a compact metric space and f:M --> M an expansive homeomorphism. We define Lyapunov exponents L(f,m)_{max} and l(f,mu)_{min} for an f-invariant measure m. When L(f,m)_{max} > 0 and l(f,mu)_{min} < 0 can be interpreted as a weak form of hyperbolicity for f. We prove that if M is a Peano space then there is g>0 such that L(f,m)_{max} > g and l(f,m)_{min}< - g. We also show that the hypothesis that M is a Peano space is necessary to obtain the maximal Lyapunov exponent positive and the minimal Lyapunov exponent negative. Moreover we define Lyapunov exponents for K, a compact f-invari…
We show that the integrated Lyapunov exponents of $C^1$ volume preserving diffeomorphisms are simultaneously continuous at a given diffeomorphism only if the corresponding Oseledets splitting is trivial (all Lyapunov exponents equal to zero) or else dominated (uniform hyperbolicity in the projective bundle) almost everywhere. We deduce a sharp dichotomy for generic volume preserving diffeomorphisms on any compact manifold: almost every orbit either is projectively hyperbolic or has all Lyapunov exponents equal to zero. Similarly, for a residual subset of all $C^1$ symplectic diffeomorphisms on…
Tempered exponential dichotomy formulates the nonuniform hyperbolicity for random dynamical systems. It was described by admissibility of a pair of function classes defined with Lyapunov norms, For MET-systems (systems satisfying the assumptions of multiplicative ergodic theorem (abbreviated as MET)), it can be described by admissibility of a pair without a Lyapunov norm. However, it is not known how to choose a suitable Lyapunov norms before a tempered exponential dichotomy is given, and there are examples of random systems which are not MET-systems but have a tempered exponential dichotomy. …
In this paper we solve a problem about the Schr$\ddot{o}$dinger operator with potential $v(θ)=2λcos2πθ/(1-αcos2πθ),\ (|α|<1)$ in physics. With the help of the formula of Lyapunov exponent in the spectrum, the coexistence of zero Lyapunov exponent and positive Lyapunov exponent for some parameters is first proved, and there exists a curve that separates them. The spectrum in the region of positive Lyapunov exponent is purely pure point spectrum with exponentially decaying eigenfunctions for almost every frequency and almost every phase. From the research, we realize that the infinite potential …
Lyapunov exponents of a hyperbolic ergodic measure are approximated by Lyapunov exponents of hyperbolic atomic measures on periodic orbits.
In this paper, two types of Lyapunov exponents: random Lyapunov exponents and directional Lyapunov exponents, and the corresponding entropies: random entropy and directional entropy, are considered for smooth $\mathbb{Z}^k$-actions. The close relation among these quantities are investigated and the formulas of them are given via the Lyapunov exponents of the generators.
We prove that, for semi-invertible linear cocycles, Lyapunov exponents of ergodic measures may be approximated by Lyapunov exponents on periodic points.
We prove that if $μ$ is a finitely supported measure on $\text{SL}_2(\mathbb{R})$ with positive Lyapunov exponent but not uniformly hyperbolic, then the Lyapunov exponent function is not $α$-Hölder around $μ$ for any $α$ exceeding the Shannon entropy of $μ$ over the Lyapunov exponent of $μ$.
Differentiability of the largest Lyapunov exponent for planar open billiards
研究平面开放台球的最大李雅普诺夫指数，证明其关于台球形变具有可微性。
One knows that the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is open and dense in the analytic topology. In this paper, we construct cocycles with positive Lyapunov exponent which can be approximated by ones with zero Lyapunov exponent in the space of ${\cal C}^ l$ ($1 \le l\le \infty$) smooth quasi-periodic cocycles. As a consequence, the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is not ${\cal C}^ l$ open.
In this work we study relations between regularity of invariant foliations and Lyapunov exponents of partially hyperbolic diffeomorphisms. We suggest a new regularity condition for foliations in terms of desintegration of Lebesgue measure which can be considered as a criterium for rigidity of Lyapunov exponents.
We prove that Sp(2d;R), HSp(2d) and pseudo unitary cocycles with at least one non-zero Lyapunov exponent are dense in all usual regularity classes for non periodic dynamical systems. For Schrödinger operators on the strip, we prove a similar result for density of positive Lyapunov exponents.
We show that SL(2,R) cocycles with a positive Lyapunov exponent are dense in all regularity classes and for all non-periodic dynamical systems. For Schrödinger cocycles, we show prevalence of potentials for which the Lyapunov exponent is positive for a dense set of energies.
In this paper we establish uniform large deviations estimates of exponential type and Hölder continuity of the Lyapunov exponents for random non-invertible cocycles with constant rank.
We give a new proof of E. Le Page's theorem on the Holder continuity of the first Lyapunov exponent in the class of irreducible Bernoulli cocycles. This suggests an algorithm to approximate the first Lyapunov exponent, as well as the stationary measure, for such random cocycles.
This paper is concerned with relationships of Lyapunov exponents with sensitivity and stability for non-autonomous discrete systems. Some new concepts are introduced for non-autonomous discrete systems, including Lyapunov exponents, strong sensitivity at a point and in a set, Lyapunov stability, and exponential asymptotical stability. It is shown that the positive Lyapunov exponent at a point implies strong sensitivity for a class of non-autonomous discrete systems. Furthermore, the uniformly positive Lyapunov exponents in a totally invariant set imply strong sensitivity in this set under cert…
Entropy Continuity of Lyapunov Exponents for Non-flat 1-dimensional Maps
该研究证明了非平坦一维映射中李雅普诺夫指数的熵连续性，并展示了其在熵上的统一可积性。
The Lyapunov exponents of GL(2)-cocycles over Markov shifts depend continuously on the underlying data, that is, on the matrix coefficients and the Markov measure transition probabilities.
Consider a $C^1$ vector field together with an ergodic invariant probability that has $\ell$ nonzero Lyapunov exponents. Using orthonormal moving frames along certain transitive orbits we construct a linear system of $\ell$ differential equations which is a reduced form of Liao's "standard system". We show that the Lyapunov exponents of this linear system coincide with all the nonzero exponents of the given vector field with respect to the given probability. Moreover, we prove that these Lyapunov exponents have a persistence property that implies that a "Liao perturbation" preserves both sign …
We construct an invariant measure for a piecewise analytic interval map whose Lyapunov exponent is not defined. Moreover, for a set of full measure, the pointwise Lyapunov exponent is not defined. This map has a Lorenz-like singularity and non-flat critical points.
We show that the top Lyapunov exponent $λ_+(p)$ , $p = (p_1, \cdots, p_N)$ with $p_i >0$ for each $i$, associated with a random product of quasi-periodic cocycles depends real analytically on the transition probabilities $p$ whenever $λ_+(p)$ is simple. Moreover if the spectrum at $p$ is simple (all Lyapunov exponents having multiplicity one ) then all Lyapunov exponents depend real analytically on $p$.
We prove that in an open and dense set, Symplectic linear cocycles over time one maps of Anosov flows, have positive Lyapunov exponents for SRB measures.
We study the connection between the Lyapunov exponents and the volume growth of boundary distortion of regions in the phase space of the dynamical system.
The Lyapunov exponents of locally constant GL(2;C)-cocycles over Bernoulli shifts depend continuously on the cocycle and on the invariant probability. The Oseledets decomposition also depends continuously on the cocycle, in measure.
It has been recently realized that for abundant dynamical systems on a compact manifold, the set of points for which Lyapunov exponents fail to exist, called the Lyapunov irregular set, has positive Lebesgue measure. In the present paper, we show that under any physical noise, the Lyapunov irregular set has zero Lebesgue measure and the number of such Lyapunov exponents is finite. This result is a Lyapunov exponent version of Araújo's theorem on the existence and finitude of time averages. Furthermore, we numerically compute the Lyapunov exponents for a surface flow with an attracting heterocl…
In this article, we consider the ergodic optimization of the top Lyapunov exponent. We prove that there is a unique maximising measure of top Lyapunov expoent for typical matrix cocyles. By using the results we obtain, we prove that in any non-uniquely ergodic minimal dynamical system, the Lyapunov-irregular points are typical for typical matrix cocyles.
We consider locally minimizing measures for the conservative twist maps of the $d$-dimensional annulus or for the Tonelli Hamiltonian flows defined on a cotangent bundle $T^*M$. For weakly hyperbolic such measures (i.e. measures with no zero Lyapunov exponents), we prove that the mean distance/angle between the stable and the unstable Oseledet's bundles gives an upper bound of the sum of the positive Lyapunov exponents and a lower bound of the smallest positive Lyapunov exponent. Some more precise results are proved too.
In this paper, we consider a monic, centred, hyperbolic polynomial of degree $d \ge 2$, restricted on its Julia set and compute its Lyapunov exponents with respect to certain weighted Lyubich's measures. In particular, we show a certain well-behavedness of some coefficients of the Lyapunov exponents, that quantifies the non-well-behavedness in a system.
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