Relative self-linking and linking "numbers" for pairs of knots in oriented 3-manifolds are defined in terms of intersection invariants of immersed surfaces in 4-manifolds. The resulting concordance invariants generalize the usual homological notion of linking by taking into account the fundamental group of the ambient manifold and often map onto infinitely generated groups. The knot invariants generalize the cyclic (type 1) invariants of Kirk and Livingston and when taken with respect to certain preferred knots, called spherical knots, relative self-linking numbers are characterized geometrically as the complete obstruction to the existence of a singular concordance which has all singularities paired by Whitney disks. This geometric equivalence relation, called W-equivalence, is also related finite type-1 equivalence (in the sense of Habiro and Goussarov) via the work of Conant and Teichner and represents a `first order' improvement to an arbitrary singular concordance. For null-homotopic knots, a slightly weaker geometric equivalence relation is shown to admit a group structure.
We construct examples of knots that have isomorphic nth-order Alexander modules, but non-isomorphic nth-order linking forms, showing that the linking forms provide more information than the modules alone. This generalizes work of Trotter, who found examples of knots that have isomorphic classical Alexander modules, but non-isomorphic classical Blanchfield linking forms.
We give a simple obstruction for a knot to be amphichiral, in terms of the homology of the 2-fold branched cover. We work with unoriented knots, and so obstruct both positive and negative amphichirality.
Given a closed, oriented, connected 3-manifold, M, we define higher-order linking forms on the higher-order Alexander modules of M. These higher-order linking forms generalize similar linking forms for knots previously studied by the author, which were themselves generalizations of the classical Blanchfield linking form for a knot. We also investigate the effect of the construction known as "infection by a knot" on these linking forms.
A derivative of an algebraically slice knot $K$ is an oriented link disjointly embedded in a Seifert surface of $K$ such that its homology class forms a basis for a metabolizer $H$ of $K$. We show that for a genus three algebraically slice knot $K$, the set $\{ \barμ_{\{γ_1,γ_2,γ_3\}}(123) - \barμ_{\{γ'_1,γ'_2,γ'_3\}}(123)| \{γ_1,γ_2,γ_3\}$ and $\{γ'_1,γ'_2,γ'_3\}$ are derivatives of $K$ associated with a metabolizer $H\}$ contains $n\cdot \mathbb{Z}$ where $n$ is determined by a Seifert form of $K$ and a metabolizer $H$. As a corollary, we show that it is possible to realize any integer as a …
Let M be a closed oriented 3-manifold with first Betti number one. Its equivariant linking pairing may be seen as a two-dimensional cohomology class in an appropriate infinite cyclic covering of the space of ordered pairs of distinct points of M. We show how to define the equivariant cube Q(K) of this Blanchfield pairing with respect to a framed knot K that generates H_1(M)/Torsion. This article is devoted to the study of the invariant Q. We prove many properties for this invariant including two surgery formulae. Via surgery, the invariant Q is equivalent to an invariant of null-homologous kno…
We study the linking numbers in a rational homology 3-sphere and in the infinite cyclic cover of the complement of a knot. They take values in $\Bbb Q$ and in ${Q}({\Bbb Z}[t,t^{-1}])$ respectively, where ${Q}({\Bbb Z}[t,t^{-1}])$ denotes the quotient field of ${\Bbb Z}[t,t^{-1}]$. It is known that the modulo-$\Bbb Z$ linking number in the rational homology 3-sphere is determined by the linking matrix of the framed link and that the modulo-${\Bbb Z}[t,t^{-1}]$ linking number in the infinite cyclic cover of the complement of a knot is determined by the Seifert matrix of the knot. We eliminate `…
The number $|K|$ of non-isotopic framed knots that correspond to a given unframed knot $K\subset S^3$ is infinite. This follows from the existence of the self-linking number $\slk$ of a zerohomologous framed knot. We use the approach of Vassiliev-Goussarov invariants to construct ``affine self-linking numbers'' that are extensions of $\slk$ to the case of nonzerohomologous framed knots. As a corollary we get that $|K|=\infty$ for all knots in an oriented (not necessarily compact) 3-manifold $M$ that is not realizable as a connected sum $(S^1\times S^2) # M'$. This result for compact manifolds …
This paper gives an alternate definition of the Affine Index Polynomial (called the Wriggle Polynomial) using virtual linking numbers and explores applications of this polynomial. In particular, it proves the Cosmetic Crossing Change Conjecture for odd virtual knots and pure virtual knots. It also demonstrates that the polynomial can detect mutations by positive rotation and proves it cannot detect mutations by positive reflection. Finally it exhibits a pair of mutant knots that can be distinguished by a Type 2 Vassiliev Invariant coming from the polynomial.
Let M be a closed oriented 3-manifold with first Betti number one. Its equivariant linking pairing may be seen as a two-dimensional cohomology class in an appropriate infinite cyclic covering of the configuration space of ordered pairs of distinct points of M. We show how to define the equivariant cube Q(M,K) of this Blanchfield pairing with respect to a framed knot K that generates H_1(M;Z)/Torsion. We present the invariant Q(M,K) and some of its properties including a surgery formula. Via surgery, the invariant Q is equivalent to an invariant Q' of null-homologous knots in rational homology …
In this paper we introduce a new invariant of virtual knots and links that is non-trivial for infinitely many virtuals, but is trivial on classical knots and links. The invariant is initially be expressed in terms of a relative of the bracket polynomial and then extracted from this polynomial in terms of its exponents, particularly for the case of knots. This analog of the bracket polynomial will be denoted {K} (with curly brackets) and called the binary bracket polynomial. The key to the combinatorics of the invariant is an interpretation of the state sum in terms of 2-colorings of the associ…
We prove that a graph is intrinsically linked in an arbitrary 3-manifold M if and only if it is intrinsically linked in S^3. Also, assuming the Poincare Conjecture, we prove that a graph is intrinsically knotted in M if and only if it is intrinsically knotted in S^3.
Given a biquandle $(X, S)$, a function $τ$ with certain compatibility and a pair of {\em non commutative cocyles} $f,h:X \times X\to G$ with values in a non necessarily commutative group $G$, we give an invariant for singular knots / links. Given $(X,S,τ)$, we also define a universal group $U_{nc}^{fh}(X)$ and universal functions governing all 2-cocycles in $X$, and exhibit examples of computations. When the target group is abelian, a notion of {\em abelian cocycle pair} is given and the "state sum" is defined for singular knots/links. Computations generalizing linking number for singular knot…
We investigate the properties of knots in S^3 which bound Klein bottles, such that a pushoff of the knot has zero linking number with the knot, i.e. has zero framing. This is motivated by the many results in the literature regarding slice knots of genus one, for example, the existence of homologically essential zero self-linking simple closed curves on genus one Seifert surfaces for algebraically slice knots. Given a knot K bounding a Klein bottle F with zero framing, we show that J, the core of the orientation-preserving band in any disk-band form of F, has zero self-linking. We prove that su…
In 1982 Louis Kauffman conjectured that if a knot in the 3-sphere is a slice knot then on any Seifert surface for that knot there exists a homologically essential simple closed curve of self-linking zero which is itself a slice knot, or at least has Arf invariant zero. Since that time, considerable evidence has been amassed in support of this conjecture. In particular, many invariants that obstruct a knot from being a slice knot have been explictly expressed in terms of invariants of such curves on the Seifert surface. We give counterexamples to Kauffman's conjecture, that is, we exhibit (smoo…
In the note we study Legendrian and transverse knots in rationally null-homologous knot types. In particular we generalize the standard definitions of self-linking number, Thurston-Bennequin invariant and rotation number. We then prove a version of Bennequin's inequality for these knots and classify precisely when the Bennequin bound is sharp for fibered knot types. Finally we study rational unknots and show they are weakly Legendrian and transversely simple. This version of the paper corrects the definition of rational self-linking number in the previous and published version of the paper. Wi…
We compute the linking number of two modular knots in the space $\text{PSL}(2, \mathbb{Z})\backslash\text{PSL}(2, \mathbb{R})$ with the trefoil filled in, which answers a question posed by Ghys in 2007. This computation is realized through the correspondence between modular links and Lorenz links, and can be thought of as an intersection number involving Conway topographs. We compare this to a second formula for the linking number of Lorenz links, which was proven by Stephen F. Kennedy in 1994.
In this paper we study the cobordism of algebraic knots associated with weighted homogeneous polynomials, and in particular Brieskorn polynomials. Under some assumptions we prove that the associated algebraic knots are cobordant if and only if the Brieskorn polynomials have the same exponents.
Let $M$ be a connected, closed, oriented three-manifold and $K$, $L$ two rationally null-homologous oriented simple closed curves in $M$. We give an explicit algorithm for computing the linking number between $K$ and $L$ in terms of a presentation of $M$ as an irregular dihedral $3$-fold cover of $S^3$ branched along a knot $α\subset S^3$. Since every closed, oriented three-manifold admits such a presentation, our results apply to all (well-defined) linking numbers in all three-manifolds. Furthermore, ribbon obstructions for a knot $α$ can be derived from dihedral covers of $α$. The linking nu…
We show that the location of the first singularity of the Upsilon function of an algebraic knot is determined by the first term of its Puiseux characteristic sequence. In many cases this gives better bounds than the tau invariant on the genus of a cobordism between algebraic knots.
We show that the subgroup of the knot concordance group generated by links of isolated complex singularities intersects the subgroup of algebraically slice knots in an infinite rank subgroup.
The slice-Bennequin inequality states an upper bound for the self-linking number of a knot in terms of its four-ball genus. The $s$-Bennequin and $τ$-Bennequin inequalities provide upper bounds on the self-linking number of a knot in terms of the Rasmussen $s$ invariant and the Ozsváth-Szabó $τ$ invariant. We exhibit examples in which the difference between self-linking number and four-ball genus grows arbitrarily large, whereas the $s$-Bennequin inequality and the $τ$-Bennequin inequality are both sharp.
The Gauss self-linking integral of an unframed knot is not a knot invariant, but it can be turned into an invariant by adding a correction term which requires adding extra structure to the knot. We collect the different definitions/theorems/proofs concerning this correction term, most of which are well-known (at least as folklore) and put everything together in an accessible format. We then show simply and elegantly how these approaches coincide.
We discuss the ribbon-move for 2-knots, which is a local move. Let $K$ and $K'$ be 2-knots. Then we have: Suppose that $K$ and $K'$ are ribbon-move equivalent. (1) Let ${\mathrm {Tor}} H_1(\widetilde X_K; {\Z})$ (resp. ${\mathrm {Tor}} H_1(\widetilde X_{K'}; {\Z})$) be the $\Z$-torsion submodule of the Alexander module $H_1(\widetilde X_K; {\Z})$ (resp. $H_1(\widetilde X_{K'}; {\Z})$). Then ${\mathrm {Tor}} H_1(\widetilde X_K; {\Z})$ is isomorphic to ${\mathrm {Tor}} H_1(\widetilde X_{K'}; {\Z})$ not only as $\Z$-modules but also as ${\Z}[t,t^{-1}]$-modules. (2) The Farber-Levine pairing for $…
The concordance group of algebraically slice knots is the subgroup of the classical knot concordance group formed by algebraically slice knots. Results of Casson and Gordon and of Jiang showed that this group contains in infinitely generated free (abelian) subgroup. Here it is shown that the concordance group of algebraically slice knots also contain elements of finite order; in fact it contains an infinite subgroup generated by elements of order 2.
We analyze transverse doubled knots in the standard contact 3-space by using spanned clasp disks. As applications, we will estimate their self-linking number and furthermore we will show that in many cases, transverse twist knots with the maximal self-linking number are unique up to transverse isotopy.
Combinatorial two-player games have recently been applied to knot theory. Examples of this include the Knotting-Unknotting Game and the Region Unknotting Game, both of which are played on knot shadows. These are turn-based games played by two players, where each player has a separate goal to achieve in order to win the game. In this paper, we introduce the Linking-Unlinking Game which is played on two-component link shadows. We then present winning strategies for the Linking-Unlinking Game played on all shadows of two-component rational tangle closures and played on a large family of general t…
Let $F$ be an incompressible, meridionally incompressible and not boundary-parallel surface with boundary in the complement of an algebraic tangle $(B,T)$. Then $F$ separates the strings of $T$ in $B$ and the boundary slope of $F$ is uniquely determined by $(B,T)$ and hence we can define the slope of the algebraic tangle. In addition to the Conway's tangle sum, we define a natural product of two tangles. The slopes and binary operation on algebraic tangles lead an algebraic structure which is isomorphic to the rational numbers. We introduce a new knot and link class, algebraically alternating …
We answer a question posed by Fielder in [1] concerning two notions of crossing number for algebraic knots $K$ under Hopf fibration, one topological, denoted $h(K)$, the other coming from the realization of such knots around complex singularities, denoted $C_{alg}(K)$. We show that $C_{alg}(K)-h(K)$ can be arbitrarily large. We also give an upper bound for $h$ of some families of knots such as torus knots $T(2,n)$, twist knots and their mirror images.
Kearton observed that mutation can change the concordance class of a knot. A close examination of his example reveals that it is of 4-genus 1 and has a mutant of 4-genus 0. The first goal of this paper is to construct examples to show that for any pair of nonnegative integers m and n there is a knot of 4-genus m with a mutant of 4-genus n. A second result of this paper is a crossing change formula for the algebraic concordance class of a knot, which is then applied to prove the invariance of the algebraic concordance class under mutation. The paper concludes with an application of crossing cha…
The concordance orders of many algebraic order two knots of ten or fewer crossings have been heretofore unknown. We use Casson-Gordon invariants and twisted Alexander polynomials to find that, in all but one case, these knots do not have concordance order two. We also find that a certain family of algebraic order two twisted doubles of the unknot have infinite concordance order.
Given a knot in the three-sphere, is it possible to unknot it by performing a single twist, and if so, what are the possible linking numbers of such a twist? We develop obstructions to unknotting using a twist of a specified linking number. The obstructions we describe are built using classical knot invariants, Casson-Gordon invariants, and Heegaard Floer theory.
If the Bing double of a knot K is slice, then K is algebraically slice. In addition, Heegaard--Floer concordance invariants developed by Ozsvath-Szabo and by Manolescu-Owens vanish on K.
We define an invariant of transverse links in the standard contact 3-sphere as a distinguished element of the Khovanov homology of the link. The quantum grading of this invariant is the self-linking number of the link. For knots, this gives a bound on the self-linking number in terms of Rasmussen's invariant s(K). We prove that our invariant vanishes for transverse knot stabilizations, and that it is non-zero for quasipositive braids. We also discuss a connection to Heegaard Floer invariants.
As a corollary of work of Ozsvath and Szabo [math.GT/0301149], it is shown that the classical concordance group of algebraically slice knots has an infinite cyclic summand and in particular is not a divisible group.
Algebraic knots are known to be iterated torus knots and to admit L-space surgeries. However, Hedden proved that there are iterated torus knots that admit L-space surgeries but are not algebraic. We present an infinite family of such examples, with the additional property that no nontrivial linear combination of knots in this family is concordant to a linear combination of algebraic knots. The proof uses the Ozsvath-Stipsicz-Szabo Upsilon function, and also introduces a new invariant of L-space knots, the formal semigroup.
We use the Blanchfield form to obtain a lower bound on the equivariant slice genus of a strongly invertible knot. For our main application, let $K$ be a genus one strongly invertible slice knot with nontrivial Alexander polynomial. We show that the equivariant slice genus of an equivariant connected sum $\#^n K$ is at least $n/4$. We also formulate an equivariant algebraic concordance group, and show that the kernel of the forgetful map to the classical algebraic concordance group is infinite rank.
Ropelength and embedding thickness are related measures of geometric complexity of classical knots and links in Euclidean space. In their recent work, Freedman and Krushkal posed a question regarding lower bounds for embedding thickness of $n$-component links in terms of the Milnor linking numbers. The main goal of the current paper is to provide such estimates and thus generalizing the known linking number bound. In the process, we collect several facts about finite type invariants and ropelength/crossing number of knots. We give examples of families of knots, where such estimates behave bett…
We define an algebraic group comprising symmetric chain complexes which captures the first two stages of the Cochran-Orr-Teichner solvable filtration of the knot concordance group in a single obstruction. To achieve this we impose additional structure on each chain complex which puts extra control on the fundamental groups, and in particular on the way in which they can change in a concordance.
For any two disjoint oriented circles embedded into the 3-dimensional real projective space, we construct a 3-dimensional configuration space and its map to the projective space such that the linking number of the circles is the half of the degree of the map. Similar interpretations are given for the linking number of cycles in a projective space of arbitrary odd dimension and the self-linking number of a zero homologous knot in the 3-dimensional projective space.
We give a sufficient condition under which vanishing property of Cochran-Orr-Teichner knot concordance obstructions splits under connected sum. The condition is described in terms of self-annihilating submodules with respect to higher-order Blanchfield linking forms. This extends results of Levine and the authors on distinguishing knots with coprime Alexander polynomials up to concordance. As an application, we show that the knots constructed by Cochran, Orr and Teichner as the first examples of nonslice knots with vanishing Casson-Gordon invariants are not concordant to any knot of genus one.
We initiate the study of classical knots through the homotopy class of the n-th evaluation map of the knot, which is the induced map on the compactified n-point configuration space. Sending a knot to its n-th evaluation map realizes the space of knots as a subspace of what we call the n-th mapping space model for knots. We compute the homotopy types of the first three mapping space models, showing that the third model gives rise to an integer-valued invariant. We realize this invariant in two ways, in terms of collinearities of three or four points on the knot, and give some explicit computati…
Quandle 2-cocycles define invariants of classical and virtual knots, and extensions of quandles. We show that the quandle 2-cocycle invariant with respect to a non-trivial $2$-cocycle is constant, or takes some other restricted form, for classical knots when the corresponding extensions satisfy certain algebraic conditions. In particular, if an abelian extension is a conjugation quandle, then the corresponding cocycle invariant is constant. Specific examples are presented from the list of connected quandles of order less than 48. Relations among various quandle epimorphisms involved are also e…
In view of the self-linking invariant, the number $|K|$ of framed knots in $S^3$ with given underlying knot $K$ is infinite. In fact, the second author previously defined affine self-linking invariants and used them to show that $|K|$ is infinite for every knot in an orientable manifold unless the manifold contains a connected sum factor of $S^1\times S^2$; the knot $K$ need not be zero-homologous and the manifold is not required to be compact. We show that when $M$ is orientable, the number $|K|$ is infinite unless $K$ intersects a non-separating sphere at exactly one point, in which case $|K…
The algebraic genus of a knot is an invariant that arises when one considers upper bounds for the topological slice genus coming from Freedman's theorem that Alexander polynomial one knots are topologically slice. This paper develops null-homologous twisting operations as a tool for studying the algebraic genus and, consequently, for bounding the topological slice genus above. As applications we give new upper bounds on the algebraic genera of torus knots and satellite knots.
It is known that the linking form on the 2-cover of slice knots has a metabolizer. We show that several weaker conditions, or some other conditions related to sliceness, do not imply the existence of a metabolizer. We then show how the Rudolph-Bennequin inequality can be used indirectly to prove that some knots are not slice.
We define an algebraic group comprising symmetric chain complexes which captures the first two stages of the Cochran-Orr-Teichner solvable filtration of the knot concordance group in a single invariant. To achieve this we impose additional structure on each chain complex which puts extra control on the fundamental groups, and in particular on the way in which they can change in a concordance.
Cochran, Orr, and Teichner developed a filtration of the knot concordance group indexed by half integers called the solvable filtration. Its terms are denoted by $\mathcal{F}_n$. It has been shown that $\mathcal{F}_n/\mathcal{F}_{n.5}$ is a very large group for $n\ge 0$. For a generalization to the setting of links the third author showed that $\mathcal{F}_{n.5}/\mathcal{F}_{n+1}$ is non-trivial. In this paper we provide evidence that for knots $\mathcal{F}_{0.5}=\mathcal{F}_1$. In particular we prove that every genus 1 algebraically slice knot is 1-solvable.
It is known that each of the successive quotient groups of the grope and solvable filtrations of the knot concordance group has an infinite rank subgroup. The generating knots of these subgroups are constructed using iterated doubling operators. In this paper, for each of the successive quotients of the filtrations we give a new infinite rank subgroup which trivially intersects the previously known infinite rank subgroups. Instead of iterated doubling operators, the generating knots of these new subgroups are constructed using the notion of algebraic $n$-solutions, which was introduced by Coch…
