Let $A$ be a commutative $k$-algebra over a field of $k$ and $Ξ$ a linear operator defined on $A$. We define a family of $A$-valued invariants $Ψ$ for finite rooted forests by a recurrent algorithm using the operator $Ξ$ and show that the invariant $Ψ$ distinguishes rooted forests if (and only if) it distinguishes rooted trees $T$, and if (and only if) it is {\it finer} than the quantity $α(T)=|\text{Aut}(T)|$ of rooted trees $T$. We also consider the generating function $U(q)=\sum_{n=1}^\infty U_n q^n$ with $U_n =\sum_{T\in \bT_n} \frac 1{α(T)} Ψ(T)$, where $\bT_n$ is the set of rooted trees with $n$ vertices. We show that the generating function $U(q)$ satisfies the equation $Ξ\exp U(q)= q^{-1} U(q)$. Consequently, we get a recurrent formula for $U_n$ $(n\geq 1)$, namely, $U_1=Ξ(1)$ and $U_n =ΞS_{n-1}(U_1, U_2, >..., U_{n-1})$ for any $n\geq 2$, where $S_n(x_1, x_2, ...)$ $(n\in \bN)$ are the elementary Schur polynomials. We also show that the (strict) order polynomials and two well known quasi-symmetric function invariants of rooted forests are in the family of invariants $Ψ$ and derive some consequences about these well-known invariants from our general results on $Ψ$. Finally, we generalize the invariant $Ψ$ to labeled planar forests and discuss its certain relations with the Hopf algebra $\mathcal H_{P, R}^D$ in \cite{F} spanned by labeled planar forests.
In this brief note a straightforward combinatorial proof for an identity directly connecting rooted forests and unordered set partitions is provided. Furthermore, references that put this type of identity in the context of forest volumes and multinomial identities are given.
For a graph G, the generating function of rooted forests, counted by the number of connected components, can be expressed in terms of the eigenvalues of the graph Laplacian. We generalize this result from graphs to cell complexes of arbitrary dimension. This requires generalizing the notion of rooted forest to higher dimension. We also introduce orientations of higher dimensional rooted trees and forests. These orientations are discrete vector fields which lead to open questions concerning expressing homological quantities combinatorially.
We enumerate injectively $k$-colored rooted forests with a given number of vertices of each color and a given sequence of root colors. We obtain from this result some new multi-parameter distributions of Fuss-Catalan numbers. As an additional application we enumerate triangulations of regular convex polygons according to their proper 3-coloring type.
We say that an unordered rooted labeled forest avoids the pattern $π\in\mathcal{S}_n$ if the sequence obtained from the labels along the path from the root to any vertex does not contain a subsequence that is in the same relative order as $π$. We enumerate several classes of forests that avoid certain sets of permutations, including the set of unimodal forests, via bijections with set partitions with certain properties. We also define and investigate an analog of Wilf-equivalence for forests.
We show that families of action graphs, with initial graphs which are linear of varying length, give rise to self-convolutions of the Catalan sequence. We prove this result via a comparison with planar rooted forests with a fixed number of trees.
We describe a bijection between $(k,k)$-Fuss-Schröder paths of type $λ$ and certain rooted plane forests with $n(k+1)+2$ vertices. This yields a recursion which allows us to analytically enumerate the number of large $(k,r)$-Fuss-Schröder paths of type $λ$, solving an open question posed by An, Jung, and Kim. Furthermore, we generalize the concept of $(k,r)$-Fuss-Schröder paths to $(k,S)$-Fuss-Schröder paths, in which $r$ can take any value in a given set $S$, and enumerate these paths as well.
Trees or rooted trees have been generously studied in the literature. A forest is a set of trees or rooted trees. Here we give recurrence relations between the number of some kind of rooted forest with $k$ roots and that with $k+1$ roots on $\{1,2,\ldots,n\}$. Classical formulas for counting various trees such as rooted trees, bipartite trees, tripartite trees, plane trees, $k$-ary plane trees, $k$-edge colored trees follow immediately from our recursive relations.
In this paper, we develop a new method to produce explicit formulas for the number $f_{G}(n)$ of rooted spanning forests in the circulant graphs $ G=C_{n}(s_1,s_2,\ldots,s_k)$ and $ G=C_{2n}(s_1,s_2,\ldots,s_k,n).$ These formulas are expressed through Chebyshev polynomials. We prove that in both cases the number of rooted spanning forests can be represented in the form $f_{G}(n)=p\,a(n)^2,$ where $a(n)$ is an integer sequence and $p$ is a prescribed natural number depending on the parity of $n$. Finally, we find an asymptotic formula for $f_{G}(n)$ through the Mahler measure of the associated …
The theme of this article is the algebraic combinatorics of leaf-labeled rooted binary trees and forests of such trees. The structure of a Hopf operad is defined on the vector spaces spanned by forests of leaf-labeled, rooted, binary trees. An explicit formula for the coproduct and its dual product is given, using a poset on forests.
Following Anders and Archer, we say that an unordered rooted labeled forest avoids the pattern $σ\in\mathcal{S}_k$ if in each tree, each sequence of labels along the shortest path from the root to a vertex does not contain a subsequence with the same relative order as $σ$. For each permutation $σ\in\mathcal{S}_{k-2}$, we construct a bijection between $n$-vertex forests avoiding $(σ)(k-1)k:=σ(1)\cdotsσ(k-2)(k-1)k$ and $n$-vertex forests avoiding $(σ)k(k-1):=σ(1)\cdotsσ(k-2)k(k-1)$, giving a common generalization of results of West on permutations and Anders--Archer on forests. We further define…
Let $\mathcal{D}_0:= \{x + iy \ \vert x, y >0\}$, and let $(L, R)$ be a pair of Möbius transformations corresponding to $\mathrm{SL}_2(\mathbb{N}_0)$ matrices such that $R(\mathcal{D}_0)$ and $L(\mathcal{D}_0)$ are disjoint. Given such a pair (called a left-right pair), we can construct a directed graph $\mathcal{F}(L, R)$ with vertices $\mathcal{D}_0$ and edges $\{(z, R(z))\}_{z \in \mathcal{D}_0} \cup \{(z, L(z))\}_{z \in \mathcal{D}_0}$, which is a collection of infinite binary trees. We answer two questions of Nathanson by classifying all the pairs of elements of $\mathrm{SL}_2(\mathbb{N}_…
We consider conjugation action of symmetric group on the semigroup of all partial functions and develop a machinery to investigate character formulas and multiplicities. In particular, we determine nilpotent matrices whose orbit under symmetric group afford the sign representation. Applications to rook theory are offered.
By means of a new notion of subforests of an angularly decorated rooted forest, we give a combinatorial construction of a coproduct on the free Rota-Baxter algebra on angularly decorated rooted forests. We show that this coproduct equips the Rota-Baxter algebra with a bialgebra structure and further a Hopf algebra structure.
This paper discusses the enumeration for the total number of all rooted spanning forests of the labeled complete tripartite graph. We enumerate the total number by a combinatorial decomposition.
In this paper, we study the graph polynomial that counts spanning rooted forests f_g of a given graph. This polynomial has a remarkable reciprocity property. We give a new bijective proof for this theorem which has Prufer coding as a special case.
Recent advances in stochastic PDEs, Hopf algebras of typed trees and integral equations have inspired the study of algebraic structures with replicating operations. To understand their algebraic and combinatorial nature, we first use rooted forests with multiple decoration sets to construct free Hopf algebras with multiple Hochschild 1-cocycle conditions. Applying the universal property of the underlying operated algebras and the method of Gröbner-Shirshov bases, we then construct free objects in the category of matching Rota-Baxter algebras which is a generalization of Rota-Baxter algebras to…
A loop-augmented forest is a labeled rooted forest with loops on some of its roots. By exploiting an interplay between nilpotent partial functions and labeled rooted forests, we investigate the permutation action of the symmetric group on loop-augmented forests. Furthermore, we describe an extension of the Foulkes' conjecture and prove a special case. Among other important outcomes of our analysis are a complete description of the stabilizer subgroup of an idempotent in the semigroup of partial transformations and a generalization of the (Knuth-Sagan) hook length formula.
The Hopf algebra and the Rota-Baxter algebra are the two algebraic structures underlying the algebraic approach of Connes and Kreimer to renormalization of perturbative quantum field theory. In particular the Hopf algebra of rooted trees serves as the "baby model" of Feynman graphs in their approach and can be characterized by certain universal properties involving a Hochschild 1-cocycle. Decorated rooted trees have also been applied to study Feynman graphs. We will continue the study of universal properties of various spaces of decorated rooted trees with such a 1-cocycle, leading to the conc…
Each labeled rooted tree is associated with a hyperplane arrangement, which is free with exponents given by the depths of the vertices of this tree. The intersection lattices of these arrangements are described through posets of forests. These posets are used to define coalgebras, whose dual algebras are shown to have a simple presentation by generators and relations.
Fano Bott manifolds bijectively correspond to signed rooted forests with some equivalence relation. Using this bijective correspondence, we enumerate the isomorphism classes of Fano Bott manifolds and the diffeomorphism classes of indecomposable Fano Bott manifolds. We also observe that the signed rooted forests with the equivalence relation bijectively correspond to rooted triangular cacti.
We obtain a differential equation for the enumeration of the path length of general increasing trees. By using differential operators and their combinatorial interpretation we give a bijective proof of a version of Faà di Bruno formula, and model the generation of ballot and Dyck paths. We get formulas for its enumeration according with the height of their lattice points. Recursive formulas for the enumeration of enriched increasing trees and forests with respect to the height of their internal and external vertices are also obtained. Finally we present a generalized form of all those results …
Fisher established an explicit correspondence between the 2-dimensional Ising model defined on a graph $G$ and the dimer model defined on a decorated version $\GD$ of this graph \cite{Fisher}. In this paper we explicitly relate the dimer model associated to the critical Ising model and critical cycle rooted spanning forests (CRSFs). This relation is established through characteristic polynomials, whose definition only depends on the respective fundamental domains, and which encode the combinatorics of the model. We first show a matrix-tree type theorem establishing that the dimer characteristi…
We present a bijection from planar reduced trees to planar rooted hypertrees, which extends Knuth's rotation correspondence between planar binary trees and planar rooted trees. The operadic counterpart of the new bijection is explained. Related to this, the space of planar reduced forests is endowed with a combinatorial Hopf algebra structure. The corresponding structure on the space of planar rooted hyperforests is also described.
We construct an explicit Hopf algebra isomorphism from the algebra of heap-ordered trees to that of quasi-symmetric functions, generated by formal permutations, which is a lift of the natural projection of the Connes-Kreimer algebra of decorated rooted trees onto the shuffle algebra. This isomorphism gives a universal way of lifting measure-indexed characters of the Connes-Kreimer algebra into measure-indexed characters of the shuffle algebra, already introduced in \cite{Unterberger} in the framework of rough path theory as the so-called Fourier normal ordering algorithm.
For a graph G, let f_{ij} be the number of spanning rooted forests in which vertex j belongs to a tree rooted at i. In this paper, we show that for a path, the f_{ij}'s can be expressed as the products of Fibonacci numbers; for a cycle, they are products of Fibonacci and Lucas numbers. The {\em doubly stochastic graph matrix} is the matrix F=(f_{ij})/f, where f is the total number of spanning rooted forests of G and n is the number of vertices in G. F provides a proximity measure for graph vertices. By the matrix forest theorem, F^{-1}=I+L, where L is the Laplacian matrix of G. We show that fo…
We propose the reliability constrained k-rooted minimum spanning forest, a relevant optimization problem whose aim is to find a k-rooted minimum cost forest that connects given customers to a number of supply vertices, in such a way that a minimum required reliability on each path between a customer and a supply vertex is satisfied and the cost is a minimum. The reliability of an edge is the probability that no failure occurs on that edge, whereas the reliability of a path is the product of the reliabilities of the edges in such path. The problem has relevant applications in the design of netw…
We consider the number of nodes in the levels of unlabelled rooted random trees and show that the stochastic process given by the properly scaled level sizes weakly converges to the local time of a standard Brownian excursion. Furthermore we compute the average and the distribution of the height of such trees. These results extend existing results for conditioned Galton-Watson trees and forests to the case of unlabelled rooted trees and show that they behave in this respect essentially like a conditioned Galton-Watson process.
Given a family $\mathcal G$ of graphs spanning a common vertex $V$, a cooperative coloring of $\mathcal G$ is a collection of one independent set from each graph of $\mathcal G$ such that the union of these independent sets equals $V$. We prove that when $d$ is large, there exists a family $\mathcal G$ of $(1+o(1)) \frac{\log d}{\log \log d}$ forests of maximum degree $d$ that admits no cooperative coloring, which significantly improves a result of Aharoni, Berger, Chudnovsky, Havet, and Jiang (Electronic Journal of Combinatorics, 2020). Our family $\mathcal G$ consists entirely of star forest…
We study the matrices Q_k of in-forests of a weighted digraph G and their connections with the Laplacian matrix L of G. The (i,j) entry of Q_k is the total weight of spanning converging forests (in-forests) with k arcs such that i belongs to a tree rooted at j. The forest matrices, Q_k, can be calculated recursively and expressed by polynomials in the Laplacian matrix; they provide representations for the generalized inverses, the powers, and some eigenvectors of L. The normalized in-forest matrices are row stochastic; the normalized matrix of maximum in-forests is the eigenprojection of the L…
A maximum stable set in a graph G is a stable set of maximum cardinality. S is a local maximum stable set if it is a maximum stable set of the subgraph of G spanned by the union of S and N(S), where N(S) is the neighborhood of S. One theorem of Nemhauser and Trotter Jr., working as a useful sufficient local optimality condition for the weighted maximum stable set problem, ensures that any local maximum stable set of G can be enlarged to a maximum stable set of G. In this paper we demonstrate that an inverse assertion is true for forests. Namely, we show that for any non-empty local maximum sta…
The vector space spanned by rooted forests admits two graded bialgebra structures. The first is defined by A. Connes and D. Kreimer using admissible cuts, and the second is defined by D. Calaque, K. Ebrahimi-Fard and the second author using contraction of trees. In this article we define the doubling of these two spaces. We construct two bialgebra structures on these spaces which are in interaction, as well as two related associative products obtained by dualization. We also show that these two bialgebras verify a commutative diagram similar to the diagram verified D. Calaque, K. Ebrahimi-Fard…
Let $\mathcal{F}$ be a family of $r$-graphs. The Turán number $ex_r(n;\mathcal{F})$ is defined to be the maximum number of edges in an $r$-graph of order $n$ that is $\mathcal{F}$-free. The famous Erdős Matching Conjecture shows that \[ ex_r(n,M_{k+1}^{(r)})= \max\left\{\binom{rk+r-1}{r},\binom{n}{r}-\binom{n-k}{r}\right\}, \] where $M_{k+1}^{(r)}$ represents the $r$-graph consisting of $k+1$ disjoint edges. Motivated by this conjecture, we consider the Turán problem for tight linear forests. A tight linear forest is an $r$-graph whose connected components are all tight paths or isolated verti…
LP algebras, introduced by Lam and Pylyavskyy, are a generalization of cluster algebras. These algebras are known to have the Laurent phenomenon, but positivity remains conjectural. Graph LP algebras are finite LP algebras encoded by a graph. For the graph LP algebra defined by a tree, we define a family of clusters called rooted clusters. We prove positivity for these clusters by giving explicit formulas for each cluster variable. We also give a combinatorial interpretation for these expansions using a generalization of $T$-paths.
In this paper, we construct explicitly a noncommutative symmetric (${\mathcal N}$CS) system over the Grossman-Larson Hopf algebra of labeled rooted trees. By the universal property of the ${\mathcal N}$CS system formed by the generating functions of certain noncommutative symmetric functions, we obtain a specialization of noncommutative symmetric functions by labeled rooted trees. Taking the graded duals, we also get a graded Hopf algebra homomorphism from the Connes-Kreimer Hopf algebra of labeled rooted forests to the Hopf algebra of quasi-symmetric functions. A connection of the coefficient…
Two rooted locally finite trees are considered equivalent if both can be embedded into each other as topological minors by means of tree-order preserving mappings. By exploiting Nash-William's Theorem, Matthiesen provided a non-constructive proof of the uncountability of such equivalence classes, thus answering a question of van der Holst. As an open problem, Matthiesen asks for a constructive proof of this fact. The purpose of this paper is to provide one such construction; working solely within ZFC we illustrate a collection of !1 many topological types of rooted trees. In particular, we als…
For a poset whose Hasse diagram is a rooted plane forest $F$, we consider the corresponding tree descent polynomial $A_F(q)$, which is a generating function of the number of descents of the labelings of $F$. When the forest is a path, $A_F(q)$ specializes to the classical Eulerian polynomial. We prove that the coefficient sequence of $A_F(q)$ is unimodal and that if $\{T_{n}\}$ is a sequence of trees with $|T_{n}| = n$ and maximal down degree $D_{n} = O(n^{0.5-ε})$ then the number of descents in a labeling of $T_{n}$ is asymptotically normal.
In this paper, we give a bijection between rooted labeled ordered forests with a selected subset of their leaves and the regions of the type $C$ Catalan arrangement in $\R^n$. We thus obtain a bijective proof of the well-known enumeration formula of these regions ${2^n}n! \binom{2n}{n}$.
