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arXiv 2402.05048cs.AI
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你的AI有多VADER?——面向监管适用的人工智能系统定义

How VADER is your AI? Towards a definition of artificial intelligence systems appropriate for regulation

University of Stirling(斯特林大学);Federal University of Rio Grande do Norte(北大河州联邦大学)

Leonardo C. T. Bezerra, Alexander E. I. Brownlee, Luana Ferraz Alvarenga, Renan Cipriano Moioli, Thais Vasconcelos Batista

AI总结:

本文提出VADER框架,用于评估AI定义在监管中的恰当性,并审查美、英、欧盟和巴西的提案,发现均未达标,存在修订需求或风险。

摘要:

人工智能(AI)推动了信息与通信技术(ICT)领域的诸多突破。然而,自图灵测试提出以来,ICT系统的范围已远远超出AI。关键的是,近期的人工智能监管提案采用了影响非AI的ICT技术、方法和系统的AI定义。在某些情况下,甚至数学、统计学和工程学领域的工作也会受到影响。令人担忧的是,从西方社会到全球南方,都存在AI定义不当的现象。在本文中,我们提出了一个框架,用于评估人工智能定义在监管上的恰当性(VADER,即“经过验证的适当定义”)。我们的在线、公开可用的VADER框架对AI监管定义应基于的前提覆盖度进行评分,这些前提旨在(i)再现其他成功技术监管中观察到的原则,以及(ii)涵盖所有AI技术和方法,同时排除非AI工作。关于后者,我们的评分基于一个包含代表性AI、非AI ICT和非ICT示例的数据集。我们通过审查主要参与者(即美国、英国、欧盟和巴西)的AI监管提案来展示我们的贡献。重要的是,所评估的提案均未达到恰当性评分,其问题从需要修订到对ICT系统及其他领域工作构成具体风险不等。

英文摘要:

Artificial intelligence (AI) has driven many information and communication technology (ICT) breakthroughs. Nonetheless, the scope of ICT systems has expanded far beyond AI since the Turing test proposal. Critically, recent AI regulation proposals adopt AI definitions affecting ICT techniques, approaches, and systems that are not AI. In some cases, even works from mathematics, statistics, and engineering would be affected. Worryingly, AI misdefinitions are observed from Western societies to the Global South. In this paper, we propose a framework to score how validated as appropriately-defined for regulation (VADER) an AI definition is. Our online, publicly-available VADER framework scores the coverage of premises that should underlie AI definitions for regulation, which aim to (i) reproduce principles observed in other successful technology regulations, and (ii) include all AI techniques and approaches while excluding non-AI works. Regarding the latter, our score is based on a dataset of representative AI, non-AI ICT, and non-ICT examples. We demonstrate our contribution by reviewing the AI regulation proposals of key players, namely the United States, United Kingdom, European Union, and Brazil. Importantly, none of the proposals assessed achieve the appropriateness score, ranging from a revision need to a concrete risk to ICT systems and works from other fields.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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