A simple permutation is one that does not map a nontrivial interval onto an interval. It was recently proved by Albert and Atkinson that a permutation class with only finitely simple permutations has an algebraic generating function. We extend this result to enumerate permutations in such a class satisfying additional properties, e.g., the even permutations, the involutions, the permutations avoiding generalised permutations, and so on.
In [S. Effler, F. Ruskey, A CAT algorithm for listing permutations with a given number of inversions, {\it I.P.L.}, 86/2 (2003)] the authors give an algorithm, which appears to be CAT, for generating permutations with a given major index. In the present paper we give a new algorithm for generating a Gray code for subexcedant sequences. We show that this algorithm is CAT and derive it into a CAT generating algorithm for permutations with a given major index.
We present a short, direct proof of the fact that the generating function of all permutations of a fixed length $n\geq 4$ is divisible by $(1+z)^m$, where $m=\lfloor (n-2)/2 \rfloor$.
Generating trees are a useful technique in the enumeration of various combinatorial objects, particularly restricted permutations. Quite often the generating tree for the set of permutations avoiding a set of patterns requires infinitely many labels. Sometimes, however, this generating tree needs only finitely many labels. We characterize the finite sets of patterns for which this phenomenon occurs. We also present an algorithm - in fact, a special case of an algorithm of Zeilberger - that is guaranteed to find such a generating tree if it exists.
In this paper, we present a linear algebraic approach to the study of permutation polynomials that arise from linear maps over a finite field $\mathbb{F}_{q^2}$. We study a particular class of permutation polynomials over $\mathbb{F}_{q^2}$, in the context of rank deficient and full rank linear maps over $\mathbb{F}_{q^2}$. We derive necessary and sufficient conditions under which the given class of polynomials are permutation polynomials. We further show that the number of such permutation polynomials can be easily enumerated. Only a subset of these permutation polynomials have been reported …
In this paper, we introduce a new method for computing generating functions with respect to the number of descents and left-to-right minima over the set of permutations which have no consecutive occurrences of a pattern that starts with 1.
We consider the set of affine permutations that avoid a fixed permutation pattern. Crites has given a simple characterization for when this set is infinite. We find the generating series for this set using the Coxeter length statistic and prove that it can always be represented as a rational function. We also give a characterization of the patterns for which the coefficients of the generating series are periodic. The proofs exploit a new polyhedral encoding for the affine symmetric group.
We describe a generating tree approach to the enumeration and exhaustive generation of k-nonnesting set partitions and permutations. Unlike previous work in the literature using the connections of these objects to Young tableaux and restricted lattice walks, our approach deals directly with partition and permutation diagrams. We provide explicit functional equations for the generating functions, with k as a parameter.
The simple permutations in two permutation classes --- the 321-avoiding permutations and the skew-merged permutations --- are enumerated using a uniform method. In both cases, these enumerations were known implicitly, by working backwards from the enumeration of the class, but the simple permutations had not been enumerated explicitly. In particular, the enumeration of the simple skew-merged permutations leads to the first truly structural enumeration of this class as a whole. The extension of this method to a wider collection of classes namely grid classes of infinite paths is discussed.
In this paper, we revisit the application of generating trees to the pattern avoidance problem for permutations. In particular, we study this problem for certain general sets of patterns and propose a new procedure leveraging the FinLabel algorithm and exploiting the subregularities in the associated generating trees. We consider some general kinds of generating trees for which the FinLabel algorithm fails to determine in a finite number of iterations the generating function that enumerates the underlying class of permutations. Our procedure provides a unified approach in these cases leading t…
We extend earlier work of the same author to enumerate alternating permutations avoiding the permutation pattern 2143. We use a generating tree approach to construct a recursive bijection between the set A_{2n}(2143) of alternating permutations of length 2n avoiding 2143 and standard Young tableaux of shape (n, n, n) and between the set A_{2n + 1}(2143) of alternating permutations of length 2n + 1 avoiding 2143 and shifted standard Young tableaux of shape (n + 2, n + 1, n). We also give a number of conjectures and open questions on pattern avoidance in alternating permutations and generalizati…
We construct generating trees with one, two, and three labels for some classes of permutations avoiding generalized patterns of length 3 and 4. These trees are built by adding at each level an entry to the right end of the permutation, which allows us to incorporate the adjacency condition about some entries in an occurrence of a generalized pattern. We use these trees to find functional equations for the generating functions enumerating these classes of permutations with respect to different parameters. In several cases we solve them using the kernel method and some ideas of Bousquet-Mélou. W…
In their study of cyclic pattern containment, Domagalski et al. conjecture differential equations for the generating functions of circular permutations avoiding consecutive patterns of length 3. In this note, we prove and significantly generalize these conjectures. We show that, for every consecutive pattern $σ$ beginning with 1, the bivariate generating function counting occurrences of $σ$ in circular permutations can be obtained from the generating function counting occurrences of $σ$ in (linear) permutations. This includes all the patterns for which the latter generating function is known.
We find the exponential generating function for permutations with all valleys even and all peaks odd, and use it to determine the asymptotics for its coefficients, answering a question posed by Liviu Nicolaescu. The generating function can be expressed as the reciprocal of a sum involving Euler numbers. We give two proofs of the formula. The first uses a system of differential equations. The second proof derives the generating function directly from general permutation enumeration techniques, using noncommutative symmetric functions. The generating function is an "alternating" analogue of Davi…
We prove that for any fixed $n$, and for most permutation patterns $q$, the number $\textup{Av}_{n,\ell}(q)$ of $q$-avoiding permutations of length $n$ that consist of $\ell$ skew blocks is a monotone decreasing function of $\ell$. We then show that this implies that for most patterns $q$, the generating function $\sum_{n\geq 0} \textup{Av}_n(q)z^n$ of the sequence $\textup{Av}_n(q)$ of the numbers of $q$-avoiding permutations is not rational. Placing our results in a broader context, we show that for rational power series $F(z)$ and $G(z)$ with nonnegative real coefficients, the relation $F(z…
We present (bi-)symmetric generating functions for the joint distributions of Euler-Stirling statistics on permutations, including the number of descents ($\mathsf{des}$), inverse descents ($\mathsf{ides}$), the number of left-to-right maxima ($\mathsf{lmax}$), the number of right-to-left maxima ($\mathsf{rmax}$) and the number of left-to-right minima ($\mathsf{lmin}$). We also show how they recover the classical symmetric generating function of permutations due to Carlitz, Roselle and Scoville (1966). Our proofs exploit three different recursive constructions of inversion sequences, bijection…
In this paper we continue the study of permutations avoiding the vincular pattern $1-32-4$ by constructing a generating tree with a single label for these permutations. This construction finally provides a clearer explanation of why a certain recursive formula found by Callan actually counts these permutations, insofar as this formula was originally obtained only as a consequence of a very intricated bijection with a certain class of ordered rooted trees. This responds to a theoretical issue already raised by Duchi, Guerrini and Rinaldi. As a byproduct, we also obtain an algorithm to generate …
We investigate a generalization of stacks that we call $\mathcal{C}$-machines. We show how this viewpoint rapidly leads to functional equations for the classes of permutations that $\mathcal{C}$-machines generate, and how these systems of functional equations can frequently be solved by either the kernel method or, much more easily, by guessing and checking. General results about the rationality, algebraicity, and the existence of Wilfian formulas for some classes generated by $\mathcal{C}$-machines are given. We also draw attention to some relatively small permutation classes which, although …
In 1990 West conjectured that there are $2(3n)!/((n+1)!(2n+1)!)$ two-stack sortable permutations on $n$ letters. This conjecture was proved analytically by Zeilberger in 1992. Later, Dulucq, Gire, and Guibert gave a combinatorial proof of this conjecture. In the present paper we study generating functions for the number of two-stack sortable permutations on $n$ letters avoiding (or containing exactly once) 132 and avoiding (or containing exactly once) an arbitrary permutation $τ$ on $k$ letters. In several interesting cases this generating function can be expressed in terms of the generating f…
In 2012, Sagan and Savage introduced the notion of $st$-Wilf equivalence for a statistic $st$ and for sets of permutations that avoid particular permutation patterns which can be extended to generalized permutation patterns. In this paper we consider $inv$-Wilf equivalence on sets of two or more consecutive permutation patterns. We say that two sets of generalized permutation patterns $Π$ and $Π'$ are $inv$-Wilf equivalent if the generating function for the inversion statistic on the permutations that simultaneously avoid all elements of $Π$ is equal to the generating function for the inversio…
We prove that the class of permutations generated by passing an ordered sequence $12\dots n$ through a stack of depth 2 and an infinite stack in series is in bijection with an unambiguous context-free language, where a permutation of length $n$ is encoded by a string of length $3n$. It follows that the sequence counting the number of permutations of each length has an algebraic generating function. We use the explicit context-free language to compute the generating function: \begin{align*} \sum_{n\geq 0} c_n t^n &= \frac{(1+q)\left(1+5q-q^2-q^3-(1-q)\sqrt{(1-q^2)(1-4q-q^2)}\right)}{8q} \end{al…
Recently, Babson and Steingrimsson (see [BS]) introduced generalized permutations patterns that allow the requirement that two adjacent letters in a pattern must be adjacent in the permutation. We study generating functions for the number of permutations on $n$ letters avoiding $1-3-2$ (or containing $1-3-2$ exactly once) and an arbitrary generalized pattern $τ$ on $k$ letters, or containing $τ$ exactly once. In several cases the generating function depends only on $k$ and is expressed via Chebyshev polynomials of the second kind, and generating function of Motzkin numbers.
In this paper we study the generating polynomials obtained by enumerating signed simsun permutations by number of the descents. Properties of the polynomials, including the recurrence relations and generating functions are studied.
We study generating functions for the number of permutations on n letters avoiding 132 and an arbitrary permutation $τ$ on k letters, or containing $τ$ exactly once. In several interesting cases the generating function depends only on k and is expressed via Chebyshev polynomials of the second kind.
In this paper, a method to generate permutations of a string under a set of constraints decided by the user is presented. The required permutations are generated without generating all the permutations.
The maximally clustered permutations are characterized by avoiding the classical permutation patterns 3421, 4312, and 4321. This class contains the freely-braided permutations and the fully-commutative permutations. In this work, we show that the generating functions for certain fully-commutative pattern classes can be transformed to give generating functions for the corresponding freely-braided and maximally clustered pattern classes. Moreover, this transformation of generating functions is rational. As a result, we obtain enumerative formulas for the pattern classes mentioned above as well a…
In this paper we consider the rank generating function of a separable permutation $π$ in the weak Bruhat order on the two intervals $[\text{id}, π]$ and $[π, w_0]$, where $w_0 = n,(n-1),..., 1$. We show a surprising result that the product of these two generating functions is the generating function for the symmetric group with the weak order. We then obtain explicit formulas for the rank generating functions on $[\text{id}, π]$ and $[π, w_0]$, which leads to the rank-symmetry and unimodality of the two graded posets.
In this paper, we study the relationship among left peaks, interior peaks and up-down runs of simsun permutations. Properties of the generating polynomials, including the recurrence relation, generating function and real-rootedness are studied. Moreover, we introduce and study simsun permutations of the second kind.
We study generating functions for the number of even (odd) permutations on n letters avoiding 132 and an arbitrary permutation $τ$ on k letters, or containing $τ$ exactly once. In several interesting cases the generating function depends only on k and is expressed via Chebyshev polynomials of the second kind.
Several authors have examined connections between permutations which avoid 132, continued fractions, and Chebyshev polynomials of the second kind. In this paper we prove analogues of some of these results for permutations which avoid 1243 and 2143. Using tools developed to prove these analogues, we give enumerations and generating functions for permutations which avoid 1243, 2143, and certain additional patterns. We also give generating functions for permutations which avoid 1243 and 2143 and contain certain additional patterns exactly once. In all cases we express these generating functions i…
Originally motivated by algebraic invariant theory, we present an algorithm to enumerate integer vectors modulo the action of a permutation group. This problem generalizes the generation of unlabeled graph up to an isomorphism. In this paper, we present the full development of a generation engine by describing the related theory, establishing a mathematical and practical complexity, and exposing some benchmarks. We next show two applications to effective invariant theory and effective Galois theory.
We give a new construction of a Hopf subalgebra of the Hopf algebra of Free quasi-symmetric functions whose bases are indexed by objects belonging to the Baxter combinatorial family (i.e. Baxter permutations, pairs of twin binary trees, etc.). This construction relies on the definition of the Baxter monoid, analog of the plactic monoid and the sylvester monoid, and on a Robinson-Schensted-like insertion algorithm. The algebraic properties of this Hopf algebra are studied. This Hopf algebra appeared for the first time in the work of Reading [Lattice congruences, fans and Hopf algebras, Journal …
This paper is concerned with the joint distribution of the number of exterior peaks and the number of proper double descents over permutations on $[n] =\{1,2,\ldots,n\}$. The notion of exterior peaks of a permutation was introduced by Aguiar, Bergeron and Nyman in their study of the peak algebra. Gessel obtained the generating function of the number of permutations on $[n]$ with a given number of exterior peaks. On the other hand, by establishing differential equations, Elizalde and Noy derived the generating function for the number of permutations on $[n]$ with a given number of proper double…
We find the generating function for the permutation class $\mathcal{A}'=\text{Av}(52341,53241,52431,35142,42513,351624)$ whose permutations index local complete intersection Schubert varieties. The method we apply is the extension of how Albert and Brignall discover the generating function for $\mathcal{A}=\text{Av}(4231,35142,42513,351624)$ in their paper. This completes the enumerations of all classical permutation classes indexing certain types of Schubert varieties.
In this paper, we study the generating functions for the number of pattern restricted Stirling permutations with a given number of plateaus, descents and ascents. Properties of the generating functions, including symmetric properties and explicit formulas are studied. Combinatorial explanations are given for some equidistributions.
Geometric grid classes and the substitution decomposition have both been shown to be fundamental in the understanding of the structure of permutation classes. In particular, these are the two main tools in the recent classification of permutation classes of growth rate less than $κ\approx2.20557$ (a specific algebraic integer at which infinite antichains begin to appear). Using language- and order-theoretic methods, we prove that the substitution closures of geometric grid classes are partially well-ordered, finitely based, and that all their subclasses have algebraic generating functions. We …
For each positive integer $k$, we consider five well-studied posets defined on the set of Dyck paths of semilength $k$. We prove that uniquely sorted permutations avoiding various patterns are equinumerous with intervals in these posets. While most of our proofs are bijective, some use generating trees and generating functions. We end with several conjectures.
We give a generating function for the fully commutative affine permutations enumerated by rank and Coxeter length, extending formulas due to Stembridge and Barcucci--Del Lungo--Pergola--Pinzani. For fixed rank, the length generating functions have coefficients that are periodic with period dividing the rank. In the course of proving these formulas, we obtain results that elucidate the structure of the fully commutative affine permutations.
In this note we prove a conjecture by Li, Qu, Li, and Fu on permutation trinomials over $\mathbb{F}_3^{2k}$. In addition, new examples and generalizations of some families of permutation polynomials of $\mathbb{F}_{3^k}$ and $\mathbb{F}_{5^k}$ are given. We also study permutation quadrinomials of type $Ax^{q(q-1)+1} + Bx^{2(q-1)+1} + Cx^{q} + x$. Our method is based on the investigation of an algebraic curve associated with a {fractional polynomial} over a finite field.
A ballot permutation is a permutation π such that in any prefix of π the descent number is not more than the ascent number. In this article, we obtained a formula in close form for the multivariate generating function of {A(n,d,j)}, which denote the number of permutations of length n with d descents and j as the first letter. Besides, by a series of calculations with generatingfunctionology, we confirm a recent conjecture of Wang and Zhang for ballot permutations.
We extend the reciprocity method of Jones and Remmel to study generating functions of the form $$\sum_{n \geq 0} \frac{t^n}{n!} \sum_{σ\in \mathcal{NM}_n(Γ)}x^{\mathrm{LRmin}(σ)}y^{1+\mathrm{des}(σ)}$$ where $Γ$ is a set of permutations which start with 1 and have at most one descent, $\mathcal{NM}_n(Γ)$ is the set of permutations $σ$ in the symmetric group $\mathfrak{S}_n$ which have no $Γ$-matches, $\mathrm{des}(σ)$ is the number of descents of $σ$ and $\mathrm{LRmin}(σ)$ is the number of left-to-right minima of $σ$. We show that this generating function is of the form $\left( \frac{1}{U_Γ(t…
A permutation is simsun if for all k, the subword of the one-line notation consisting of the k smallest entries does not have three consecutive decreasing elements. Simsun permutations were introduced by Simion and Sundaram, who showed that they are counted by the Euler numbers. In this paper we enumerate simsun permutations avoiding a pattern or a set of patterns of length 3. The results involve Motkzin, Fibonacci, and secondary structure numbers. The techniques in the proofs include generating functions, bijections into lattice paths and generating trees.
A permutation is said to be \emph{alternating} if it starts with rise and then descents and rises come in turn. In this paper we study the generating function for the number of alternating permutations on $n$ letters that avoid or contain exactly once 132 and also avoid or contain exactly once an arbitrary pattern on $k$ letters. In several interesting cases the generating function depends only on $k$ and is expressed via Chebyshev polynomials of the second kind.
We use the cluster method to enumerate permutations avoiding consecutive patterns. We reprove and generalize in a unified way several known results and obtain new ones, including some patterns of length 4 and 5, as well as some infinite families of patterns of a given shape. By enumerating linear extensions of certain posets, we find a differential equation satisfied by the inverse of the exponential generating function counting occurrences of the pattern. We prove that for a large class of patterns, this inverse is always an entire function. We also complete the classification of consecutive …
We introduce and study a new notion of patterns in Stirling and $k$-Stirling permutations, which we call block patterns. We prove a general result which allows us to compute generating functions for the occurrences of various block patterns in terms of generating functions for the occurrences of patterns in permutations. This result yields a number of applications involving, among other things, Wilf equivalence of block patterns and a new interpretation of Bessel polynomials. We also show how to interpret our results for a certain class of labeled trees, which are in bijection with Stirling pe…
We consider uniform random permutations drawn from a family enumerated through generating trees. We develop a new general technique to establish a central limit theorem for the number of consecutive occurrences of a fixed pattern in such permutations. We propose a technique to sample uniform permutations in such families as conditioned random colored walks. Building on that, we derive the behavior of the consecutive patterns in random permutations studying properties of the consecutive increments in the corresponding random walks. The method applies to families of permutations with a one-dimen…
We show that the reciprocal of a partial sum with 2m terms of the alternating exponential series is the exponential generating function for permutations in which every increasing run has length congruent to 0 or 1 modulo 2m. More generally we study polynomials whose reciprocals are exponential generating functions for permutations whose run lengths are restricted to certain congruence classes, and extend these results to noncommutative symmetric functions that count words with the same restrictions on run lengths.
Let $S_n$ denote the group all permutations of $n$. For every permutation $σ$, we let $\mathrm{des}(σ)$ denote the number of descents in $σ$ and $\mathrm{LRMin}(σ)$ denote the number of left-to-right minima of $σ$. Given a sequence $τ= τ_1 \cdots τ_n$ of distinct positive integers, we define the reduction of $τ$, $\mathrm{red}(τ)$, to be the permutation of $S_n$ that results by replacing the $i$-th smallest element of $τ$ by $i$. If $Γ$ is a set of permutations, we say that a permutation $σ= σ_1 \ldots σ_n \in S_n$ has a $Γ$-match starting at position $i$ if there is a $i < j$ such that $\math…
We count permutations avoiding a nonconsecutive instance of a two- or three-letter pattern, that is, the pattern may occur but only as consecutive entries in the permutation. Two-letter patterns give rise to the Fibonacci numbers. The counting sequences for the two representative three-letter patterns, 321 and 132, have respective generating functions (1+x^2)(C(x)-1)/(1+x+x^2-x C(x)) and C(x+x^3) where C(x) is the generating function for the Catalan numbers.
Sergey Kitaev has shown that the exponential generating function for permutations avoiding the generalized pattern $σ$-$k$, where $σ$ is a pattern without dashes and $k$ is one greater than the biggest element in $σ$, is determined by the exponential generating function for permutations avoiding $σ$. We show that this also holds for permutations avoiding all the generalized patterns $σ_1$-$k_1$, $...$, $σ_n$-$k_n$, where $σ_1$, $...$, $σ_n$ are patterns without dashes and $k_i$ is one greater than the biggest element in $σ_i$. Similarly the exponential generating function for permutations avoi…
In 1986 S. Sattolo introduced a simple algorithm for uniform random generation of cyclic permutations on a fixed number of symbols. This algorithm is very similar to the standard method for generating a random permutation, but is less well known. We consider both methods in a unified way, and discuss their relation with exhaustive generation methods. We analyse several random variables associated with the algorithms and find their grand probability generating functions, which gives easy access to moments and limit laws.
This paper completes a project to enumerate permutations avoiding a triple T of 4-letter patterns, in the sense of classical pattern avoidance, for every T. There are 317 symmetry classes of such triples T and previous papers have enumerated avoiders for all but 14 of them. One of these 14 is conjectured not to have an algebraic generating function. Here, we find the generating function for each of the remaining 13, and it is algebraic in each case.
We give an improved algorithm for counting the number of $1324$-avoiding permutations, resulting in $14$ further terms of the generating function, which is now known for all patterns of length $\le 50$. We re-analyse the generating function and find additional evidence for our earlier conclusion that unlike other classical length-$4$ pattern-avoiding permutations, the generating function does not have a simple power-law singularity, but rather, the number of $1324$-avoiding permutations of length $n$ behaves as \[ B\cdot μ^n \cdot μ_1^{\sqrt{n}} \cdot n^g. \] We estimate $μ=11.600 \pm 0.003$, …
In this report, we consider Adelman's algorithm for generating shortest permutation strings. We introduce a new representation approach which reveals some properties of Adelman's algorithm.
