从Serre、Katz和Swinnerton-Dyer的工作开始，theta算子在p-adic和mod p模形式以及Galois表示的研究中发挥了关键作用。本文针对PEL型Shimura簇上自守形式的theta算子取得了两项主要成果：1）将先验仅定义在μ-普通轨迹上的p-adic Maass--Shimura算子的mod p约化，在非分歧素数p处解析延拓至整个Shimura簇；2）构造了不源于Maass--Shimura算子mod p约化的新mod p theta算子。尽管本文的主要成果涉及Shimura簇的几何性质及其对微分算子的推论，但我们最终给出了在Galois表示上的应用。我们的方法涉及对Shimura簇行为的细致分析，使我们能够获得比以往技术更广泛的结果，包括任意签名、向量权重，以及任意次数CM域中的非分歧素数情形。
英文摘要：
Starting with work of Serre, Katz, and Swinnerton-Dyer, theta operators have played a key role in the study of $p$-adic and $\bmod p$ modular forms and Galois representations. This paper achieves two main results for theta operators on automorphic forms on PEL-type Shimura varieties: 1) the analytic continuation at unramified primes $p$ to the whole Shimura variety of the $\bmod p$ reduction of $p$-adic Maass--Shimura operators {\it a priori} defined only over the $μ$-ordinary locus, and 2) the construction of new $\bmod p$ theta operators that do not arise as the $\bmod p$ reduction of Maass--Shimura operators. While the main accomplishments of this paper concern the geometry of Shimura varieties and consequences for differential operators, we conclude with applications to Galois representations. Our approach involves a careful analysis of the behavior of Shimura varieties and enables us to obtain more general results than allowed by prior techniques, including for arbitrary signature, vector weights, and unramified primes in CM fields of arbitrary degree.
In this note, we introduce the notion of almost unramified representations of quasi-split unitary groups of even ranks with respect to an unramified quadratic extension of local fields, and study their behavior under the local theta correspondence. These representations are in some sense the least ramified representations that have root number $-1$.
Let $K/F$ be a finite extension of number fields of degree $n \geq 2$. We establish effective field-uniform unconditional upper bounds for the least norm of a prime ideal of $F$ which is degree 1 over $\mathbb{Q}$ and does not ramify or split completely in $K$. We improve upon the previous best known general estimates due to X. Li when $F = \mathbb{Q}$ and Murty-Patankar when $K/F$ is Galois. Our bounds are the first when $K/F$ is not assumed to be Galois and $F \neq \mathbb{Q}$.
We show that for primes $N, p \geq 5$ with $N \equiv -1 \bmod p$, the class number of $\mathbb{Q}(N^{1/p})$ is divisible by $p$. Our methods are via congruences between Eisenstein series and cusp forms. In particular, we show that when $N \equiv -1 \bmod p$, there is always a cusp form of weight $2$ and level $Γ_0(N^2)$ whose $\ell$-th Fourier coefficient is congruent to $\ell + 1$ modulo a prime above $p$, for all primes $\ell$. We use the Galois representation of such a cusp form to explicitly construct an unramified degree $p$ extension of $\mathbb{Q}(N^{1/p})$.
In this note we study the supersingular locus of the GU(2,2) Shimura variety modulo a prime which is unramified in the imaginary quadratic extension. The supersingular locus of this Shimura variety can be related to the basic Rapoport-Zink space whose special fibre is described by the Bruhat-Tits stratification. The description for this supersingular locus in the case where the prime is inert in imaginary quadratic field is already known to Howard and Pappas by exploiting the exceptional isomorphism. Our method is more direct without using the exceptional isomorphism.
The main result of this article states that the Galois representation attached to a Hilbert modular eigenform defined over F_p^bar of parallel weight 1 and level prime to p is unramified above p. This includes the important case of eigenforms that do not lift to Hilbert modular forms in characteristic 0 of parallel weight 1. The proof is based on the observation that parallel weight 1 forms in characteristic p embed into the ordinary part of parallel weight p forms in two different ways per prime dividing p, namely via `partial' Frobenius operators.
Let $p$ be a prime number and $F$ a totally real number field. For each prime $\mathfrak{p}$ of $F$ above $p$ we construct a Hecke operator $T_\mathfrak{p}$ acting on $(\mathrm{mod}\, p^m)$ Katz Hilbert modular classes which agrees with the classical Hecke operator at $\mathfrak{p}$ for global sections that lift to characteristic zero. Using these operators and the techniques of patching complexes of F. Calegari and D. Geraghty we prove that the Galois representations arising from torsion Hilbert modular classes of parallel weight ${\bf 1}$ are unramified at $p$ when $[F:\mathbb Q]=2$. Some pa…
We define formal vector bundles with marked sections on Hilbert modular schemes and we show how to use them to construct modular sheaves with an integrable meromorphic connection and a filtration which, in degree 0, gives to us a $p$-adic interpolation of the usual Hodge filtration. We relate it with the sheaf of overconvergent Hilbert modular forms.
We consider certain Massey products in the cohomology of a Galois extension of fields with coefficients in p-power roots of unity. We prove formulas for these products both in general and in the special case that the Galois extension in question is the maximal extension of a number field unramified outside a set of primes S including those above p and any archimedean places. We then consider those Z_p-Kummer extensions L of the maximal p-cyclotomic extension K of a number field that are unramified outside S. We show that Massey products describe the structure of a certain "decomposition-free" …
Let $p$ be a prime number. We show that, there exists an infinite family of imaginary abelian fields such that, the Iwasawa module of the maximal multiple ${\Bbb Z}_p$-extension is non trivial and pseudo-null for each field in the family. We also discuss on an application to non-abelian Iwasawa theory in the sense of Ozaki.
In this paper we introduce a new method for finding Galois groups by computer. This is particularly effective in the case of Galois groups of p-extensions ramified at finitely many primes but unramified at the primes above p. Such Galois groups have been regarded as amongst the most mysterious objects in number theory. Very little has hitherto been discovered regarding them despite their importance in studying p-adic Galois representations unramified at p. The conjectures of Fontaine-Mazur say that they should have no p-adic analytic quotients (equivalently, the images of the Galois representa…
Let p be prime and Zpn the degree n unramified extension of the ring of p-adic integers Zp. In this paper we give an overview of some very fast algorithms for common operations in Zpn modulo p^N. Combining existing methods with recent work of Kedlaya and Umans about modular composition of polynomials, we achieve quasi-linear time algorithms in the parameters n and N, and quasi-linear or quasi-quadratic time in log p, for most basic operations on these fields, including Galois conjugation, Teichmuller lifting and computing minimal polynomials.
We state and prove an identity which connects theta series associated with binary quadratic forms of idoneal discriminants $Δ$ and $Δp^2$, for $p$ a prime. Employing this identity, we extend the results of Toh by writing the theta series of forms of discriminant $Δp^2$ as a linear combination of Lambert series. We then use these Lambert series decompositions to give explicit representation formulas for the forms of discriminant $Δp^2$. Lastly, we give a generalization of our main identity, which employs a map of Buell to connect forms of discriminant $Δ$ to $Δp^2$. Our generalized identity lin…
For a CM-field $K$ and an odd prime number $p$, let $\widetilde K'$ be a certain multiple $\mathbb{Z}_p$-extension of $K$. In this paper, we study several basic properties of the unramified Iwasawa module $X_{\widetilde K'}$ of $\widetilde K'$ as a $\mathbb{Z}_p[[{\rm Gal}(\widetilde K'/K)]]$-module. Our first main result is a description of the order of a Galois coinvariant of $X_{\widetilde K'}$ in terms of the characteristic power series of the unramified Iwasawa module of the cyclotomic $\mathbb{Z}_p$-extension of $K$ under a certain assumption on the splitting of primes above $p$. Second …
Recently, Romik determined in [9] the Taylor expansion of the Jacobi theta constant θ_3, around the point x = 1. He discovered a new integer sequence, (d(n))_0^\infty=1, 1, -1, 51, 849, -26199, \dots, from which the Taylor coefficients are built, and conjectured that the numbers d(n) satisfy certain congruences modulo various primes. In this paper, we prove some of these conjectures, for example that d(n)\equiv (-1)^{n+1}(mod 5) for all n\geq 1,and that for any prime p\equiv 3 (mod 4), d(n) vanishes modulo p for all large enough n.
For an odd prime number $p$, we study the number of generators of the unramified Iwasawa modules of the maximal multiple $\mathbb{Z}_p$-extensions over Iwasawa algebra. In a previous paper of the authors, under several assumptions for an imaginary quadratic field, we obtain a necessary and sufficient condition for the Iwasawa module to be cyclic as a module over the Iwasawa algebla. Our main result is to give methods for computation and numerical examples about the results. We remark that our results do not need the assumption that Greenberg's generalized conjecture holds.
We consider the distribution of the Galois groups $\operatorname{Gal}(K^{\operatorname{un}}/K)$ of maximal unramified extensions as $K$ ranges over $Γ$-extensions of $\mathbb{Q}$ or $\mathbb{F}_q(t)$. We prove two properties of $\operatorname{Gal}(K^{\operatorname{un}}/K)$ coming from number theory, which we use as motivation to build a probability distribution on profinite groups with these properties. In Part I, we build such a distribution as a limit of distributions on $n$-generated profinite groups. In Part II, we prove as $q\rightarrow\infty$, agreement of $\operatorname{Gal}(K^{\operato…
In the present paper, we shall show that for any prime number p, every finite p-group occurs as the Galois Group of the maximal unramified p-extension over a certain number field of finite degree. We shall also show that for any given pro-p-group G with countably many generators, there exists a number field (not necessary of finite degree) whose maximal unramified p-extension has Galois group isomorphic to G. This means that the set of the isomorphism classes of the Galois groups of the maximal unramified p-extensions over the number fields (including of infinite degree) is precisely equal to …
For given rational prime number $p$ consider the tower of finite extensions of fields $K_0/\mathbb{Q}_p,$ $K/K_0, L/K, M/L$, where $K/K_0$ is unramified and $M/L$ is a Galois extension with Galois group $G$. Suppose one dimensional Honda formal group over the ring $\mathcal{O}_K$, relative to the extension $K/K_0$ and uniformizer $π\in K_0$ is given. The operation $x\underset{F}+y=F(x,y)$ sets a new structure of abelian group on the maximal ideal $\mathfrak{p}_M$ of the ring $\mathcal{O}_M$ which we will denote by $F(\mathfrak{p}_M)$. In this paper the structure of $F(\mathfrak{p}_M)$ as $\mat…
We consider the classical theta operator $θ$ on modular forms modulo $p^m$ and level $N$ prime to $p$ where $p$ is a prime greater than 3. Our main result is that $θ$ mod $p^m$ will map forms of weight $k$ to forms of weight $k+2+2p^{m-1}(p-1)$ and that this weight is optimal in certain cases when $m$ is at least 2. Thus, the natural expectation that $θ$ mod $p^m$ should map to weight $k+2+p^{m-1}(p-1)$ is shown to be false. The primary motivation for this study is that application of the $θ$ operator on eigenforms mod $p^m$ corresponds to twisting the attached Galois representations with the …
We study the reduction of Picard modular surfaces modulo an inert prime, mod p and p-adic modular forms. We construct a theta operator on such modular forms and study its poles and its effect on Fourier-Jacobi expansions.
Let E/F be a CM field split above a finite place v of F, let l be a rational prime number which is prime to v, and let S be the set of places of E dividing lv. If E_S denotes a maximal algebraic extension of E unramified outside S, and if u is a place of E dividing v, we show that any field embedding E_S \to \bar{E_u} has a dense image. The "unramified outside S" number fields we use are cut out from the l-adic cohomology of the "simple" Shimura varieties studied by Kottwitz and Harris-Taylor. The main ingredients of the proof are then the local Langlands correspondence for GL_n, the main glob…
Let p be an odd prime satisfying Vandiver's conjecture. We consider two objects, the Galois group X of the maximal unramified abelian pro-p extension of the compositum of all Z_p-extensions of the pth cyclotomic field and the Galois group G of the unramified pro-p extension of the cyclotomic field of all p-power roots of unity. We give a lower bound for the height of the annihilator of X as an Iwasawa module. Under some mild assumptions on Bernoulli numbers, we provide a necessary and sufficient condition for G to be abelian. The bound and the condition in the two results are given in terms of…
We establish an explicit bound for the least prime occurring in the Chebotarev density theorem without any restriction. Let $L/K$ be any Galois extension of number fields such that $L\not=\mathbb{Q}$, and let $C$ be a conjugacy class in the Galois group of $L/K$. We show that there exists an unramified prime $\mathfrak{p}$ of $K$ such that $σ_{\mathfrak{p}}=C$ and $N \mathfrak{p} \le d_{L}^{B}$ with $B= 310$. This improves the value $B=12\,577$ as proven by Ahn and Kwon. In comparison to previous works on the subject, we modify the weights to detect the least prime, and we use a new version of…
Given a Siegel theta series and a prime p not dividing the level of the theta series, we apply to the theta series the n+1 Hecke operators that generate the local Hecke algebra at p. We show that the average theta series is an eigenform and we compute the eigenvalues.
Let $\{p_n\}_{n\ge 1}$ be the sequence of primes and $\vartheta(x) = \sum_{p \leq x} \log p$, where $p$ runs over the primes not exceeding $x$, be the Chebyshev $\vartheta$-function. In this note we derive lower and upper bounds for $\vartheta(p_n)/n$ by comparing it with $\log p_{n+1}$ and deduce that $\vartheta(p_n)/n=\log p_{n+1}\left(1-\frac{1}{\log n}+\frac{\log\log n}{\log^2 n}\left(1+o(1)\right)\right).$
Let F denote an unramified extension of the cyclotomic extension of Q_p by (p^n)th roots of unity, for an odd prime p. We determine the conductors of those Kummer extensions of F of degree dividing p^n which are Galois over the maximal unramified subfield of F. This follows from a comparison of the Galois module structure of the multiplicative group of F with the unit filtration of F.
Boston, Bush, and Hajir have developed heuristics, extending the Cohen-Lenstra heuristics, that conjecture the distribution of the Galois groups of the maximal unramified pro-p extensions of imaginary quadratic number fields for p an odd prime. In this paper, we find the moments of their proposed distribution, and further prove there is a unique distribution with those moments. Further, we show that in the function field analog, for imaginary quadratic extensions of F_q(t), the Galois groups of the maximal unramified pro-p extensions, as q goes to infinity, have the moments predicted by the Bo…
Let $p\neq2$ be a prime. We show a technique based on local class field theory and on the expansions of certain resultants which allows to recover very easily Lbekkouri's characterization of Eisenstein polynomials generating cyclic wild extensions of degree $p^2$ over $\Q_p$, and to extend it to the case of the base field $K$ being an unramified extension of $\Q_p$. Furthermore, when a polynomial satisfies only some of the stated conditions, we show that the first unsatisfied condition gives information about the Galois group of the normal closure. This permits to give a complete classificatio…
We investigate congruence relations of the form $p_r(\ell m n + t) \equiv 0 \pmod{\ell}$ for all $n$, where $p_r(n)$ is the number of $r$-colored partitions of $n$ and $m,\ell$ are distinct primes.
Let $F$ be a totally real number field and let $p$ be a prime unramified in $F$. We prove the existence of Galois pseudo-representations attached to mod $p^m$ Hecke eigenclasses of paritious weight occurring in the coherent cohomology of Hilbert modular varieties for $F$ of level prime to $p$.
Using Shimura's reciprocity law, we calculate the Galois action on the special values of theta functions associated to primitive Dirichlet characters of odd conductor, normalised by the Dedekind eta function, at the point i. As a consequence, we prove some experimental results of Cohen and Zagier and we deduce a partial result on the non-vanishing of these special theta values with prime conductor.
Let $q$ be a prime power and $\mathbb{F}_q$ be the finite field with $q$ elements. In this article we investigate the space of unramified automorphic forms for $\mathrm{PGL}_n$ over the rational function field defined over $\mathbb{F}_q$ (i.e.\ for $\mathbb{P}^1$ defined over $\mathbb{F}_q$). In particular, we prove that the space of unramified cusp form is trivial and (for $n=3$) that the space of eigenforms is one dimensional. Moreover, we show that there are no nontrivial unramified toroidal forms for $\mathrm{PGL}_3$ over $\mathbb{P}^1$ and conjecture that the space of all toroidal automor…
Let $p$ be an odd prime and $e_p$ be its irregularity index. If $4e_p+8 <\frac{p-1}{2}$ we construct a Galois representation with image in the diagonal torus of $\op{GSp}_4(\Fp)$ that lifts to a characteristic $0$ representation unramified at all primes $\ell\neq p$ with image containing a finite index subgroup of $\Symp$.
Let $E$ be a CM number field and $F$ its maximal real subfield. We prove a level-raising result for regular algebraic conjugate self-dual automorphic representations of $GL_n(\mathbb{A}_E)$. This generalizes previously known results of Thorne by removing certain hypotheses occurring in that work. In particular, the level-raising prime $p$ is allowed to be unramified as opposed to inert in $F$, the field $E/F$ is not assumed to be everywhere unramified, and the field $E$ is allowed to be a general CM field.
Let $n>1$, $e\geq 0$ and a prime number $p\geq 2^{n+2+2e}+3$, such that the index of regularity of $p$ is $\leq e$. We show that there are infinitely many irreducible Galois representations $ρ: Gal(\bar{\mathbb{Q}}/\mathbb{Q})\rightarrow {GL}_n(\mathbb{Q}_p)$ unramified at all primes $l\neq p$. Furthermore, these representations are shown to have image containing a fixed finite index subgroup of ${SL}_n(\mathbb{Z}_p)$. Such representations are constructed by lifting suitable residual representations $\barρ$ with image in the diagonal torus in ${GL}_n(\mathbb{F}_p)$, for which the global deform…
In this paper we study Gaussian ring $\Z[i]$ with a focus on representing Gaussian Mersenne primes $G_p$ in the form $x^2+7y^2$. Interestingly when such a form exists, one can observe that, $x\equiv \pm 1\pmod{8}$ and $y\equiv 0\pmod{8}$. To prove this property of Gaussian Mersenne primes, we show that Gaussian Mersenne primes splits completely in the cyclic quartic unramified extension of $\Q(\sqrt{-14})$ and have a trivial Artin symbol in this extension. We generalize this result for $d\equiv 7\pmod{24}$. We also attempt to give an alternate proof using Artin's reciprocity law, which was ear…
When the discriminants $Δ$ and $Δp^2$ are idoneal, Patane proved a theorem which connects the theta series associated to binary quadratic forms of each discriminant. This paper generalizes the main theorem of Patane by no longer requiring $Δ$ and $Δp^2$ to be idoneal. In particular, we state and prove an identity which connects the theta series associated to a single binary quadratic form of discriminant $Δ$ to a theta series associated to a subset of binary quadratic forms of discriminant $Δp^2$. Here and everywhere $p$ is a prime.
Let E/Q be an elliptic curve with good supersingular reduction at p with a_p(E)=0. We give a conjecture on the existence of analytic plus and minus p-adic L-functions of E over the Zp-cyclotomic extension of a finite Galois extension of Q where p is unramified. Under some technical conditions, we adopt the method of Bouganis and Venjakob for p-ordinary CM elliptic curves to construct such functions for a particular non-abelian extension.
In this paper we show that two dimensional (mod p) Galois representations satisfying mild hypotheses can be lifted to p-adic Galois representations ramified at infinitely many primes such that the characteristic polynomials of Frobenius at a density one set of unramified primes are defined over the rational integers. In particular we show that often one can "density one compatibly" lift mod p and mod q Galois representations.
It is proved that the theta series of an even lattice whose level is a power of a prime $\ell$ is congruent modulo $\ell$ to an elliptic modular form of level~1. The proof uses arithmetic and algebraic properties of lattices rather than methods from the theory of modular forms. The methods presented here may therefore be especially pleasing to those working in the theory of quadratic forms, and they admit generalizations to more general types of theta series as they occur e.g. in the theory of Siegel or Hilbert modular forms.
We investigate the Galois group $G_S(p)$ of the maximal $p$-extension unramified outside a finite $S$ of primes of a number field in the (tame) case, when no prime dividing $p$ is in $S$. We show that the cohomology of $G_S(p)$ is 'often' isomorphic to the etale cohomology of the scheme $\Spec(Ø_k \sm S)$, in particular, $G_S(p)$ is of cohomological dimension~2 then.
We employ methods from homotopy theory to define new obstructions to solutions of embedding problems. By using these novel obstructions we study embedding problems with non-solvable kernel. We apply these obstructions to study the unramified inverse Galois problem. That is, we show that our methods can be used to determine that certain groups cannot be realized as the Galois groups of unramified extensions of certain number fields. To demonstrate the power of our methods, we give an infinite family of totally imaginary quadratic number fields such that $\text{Aut}(\text{PSL}(2,q^2))$ for $q$ a…
An elliptic curve $E$ defined over a $p$-adic field $K$ with a $p$-isogeny $ϕ:E\rightarrow E^\prime$ comes equipped with an invariant $α_{ϕ/K}$ that measures the valuation of the leading term of the formal group homomorphism $Φ:\hat E \rightarrow \hat E^\prime$. We prove that if $K/\mathbb{Q}_p$ is unramified and $E$ has additive, potentially supersingular reduction, then $α_{ϕ/K}$ is determined by the number of distinct geometric components on the special fibers of the minimal proper regular models of $E$ and $E^\prime$.
Let $F$ be a number field, let $N\geq 3$ be an integer, and let $k$ be a finite field of characteristic $\ell$. We show that if $\rb:G_F\longrightarrow GL_N(k)$ is a continuous representation with image of $\rb$ containing $SL_N(k)$ then, under moderate conditions at primes dividing $\ell\infty$, there is a continuous representation $ρ:G_F\longrightarrow GL_N(W(k))$ unramified outside finitely many primes with $\rb\simρ\mod{\ell}$.
We give some relations between the weights and the prime $p$ of elements of the mod $p$ kernel of the generalized theta operator $Θ^{[j]}$. In order to construct examples of the mod $p$ kernel of $Θ^{[j]}$ from any modular form, we introduce new operators $A^{(j)}(M)$ and show the modularity of $F|A^{(j)}(M)$ when $F$ is a modular form. Finally, we give some examples of the mod $p$ kernel of $Θ^{[j]}$ and the filtrations of some of them.
We prove a subconvexity bound for the central value L(1/2, chi) of a Dirichlet L-function of a character chi to a prime power modulus q=p^n of the form L(1/2, chi)\ll p^r * q^(theta+epsilon) with a fixed r and theta\approx 0.1645 < 1/6, breaking the long-standing Weyl exponent barrier. In fact, we develop a general new theory of estimation of short exponential sums involving p-adically analytic phases, which can be naturally seen as a p-adic analogue of the method of exponent pairs. This new method is presented in a ready-to-use form and applies to a wide class of well-behaved phases including…
Ideas and techniques from Khare's and Wintenberger's article on the proof of Serre's conjecture for odd conductors are used to establish that for a fixed prime l infinitely many of the groups PSL_2(F_{l^r}) (for r running) occur as Galois groups over the rationals such that the corresponding number fields are unramified outside a set consisting of l, the infinite place and only one other prime.
