Deriving the Born Rule from a model of the quantum measurement process
Alan Schaum
备注：
The previous version of the paper portrayed its failure to identify a specific quantum mechanism with any of the stochastic models as a deficiency of the approach. The revision realizes that this is instead a positive feature, in that the models' lack of specificity to any particular physical measurement mechanism is a property shared with the Born Rule itself. Second revision had typo page 1
The quantum mechanics postulate called the Born Rule attributes a probabilistic meaning to a wave function. This paper derives the Born Rule from other quantum principles along with a model of the measurement process.
The nondeterministic nature of quantum measurements is hypothesized to arise from an ignorance of the quantum states of a measuring device's microscopic components. Their interactions with a system to be measured are modeled heuristically with any member of a particular class of stochastic processes, each of which generate the Born Rule. One member of the class appears particularly compatible with properties expected of quantum interactions.
In previous articles we presented a simple set of axioms named Contexts, Systems and Modalities (CSM), where the structure of quantum mechanics appears as a result of the interplay between the quantized number of modalities accessible to a quantum system, and the continuum of contexts that are required to define these modalities. In the present article we discuss further how to obtain (or rather infer) Born's rule within this framework. Our approach is compared with other former and recent derivations, and its strong links with Gleason's theorem are particularly emphasized.
The familiar "modulus squared" form of all quantum mechanical probabilities is derived from an assumption of equal a priori probabilities concerning the final states available.
Typicality has always been in the minds of the founding fathers of probability theory when probabilistic reasoning is applied to the real world. However, the role of typicality is not always appreciated. An example is the paper "Foundations of statistical mechanics and the status of Born's rule in de Broglie-Bohm pilot-wave theory" by Antony Valentini, where he presents typicality and relaxation to equilibrium as distinct approaches to the proof of Born's rule, while typicality is in fact an overriding necessity. Moreover the "typicality approach" to Born's rule of "the Bohmian mechanics schoo…
It is shown how configuration space, possibly encompassing ordinary spatial structures, Born's rule, and ontological states aiming to address an underlying reality beyond Quantum Mechanics relate to each other in models of Hamiltonian cellular automata.
Born's rule in its conventional textbook form applies to the small class of projective measurements only. It is well-known that a generalization of Born's rule to realistic experiments must be phrased in terms of positive operator valued measures (POVMs). This generalization accounts for things like losses, imperfect measurements, limited detection accuracy, dark detector counts, and the simultaneous measurement of position and momentum. Starting from first principles, this paper gives a self-contained, deductive introduction to quantum measurement and Born's rule, in its generalized form that…
This note is a somewhat-lighthearted comment on a recent paper by David Wallace, arXiv:0906.2718[quant-ph] entitled "A formal proof of the Born rule from decision-theoretic assumptions".
Deriving the Generalised Born Rule from First Principles
Indian Institute of Science Education and Research（印度科学教育研究所）；Université Paris-Saclay, Inria, CNRS, LMF（巴黎萨克雷大学、Inria、CNRS、LMF）；Université Paris-Saclay, CNRS, ENS Paris-Saclay, Inria, CentraleSupélec, Laboratoire Méthodes Formelles（巴黎萨克雷大学、CNRS、巴黎高等师范学校、Inria、中央理工-苏佩莱克、形式方法实验室）
Quantum mechanics has lacked a widely recognized interpretation since its birth. Many of these are still under consideration because interpretations are tough or impossible to disprove experimentally. We show how to distinguish experimentally ones assuming tiny, localized particles from those postulating realistic, non-local wave functions. It is possible thanks to a recently developed model of optical transmittance of ultra-diluted gas. This model considers the influence of each gas particle wave function on transmitted light. Its quantitative predictions are not indifferent to the interpreta…
The Born rule, which is one of foundational axioms of quantum theory, states that the probability of obtain outcome $a$ for the quantum state $|ψ\rangle$ is determined by $P(a)=|\langle a|ψ\rangle|^{2}$. Despite its great success in predicting the experimental outcomes, there still lacks a direct way to verify the Born rule. Here, we show that the weak value based direct measurement of superposition wavefunction is feasible, which can be used to verify the Born rule directly. The plausible experiment is suggested.
In a previous article [1] we presented an argument to obtain (or rather infer) Born's rule, based on a simple set of axioms named "Contexts, Systems and Modalities" (CSM). In this approach there is no "emergence", but the structure of quantum mechanics can be attributed to an interplay between the quantized number of modalities that are accessible to a quantum system, and the continuum of contexts that are required to define these modalities. The strong link of this derivation with Gleason's theorem was emphasized, with the argument that CSM provides a physical justification for Gleason's hypo…
We have shown that the Born rule $(ρ=|ψ|^{2})$ is inconsistent with Lorentz symmetry of the Salpeter equation (square root Klein-Gordon equation). So we find relativistic modification of the Born rule as $ρ=\frac{1}{2mc^{2}}(|\sqrt{\widehat{H}-mc^{2}}ψ|^{2}+|\sqrt{\widehat{H}+mc^{2}}ψ|^{2})$ , which is consistent with Lorentz symmetry of this equation
In this article we discuss few new derivations of the so called Born's rule for quantum probability in the context of the pilot wave theory proposed by de Broglie in 1927.
As a fundamental postulate of quantum mechanics, Born's rule assigns probabilities to the measurement outcomes of quantum systems and excludes multi-order quantum interference. Here we report an experiment on a single spin in diamond to test Born's rule by inspecting the third-order quantum interference. The ratio of the third-order quantum interference to the second-order in our experiment is ceiled at the scale of $10^{-3}$, which provides a stringent constraint on the potential breakdown of Born's rule.
Character of observables in classical physics and quantum theory is reflected upon. Born rule in the context of measurement being an interaction between two quantum systems is discussed. A pedagogical introduction to Finkelstein-Hartle frequency operator is presented.
It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born Rule is postulated rather than derived from the first principles. In this work the Born Rule is derived from the time-reversal symmetry of quantum equations of motion. The derivation is based on a simple functional equation that takes into account properties of probability, as well as the linearity and time-reversal symmetry of quantum equations of motion. The derivation presented in this work also allows to determine certain limits to applicability of the Born Rule.
We present a new experimental approach using a three-path interferometer and find a tighter empirical upper bound on possible violations of Born's Rule. A deviation from Born's rule would result in multi-order interference. Among the potential systematic errors that could lead to an apparent violation we specifically study the nonlinear response of our detectors and present ways to calibrate this error in order to obtain an even better bound.
The argument of environment-assisted invariance (known as envariance) implying Born's rule is widely used in models for quantum measurement to reason that they must yield the correct statistics, specifically for linear models. However, it has recently been shown that linear collapse models can never give rise to Born's rule. Here, we address this apparent contradiction and point out an inconsistency in the assumptions underlying the arguments based on envariance. We use a construction in which the role of the measurement machine is made explicit and show that the presence of envariance does no…
Despite the tremendous empirical success of quantum theory there is still widespread disagreement about what it can tell us about the nature of the world. A central question is whether the theory is about our knowledge of reality, or a direct statement about reality itself. Regardless of their stance on this question, current interpretations of quantum theory regard the Born rule as fundamental and add an independent state-update (or "collapse") rule to describe how quantum states change upon measurement. In this paper we present an alternative perspective and derive a probability rule that su…
Page has recently argued that the Born rule does not suffice for computing all probabilities in quantum cosmology. He further asserts that the Born rule's failure gives rise to the cosmological measure problem. Here I contend that Page's result stems from his use of an overly restrictive definition of the Born rule. In particular, I demonstrate that all of the probabilities he wishes to compute follow from the Born rule when generalized measurements are permitted. I also register two comments on Page's theoretical setting, relating respectively to Hilbert space dimensionality and permutation s…
I argue that various derivations of the Born probability rule within strictly unitary quantum mechanics implicitly use anthropic constraints on the properties of the probabilities, but without proposing an ensemble from which those constraints limit a selection. An argument by Mallah obtains the Born probabilities explicitly for standard unitary dynamics but via postulating a hypothetical extra noise-like component of the quantum state. I argue that the implicit anthropic constraints required for well-behaved probability rules would select for a state of the sort Mallah proposes.
We compare and contrast two distinct approaches to understanding the Born rule in de Broglie-Bohm pilot-wave theory, one based on dynamical relaxation over time (advocated by this author and collaborators) and the other based on typicality of initial conditions (advocated by the 'Bohmian mechanics' school). It is argued that the latter approach is inherently circular and physically misguided. The typicality approach has engendered a deep-seated confusion between contingent and law-like features, leading to misleading claims not only about the Born rule but also about the nature of the wave fun…
We here put forward a simple argument for Born's rule based on the requirement that the probability distribution should not be a function of the number of degrees of freedom.
This paper presents a novel explanation of the cause of quantum probabilities and the Born rule based on the intuitionistic interpretation of quantum mechanics where propositions obey constructive (intuitionistic) logic. The use of constructive logic makes it possible (through a replacement of the concept of truth with the concept of constructive probability) to abandon the law of excluded middle in the intuitionistic interpretation.
The absolute value squared of the probability amplitude corresponding to the overlap of an initial state with a continuum wave solution to the Schrödinger equation of the problem, has the physical interpretation provided by the Born rule. Here, it is shown that for an open quantum system, the above probability may be written in an exact analytical fashion as an expansion in terms of the non-Hermitian resonance (quasinormal) states and complex poles to the problem which provides an underlying non-Hermitian character of the Born rule.
Having analyzed the formal aspects of Wallace's proof of the Born rule, we now discuss the concepts and axioms upon which it is built. Justification for most axioms is shown to be problematic, and at times contradictory. Some of the problems are caused by ambiguities in the concepts used. We conclude the axioms are not reasonable enough to be taken as mandates of rationality in Everettian Quantum Mechanics. This invalidates the interpretation of Wallace's result as meaning it would be rational for Everettian agents to decide using the Born rule.
The Born rule is at the foundation of quantum mechanics and transforms our classical way of understanding probabilities by predicting that interference occurs between pairs of independent paths of a single object. One consequence of the Born rule is that three way (or three paths) quantum interference does not exist. In order to test the consistency of the Born rule, we examine detection probabilities in three path intereference using an ensemble of spin-1/2 quantum registers in liquid state nuclear magnetic resonance (LSNMR). As a measure of the consistency, we evaluate the ratio of three way…
Many physicists believe that the EPR experiment exhibits instantaneous non-local effects. I argue below that an application of Born's Rule to EPR shows no such instantaneous effects and that EPR is consistent with full Lorentz invariance. I then discuss how it is possible to understand the EPR correlations for non-commuting spin components without recourse to non-local effects. Finally, I use these results to discuss the Free Will Theorem, which I formulate in a new way.
A physical experiment comprises along the time trajectory a start, a time evolution (duration), and an end, which is the measurement. In non relativistic quantum mechanics the start of the experiment is defined by the wave function at time 0 taking into account the starting conditions, the evolution is described by the wave function following the Schrödinger equation and the measurement by the Born rule. While the Schrödinger equation is deterministic, it is the Born rule that makes quantum mechanics statistical with all its consequences. The nature of the Born rule is thereby unknown albeit n…
The derivation of the Born rule by Zurek uses a "splitting procedure" where a physical state is subdivided into a number of states. It is argued that in quantum field theory, which encompasses quantum mechanics, such a procedure would in general modify the physics.
Born's rule, one of the cornerstones of quantum mechanics, relates detection probabilities to the modulus square of the wave function. Single-particle interference is accordingly limited to pairs of quantum paths and higher-order interferences are prohibited. Deviations from Born's law have been quantified via the Sorkin parameter which is proportional to the third-order term. We here extend this formalism to many-particle interferences and find that they exhibit a much richer structure. We demonstrate, in particular, that all interference terms of order $(2M+1)$ and greater vanish for $M$ par…
A concise review of the derivation of the Born rule and Schrödinger equation from first principles is provided. The starting point is a formalization of fundamental notions of measurement and composition, leading to a general framework for physical theories known as the positive formalism. Consecutively adding notions of spacetime, locality, absolute time and causality recovers the well established convex operational framework for classical and quantum theory. Requiring the partially ordered vector space of states to be an anti-lattice one obtains quantum theory in its standard formulation. Th…
In which-way double-slit experiments with perfect detectors, it is assumed that having a second detector at the slits is redundant, as it will not change the interference pattern. We however show that if higher-order or non-classical paths are accounted for, the presence of the second detector will have an effect on the interference pattern. Accounting for these non-classical paths also means that the Sorkin parameter in triple-slit experiments is only an approximate measure of Born rule violation. Using the difference between single and double which-way detectors, we give an alternative param…
We deduce the Born rule. No use is required of quantum postulates. One exploits only rudimentary quantum mathematics--a linear, not Hilbert', vector space--and empirical notion of the statistical length of a state. Its statistical nature comes from the experimental detector-clicks being formalized into the abstract quantum micro-events. We also comment on that it is not only that the use has not been made of some quantum axioms when deriving the rule but, in a sense, their invoking would be inconsistent.
I develop the decision-theoretic approach to quantum probability, originally proposed by David Deutsch, into a mathematically rigorous proof of the Born rule in (Everett-interpreted) quantum mechanics. I sketch the argument informally, then prove it formally, and lastly consider a number of proposed ``counter-examples'' to show exactly which premises of the argument they violate.
We revisit the Born-Markov approximation for an open quantum system by considering a microscopic model of the bath, namely, the Bose-Hubbard chain in the parameter region where it is chaotic in the sense of Quantum Chaos. It is shown that strong ergodic properties of the bath justify all approximations required for deriving the Markovian master equation from the first principles.
It is often claimed that the collapse of the wave function and Born's rule to interpret the square of the norm as a probability, have to be introduced as separate axioms in quantum mechanics besides the Schroedinger equation. Here we show that this is not true in certain models where quantum behavior can be attributed to underlying deterministic equations. It is argued that indeed the apparent spontaneous collapse of wave functions and Born's rule are features that strongly point towards determinism underlying quantum mechanics.
In this work we derive Born's rule from the pilot-wave theory of de Broglie and Bohm. Based on a toy model involving a particle coupled to a environement made of "qubits" (i.e., Bohmian pointers) we show that entanglement together with deterministic chaos lead to a fast relaxation from any statistitical distribution $ρ(x)$ (of finding a particle at point $x$) to the Born probability law $|Ψ(x)|^2$. Our model is discussed in the context of Boltzmann's kinetic theory and we demonstrate a kind of H theorem for the relaxation to the quantum equilibrium regime.
The spatiotemporal Born rule is quasiprobabilistic
School of Mathematics and Statistics, Hainan University（海南大学数学与统计学院）；School of Mathematical Sciences, MOE-LSC, Shanghai Jiao Tong University（上海交通大学数学科学学院，教育部线性代数与计算中心）；Shanghai Seres Information Technology Co., Ltd（上海思尔思信息技术有限公司）；Shenzhen Institute for Quantum Science and Engineering, Southern University of Science and Technology（南方科技大学深圳量子科学与工程研究院）
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This …
