Grand unification groups (GUTs) are constructed from SO(32) heterotic string via $\Z_{12-I}$ orbifold compactification. So far, most phenomenological studies from string compactification relied on $\EE8$ heterotic string, and this invites the SO(32) heterotic string very useful for future phenomenological studies. Here, spontaneous symmetry breaking is achieved by Higgsing of the anti-symmetric tensor representations of SU($N$). The anti-SU($N$) presented in this paper is a completely different class from the flipped-SU($N$)s from the spinor representations of SO($2N$). Here, we realize chiral representations: $\tsix\oplus 5\cdot\nineb $ for a SU(9) GUT and $3\{{\ten}'_L\oplus {\fiveb}'_L\}$ for a SU(5)$'$ GUT. In particular, we confirm that the non-Abelian anomalies of SU(9) gauge group vanish and hence our compactification scheme achieves the key requirement. We also present the Yukawa couplings, in particular for the heaviest fermion, $t$, and lightest fermions, neutrinos. In the supersymmetric version, we present a scenario how supersymmetry can be broken dynamically via the confining gauge group SU(9). Three families in the visible sector are interpreted as the chiral spectra of SU(5)$'$ GUT.
A three-generation Pati-Salam model is constructed by compactifying the heterotic string on a particular T^6/Z_6 Abelian symmetric orbifold with two discrete Wilson lines. The compactified space is taken to be the Lie algebra lattice G_2+SU(3)+SO(4). When one dimension of the SO(4) lattice is large compared to the string scale, this model reproduces many features of a 5d SO(10) grand unified theory compactified on an S^1/Z_2 orbifold. (Of course, with two large extra dimensions we can obtain a 6d SO(10) grand unified theory.) We identify the orbifold parities and other ingredients of the orbif…
We construct two more supersymmetric E6 grand unified models with three generations within the framework of Z12 asymmetric orbifold compactification of the heterotic string theory. Such an asymmetric orbifold is missing in the classification in the literature, which concludes that only one E6 model is possible. In both of the new models, an adjoint Higgs field is obtained in virtue of the diagonal embedding method. This method mods out the three E6 factors of an even self-dual momentum-lattice by a permutation symmetry. In order to realize the E6^3 even self-dual lattice, we utilize the lattic…
Orbifold compactification of heterotic E8 x E8 string theory is a source for promising grand unified model building. It can accommodate the successful aspects of grand unification while avoiding problems like doublet-triplet splitting in the Higgs sector. Many of the phenomenological properties of the 4-dimensional effective theory find an explanation through the geometry of compact space and the location of matter and Higgs fields. These geometrical properties can be used as a guideline for realistic model building.
The compactification of the heterotic string on six-dimensional orbifolds is reviewed. Some important technical aspects of their construction are clarified and new parameters, called generalized discrete torsion, are introduced and related to the torsionless construction. Furthermore, a systematic search for MSSM-like models is performed in the context of Z6-II orbifolds, addressing questions like the identification of a supersymmetric vacuum with a naturally small mu-term and proton decay. Finally, the blow-up of Z3 singularities is discussed in the local and in the global case - also in the …
The E6 grand unified theory is an attractive candidate intermediate theory between the standard model and string theory. However, only one E6 grand unified model with three generations and at least one adjoint Higgs field has been derived from string theory in the literature, and this model is phenomenologically unsatisfactory. Recently, in arXiv:1012.1690, we have constructed two new such E6 grand unified models in heterotic asymmetric orbifolds. Although our new models themselves cannot resolve the unsatisfactory point in the previous model, our discovery raises hopes that one can construct …
We consider the possibility that the unification of the electroweak interactions and the strong force arises from string theory, at energies significantly lower than the string scale. As a tool, an effective grand unified field theory in six dimensions is derived from an anisotropic orbifold compactification of the heterotic string. It is explicitly shown that all anomalies cancel in the model, though anomalous Abelian gauge symmetries are present locally at the boundary singularities. In the supersymmetric vacuum additional interactions arise from higher-dimensional operators. We develop meth…
In this article we summarize and extend the ideas and investigations on so called target space dualities of heterotic models with (0,2) worldsheet supersymmetry as they were partly presented on the String-Math 2011 conference. After the generic description of the duality, we give some novel examples involving vector bundles that are not deformations of the tangent bundle but more generic ones corresponding to SO(10) and SU(5) gauge theories in four dimensions. We show explicitly that the necessary conditions for a duality also hold for compactifications of this kind. Finally we will present th…
Motivated by orbifold grand unified theories, we construct a class of three-family Pati-Salam models in a Z6 abelian symmetric orbifold with two discrete Wilson lines. These models have marked differences from previously-constructed three-family models in prime-order orbifolds. In the limit where one of the six compactified dimensions (which lies in a Z2 sub-orbifold) is large compared to the string length scale, our models reproduce the supersymmetry and gauge symmetry breaking pattern of 5d orbifold grand unified theories on an S1/Z2 orbicircle. We find a horizontal 2+1 splitting in the chir…
This talk adapts the available formalism to study a class of heterotic M-theory vacua with SO(10) grand unification group. Compactification to four dimensions with N = 1 supersymmetry is achieved on a torus fibered Calabi-Yau 3-fold Z = X / tau_{X} with first homotopy group pi_{1}(Z) = Z_{2}. Here X is an elliptically fibered Calabi-Yau 3-fold which admits two global sections and τ_{X} is a freely acting involution on X. The vacua in this class have net number of three generations of chiral fermions in the observable sector and may contain M5-branes in the bulk space which wrap holomorphic cur…
We study the possibility of realizing the neutrino seesaw mechanism in the E8XE8 heterotic string. In particular, we consider its Z_6 orbifold compactifications leading to the supersymmetric standard model gauge group and matter content. We find that these models possess all the necessary ingredients for the seesaw mechanism, including the required Dirac Yukawa couplings and large Majorana mass terms. We argue that this situation is quite common in heterotic orbifolds. In contrast to the conventional seesaw of grand unified theories (GUTs), no large GUT representations are needed to generate t…
There has been recently a surge of interest in Grand Unified Theories on orbifolds of higher dimensional spaces. In particular, the higher dimensional doublet-triplet splitting mechanism has been of much interest. I revisit the superstring doublet-triplet splitting mechanism in which the color triplets are projected out by the GSO projections, while leaving the electroweak doublets in the physical spectrum. The connection with the higher dimensional theories is elucidated. It is shown that the doublet-triplet splitting depends crucially on the assignment of boundary conditions in the compactif…
We study heterotic Calabi-Yau models with hypercharge flux breaking, where the visible E8 gauge group is directly broken to the standard model group by a non-flat gauge bundle, rather than by a two-step process involving an intermediate grand unified theory and a Wilson line. It is shown that the required alternative E8 embeddings of hypercharge, normalized as required for gauge unification, can be found and we classify these possibilities. However, for all but one of these embeddings we prove a general no-go theorem which asserts that no suitable geometry and vector bundle leading to a standa…
The construction of a supersymmetric $SO(10)$ grand unification with 5 left-handed and 2 right-handed families in the four-dimensional heterotic string theory is presented. The model has one $SO(10)$ adjoint Higgs field. The $SO(10)$ current algebra is realized at level 3.
We present two 3-family SU(5) grand unified models in the heterotic string theory. One model has 3 chiral families and 9 pairs of $5+{\overline 5}$ Higgs fields, and an asymptotically-free SU(2) X SU(2) hidden sector, where the two SU(2)s have different matter contents. The other model has 6 left-handed and 3 right-handed 10s, 12 left-handed and 9 right-handed ${\overline 5}$s, and an asymptotically-free SU(3) hidden sector. At the string scale, the gauge couplings $g^2$ of the hidden sector are three times as big as that of SU(5). In addition, both models have an anomalous U(1).
In the standard model matter fields form complete representations of a grand unified group whereas Higgs fields belong to incomplete `split' multiplets. This remarkable fact is naturally explained by `local grand unification' in higher-dimensional extensions of the standard model. Here, the generations of matter fields are localized in regions of compact space which are endowed with a GUT gauge symmetry whereas the Higgs doublets are bulk fields. We realize local grand unification in the framework of orbifold compactifications of the heterotic string, and we present an example with SO(10) as a…
The SO(10) embedding of the Standard Model spectrum is supported by evidence for neutrino masses. This thesis adapts the available formalism to study a class of heterotic M-theory vacua with SO(10) grand unification group. Compactification to four dimensions with N = 1 supersymmetry is achieved on a torus fibered Calabi-Yau 3-fold Z = X / tau_{X} with first homotopy group pi_{1}(Z) = Z_{2}. Here X is an elliptically fibered Calabi-Yau 3-fold which admits two global sections and tau_{X} is a freely acting involution on X. The vacua in this class have net number of three generations of chiral fe…
We construct supersymmetric compactifications of E_8 \times E_8 heterotic string theory which realise exactly the massless spectrum of the Minimal Supersymmetric Standard Model (MSSM) at low energies. The starting point is the standard embedding on a Calabi-Yau threefold which has Hodge numbers (h^11,h^21) = (1,4) and fundamental group Z_12, which gives an E_6 grand unified theory with three net chiral generations. The gauge symmetry is then broken to that of the standard model by a combination of discrete Wilson lines and continuous deformation of the gauge bundle. On eight distinct branches …
The MiniBooNE collaboration recently reported further evidence for the existence of sterile neutrinos, implying substantial mixing with the left-handed active neutrinos and at a comparable mass scale. I argue that while sterile neutrinos may arise naturally in large volume string models, they prove more of a challenge in heterotic-string models that replicate the Grand Unified Theory structure of the Standard Model matter states. Sterile neutrinos in heterotic-string models may imply the existence of an additional Abelian gauge symmetry of order 10-100TeV.
In a recent paper, by working in the orbifold GUT limit of the Heterotic string, we showed how one could accommodate gauge coupling unification in the "mini-landscape" models of Lebedev et al. Furthermore, it was shown how one of the solutions was consistent with the decoupling of other exotics with F=0. In this short addendum, we show that this solution is also consistent with D=0.
We review the construction and classification of three-family grand unified models within the framework of asymmetric orbifolds in perturbative heterotic superstring. We give a detailed survey of all such models which is organized to aid analysis of their phenomenological properties. We compute tree-level superpotentials for these models. These superpotentials are used to analyze the issues of proton stability (doublet-triplet splitting and R-parity violating terms) and Yukawa mass matrices. To have agreement with phenomenological data all these models seem to require certain degree of fine-tu…
We generalize the rules for the free fermionic string construction to include other asymmetric orbifolds with world-sheet bosons. We use these rules to construct various grand unified string models that involve level-3 current algebras. We present the explicit construction of three classes of 3-chiral-family grand unified models in the heterotic string theory. Each model has 5 left-handed, and two right-handed families, and an adjoint Higgs. Two of them are SO(10) and the third is E_6. With Wilson lines and/or varying moduli, we show how other 3-family grand unified models, such as SO(10) and …
We demonstrate the existence of a class of N=1 supersymmetric nonperturbative vacua of Horava-Witten M-theory compactified on a torus fibered Calabi-Yau 3-fold Z with first homotopy group π_{1}(Z)= Z2, having the following properties: 1) SO(10) grand unification group, 2) net number of three generations of chiral fermions in the observable sector, and 3) potentially viable matter Yukawa couplings. These vacua correspond to semistable holomorphic vector bundles V_{Z} over Z having structure group SU(4)_C, and generically contain M5-branes in the bulk space. The nontrivial first homotopy group a…
Requiring that supersymmetric SU(5) and SU(6) grand unifications in the heterotic string theory must have 3 chiral families, adjoint (or higher representation) Higgs fields in the grand unifiedgauge group, and a non-abelian hidden sector, we construct such string models within the framework of conformal field theory and asymmetric orbifolds. Within this framework, we construct all such string models via Z_6 asymmetric orbifolds that include a Z_3 outer-automorphism, the latter yielding a level-3 current algebra for the grand unification gauge group SU(5) or SU(6). We then classify all such Z_6…
The existence of an extra Z' inspired from heterotic-string theory at accessible energy scales attracted considerable interest in the particle physics literature. Surprisingly, however, the construction of heterotic--string derived models that allow for an extra Z' to remain unbroken down to low scales has proven to be very difficult. The main reason being that the U(1) symmetries that are typically discussed in the literature are either anomalous or have to be broken at a high scale to generate light neutrino masses. In this paper we use for that purpose the self duality property under the sp…
A broad overview of the current status of proton stability in unified models of particle interactions is given which includes non - supersymmetric unification, SUSY and SUGRA unified models, unification based on extra dimensions, and string-M-theory models. The extra dimensional unification includes 5D and 6D and universal extra dimensional (UED) models, and models based on warped geometry. Proton stability in a wide array of string theory and M theory models is reviewed. These include Calabi-Yau models, grand unified models with Kac-Moody levels $k>1$, a new class of heterotic string models, …
We use local mirror symmetry in type IIA string compactifications on Calabi-Yau n+1 folds $X_{n+1}$ to construct vector bundles on (possibly singular) elliptically fibered Calabi-Yau n-folds Z_n. The interpretation of these data as valid classical solutions of the heterotic string compactified on Z_n proves F-theory/heterotic duality at the classical level. Toric geometry is used to establish a systematic dictionary that assigns to each given toric n+1-fold $X_{n+1}$ a toric n fold Z_n together with a specific family of sheafs on it. This allows for a systematic construction of phenomenologica…
We construct a 6D supergravity theory which emerges as intermediate step in the compactification of the heterotic string to the supersymmetric standard model in four dimensions. The theory has N=2 supersymmetry and a gravitational sector with one tensor and two hypermultiplets in addition to the supergravity multiplet. Compactification to four dimensions occurs on a T^2/Z_2 orbifold which has two inequivalent pairs of fixed points with unbroken SU(5) and SU(2)xSU(4) symmetry, respectively. All gauge, gravitational and mixed anomalies are cancelled by the Green-Schwarz mechanism. The model has …
Recent measurements of the values of gauge coupling constants as well as neutrino properties support the idea of a grand unified (GUT) description of particle physics at a large scale of $M_{GUT}\sim 10^{16}$ GeV. We discuss a strategy to incorporate this picture in the framework of superstring theory. In such a scheme successful predictions of GUTs can be realized while some of the more problematic aspects of grand unification might be avoided. The most promising models are expected in the framework of the heterotic $E_8\times E_8$ string theory.
Supersymmetry breakdown via gaugino condensation in heterotic string theory can lead to models with a doubly suppressed gravitino mass. A TeV scale gravitino can emerge from a condensate as large as the grand unified scale. We analyze the properties of these models and discuss applications for particle physics and cosmology.
We analyze gauge coupling unification in the context of heterotic strings on anisotropic orbifolds. This construction is very much analogous to effective 5 dimensional orbifold GUT field theories. Our analysis assumes three fundamental scales, the string scale, $\mstring$, a compactification scale, $\mc$, and a mass scale for some of the vector-like exotics, $\mex$; the other exotics are assumed to get mass at $\mstring$. In the particular models analyzed, we show that gauge coupling unification is not possible with $\mex = \mc$ and in fact we require $\mex \ll \mc \sim 3 \times 10^{16}$ GeV. …
We propose a construction of Kähler and non-Kähler Calabi-Yau manifolds by branched double covers of twistor spaces. In this construction we use the twistor spaces of four-manifolds with self-dual conformal structures, with the examples of connected sum of $n$ $\mathbb{P}^{2}$s. We also construct $K3$-fibered Calabi-Yau manifolds from the branched double covers of the blow-ups of the twistor spaces. These manifolds can be used in heterotic string compactifications to four dimensions. We also construct stable and polystable vector bundles. Some classes of these vector bundles can give rise to s…
Compactifications of heterotic theories on smooth Calabi-Yau manifolds remains one of the most promising approaches to string phenomenology. In two previous papers, http://arXiv.org/abs/arXiv:1106.4804 and http://arXiv.org/abs/arXiv:1202.1757, large classes of such vacua were constructed, using sums of line bundles over complete intersection Calabi-Yau manifolds in products of projective spaces that admit smooth quotients by finite groups. A total of 10^12 different vector bundles were investigated which led to 202 SU(5) Grand Unified Theory (GUT) models. With the addition of Wilson lines, the…
We investigate whether the hypercharge assignments in the Standard Model can be interpreted as a hint at Grand Unification in the context of heterotic string theory. To this end, we introduce a general method to calculate U(1)_Y for any heterotic orbifold and compare our findings to the cases where hypercharge arises from a GUT. Surprisingly, in the overwhelming majority of 3-2 Standard Models, a non-anomalous hypercharge direction can be defined, for which the spectrum is vector-like. For these models, we calculate sin^2 theta to see how well it agrees with the standard GUT value. We find tha…
Recent developments in string theory have reinforced the notion that the space of stable supersymmetric and non-supersymmetric string vacua fills out a ``landscape'' whose features are largely unknown. It is then hoped that progress in extracting phenomenological predictions from string theory -- such as correlations between gauge groups, matter representations, potential values of the cosmological constant, and so forth -- can be achieved through statistical studies of these vacua. To date, most of the efforts in these directions have focused on Type I vacua. In this note, we present the firs…
We give a classification of 3-family SO(10) and E_6 grand unification in string theory within the framework of conformal field theory and asymmetric orbifolds. We argue that the construction of such models in the heterotic string theory requires certain Z_6 asymmetric orbifolds that include a Z_3 outer-automorphism, the latter yielding a level-3 current algebra for the grand unification gauge group SO(10) or E_6. We then classify all such Z_6 asymmetric orbifolds that result in models with a non-abelian hidden sector. All models classified in this paper have only one adjoint (but no other high…
With the apparent discovery of the Higgs boson, the Standard Model has been confirmed as the theory accounting for all sub-atomic phenomena. This observation lends further credence to the perturbative unification in Grand Unified Theories (GUTs) and string theories. The free fermionic formalism yielded fertile ground for the construction of quasi--realistic heterotic--string models, which correspond to toroidal Z2xZ2 orbifold compactifications. In this paper we study a new class of heterotic-string models in which the GUT group is SU(6)xSU(2) at the string level. We use our recently developed …
In the framework of the four dimensional heterotic superstring with free fermions we discuss the rank eight and/or sixteen Grand Unified String Theories (GUST) which contain the SU(3)_H - gauge family symmetry. We explicitly investigate the paths of the unification in the GUST with gauge symmetry G x G = [SU(5) x U(1) x (SU(3) x U(1))_H]^2. We show that the GUSTs with the G x G gauge group allow to make the scale of unification to be consistent with the string scale M_SU = g_{string} * 5 * 10^17 GeV.
E6 grand unification combines the Standard Model matter and Higgs states in the single 27 representation. I discuss how the E6 structure underlies the quasi-realistic free fermion heterotic-string models. E6 -> SO(10) X U(1) breaking is obtained by a GSO phase in the N=1 partition function. The equivalence of this symmetry breaking phase with a particular choice of a boundary condition basis vector, which is used in the quasi-realistic models, is demonstrated in several cases. As a result matter states in the spinorial 16 representation of SO(10) arise from the twisted sectors, whereas the Hig…
Grand unification, and its incarnation in the form of heterotic-string unification, are the only extensions of the Standard Model that are rooted in the structure of the Standard Model itself. In this context, it was proposed that the exclusiveness of proton stability and suppression of neutrino masses necessitates the existence of an additional U(1)_Z' symmetry, which is of non-GUT origin and remains unbroken down to intermediate, or low, energies. Realistic string models frequently give rise to non-GUT U(1) symmetries, which arise from the flavor symmetries in the models. In this paper we de…
The Standard Model data suggests the realization of grand unification structures in nature, in particular that of SO(10). A class of string vacua that preserve the SO(10) embedding, are the three generation free fermion heterotic-string models, that are related to Z2xZ2 orbifold compactification. Attempts to use the M-theory framework to explore further this class of models are discussed. Wilson line breaking of the SO(10) GUT symmetry results in super-heavy meta-stable states, which produce several exotic dark matter and UHECR candidates, with differing phenomenological characteristics. Attem…
The dark matter issue is among the most perplexing in contemporary physics. The problem is more enigmatic due to the wide range of possible solutions, ranging from the ultra-light to the super-massive. String theory gives rise to plausible dark matter candidates due to the breaking of the non--Abelian Grand Unified Theory (GUT) symmetries by Wilson lines. The physical spectrum then contains states that do not satisfy the quantisation conditions of the unbroken GUT symmetry. Given that the Standard Model states are identified with broken GUT representations, and provided that any ensuing symmet…
In string compactifications, frequently there appears the anomalous U(1) gauge symmetry which belonged to E8$\times$E8 of the heterotic string. This anomalous U(1) gauge boson obtains mass at the compactification scale, just below $10^{18\,}$GeV, by absorbing one pseudoscalar (corresponding to the model-independent axion) from the second rank anti-symmetric tensor field $B_{MN}$. Below the compactification scale, there results a global symmetry U(1)$_{\rm anom}$ whose charge $Q_{\rm anom}$ is the original gauge U(1) charge. This is the most natural global symmetry, realizing the "invisible" ax…
The strategy for assigning $Z_{4R}$ parity in the string compactification is presented. For the visible sector, an anti-SU(5) (flipped-SU(5)) grand unification (GUT) model with three families is used to reduce the number of representations compared to the number in the minimal supersymmetric standard models (MSSMs). The SO(32) heterotic string is used to allow a large nonabelian gauge group SU($N$), $N\ge 9$, for the hidden sector such that the number of extra U(1) factors is small. A discrete subgroup of the gauge U(1)'s is defined as the $Z_{4R}$ parity. Spontaneous symmetry breaking of anti…
It is well-known that heterotic string compactifications have, in spite of their conceptual simplicity and aesthetic appeal, a serious problem with precision gauge coupling unification in the perturbative regime of string theory. Using both a duality-based and a field-theoretic definition of the boundary of the perturbative regime, we reevaluate the situation in a quantitative manner. We conclude that the simplest and most promising situations are those where some of the compactification radii are exceptionally large, corresponding to highly anisotropic orbifold models. Thus, one is led to con…
Like grand unification of old, string unification predicts simple tree-level relations between the couplings of all unbroken gauge groups such as $SU(3)_C$ or $SU(2)_W\)$. I show here how to compute one-loop corrections to these relations for any four-dimensional model based on a classical vacuum of the heterotic string. The result can be used to calculate both $\sin^2θ_W$ and $Λ_{\rm QCD}$ in terms of $α_{\rm QED}$ and $\mpl\)$. The original version of this paper was written in 1987 and published in Nuclear Physics in 1988. That version had a few factor-of-two errors, which lead some people i…
In this paper, we embed the $\Z_{4R}$ parity as a discrete subgroup of a global symmetry \UoR\,obtained from $\Z_{12-I}$ compactification of heterotic string $\EE8$. A part of \UoR\,transformation is the shift of the anticommuting variable $\vartheta$ to $e^{iα}\vartheta$ which necessarily incoorporate the transformation of internal space coordinate. Out of six internal spaces, we identify three U(1)'s whose charges are denoted as $Q_{18},Q_{20}$, and $Q_{22}$. The \UoR~is defined as \UEE$\times$\UKK~where \UEE~is the part from $\EE8$ and \UKK~is the part generated by $Q_{18},Q_{20}$, and $Q_{…
