The Born rule is derived from operational assumptions, independent of the normalization of the state. Unlike Gleason's theorem, the argument applies even if probabilities are defined for only a single resolution of the identity, so it applies to all the major foundational approaches to quantum mechanics. There are important points of contact with Deutsch's program for deducing the probabilistic interpretation of quantum mechanics from decision thoery, as recently completed by Wallace. Decision theory can be used to supplement the present derivation, in application to the Everett interpretation, but it is otherwise unnecessary.
Recently, W. H. Zurek presented a novel derivation of the Born rule based on a mechanism termed environment-assisted invariance, or "envariance" [W. H. Zurek, Phys. Rev. Lett. 90(2), 120404 (2003)]. We review this approach and identify fundamental assumptions that have implicitly entered into it, emphasizing issues that any such derivation is likely to face.
We present a derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. Combined to Gleason's theorem, this approach naturally leads to the usual quantum formalism, within a new conceptual framework that is discussed heuristically in details. The structure of Quantum Mechanics, from its probabilistic nature to its mathematical expression, appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to…
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This …
Excluding the concept of probability in quantum mechanics, we derive Born's law from the remaining postulates in quantum mechanics using type method. We also give a way of determining the unknown parameter in a state vector based on an indirect measurement model. While Deutsch adopt a concept of rational decision-maker who introduces probability, we adopt a concept of statistician in our measurement model and clarifies the distinguished feature of quantum measurement. Like many worlds interpretation, our scenario gives a simple solution for problem of measurement.
The derivation of the Born rule by Zurek uses a "splitting procedure" where a physical state is subdivided into a number of states. It is argued that in quantum field theory, which encompasses quantum mechanics, such a procedure would in general modify the physics.
We clarify the role of the Born rule in the Copenhagen Interpretation of quantum mechanics by deriving it from Bohr's doctrine of classical concepts, translated into the following mathematical statement: a quantum system described by a noncommutative C*-algebra of observables is empirically accessible only through associated commutative C*-algebras. The Born probabilities emerge as the relative frequencies of outcomes in long runs of measurements on a quantum system; it is not necessary to adopt the frequency interpretation of single-case probabilities (which will be the subject of a sequel pa…
Zurek's derivation of the Born rule from envariance (environment-assisted invariance) is tightened up, somewhat generalized, and extended to encompass all possibilities. By this, besides Zurek's most important work, also the works of 5 other commentators of the derivation are taken into account, and selected excerpts commented upon. All this is done after a detailed theory of twin unitaries, which are the other face of envariance.
It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born Rule is postulated rather than derived from the first principles. In this work the Born Rule is derived from the time-reversal symmetry of quantum equations of motion. The derivation is based on a simple functional equation that takes into account properties of probability, as well as the linearity and time-reversal symmetry of quantum equations of motion. The derivation presented in this work also allows to determine certain limits to applicability of the Born Rule.
The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the "measurement problem" of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a s…
The Born rule for probabilities of measurement results is deduced from the set of five assumptions. The assumptions state that: (a) the state vector fully determines the probabilities of all measurement results; (b) between measurements, any quantum system is governed by that part of standard quantum mechanics, which does not refer to measurements; (c) probabilities of measurement results obey the rules of the classical theory of probability; (d) no information transfer is possible without interaction; (e) if two spin-1/2 particles are in the entangled state (sqrt(1-λ)|up>|up> + sqrt(λ)|down>|…
In the present paper we propose a new axiomatic system of algebraic and statistical axioms as working hypotheses, from which Born rule can be seen to emerge. In this process the concept of sectors defined as quasi-equivalence classes of factor states plays a crucial role.
In this article we discuss few new derivations of the so called Born's rule for quantum probability in the context of the pilot wave theory proposed by de Broglie in 1927.
The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying…
I argue that various derivations of the Born probability rule within strictly unitary quantum mechanics implicitly use anthropic constraints on the properties of the probabilities, but without proposing an ensemble from which those constraints limit a selection. An argument by Mallah obtains the Born probabilities explicitly for standard unitary dynamics but via postulating a hypothetical extra noise-like component of the quantum state. I argue that the implicit anthropic constraints required for well-behaved probability rules would select for a state of the sort Mallah proposes.
A concise review of the derivation of the Born rule and Schrödinger equation from first principles is provided. The starting point is a formalization of fundamental notions of measurement and composition, leading to a general framework for physical theories known as the positive formalism. Consecutively adding notions of spacetime, locality, absolute time and causality recovers the well established convex operational framework for classical and quantum theory. Requiring the partially ordered vector space of states to be an anti-lattice one obtains quantum theory in its standard formulation. Th…
During the last ten years or so, derivations of the Born rule based on decision theory have been proposed and developed, and it is claimed that these are valid in the context of the Everett interpretation. This claim is critically assessed and it is shown that one of its key assumptions, although natural in the context of the Copenhagen interpretation, is not consistent with that of Everett. It is further argued that any interpretation that relates outcome likelihood to the expansion coefficients connecting the wavefunction with the eigenfunctions of the measurement operator must be inconsiste…
Emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with derivation of preferred sets of states that help define what exists - our everyday classical reality. They emerge as a result of breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification - of replicating information. This der…
We calculate in an exact way the conditional past-future correlation for the decay dynamics of a two-level system in a bosonic bath. Different measurement processes are considered. In contrast to quantum memory measures based solely on system propagator properties, here memory effects are related to a convolution structure involving two system propagators and the environment correlation. This structure allows to detect memory effects even close to the validity of the Born-Markov approximation. An alternative operational-based definition of environment-to-system backflow of information follows …
The spatiotemporal Born rule is quasiprobabilistic
School of Mathematics and Statistics, Hainan University（海南大学数学与统计学院）；School of Mathematical Sciences, MOE-LSC, Shanghai Jiao Tong University（上海交通大学数学科学学院，教育部线性代数与计算中心）；Shanghai Seres Information Technology Co., Ltd（上海思尔思信息技术有限公司）；Shenzhen Institute for Quantum Science and Engineering, Southern University of Science and Technology（南方科技大学深圳量子科学与工程研究院）
The probabilistic rule that links the formalism of Quantum Mechanics (QM) to the real world was stated by Born in 1926. Since then, there were many attempts to derive the Born postulate as a theorem, Gleason's being the most prominent. The Gleason derivation, however, is generally considered rather intricate and its physical meaning, in particular in relation with the noncontextuality of probability (NP), is not quite evident. More recently, we are witnessing a revival of interest in possible demonstrations of the Born rule, like Zurek's and Deutsch's based on the decoherence and on the theory…
We systematically derive a linear quantum collision operator for the spinorial Wigner transport equation from the dynamics of a composite quantum system. For suitable two particle interaction potentials, the particular matrix form of the collision operator describes spin decoherence or even spin depolarization as well as relaxation towards a certain momentum distribution in the long time limit. It is demonstrated that in the semiclassical limit the spinorial Wigner equation gives rise to several semiclassical spin-transport models. As an example, we derive the Bloch equations as well as the sp…
The notion of probability plays a crucial role in quantum mechanics. It appears in quantum mechanics as the Born rule. In modern mathematics which describes quantum mechanics, however, probability theory means nothing other than measure theory, and therefore any operational characterization of the notion of probability is still missing in quantum mechanics. In this paper, based on the toolkit of algorithmic randomness, we present a refinement of the Born rule, as an alternative rule to it, for specifying the property of the results of quantum measurements in an operational way. Algorithmic ran…
In previous articles we presented a simple set of axioms named Contexts, Systems and Modalities (CSM), where the structure of quantum mechanics appears as a result of the interplay between the quantized number of modalities accessible to a quantum system, and the continuum of contexts that are required to define these modalities. In the present article we discuss further how to obtain (or rather infer) Born's rule within this framework. Our approach is compared with other former and recent derivations, and its strong links with Gleason's theorem are particularly emphasized.
Conventional quantum mechanics with a complex Hilbert space and the Born Rule is derived from five axioms describing properties of probability distributions for the outcome of measurements. Axioms I,II,III are common to quantum mechanics and hidden variable theories. Axiom IV recognizes a phenomenon, first noted by Turing and von Neumann, in which the increase in entropy resulting from a measurement is reduced by a suitable intermediate measurement. This is shown to be impossible for local hidden variable theories. Axiom IV, together with the first three, almost suffice to deduce the conventio…
We present a derivation of the Lindblad equation - an important tool for the treatment of non-unitary evolutions - that is accessible to undergraduate students in physics or mathematics with a basic background on quantum mechanics. We consider a specific case, corresponding to a very simple situation, where a primary system interacts with a bath of harmonic oscillators at zero temperature, with an interaction Hamiltonian that resembles the Jaynes-Cummings format. We start with the Born-Markov equation and, tracing out the bath degrees of freedom, we obtain an equation in the Lindblad form. The…
In a previous article [H. Bergeron, J. Math. Phys. 42, 3983 (2001)], we presented a method to obtain a continuous transition from classical to quantum mechanics starting from the usual phase space formulation of classical mechanics. This procedure was based on a Koopman-von Neumann approach where classical equations are reformulated into a quantumlike form. In this article, we develop a different derivation of quantum equations, based on purely classical stochastic arguments, taking some elements from the Bohm-Fenyes-Nelson approach. This study starts from a remark noticed by different authors…
A new approach to wavefunction collapse is prepared by an analysis of semiclassical gravity. The fact that, in semiclassical gravity, superposed states must share a common classical spacetime geometry, even if they prefer (according to general relativity) differently curved spacetimes, leads to energy increases of the states, when their mass distributions are different. If one interprets these energy increases divided by Planck's constant as decay rates of the states, one obtains the lifetimes of superpositions according to the Diosi-Penrose criterion and reduction probabilities according to B…
I show how probabilities arise in quantum physics by exploring implications of {\it environment - assisted invariance} or {\it envariance}, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled ``Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule, $p_k \propto |ψ_k|^2$ for the outcomes associated with Schmidt states. Probabilities derived in this manner are an objecti…
Computationalism provides a framework for understanding how a mathematically describable physical world could give rise to conscious observations without the need for dualism. A criterion is proposed for the implementation of computations by physical systems, which has been a problem for computationalism. Together with an independence criterion for implementations this would allow, in principle, prediction of probabilities for various observations based on counting implementations. Applied to quantum mechanics, this results in a Many Computations Interpretation (MCI), which is an explicit form…
Zurek claims to have derived Born's rule noncircularly in the context of an ontological no-collapse interpretation of quantum states, without any "deus ex machina imposition of the symptoms of classicality." After a brief review of Zurek's derivation it is argued that this claim is exaggerated if not wholly unjustified. In order to demonstrate that Born's rule arises noncircularly from deterministically evolving quantum states, it is not sufficient to assume that quantum states are somehow associated with probabilities and then prove that these probabilities are given by Born's rule. One has t…
An operational concept of locality whose quantum violation is indicated independently of any other assumption(s) seems to be lacking in the quantum foundations literature so far. Bell's theorem only shows that quantum correlations violate the conjunction of the ontological assumptions of localism and determinism. Taking a cue from computational complexity theory, here we define such a concept of locality in terms of a class of operational decision problems, and propose that Einstein-Podolsky-Rosen (EPR) steering in its basic asymmetric formulation gives a specific realization of this class. Va…
Understanding the core content of quantum mechanics requires us to disentangle the hidden logical relationships between the postulates of this theory. Here we show that the mathematical structure of quantum measurements, the formula for assigning outcome probabilities (Born's rule) and the post-measurement state-update rule, can be deduced from the other quantum postulates, often referred to as "unitary quantum mechanics", and the assumption that ensembles on finite-dimensional Hilbert spaces are characterised by finitely many parameters. This is achieved by taking an operational approach to p…
We provide a derivation of the Born Rule in the context of the Everett (Many-Worlds) approach to quantum mechanics. Our argument is based on the idea of self-locating uncertainty: in the period between the wave function branching via decoherence and an observer registering the outcome of the measurement, that observer can know the state of the universe precisely without knowing which branch they are on. We show that there is a uniquely rational way to apportion credence in such cases, which leads directly to the Born Rule. Our analysis generalizes straightforwardly to cases of combined classic…
In a previous article [1] we presented an argument to obtain (or rather infer) Born's rule, based on a simple set of axioms named "Contexts, Systems and Modalities" (CSM). In this approach there is no "emergence", but the structure of quantum mechanics can be attributed to an interplay between the quantized number of modalities that are accessible to a quantum system, and the continuum of contexts that are required to define these modalities. The strong link of this derivation with Gleason's theorem was emphasized, with the argument that CSM provides a physical justification for Gleason's hypo…
Zurek has derived the quantum probabilities for Schmidt basis states of bipartite quantum systems in pure joint states, from the assumption that they should be not be affected by one party's action if the action can be undone by the other party (``envariance of probability'') and an auxiliary assumption. We argue that a natural generalization of the auxiliary assumption is actually strong enough to yield the Born rule itself, but that Zurek's argument and protocol can be adapted to do without this assumption, at the cost of using envariance of probability in both directions. We consider altern…
We characterize a value of an observable by a `sum rule' for generally non-commuting observables and a `product rule' when restricted to a maximal commuting subalgebra of observables together with the requirement that the value is unity for the projection operator of the prepared state and the values are zero for the projection operators of the states which are orthogonal to the prepared state. The crucial requirement is that the expectation value and the variance of an observable should be independent of the way of measurement, i.e., the choice of the maximal commuting subalgebra of observabl…
The quantum-mechanical rule for probabilities, in its most general form of positive-operator valued measure (POVM), is shown to be a consequence of the environment-assisted invariance (envariance) idea suggested by Zurek [Phys. Rev. Lett. 90, 120404 (2003)], being completed by Gleason's theorem. This provides also a method for derivation of the Born rule.
Two categories of results regarding quantum measurements are derived in this work and applied to the problem of collapse. The first category is concerned with local and transient features of the entanglement between a macroscopic measuring system and a measured one. These properties result directly from the Schrödinger equation. They cannot be formulated in terms of observables, do not affect the wave functions themselves but express their history in an irreversible way. They carry a specific new kind of local probabilities, which evolve with a finite velocity under nonlinear wave equations. T…
