Wenxiang Sun, Zhenqi Jenny Wang
Lyapunov exponents of a hyperbolic ergodic measure are approximated by Lyapunov exponents of hyperbolic atomic measures on periodic orbits.
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In this work we study relations between regularity of invariant foliations and Lyapunov exponents of partially hyperbolic diffeomorphisms. We suggest a new regularity condition for foliations in terms of desintegration of Lebesgue measure which can be considered as a criterium for rigidity of Lyapunov exponents.
In hyperbolic dynamics, a well-known result is: every hyperbolic Lyapunov stable set, is attracting; it's natural to wonder if this result is maintained in the sectional-hyperbolic dynamics. This question is still open, although some partial results have been presented. We will prove that all sectional-hyperbolic transitive Lyapunov stable set of codimension one of a vector field X over a compact manifold, with unique singularity Lorenz-like, which is of boundary-type, is an attractor of X.
We consider some general classes of random dynamical systems and show that a priori very weak nonuniform hyperbolicity conditions actually imply uniform hyperbolicity.
It is given notions of singular hyperbolicity and sectional Lyapunov exponents of orders beyond the classical ones, namely, other dimensions besides the dimension 2 and the full dimension of the central subbundle of the singular hyperbolic set. It is obtained a characterization of dominated splittings, partial and singular hyperbolicity in this broad sense, by using Lyapunov exponents and the notion of infinitesimal Lyapunov functions. Furthermore, it is given alternative requirements to obtain singular hyperbolicity. As an application we obtain some results related to singular hyperbolic sets…
We survey a collection of recent results on center Lyapunov exponents of partially hyperbolic diffeomorphisms. We explain several ideas in simplified setups and formulate the general versions of results. We also pose some open questions.
The Lyapunov Exponents of Hyperbolic Measures for $C^1$ Vector Fields with Dominated Splitting
本文研究了$C^1$向量场中具有主导分解的超几何测度的Lyapunov指数，证明其可被周期测度近似。
For a right-invariant control system on a flag manifold $\mathbb{F}_Θ$ of a real semisimple Lie group, we relate the $\mathfrak{a}$-Lyapunov exponents to the Lyapunov exponents of the system over regular points. Moreover, we adapt the concept of partial hyperbolicity from the theory of smooth dynamical systems to control-affine systems, and we completely characterize the partially hyperbolic chain control sets on $\mathbb{F}_Θ$.
A theorem of Viana says that almost all cocycles over any hyperbolic system have nonvanishing Lyapunov exponents. In this note we extend this result to cocycles on any noncompact classical semisimple Lie group.
We consider symplectic cocycles over two classes of partially hyperbolic diffeomorphisms: having compact center leaves and time one maps of Anosov flows. We prove that the Lyapunov exponents are non-zero in an open and dense set in the Hölder topology.
In this paper we construct some "pathological" volume preserving partially hyperbolic diffeomorphisms on $\toro{3}$ such that their behaviour in small scales in the central direction (Lyapunov exponent) is opposite to the behavior of their linearization. These examples are isotopic to Anosov. We also get partially hyperbolic diffeomorphisms isotopic to Anosov (consequently with non-compact central leaves) with zero central Lyapunov exponent at almost every point.
Bautista and Morales proved the existence of periodic orbits in singular-hyperbolic attracting sets(*). In this paper, we extend their result to singular-hyperbolic Lyapunov stable sets. ((*)"Existence of periodic orbits for singular-hyperbolic sets", Moscow Mathematical Journal, 6 (2006), 265-297)
We prove that generic fiber-bunched and Hölder continuous linear cocycles over a non-uniformly hyperbolic system endowed with a u-Gibbs measure have simple Lyapunov spectrum. This gives an affirmative answer to a conjecture proposed by Viana in the context of fiber-bunched cocycles.
The Lyapunov Exponents of Hyperbolic Measures for $C^1$ Star Vector Fields on Three-dimensional Manifolds
该研究针对三维流形上的$C^1$星向量场，证明了非奇点支集的遍历双曲不变测度及其Lyapunov指数均可由周期测度及其Lyapunov指数逼近，推进了动力系统相关理论。
Simple Lyapunov spectrum of partially hyperbolic diffeomorphisms
本文研究部分双曲微分同胚的Lyapunov谱简单性，证明保体积类被简单谱开集累积，并给出基于同宿相关周期点的简单性判据。
We prove that the set of fiber-bunched $SL(2,\mathbb{R})$-valued Hölder cocycles with nonvanishing Lyapunov exponents over a volume preserving, accessible and center-bunched partially hyperbolic diffeomorphism is open. Moreover, we present an example showing that this is no longer true if we do not assume acessibility in the base dynamics.
We consider the set of partially hyperbolic symplectic diffeomorphisms which are accessible, have 2-dimensional center bundle and satisfy some pinching and bunching conditions. In this set, we prove that the non-uniformly hyperbolic maps are $C^r$ open and there exists a $C^r$ open and dense subset of continuity points for the center Lyapunov exponents. We also generalize these results to volume-preserving systems.
We consider linear cocycles over non-uniformly hyperbolic dynamical systems. The base system is a diffeomorphism $f$ of a compact manifold $X$ preserving a hyperbolic ergodic probability measure $μ$. The cocycle $A$ over $f$ is Holder continuous and takes values in $GL(d,R)$ or, more generally, in the group of invertible bounded linear operators on a Banach space. For a $GL(d,R)$-valued cocycle $A$ we prove that the Lyapunov exponents of $A$ with respect to $μ$ can be approximated by the Lyapunov exponents of $A$ with respect to measures on hyperbolic periodic orbits of $f$. In the infinite-di…
We show that for any C^1+alpha diffeomorphism of a compact Riemannian manifold, every non-atomic, ergodic, invariant probability measure with non-zero Lyapunov exponents is approximated by uniformly hyperbolic sets in the sense that there exists a sequence Omega_n of compact, topologically transitive, locally maximal, uniformly hyperbolic sets, such that for any sequence mu_n of f-invariant ergodic probability measures with supp (mu_n) in Omega_n we have mu_n -> mu in the weak-* topology.
We study the hyperbolicity of a class of horseshoes exhibiting an internal tangency, i.e. a point of homoclinic tangency accumulated by periodic points. In particular these systems are strictly not uniformly hyperbolic. However we show that all the Lyapunov exponents of all invariant measures are uniformly bounded away from 0. This is the first known example of this kind.
Discontinuity example for the Lyapunov exponents on the boundary of the uniformly hyperbolic set
研究通过构造一个局部常数的协同映射，展示Lyapunov指数在C^0拓扑更细的拓扑下出现不连续点，且该映射位于一致超双曲集边界，通过C_{δ- log}拓扑逼近证明Lyapunov指数可消失。
Let $f$ be a $C^r$$(r>1)$ diffeomorphism of a compact Riemannian manifold $M$, preserving an ergodic hyperbolic measure $μ$ with positive entropy, and let $\mathcal{A}$ be a Hölder continuous cocycle of injective bounded linear operators acting on a Banach space $X$. We prove that there is a sequence of horseshoes for $f$ and dominated splittings for $\mathcal{A}$ on the horseshoes, such that not only the measure theoretic entropy of $f$ but also the Lyapunov exponents of $\mathcal{A}$ with respect to $μ$ can be approximated by the topological entropy of $f$ and the Lyapunov exponents of $\mat…
Criteria for the simplicity of the Lyapunov spectra of linear cocycles have been found by Furstenberg, Guivarc'h-Raugi, Gol'dsheid-Margulis and, more recently, Bonatti-Viana and Avila-Viana. In all the cases, the authors consider cocycles over hyperbolic systems, such as shift maps or Axiom A diffeomorphisms. In this paper we propose to extend such criteria to situations where the base map is just partially hyperbolic. This raises several new issues concerning, among others, the recurrence of the holonomy maps and the (lack of) continuity of the Rokhlin disintegrations of $u$-states. Our main …
We show that a $C^1-$generic non partially hyperbolic symplectic diffeomorphism $f$ has topological entropy equal to the supremum of the sum of the positive Lyapunov exponents of its hyperbolic periodic points. Moreover, we also prove that $f$ has topological entropy approximated by the topological entropy of $f$ restrict to basic hyperbolic sets. In particular, the topological entropy map is lower semicontinuous in a $C^1-$generic set of symplectic diffeomorphisms far from partial hyperbolicity.
We briefly survey some of the recent results concerning the metric behavior of the invariant foliations for a partially hyperbolic on a three-dimensional manifold and propose a conjecture to characterize atomic behavior for conservative partially hyperbolic homotopic to Anosov (DA) on $\mathbb T^3$. On the other hand we prove that if one of the invariant foliations (stable, center or unstable) of a conservative DA on $\mathbb T^3$ is $C^1$ and transversely absolutely continuous with bounded Jacobians the Lyapunov exponent on this direction is defined everywhere and constant. If the center foli…
It is a paper about models for isolated sets and the construction of special hyperbolic Lyapunov functions. We prove that after a suitable surgery every isolated set is the intersection of an attractor and a repeller. We give linear models for attractors and repellers. With these tools we construct hyperbolic Lyapunov functions and metrics around an isolated set whose values along the orbits are catenary curves. Applications are given to expansive flows and homeomorphisms, obtaining, among other things, a hyperbolic metric on local cross sections for an arbitrary expansive flow on a compact me…
Lyapunov exponents for uniformly hyperbolic random matrix products
本文研究了由马尔可夫移位驱动的随机矩阵乘积的最大学李雅普诺夫指数，证明了在项目性均匀超双曲条件下，该指数可表示为无限矩阵的显式表达式，并提出高效的多项式时间近似算法。
Recent works related to Palis conjecture of J. Yang, S. Crovisier, M. Sambarino and D. Yang showed that any aperiodic class of a $C^1$-generic diffeomorphism far away from homoclinic bifurcations (or homoclinic tangencies) is partially hyperbolic. We show in this paper that, generically, a non-trivial dominated splitting implies partial hyperbolicity for an aperiodic class if it is Lyapunov stable. More precisely, for $C^1$-generic diffeomorphisms, if a Lyapunov stable aperiodic class has a non-trivial dominated splitting $E\oplus F$, then one of the two bundles is hyperbolic (either $E$ is co…
We consider the linear cocycle $(T,A)$ induced by a measure preserving dynamical system $T:X \to X$ and a map $A:X \to \mathit{SL}(2,\mathbb{R})$. We address the dependence of the upper Lyapunov exponent of $(T,A)$ on the dynamics $T$ when the map $A$ is kept fixed. We introduce explicit conditions on the cocycle that allow to perturb the dynamics, in the weak and uniform topologies, to make the exponent drop arbitrarily close to zero. In the weak topology we deduce that if $X$ is a compact connected manifold, then for a $C^r$ ($r \ge 1$) open and dense set of maps $A$, either $(T,A)$ is unifo…
Hyperbolicity and Ergodicity in Randomly Perturbed Billiard Systems
本文探究小随机扰动下随机台球系统的李雅普诺夫指数与双曲性，发现非圆形椭圆、柠檬台球经扰动后兼具遍历性与双曲性，圆形台球则仅遍历且保持零李雅普诺夫指数，相关结果为受噪动力学系统研究提供新视角。
We study a partially hyperbolic and topologically transitive local diffeomorphism $F$ that is a skew-product over a horseshoe map. This system is derived from a homoclinic class and contains infinitely many hyperbolic periodic points of different indices and hence is not hyperbolic. The associated transitive invariant set $Λ$ possesses a very rich fiber structure, it contains uncountably many trivial and uncountably many non-trivial fibers. Moreover, the spectrum of the central Lyapunov exponents of $F|_Λ$ contains a gap and hence gives rise to a first order phase transition. A major part of t…
In the present paper we give a positive answer to some questions posed by Viana on the existence of positive Lyapunov exponents for Hamiltonian linear differential systems. We prove that there exists an open and dense set of Hamiltonian linear differential systems, over a suspension flow with bounded roof function, displaying at least one positive Lyapunov exponent. In consequence, typical cocycles over a uniformly hyperbolic flow are chaotic. Finally, we obtain similar results for cocycles over flows preserving an ergodic, hyperbolic measure with local product structure.
In this paper we solve a problem about the Schr$\ddot{o}$dinger operator with potential $v(θ)=2λcos2πθ/(1-αcos2πθ),\ (|α|<1)$ in physics. With the help of the formula of Lyapunov exponent in the spectrum, the coexistence of zero Lyapunov exponent and positive Lyapunov exponent for some parameters is first proved, and there exists a curve that separates them. The spectrum in the region of positive Lyapunov exponent is purely pure point spectrum with exponentially decaying eigenfunctions for almost every frequency and almost every phase. From the research, we realize that the infinite potential …
Let $f$ be a conservative partially hyperbolic diffeomorphism, which is homotopic to an Anosov automorphism $A$ on $\mathbb{T}^3$. We show that the stable and unstable bundles of $f$ are jointly integrable if and only if every periodic point of $f$ admits the same center Lyapunov exponent with $A$. In particular, $f$ is Anosov. Thus every conservative partially hyperbolic diffeomorphism, which is homotopic to an Anosov automorphism on $\mathbb{T}^3$, is ergodic. This proves the Ergodic Conjecture proposed by Hertz-Hertz-Ures on $\mathbb{T}^3$.
We consider a large class of 2D area-preserving diffeomorphisms that are not uniformly hyperbolic but have strong hyperbolicity properties on large regions of their phase spaces. A prime example is the Standard map. Lower bounds for Lyapunov exponents of such systems are very hard to estimate, due to the potential switching of "stable" and "unstable" directions. This paper shows that with the addition of (very) small random perturbations, one obtains with relative ease Lyapunov exponents reflecting the geometry of the deterministic maps.
In this paper we obtain local rigidity results for linear Anosov diffeomorphisms in terms of Lyapunov exponents. More specifically, we show that given an irreducible linear hyperbolic automorphism $L$ with simple real eigenvalues with distinct absolute values, any small perturbation preserving the volume and with the same Lyapunov exponents is smoothly conjugate to $L$. We also obtain rigidity results for skew products over Anosov diffeomorphisms. Given a volume preserving partially hyperbolic skew product diffeomorphism $f_0$ over an Anosov automorphism of the 2-torus, we show that for any vo…
In this paper, two types of Lyapunov exponents: random Lyapunov exponents and directional Lyapunov exponents, and the corresponding entropies: random entropy and directional entropy, are considered for smooth $\mathbb{Z}^k$-actions. The close relation among these quantities are investigated and the formulas of them are given via the Lyapunov exponents of the generators.
We prove absolute continuity of "high entropy" hyperbolic invariant measures for smooth actions of higher rank abelian groups assuming that there are no proportional Lyapunov exponents. For actions on tori and infranilmanifolds existence of an absolutely continuous invariant measure of this kind is obtained for actions whose elements are homotopic to those of an action by hyperbolic automorphisms with no multiple or proportional Lyapunov exponents. In the latter case a form of rigidity is proved for certain natural classes of cocycles over the action.
Emergence for diffeomorphisms with nonzero Lyapunov exponents
研究保持双曲测度的 $C^{1+α}$ 微分同胚的高点态涌现性点集，基于不稳定Hausdorff维数给出其维数下界，并证明SRB测度情形下该点集具有满Hausdorff维数。
We prove that, for semi-invertible linear cocycles, Lyapunov exponents of ergodic measures may be approximated by Lyapunov exponents on periodic points.
We prove that if $μ$ is a finitely supported measure on $\text{SL}_2(\mathbb{R})$ with positive Lyapunov exponent but not uniformly hyperbolic, then the Lyapunov exponent function is not $α$-Hölder around $μ$ for any $α$ exceeding the Shannon entropy of $μ$ over the Lyapunov exponent of $μ$.
Differentiability of the largest Lyapunov exponent for planar open billiards
研究平面开放台球的最大李雅普诺夫指数，证明其关于台球形变具有可微性。
We prove that the Bochi-Mañé theorem is false, in general, for linear cocycles over non-invertible maps: there are C0-open subsets of linear cocycles that are not uniformly hyperbolic and yet have Lyapunov exponents bounded from zero.
Rigidity of center Lyapunov exponents for Anosov diffeomorphisms on 3-torus
该研究针对3-环面上具三子束部分双曲分裂的Anosov微分同胚，证明若两微分同胚共轭且共轭保持强稳定叶状结构，则对应周期点的中心Lyapunov指数相等，给出已有结果的逆命题，并将结论推广至由Anosov导出的部分双曲微分同胚。
One knows that the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is open and dense in the analytic topology. In this paper, we construct cocycles with positive Lyapunov exponent which can be approximated by ones with zero Lyapunov exponent in the space of ${\cal C}^ l$ ($1 \le l\le \infty$) smooth quasi-periodic cocycles. As a consequence, the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is not ${\cal C}^ l$ open.
We prove that Sp(2d;R), HSp(2d) and pseudo unitary cocycles with at least one non-zero Lyapunov exponent are dense in all usual regularity classes for non periodic dynamical systems. For Schrödinger operators on the strip, we prove a similar result for density of positive Lyapunov exponents.
We show that SL(2,R) cocycles with a positive Lyapunov exponent are dense in all regularity classes and for all non-periodic dynamical systems. For Schrödinger cocycles, we show prevalence of potentials for which the Lyapunov exponent is positive for a dense set of energies.
In this paper we establish uniform large deviations estimates of exponential type and Hölder continuity of the Lyapunov exponents for random non-invertible cocycles with constant rank.
We give a new proof of E. Le Page's theorem on the Holder continuity of the first Lyapunov exponent in the class of irreducible Bernoulli cocycles. This suggests an algorithm to approximate the first Lyapunov exponent, as well as the stationary measure, for such random cocycles.
We prove that Lyapunov exponents of typical Hölder continuous fiber bunched linear cocycles over singular hyperbolic flows have multiplicity 1: the subspace of exceptional cocycles has infinite codimension.
This paper is concerned with relationships of Lyapunov exponents with sensitivity and stability for non-autonomous discrete systems. Some new concepts are introduced for non-autonomous discrete systems, including Lyapunov exponents, strong sensitivity at a point and in a set, Lyapunov stability, and exponential asymptotical stability. It is shown that the positive Lyapunov exponent at a point implies strong sensitivity for a class of non-autonomous discrete systems. Furthermore, the uniformly positive Lyapunov exponents in a totally invariant set imply strong sensitivity in this set under cert…
Entropy Continuity of Lyapunov Exponents for Non-flat 1-dimensional Maps
该研究证明了非平坦一维映射中李雅普诺夫指数的熵连续性，并展示了其在熵上的统一可积性。
The Lyapunov exponents of GL(2)-cocycles over Markov shifts depend continuously on the underlying data, that is, on the matrix coefficients and the Markov measure transition probabilities.
Consider a $C^1$ vector field together with an ergodic invariant probability that has $\ell$ nonzero Lyapunov exponents. Using orthonormal moving frames along certain transitive orbits we construct a linear system of $\ell$ differential equations which is a reduced form of Liao's "standard system". We show that the Lyapunov exponents of this linear system coincide with all the nonzero exponents of the given vector field with respect to the given probability. Moreover, we prove that these Lyapunov exponents have a persistence property that implies that a "Liao perturbation" preserves both sign …
We construct an invariant measure for a piecewise analytic interval map whose Lyapunov exponent is not defined. Moreover, for a set of full measure, the pointwise Lyapunov exponent is not defined. This map has a Lorenz-like singularity and non-flat critical points.
We show that the top Lyapunov exponent $λ_+(p)$ , $p = (p_1, \cdots, p_N)$ with $p_i >0$ for each $i$, associated with a random product of quasi-periodic cocycles depends real analytically on the transition probabilities $p$ whenever $λ_+(p)$ is simple. Moreover if the spectrum at $p$ is simple (all Lyapunov exponents having multiplicity one ) then all Lyapunov exponents depend real analytically on $p$.
We prove that every sectional-hyperbolic Lyapunov stable set contains a nontrivial homoclinic class.
Every volume-preserving centre-bunched fibred partially hyperbolic system with 2-dimensional centre either (1) has two distinct centre Lyapunov exponents, or (2) exhibits an invariant continuous line field (or pair of line fields) tangent to the centre leaves, or (3) admits a continuous conformal structure on the centre leaves invariant under both the dynamics and the stable and unstable holonomies. The last two alternatives carry strong restrictions on the topology of the centre leaves: (2) can only occur on tori, and for (3) the centre leaves must be either tori or spheres. Moreover, under s…
We prove that in an open and dense set, Symplectic linear cocycles over time one maps of Anosov flows, have positive Lyapunov exponents for SRB measures.
We study the connection between the Lyapunov exponents and the volume growth of boundary distortion of regions in the phase space of the dynamical system.
The Lyapunov exponents of locally constant GL(2;C)-cocycles over Bernoulli shifts depend continuously on the cocycle and on the invariant probability. The Oseledets decomposition also depends continuously on the cocycle, in measure.
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