Typicality in the foundations of statistical physics and Born's rule
Detlef Dürr, Ward Struyve
备注：
8 pages, no figures, LaTex; Chapter prepared for the book "Do wave functions jump? Perspectives on the work of GC Ghirardi", eds.: V. Allori, A. Bassi, D. Dürr and N. Zanghì; Springer International Publishing
Typicality has always been in the minds of the founding fathers of probability theory when probabilistic reasoning is applied to the real world. However, the role of typicality is not always appreciated. An example is the paper "Foundations of statistical mechanics and the status of Born's rule in de Broglie-Bohm pilot-wave theory" by Antony Valentini, where he presents typicality and relaxation to equilibrium as distinct approaches to the proof of Born's rule, while typicality is in fact an overriding necessity. Moreover the "typicality approach" to Born's rule of "the Bohmian mechanics school" is claimed to be inherently circular. We wish to explain once more in very simple terms why the accusation is off target and why "relaxation to equilibrium" is neither necessary nor sufficient to justify Born's rule.
We compare and contrast two distinct approaches to understanding the Born rule in de Broglie-Bohm pilot-wave theory, one based on dynamical relaxation over time (advocated by this author and collaborators) and the other based on typicality of initial conditions (advocated by the 'Bohmian mechanics' school). It is argued that the latter approach is inherently circular and physically misguided. The typicality approach has engendered a deep-seated confusion between contingent and law-like features, leading to misleading claims not only about the Born rule but also about the nature of the wave fun…
The possibility to recover the which-way information, for example in the two slit experiment, is based on a natural but implicit assumption about the position of a particle {\it before} a position measurement is performed on it. This assumption cannot be deduced from the standard postulates of quantum mechanics. In the present paper this assumption is made explicit and formally postulated as a new rule, the {\it quantum typicality rule}. This rule correlates the positions of the particles at two different times, thus defining their trajectories. Unexpectedly, this rule is also equivalent to th…
Bohmian mechanics represents the universe as a set of paths with a probability measure defined on it. The way in which a mathematical model of this kind can explain the observed phenomena of the universe is examined in general. It is shown that the explanation does not make use of the full probability measure, but rather of a suitable set function deriving from it, which defines relative typicality between single-time cylinder sets. Such a set function can also be derived directly from the standard quantum formalism, without the need of an underlying probability measure. The key concept for th…
The notion of probability plays a crucial role in quantum mechanics. It appears in quantum mechanics as the Born rule. In modern mathematics which describes quantum mechanics, however, probability theory means nothing other than measure theory, and therefore any operational characterization of the notion of probability is still missing in quantum mechanics. In this paper, based on the toolkit of algorithmic randomness, we present a refinement of the Born rule, as an alternative rule to it, for specifying the property of the results of quantum measurements in an operational way. Algorithmic ran…
A new formulation of quantum mechanics is proposed based on a new principle that can be considered a generalization of the Born rule. The principle is composed of a mathematical expression and an associated interpretation, and establishes a correlation between the positions of a particle at two different times. Under reasonable conditions for the wave function, this correlation implies that the particles follow quasi-classical trajectories. It is also shown that the Born rule is equivalent to a particular case of the new principle. These features allow the principle to provide a unified explan…
A little more than half a year before Matrix Mechanics was born, Max Born finished his book "Vorlesungen ueber Atommechanik, Erster Band", which is a state-of-the-art presentation of Bohr-Sommerfeld quantisation. This book, which today seems almost forgotten, is remarkable for its epistemological as well as technical aspects. Here I wish to highlight one aspect in each of these two categories, the first being concerned with the rôle of axiomatisation in the heuristics of physics, the second with the problem of quantisation proper before Heisenberg and Schrödinger. This paper is a contribution …
The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying…
The Born rule, which is one of foundational axioms of quantum theory, states that the probability of obtain outcome $a$ for the quantum state $|ψ\rangle$ is determined by $P(a)=|\langle a|ψ\rangle|^{2}$. Despite its great success in predicting the experimental outcomes, there still lacks a direct way to verify the Born rule. Here, we show that the weak value based direct measurement of superposition wavefunction is feasible, which can be used to verify the Born rule directly. The plausible experiment is suggested.
An extension of the Born rule, the {\it quantum typicality rule}, has recently been proposed [B. Galvan: Found. Phys. 37, 1540-1562 (2007)]. Roughly speaking, this rule states that if the wave function of a particle is split into non-overlapping wave packets, the particle stays approximately inside the support of one of the wave packets, without jumping to the others. In this paper a formal definition of this rule is given in terms of {\it imprecise probability}. An imprecise probability space is a measurable space $(Ω, {\cal A})$ endowed with a {\it set} of probability measures $\cal P$. The …
This paper gives a thorough critique of the foundations of quantum physics in its mainstream interpretation (i.e., treating pure states as primitives, without reference to hidden variables, and without modifications of the quantum laws). This is achieved by cleanly separating a concise version of the (universally accepted) formal core of quantum physics from the (controversial) interpretation issues. The latter are primarily related to measurement, but also to questions of existence and of the meaning of basic concepts like 'state' and 'particle'. The requirements for good foundations of quant…
The Born rule is derived from operational assumptions, independent of the normalization of the state. Unlike Gleason's theorem, the argument applies even if probabilities are defined for only a single resolution of the identity, so it applies to all the major foundational approaches to quantum mechanics. There are important points of contact with Deutsch's program for deducing the probabilistic interpretation of quantum mechanics from decision thoery, as recently completed by Wallace. Decision theory can be used to supplement the present derivation, in application to the Everett interpretation…
Despite the tremendous empirical success of quantum theory there is still widespread disagreement about what it can tell us about the nature of the world. A central question is whether the theory is about our knowledge of reality, or a direct statement about reality itself. Regardless of their stance on this question, current interpretations of quantum theory regard the Born rule as fundamental and add an independent state-update (or "collapse") rule to describe how quantum states change upon measurement. In this paper we present an alternative perspective and derive a probability rule that su…
The Born rule is at the foundation of quantum mechanics and transforms our classical way of understanding probabilities by predicting that interference occurs between pairs of independent paths of a single object. One consequence of the Born rule is that three way (or three paths) quantum interference does not exist. In order to test the consistency of the Born rule, we examine detection probabilities in three path intereference using an ensemble of spin-1/2 quantum registers in liquid state nuclear magnetic resonance (LSNMR). As a measure of the consistency, we evaluate the ratio of three way…
Topos approaches to quantum foundations are described in a unified way by means of spectral bundles, where the base space is a space of contexts and each fibre is its spectrum. Differences in variance are due to the bundle being a fibration or opfibration. Relative to this structure, the probabilistic predictions of the Born rule in finite dimensional settings are then described as a section of a bundle of valuations. The construction uses in an essential way the geometric nature of the valuation locale monad.
This paper provides theorems aimed at shedding light on issues in the foundations of quantum mechanics. These theorems can be used to propose new interpretations to the theory, or to better understand, evaluate and improve current interpretations. Some of these applications include: (1) A proof of the existence of pilot-wave theories that are fully equivalent to standard quantum mechanics in a path-wise sense. This equivalence is stronger than what is entailed from the more traditional requirements of equivariance, or good mixing properties, and is necessary to assure proper correlations acros…
We argue that neutrino oscillations at JUNO offer a unique opportunity to study Sorkin's triple-path interference, which is predicted to be zero in canonical quantum mechanics by virtue of the Born rule. In particular, we compute the expected bounds on triple-path interference at JUNO and demonstrate that they are comparable to those already available from electromagnetic probes. Furthermore, the neutrino probe of the Born rule is much more direct due to an intrinsic independence from any boundary conditions, whereas such dependence on boundary conditions is always present in the case of elect…
We present two complementary viewpoints for combining quantum computers and the foundations of quantum mechanics. On one hand, ideal devices can be used as testbeds for experimental tests of the foundations of quantum mechanics: we provide algorithms for the Peres test of the superposition principle and the Sorkin test of Born's rule. On the other hand, noisy intermediate-scale quantum (NISQ) devices can be benchmarked using these same tests. These are deep-quantum benchmarks based on the foundations of quantum theory itself. We present test data from Rigetti hardware.
We present a mathematical framework based on quantum interval-valued probability measures to study the effect of experimental imperfections and finite precision measurements on defining aspects of quantum mechanics such as contextuality and the Born rule. While foundational results such as the Kochen-Specker and Gleason theorems are valid in the context of infinite precision, they fail to hold in general in a world with limited resources. Here we employ an interval-valued framework to establish bounds on the validity of those theorems in realistic experimental environments. In this way, not on…
The nRules are empirical regularities that were discovered in macroscopic situations where the outcome is known. When they are projected theoretically into the microscopic domain they predict a novel ontology including the frequent collapse of an atomic wave function, thereby defining an nRule based foundation theory. Future experiments can potentially discriminate between this and other foundation theories of (non-relativistic) quantum mechanics. Important features of the nRules are: (1) they introduce probability through probability current rather than the Born rule, (2) they are valid indep…
This paper presents the thermal interpretation of quantum physics. The insight from Part I of this series that Born's rule has its limitations -- hence cannot be the foundation of quantum physics -- opens the way for an alternative interpretation -- the thermal interpretation of quantum physics. It gives new foundations that connect quantum physics (including quantum mechanics, statistical mechanics, quantum field theory and their applications) to experiment. The thermal interpretation resolves the problems of the foundations of quantum physics revealed in the critique from Part I of this seri…
Emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with derivation of preferred sets of states that help define what exists - our everyday classical reality. They emerge as a result of breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification - of replicating information. This der…
This paper presents the measurement problem from the point of view of the thermal interpretation of quantum physics introduced in Part II. The measurement of a Hermitian quantity $A$ is regarded as giving an uncertain value approximating the q-expectation $\langle A\rangle$ rather than (as tradition wanted to have it) as an exact revelation of an eigenvalue of $A$. Single observations of microscopic systems are (except under special circumstances) very uncertain measurements only. The thermal interpretation * treats detection events as a statistical measurement of particle beam intensity. * cl…
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Quantification starts with sum and product rules that express combination and partition. These rules rest on elementary symmetries that have wide applicability, which explains why arithmetical adding up and splitting into proportions are ubiquitous. Specifically, measure theory formalises addition, and probability theory formalises inference in terms of proportions. Quantum theory rests on the same simple symmetries, but is formalised in two dimensions, not just one, in order to track an object through its binary interactions with other objects. The symmetries still require sum and product rul…
Quantum field theory is the traditional solution to the problems inherent in melding quantum mechanics with special relativity. However, it has also long been known that an alternative first-quantized formulation can be given for relativistic quantum mechanics, based on the parametrized paths of particles in spacetime. Because time is treated similarly to the three space coordinates, rather than as an evolution parameter, such a spacetime approach has proved particularly useful in the study of quantum gravity and cosmology. This paper shows how a spacetime path formalism can be considered to a…
I review the various algebraic foundations of quantum mechanics. They have been suggested since the birth of this theory till up to last year. They are the following ones: Heisenberg-Born-Jordan (1925), Weyl (1928), Dirac (1930), von Neumann (1936), Segal (1947), T.F. Jordan (1986), Morchio and Strocchi (2009) and Buchholz and Fregenhagen (2019). Three cases are stressed: 1) the misinterpretation of Dirac foundation; 2) von Neumann conversion from the analytic approach of Hilbert space to the algebraic approach of the rings of operators; 3) the recent foundation of quantum mechanics upon the a…
It is argued that our universe happens to be in a state of statistical equilibrium at the hidden-variable level, such that nonlocality is masked by quantum noise. To account for this 'quantum equilibrium', we outline a subquantum statistical mechanics in configuration space, and an H-theorem analogous to the classical coarse-graining H-theorem. Foundational issues in statistical mechanics are addressed, and an alternative explanation based on 'typicality' is criticised. An estimate is given for the relaxation timescale, and an illustrative numerical simulation is provided. Assuming the univers…
QBism regards quantum mechanics as an addition to probability theory. The addition provides an extra normative rule for decision-making agents concerned with gambling across experimental contexts, somewhat in analogy to the double-slit experiment. This establishes the meaning of the Born Rule from a QBist perspective. Moreover it suggests that the best way to formulate the Born Rule for foundational discussions is with respect to an informationally complete reference device. Recent work [DeBrota, Fuchs, and Stacey, Phys. Rev. Res. 2, 013074 (2020)] has demonstrated that reference devices emplo…
Investigation on foundational aspects of quantum statistical mechanics recently entered a renaissance period due to novel intuitions from quantum information theory and to increasing attention on the dynamical aspects of single quantum systems. In the present contribution a simple but effective theoretical framework is introduced to clarify the connections between a purely mechanical description and the thermodynamic characterization of the equilibrium state of an isolated quantum system. A salient feature of our approach is the very transparent distinction between the statistical aspects and …
It has been suggested by Sorkin that a three-slit Young experiment could reveal the validity a fundamental ingredient in the foundations of one of the cornerstones in modern physics namely quantum mechanics. In terms of a certain parameter $κ_S$, it was argued that a non-zero value could imply a breakdown of the fundamental Born's rule as well as the superposition principle. Here we argue that a physical realization of such arguments could lead to an erroneous conclusion and contradict the basic rules of quantum mechanics. In fact, we argue that a proper interpretation of the procedures involv…
