In this article we summarize and extend the ideas and investigations on so called target space dualities of heterotic models with (0,2) worldsheet supersymmetry as they were partly presented on the String-Math 2011 conference. After the generic description of the duality, we give some novel examples involving vector bundles that are not deformations of the tangent bundle but more generic ones corresponding to SO(10) and SU(5) gauge theories in four dimensions. We show explicitly that the necessary conditions for a duality also hold for compactifications of this kind. Finally we will present the results of the large landscape scan of E_6 models.
We show that a class of torsional compactifications of the heterotic string are dual to conventional Kahler heterotic string compactifications. This observation follows from the recently proposed analogue of the c-map for the heterotic string.
In this note we study the preservation of the classical pure spinor BRST constraints under super T-duality transformations. We also determine the invariance of the one-loop conformal invariance and of the local gauge and Lorentz anomalies under the super T-dualities.
We suggest that the (2,0) six dimensional field theory compactified on $S^1\times K3$ is the Matrix model description of both M-theory on $K3$ and the Heterotic string on $T^3$. This proposal is different from existing proposals for the Heterotic theory. Different limits of the base space geometry give the different space-time interpretations, making M-theory/Heterotic duality manifest. We also present partial results on Heterotic/F-theory duality.
We review the structure $D=6, N=1$ string vacua with emphasis on the different connections due to T-dualities and S-dualities. The topics discussed include: Anomaly cancellation; K3 and orbifold $D=6, N=1$ heterotic compactifications; T-dualities between $E_8\times E_8$ and $Spin(32)/Z_2$ heterotic vacua; non-perturbative heterotic vacua and small instantons; N=2 Type-II/Heterotic duality in D=4 ; F-theory/heterotic duality in D=6; and heterotic/heterotic duality in six and four dimensions.
We review several aspects of heterotic, type II, F-theory, and M-theory compactifications on Calabi-Yau threefolds and fourfolds. In the context of dualities we focus on the heterotic gauge structure determined by the various types of fibration relevant in the framework of heterotic/type II duality in D=4 as well as 4D F-theory. We also consider transitions between Calabi-Yau manifolds in both three and four dimensions and review some of the consequences for the behavior of the superpotential.
Starting with the superconformal indices for 4d N=2 and N=1 supersymmetric gauge theories, which are related by superpotential deformation, we perform the contour integrations and isolate the residue contributions which can be attributed to the surface defects. These defects can be interpreted as the IR limit of dynamical vortices. Given the 2d N=(2,2) and N=(0,2) world sheet theories for these surface defects, we then verify this statement by explicitly computing their elliptic genera and identifying their fugacity parameters through superconformal algebras. We show them precisely match, and …
Geometric transitions between Calabi-Yau manifolds have proven to be a powerful tool in exploring the intricate and interconnected vacuum structure of string compactifications. However, their role in N=1, 4-dimensional string compactifications remains relatively unexplored. In this work we present a novel proposal for transitioning the background geometry (including NS5-branes and holomorphic, slope-stable vector bundles) of 4-dimensional, N=1 heterotic string compactifications through a conifold transition connecting Calabi-Yau threefolds. Our proposal is geometric in nature but informed by t…
These lectures begin by reviewing the evidence for S duality of the toroidally compactified heterotic string in 4d that was obtained in the period 1992--94. Next they review recently discovered dualities that relate all five of the 10d superstring theories and a quantum extension of 11d supergravity called M theory. The study of p-branes of various dimensions (some of which are D-branes) plays a central role. The final sections survey supersymmetric string vacua in 6d and some of the dual constructions by which they can be obtained. Special emphasis is given to a class of N=1 models that exhib…
We study the duality between M-theory on compact holonomy G2-manifolds and the heterotic string on Calabi-Yau three-folds. The duality is studied for K3-fibered G2-manifolds, called twisted connected sums, which lend themselves to an application of fiber-wise M-theory/Heterotic Duality. For a large class of such G2-manifolds we are able to identify the dual heterotic as well as F-theory realizations. First we establish this chain of dualities for smooth G2-manifolds. This has a natural generalization to situations with non-abelian gauge groups, which correspond to singular G2-manifolds, where …
We study compactifications of F-theory on certain Calabi--Yau threefolds. We find that $N=2$ dualities of type II/heterotic strings in 4 dimensions get promoted to $N=1$ dualities between heterotic string and F-theory in 6 dimensions. The six dimensional heterotic/heterotic duality becomes a classical geometric symmetry of the Calabi--Yau in the F-theory setup. Moreover the F-theory compactification sheds light on the nature of the strong coupling transition and what lies beyond the transition at finite values of heterotic string coupling constant.
We define a very general class of CHL-models associated with any string theory (bosonic or supersymmetric) compactified on an internal CFT C x T^d. We take the orbifold by a pair (g,δ), where g is a (possibly non-geometric) symmetry of C and δis a translation along T^d. We analyze the T-dualities of these models and show that in general they contain Atkin-Lehner type symmetries. This generalizes our previous work on N=4 CHL-models based on heterotic string theory on T^6 or type II on K3 x T^2, as well as the `monstrous' CHL-models based on a compactification of heterotic string theory on the F…
The compactification of the heterotic string on six-dimensional orbifolds is reviewed. Some important technical aspects of their construction are clarified and new parameters, called generalized discrete torsion, are introduced and related to the torsionless construction. Furthermore, a systematic search for MSSM-like models is performed in the context of Z6-II orbifolds, addressing questions like the identification of a supersymmetric vacuum with a naturally small mu-term and proton decay. Finally, the blow-up of Z3 singularities is discussed in the local and in the global case - also in the …
One of the dualities in string theory, the F-theory/heterotic string duality in eight dimensions, predicts an interesting correspondence between two seemingly disparate geometrical objects. On one side of the duality there are elliptically fibered K3 surfaces with section. On the other side, one finds elliptic curves endowed with certain flat connections and complexified Kahler classes. This paper is part of a project aimed at establishing the rigorous mathematical results describing the geometry underlying the classical aspects of this duality. The task involves understanding and comparing th…
A three-generation Pati-Salam model is constructed by compactifying the heterotic string on a particular T^6/Z_6 Abelian symmetric orbifold with two discrete Wilson lines. The compactified space is taken to be the Lie algebra lattice G_2+SU(3)+SO(4). When one dimension of the SO(4) lattice is large compared to the string scale, this model reproduces many features of a 5d SO(10) grand unified theory compactified on an S^1/Z_2 orbifold. (Of course, with two large extra dimensions we can obtain a 6d SO(10) grand unified theory.) We identify the orbifold parities and other ingredients of the orbif…
We present a new class of dualities relating non-geometric Calabi-Yau compactifications of type II string theory to T-fold compactifications of the heterotic string, both preserving four-dimensional $\mathcal{N}=2$ supersymmetry. The non-geometric Calabi-Yau space is a $K3$ fibration over $T^2$ with non-geometric monodromies in the duality group $O(Γ_{4,20})$; this is dual to a heterotic reduction on a $T^4$ fibration over $T^2$ with the $O(Γ_{4,20})$ monodromies now viewed as heterotic T-dualities. At a point in moduli space which is a minimum of the scalar potential, the type II compactifica…
I review the appearance, within Matrix theory, of the $SL(5,Z)$ U-duality group of M-theory on $T^4$, and the duality between M-theory on K3 and the Heterotic string on $T^3$. In both cases the duality is geometrical and manifest.
We consider the possibility that the unification of the electroweak interactions and the strong force arises from string theory, at energies significantly lower than the string scale. As a tool, an effective grand unified field theory in six dimensions is derived from an anisotropic orbifold compactification of the heterotic string. It is explicitly shown that all anomalies cancel in the model, though anomalous Abelian gauge symmetries are present locally at the boundary singularities. In the supersymmetric vacuum additional interactions arise from higher-dimensional operators. We develop meth…
We consider Narain T-duality on a nontrivially fibered n-torus bundle in the presence of a topologically nontrivial NS H flux. The action of the duality group on the topology and H flux of the corresponding type II and heterotic string backgrounds is determined. The topology change is specialized to the case of supersymmetric T^2-fibered torsional string backgrounds with nontrivial H flux. We prove that it preserves the global tadpole condition in the total space as well as on the base of the torus fibration. We find that some of these T-dualities exchange half of the field strength of an unbr…
Anomalous U(1) gauge symmetries in type II orientifold theories show some unexpected properties. In contrast to the heterotic case, the masses of the gauge bosons are in general of order of the string scale even in the absence of large Fayet-Iliopoulos terms. Despite this fact, the notion of heterotic-type II orientifold duality remains a useful concept, although this symmetry does not seem to hold in all cases considered. We analyse the status of this duality symmetry, clarify the properties of anomalous U(1) gauge symmetry in the orientifold picture and comment on the consequences for phenom…
We suggest that compactifications on Anti-de-Sitter (AdS) spaces of type IIA, IIB, heterotic strings and eleven dimensional vacuua of M-theory are related by a combination of $T$ and strong/weak dualities. Maldacena conjecture relates then all these vacuua to a conformal theory on the boundaries. Furthermore acting with discrete groups on part of the internal spaces of these theories will lead to further dual theories with less or no supersymmetry.
In this work we study F-theory compactifications on elliptically fibered Calabi-Yau n-folds which have $\mathbb{P}^1$-fibered base manifolds. Such geometries, which we study in both 4- and 6-dimensions, are both ubiquitous within the set of Calabi-Yau manifolds and play a crucial role in heterotic/F-theory duality. We discuss the most general formulation of $\mathbb{P}^1$-bundles of this type, as well as fibrations which degenerate at higher codimension loci. In the course of this study, we find a number of new phenomena. For example, in both 4- and 6-dimensions we find transitions whereby the…
Grand unification groups (GUTs) are constructed from SO(32) heterotic string via $\Z_{12-I}$ orbifold compactification. So far, most phenomenological studies from string compactification relied on $\EE8$ heterotic string, and this invites the SO(32) heterotic string very useful for future phenomenological studies. Here, spontaneous symmetry breaking is achieved by Higgsing of the anti-symmetric tensor representations of SU($N$). The anti-SU($N$) presented in this paper is a completely different class from the flipped-SU($N$)s from the spinor representations of SO($2N$). Here, we realize chiral…
We construct two more supersymmetric E6 grand unified models with three generations within the framework of Z12 asymmetric orbifold compactification of the heterotic string theory. Such an asymmetric orbifold is missing in the classification in the literature, which concludes that only one E6 model is possible. In both of the new models, an adjoint Higgs field is obtained in virtue of the diagonal embedding method. This method mods out the three E6 factors of an even self-dual momentum-lattice by a permutation symmetry. In order to realize the E6^3 even self-dual lattice, we utilize the lattic…
Two classes of stringy instanton effects, stronger than standard field theory instantons, are identified in the heterotic string theory. These contributions are established using type IIA/heterotic and type I/heterotic dualities. They provide examples for the heterotic case of the effects predicted by Shenker based on the large-order behavior of perturbation theory. The corrections vanish as the radius of the compactification goes to infinity. For appropriate amplitudes, they are computable worldsheet or worldline instanton effects on the dual side. Some potential applications are discussed.
We review here some aspects of our recent works about the geometric engineering of heterotic little string theories using F-theory. Building on the seminal work by Aspinwall and Morrison as well as Intrilligator and Blum, we solve some longstanding open questions thanks to recent progress in our understanding of 6D (1,0) theories and their generalized symmetries. On the geometry side, these systems correspond to non-compact elliptically fibered Calabi-Yau varieties that must admit the structure of an elliptic K3 fibration. From fiberwise F-theory/Heterotic duality the K3 plays a central role -…
In this work we explore the physics associated to Calabi-Yau (CY) n-folds that can be described as a fibration in more than one way. Beginning with F-theory vacua in various dimensions, we consider limits/dualities with M-theory, type IIA, and heterotic string theories. Our results include many M-/F-theory correspondences in which distinct F-theory vacua - associated to different elliptic fibrations of the same CY n-fold - give rise to the same M-theory limit in one dimension lower. Examples include 5-dimensional correspondences between 6-dimensional theories with Abelian, non-Abelian and supe…
We consider various aspects of compactifications of the Type I/heterotic $Spin(32)/\Z_2$ theory on K3. One family of such compactifications includes the standard embedding of the spin connection in the gauge group, and is on the same moduli space as the compactification of the heterotic $E_8\times E_8$ theory on K3 with instanton numbers (8,16). Another class, which includes an orbifold of the Type I theory recently constructed by Gimon and Polchinski and whose field theory limit involves some topological novelties, is on the moduli space of the heterotic $E_8\times E_8$ theory on K3 with inst…
Orbifold compactification of heterotic E8 x E8 string theory is a source for promising grand unified model building. It can accommodate the successful aspects of grand unification while avoiding problems like doublet-triplet splitting in the Higgs sector. Many of the phenomenological properties of the 4-dimensional effective theory find an explanation through the geometry of compact space and the location of matter and Higgs fields. These geometrical properties can be used as a guideline for realistic model building.
Duality covariant curvature and torsion tensors in double field theory/generalized geometry are central in analyzing consistent truncations, generalized dualities, and related integrable $σ$-models. They are constructed systematically with the help of a larger, auxiliary space in a procedure inspired by Cartan geometry originally proposed by Poláček and Siegel for bosonic strings. It pivots around a maximally isotropic group that captures the generalized structure group of the physical space. We show how dropping the isotropy condition on this group allows us to describe heterotic/type I strin…
We consider an eleven dimensional supergravity compactified on $K3\times T^2$ and show that the resulting five dimensional theory has identical massless states as that of heterotic string compactified on a specific five torus $T^5$. The strong-weak coupling duality of the five dimensional theory is argued to represent a ten dimensional Type $IIA$ string compactified on $K3 \times S^1$, supporting the conjecture of string-string duality in six dimensions. In this perspective, we present magnetically charged solution of the low energy heterotic string effective action in five dimensions with a c…
We study heterotic Calabi-Yau models with hypercharge flux breaking, where the visible E8 gauge group is directly broken to the standard model group by a non-flat gauge bundle, rather than by a two-step process involving an intermediate grand unified theory and a Wilson line. It is shown that the required alternative E8 embeddings of hypercharge, normalized as required for gauge unification, can be found and we classify these possibilities. However, for all but one of these embeddings we prove a general no-go theorem which asserts that no suitable geometry and vector bundle leading to a standa…
The E6 grand unified theory is an attractive candidate intermediate theory between the standard model and string theory. However, only one E6 grand unified model with three generations and at least one adjoint Higgs field has been derived from string theory in the literature, and this model is phenomenologically unsatisfactory. Recently, in arXiv:1012.1690, we have constructed two new such E6 grand unified models in heterotic asymmetric orbifolds. Although our new models themselves cannot resolve the unsatisfactory point in the previous model, our discovery raises hopes that one can construct …
We present a review of heterotic-type I string duality. In particular, we discuss the effective field theory of six- and four-dimensional compactifications with N>1 supersymmetries. We then describe various duality tests by comparing gauge couplings, N=2 prepotentials, as well as higher-derivative F-terms. Based on invited lectures delivered at: 33rd Karpacz Winter School of Theoretical Physics ``Duality, Strings and Fields,'' Przesieka, Poland, 13 - 22 February 1997; Trieste Conference on Duality Symmetries in String Theory, Trieste, Italy, 1 - 4 April 1997; Cargese Summer School ``Strings, B…
We review the coset construction of conformal field theories; the emphasis is on the construction of the Hilbert spaces for these models, especially if fixed points occur. This is applied to the $N=2$ superconformal cosets constructed by Kazama and Suzuki. To calculate heterotic string spectra we reformulate the Gepner con- struction in terms of simple currents and introduce the so-called extended Poincaré polynomial. We finally comment on the various equivalences arising between models of this class, which can be expressed as level rank dualities. (Invited talk given at the III. International…
Higher-derivative interactions and transformation rules of the fields in the effective field theories of the massless string states are strongly constrained by space-time symmetries and dualities. Here we use an exact formulation of ten dimensional ${\cal N}=1$ supergravity coupled to Yang-Mills with manifest T-duality symmetry to construct the first order $α'$-corrections of the heterotic string effective action. The theory contains a supersymmetric and T-duality covariant generalization of the Green-Schwarz mechanism that determines the modifications to the leading order supersymmetry transf…
We show how the brane wrapping rules, recently discovered in closed oriented string theories compactified on tori, are extended to the case of the Type IIA string compactified on K3. To this aim, a crucial role is played by the duality between this theory and the Heterotic string compactified on a four-dimensional torus T^4. We first show how the wrapping rules are applied to the T^4/Z_N orbifold limits of K3 by relating the D0 branes, obtained as D2 branes wrapping two-cycles, to the perturbative BPS states of the Heterotic theory on T^4. The wrapping rules are then extended to the solitonic …
In this note we summarize a few of the many recent developments in two-dimensional quantum field theories. We begin with a review of the current state of quantum sheaf cohomology, a heterotic analogue of quantum cohomology. We then turn to dualities: we outline the current status of (0,2) mirror symmetry, and then outline recent work on two-dimensional gauge dualities. In particular, we describe how many two-dimensional gauge dualities in both (2,2) and (0,2) supersymmetric gauge theories can be understood simply as different presentations of the same infrared (IR) geometry. We then discuss (n…
We consider $E_8\times E_8$ heterotic compactifications on $K3$ and $K3\times T^2$. The idea of heterotic/heterotic duality in $D=6$ has difficulties for generic compactifications since for large dilaton values some gauge groups acquire negative kinetic terms. Recently Duff, Minasian and Witten (DMW) suggested a solution to this problem which only works if the compactification is performed assuming the presence of symmetric gauge embeddings on both $E_8$'s. We consider an alternative in which asymmetric embeddings are possible and the wrong sign of kinetic terms for large dilaton value is a si…
We compute and analyse a variety of four-derivative gravitational terms in the effective action of six- and four-dimensional type II string ground states with N=4 supersymmetry. In six dimensions, we compute the relevant perturbative corrections for the type II string compactified on K3. In four dimensions we do analogous computations for several models with (4,0) and (2,2) supersymmetry. Such ground states are related by heterotic-type II duality or type II-type II U-duality. Perturbative computations in one member of a dual pair give a non-perturbative result in the other member. In particul…
We study ${\cal N}=2$ compactifications of heterotic string theory on the CHL orbifold $(K3\times T^2)/\mathbb{Z}_N$ with $N= 2, 3, 5, 7$. $\mathbb{Z}_N$ acts as an involution on $K3$ together with a shift of $1/N$ along one of the circles of $T^2$. These compactifications generalize the example of the heterotic string on $K3\times T^2$ studied in the context of dualities in ${\cal N}=2$ string theories. We evaluate the new supersymmetric index for these theories and show that their expansion can written in terms of the McKay-Thompson series associated with the $\mathbb{Z}_N$ involution embedd…
We propose a construction of Kähler and non-Kähler Calabi-Yau manifolds by branched double covers of twistor spaces. In this construction we use the twistor spaces of four-manifolds with self-dual conformal structures, with the examples of connected sum of $n$ $\mathbb{P}^{2}$s. We also construct $K3$-fibered Calabi-Yau manifolds from the branched double covers of the blow-ups of the twistor spaces. These manifolds can be used in heterotic string compactifications to four dimensions. We also construct stable and polystable vector bundles. Some classes of these vector bundles can give rise to s…
We use local mirror symmetry in type IIA string compactifications on Calabi-Yau n+1 folds $X_{n+1}$ to construct vector bundles on (possibly singular) elliptically fibered Calabi-Yau n-folds Z_n. The interpretation of these data as valid classical solutions of the heterotic string compactified on Z_n proves F-theory/heterotic duality at the classical level. Toric geometry is used to establish a systematic dictionary that assigns to each given toric n+1-fold $X_{n+1}$ a toric n fold Z_n together with a specific family of sheafs on it. This allows for a systematic construction of phenomenologica…
Motivated by orbifold grand unified theories, we construct a class of three-family Pati-Salam models in a Z6 abelian symmetric orbifold with two discrete Wilson lines. These models have marked differences from previously-constructed three-family models in prime-order orbifolds. In the limit where one of the six compactified dimensions (which lies in a Z2 sub-orbifold) is large compared to the string length scale, our models reproduce the supersymmetry and gauge symmetry breaking pattern of 5d orbifold grand unified theories on an S1/Z2 orbicircle. We find a horizontal 2+1 splitting in the chir…
We study the asymptotic limits of the heterotic string theories compactified on tori. We find a bilinear form uniquely determined by dualities which becomes Lorentzian in the case of one spacetime dimension. For the case of the SO(32) theory, the limiting descriptions include SO(32) heterotic strings, type I, type IA and other T-duals, M-theory on K3, type IIA theory on K3 and type IIB theory on K3 and possibly new limits not understood yet.
The first quantum correction to the IIA string effective action arises at the eight-derivative level and takes the schematic form (t_8 t_8 - 1/8 εε)R^4 + B_2 \wedge X_8. This correction, however, cannot be complete by itself, as it is neither supersymmetric nor T-duality covariant. We reexamine these eight-derivative couplings and conjecture that the simple replacement R -> R(Ω_+), where Ω_+ = Ω+ 1/2 H is the connection with torsion, nearly completely captures their dependence on the B-field. The exception is in the odd-odd spin structure sector, where additional terms are needed. We present h…
F-theoretic constructions can alternatively be understood as consequences of certain N = 2 Seiberg-Witten theories via type IIB r D3s probing the quantum corrected orientifold backgrounds. We present four models that come out from such consideration. In Model 1, the 7-branes wrap the flat R^4 directions, leading to the well known Sp(2r) theories. We study singularity structure of moduli space of Seiberg-Witten curve, such as maximal Argyres-Douglas loci, in order to construct 1-1 map between moduli spaces. In Model 2, the 7-branes are wrapped on Taub-NUT and multi Taub-NUT spaces instead of R^…
We study compactifications of string theory and M-theory to six dimensions with background fluxes. The nonzero fluxes lead to additional mass parameters. We derive the S- and T-duality rules for the corresponding (massive) supergravity theories. Specifically, we investigate the massive T-duality between Type IIA superstring theory compactified on K3 with background fluxes and Type IIB superstring theory compactified on K3. Furthermore, we generalise to the massive case the 6D 'string-string' S-duality between M-theory on K3 x S^1 and the Heterotic String on T^4. Whereas in the case of massive …
In this paper we begin revisiting the little string theories (LSTs) which govern the dynamics of the instantonic heterotic $E_8 \times E_8$ five-branes probing ALE singularities, building on and extending previous results on the subject by Aspinwall and Morrison as well as Blum and Intriligator. Our focus are the cases corresponding to choices of non-trivial flat connections at infinity. The latter are in particular interesting for the exceptional ALE singularities, where a brane realization in Type I$'$ is lacking. Our approach to determine these models is based on 6d conformal matter: we det…
There has been recently a surge of interest in Grand Unified Theories on orbifolds of higher dimensional spaces. In particular, the higher dimensional doublet-triplet splitting mechanism has been of much interest. I revisit the superstring doublet-triplet splitting mechanism in which the color triplets are projected out by the GSO projections, while leaving the electroweak doublets in the physical spectrum. The connection with the higher dimensional theories is elucidated. It is shown that the doublet-triplet splitting depends crucially on the assignment of boundary conditions in the compactif…
We show that T-duality can be broken by nonperturbative effects in string coupling. The T-duality in question is that of the 2-torus when the heterotic string is compactified on K3 x T2. This case is compared carefully to a situation where T-duality appears to work. A holonomy argument is presented to show that T-dualities (and general U-dualities) should only be expected for large amounts of supersymmetry. This breaking of R <-> 1/R symmetry raises some interesting questions in string theory which we discuss. Finally we discuss how the classical modular group of a 2-torus appears to be broken…
We test the refined distance conjecture in the vector multiplet moduli space of 4D $\mathcal{N}=2$ compactifications of the type IIA string that admit a dual heterotic description. In the weakly coupled regime of the heterotic string, the moduli space geometry is governed by the perturbative heterotic dualities, which allows for exact computations. This is reflected in the type IIA frame through the existence of a K3 fibration. We identify the degree $d=2N$ of the K3 fiber as a parameter that could potentially lead to large distances, which is substantiated by studying several explicit models.…
