Regular formal moduli spaces and arithmetic transfer conjectures
Michael Rapoport, Brian Smithling, Wei Zhang
备注：
Minor revisions and corrections, the most notable of which is a correction to Lemma 14.7(iv), which results in a new factor of 2 appearing in Conjectures 4.1(a) and 10.4(a). 70 pages
We define various formal moduli spaces of p-divisible groups which are regular, and morphisms between them. We formulate arithmetic transfer conjectures, which are variants of the arithmetic fundamental lemma conjecture of the third author in the presence of ramification. These conjectures include the AT conjecture of our previous joint paper. We prove these conjectures in low-dimensional cases.
In the relative trace formula approach to the arithmetic Gan-Gross-Prasad conjecture, we formulate a local conjecture (arithmetic transfer) in the case of an exotic smooth formal moduli space of p-divisible groups, associated to a unitary group relative to a ramified quadratic extension of a p-adic field. We prove our conjecture in the case of a unitary group in three variables.
This paper surveys some applications of moduli theory to issues concerning the distribution of rational points on algebraic varieties. It will appear on the proceedings of the Fano Conference.
Let $\mathcal{A}_g$ denote the moduli stack of principally polarized abelian varieties of dimension $g$. The arithmetic height, or arithmetic volume, of $\overline{\mathcal{A}}_g$, is defined to be the arithmetic degree of the metrized Hodge bundle $\overlineω_g$ on $\overline{\mathcal{A}}_g$. In 1999, Kühn proved a formula for the arithmetic volume of $\overline{\mathcal{A}}_1$ in terms of special values of the Riemann zeta function. In this article, we generalize his result to the case $g=2$.
We investigate the arithmetic of algebraic curves on coarse moduli spaces for special linear rank two local systems on surfaces with fixed boundary traces. We prove a structure theorem for morphisms from the affine line into the moduli space. We show that the set of integral points on any nondegenerate algebraic curve on the moduli space can be effectively determined.
We prove a result on the distribution of the general divisor functions in arithmetic progressions to smooth moduli which exceed the square root of the length.
We prove new mean value theorems for primes in arithmetic progressions to moduli larger than $x^{1/2}$, extending the Bombieri-Vinogradov theorem to moduli of size $x^{1/2+δ}$ which have conveniently sized divisors. The main feature of these estimates is that they are completely uniform with respect to the residue classes considered, unlike previous works on primes in arithmetic progressions to large moduli.
We review the following subjects: 1. Basic theory on algebraic curves and their moduli space, 2. Schottky uniformization theory of Riemann surfaces, and its extension called arithmetic uniformization theory, 3. Application to these theories to the arithmetic of the moduli space of algebraic curves, especially to automorphic forms on this space.
We describe recent work on the arithmetic properties of moduli spaces of stable vector bundles and stable parabolic bundles on a curve over a global field. In particular, we describe a connection between the period-index problem for Brauer classes over the function field of the curve and the Hasse principle for rational points on etale forms of such moduli spaces, refining classical results of Artin and Tate. Submitted to proceedings of a Clay workshop on vector bundles on curves in honor of Newstead.
We establish new mean value theorems for primes of size $x$ in arithmetic progressions to moduli as large as $x^{3/5-ε}$ when summed with suitably well-factorable weights. This extends well-known work of Bombieri, Friedlander and Iwaniec, who handled moduli of size at most $x^{4/7-ε}$. This has consequences for the level of distribution for sieve weights coming from the linear sieve.
By using the $q$-analogue of van der Corput's method we study the divisor function in an arithmetic progression to modulus $q$. We show that the expected asymptotic formula holds for a larger range of $q$ than was previously known, provided that $q$ has a certain factorisation.
We establish an implication between two long-standing open problems in complex dynamics. The roots of the $n$-th Gleason polynomial $G_n\in\mathbb{Q}[c]$ comprise the $0$-dimensional moduli space of quadratic polynomials with an $n$-periodic critical point. $\mathrm{Per}_n(0)$ is the $1$-dimensional moduli space of quadratic rational maps on $\mathbb{P}^1$ with an $n$-periodic critical point. We show that if $G_n$ is irreducible over $\mathbb{Q}$, then $\mathrm{Per}_n(0)$ is irreducible over $\mathbb{C}$. To do this, we exhibit a $\mathbb{Q}$-rational smooth point on a projective completion of…
After Zagier proved that the traces of singular moduli $j(z)$ are Fourier coefficients of a weakly holomorphic modular form, various properties of the traces of the singular values of modular functions mostly on the full modular group $PSL_2(\mathbb{Z})$ have been investigated such as their exact formulas, limiting distribution, duality, and congruences. The purpose of this paper is to generalize these arithmetic properties of traces of singular values of a weakly holomorphic modular function on the full modular group to those on a congruence subgroup $Γ_0(N)$.
We prove the infinitude of shifted primes $p-1$ without prime factors above $p^{0.2844}$. This refines $p^{0.2961}$ from Baker and Harman in 1998. Consequently, we obtain an improved lower bound on the the distribution of Carmichael numbers. Our main technical result is a new mean value theorem for primes in arithmetic progressions to large moduli. Namely, we estimate primes of size $x$ with quadrilinear forms of moduli up to $x^{17/32}$. This extends moduli beyond $x^{11/21}$, recently obtained by Maynard, improving $x^{29/56}$ from well-known 1986 work of Bombieri, Friedlander, and Iwaniec.
We define some formal moduli space of quasi-isogenies of isoclinic $p$-divisible groups with a non-reductive group as the "structure group". We then formulate new Arithmetic Fundamental Lemma conjectures for Bessel subgroups in the context of the arithmetic Gan-Gross-Prasad conjectures. Some (very limited) evidence is presented.
Given a perfect field $k$ with algebraic closure $\overline{k}$ and a variety $X$ over $\overline{k}$, the field of moduli of $X$ is the subfield of $\overline{k}$ of elements fixed by field automorphisms $γ\in\operatorname{Gal}(\overline{k}/k)$ such that the twist $X_γ$ is isomorphic to $X$. The field of moduli is contained in all subextensions $k\subset k'\subset\overline{k}$ such that $X$ descends to $k'$. In this paper we extend the formalism, and define the field of moduli when $k$ is not perfect. Furthermore, Dèbes and Emsalem identified a condition that ensures that a smooth curve is de…
We prove new mean value theorems for primes in arithmetic progressions to moduli larger than $x^{1/2}$. Our main result shows that the primes are equidistributed for a fixed residue class over all moduli of size $x^{1/2+δ}$ with a 'convenient sized' factor. As a consequence, the expected asymptotic holds for all but $O(δQ)$ moduli $q\sim Q=x^{1/2+δ}$ and we get results for moduli as large as $x^{11/21}$. Our proof extends previous techniques of Bombieri, Fouvry, Friedlander and Iwaniec by incorporating new ideas inspired by amplification methods. We combine these with techniques of Zhang and P…
We study the arithmetic of complete intersections in projective space over number fields. Our main results include arithmetic Torelli theorems and versions of the Shafarevich conjecture, as proved for curves and abelian varieties by Faltings. For example, we prove an analogue of the Shafarevich conjecture for cubic and quartic threefolds and intersections of two quadrics.
Let $A$ be an abelian scheme of dimension at least four over a $\mathbb{Z}$-finitely generated integral domain $R$ of characteristic zero, and let $L$ be an ample line bundle on $A$. We prove that the set of smooth hypersurfaces $D$ in $A$ representing $L$ is finite by showing that the moduli stack of such hypersurfaces has only finitely many $R$-points. We accomplish this by using level structures to interpolate finiteness results between this moduli stack and the stack of canonically polarized varieties.
The arithmetic fundamental lemma conjecture of the third author connects the derivative of an orbital integral on a symmetric space with an intersection number on a formal moduli space of $p$-divisible groups of Picard type. It arises in the relative trace formula approach to the arithmetic Gan-Gross-Prasad conjecture. We prove this conjecture in the minuscule case.
We consider moduli spaces of plane quartics marked with various structures such as Cayley octads, Aronhold heptads, Steiner complexes and Göpel subsets and determine their cohomology. This answers a series of questions of Jesse Wolfson. We also explore some arithmetic applications over finite fields.
This memoir is devoted to the study of formal-analytic arithmetic surfaces. These are arithmetic counterparts, in the context of Arakelov geometry, of germs of smooth complex-analytic surfaces along a projective complex curve. Formal-analytic surfaces provide a natural framework for arithmetic algebraization theorems, old and new. Formal-analytic arithmetic surfaces admit a rich geometry which parallels the geometry of complex analytic surfaces. Notably the dichotomy between pseudoconvexity and pseudoconcavity plays a central role in their geometry. Our study of formal-analytic arithmetic surf…
In this paper, we study the monodromy of Appell hypergeometric partial differential equations, which lead us to find four derivatives which are associated to the group GL(3). Our four derivatives have the remarkable properties. We find that Appell hypergeometric partial differential equations can be reduced to four nonlinear partial differential equations by the use of our four derivatives. We investigate these four nonlinear partial differential equations. We are interested in some particular cases. In these cases, the system of linear partial differential equations has the remarkable propert…
We study moduli spaces of O'Grady's ten-dimensional irreducible symplectic manifolds. These moduli spaces are covers of modular varieties of dimension 21, namely quotients of hermitian symmetric domains by a suitable arithmetic group. The interesting and new aspect of this case is that the group in question is strictly bigger than the stable orthogonal group. This makes it different from both the K3 and the K3^[n] case, which are of dimension 19 and 20 respectively.
We consider the moduli space $\mathcal{R}_n$ of pairs of monic, degree $n$ polynomials whose resultant equals $1$. We relate the topology of these algebraic varieties to their geometry and arithmetic. In particular, we compute their étale cohomology, the associated eigenvalues of Frobenius, and the cardinality of their set of $\mathbb{F}_q$-points. When $q$ and $n$ are coprime, we show that the étale cohomology of $\mathcal{R}_{n/\bar{\mathbb{F}}_q}$ is pure, and of Tate type if and only if $q\equiv 1$ mod $n$. We also deduce the values of these invariants for the finite field counterparts of …
Let $x,h$ and $Q$ be three parameters. We show that, for most moduli $q\le Q$ and for most positive real numbers $y\le x$, every reduced arithmetic progression $a\mod q$ has approximately the expected number of primes $p$ from the interval $(y,y+h]$, provided that $h>x^{1/6+ε}$ and $Q$ satisfies appropriate bounds in terms of $h$ and $x$. Moreover, we prove that, for most moduli $q\le Q$ and for most positive real numbers $y\le x$, there is at least one prime $p\in(y,y+h]$ lying in every reduced arithmetic progression $a\mod q$, provided that $1\le Q^2\le h/x^{1/15+ε}$.
In this paper we introduce two new ways to split ramification of Brauer classes on surfaces using stacks. Each splitting method gives rise to a new moduli space of twisted stacky vector bundles. By studying the structure of these spaces we prove new results on the standard period-index conjecture. The first yields new bounds on the period-index relation for classes on curves over higher local fields, while the second can be used to relate the Hasse principle for forms of moduli spaces of stable vector bundles on pointed curves over global fields to the period-index problem for Brauer groups of…
We prove a new sharp asymptotic with the lower order term of zeroth order on $\mathcal{Z}_{\mathbb{F}_q(t)}(\mathcal{B})$ for counting the semistable elliptic curves over $\mathbb{F}_q(t)$ by the bounded height of discriminant $Δ(X)$. The precise count is acquired by considering the moduli of nonsingular semistable elliptic fibrations over $\mathbb{P}^{1}$, also known as semistable elliptic surfaces, with $12n$ nodal singular fibers and a distinguished section. We establish a bijection of $K$-points between the moduli functor of semistable elliptic surfaces and the stack of morphisms $\mathcal…
We prove the Noether-Lefschetz conjecture on the moduli space of quasi-polarized K3 surfaces. This is deduced as a particular case of a general theorem that states that low degree cohomology classes of arithmetic manifolds of orthogonal type are dual to the classes of special cycles, i.e. sub-arithmetic manifolds of the same type. For compact manifolds this was proved in \cite{BMM11}, here we extend the results of \cite{BMM11} to non-compact manifolds. This allows us to apply our results to the moduli spaces of quasi-polarized K3 surfaces.
We show the non-existence of sections of arithmetic fundamental groups of open p-adic annuli of small radii, this implies the non-existence of sections of arithmetic fundamental groups of formal boundaries of formal germs of p-adic curves.
Much of arithmetic geometry is concerned with the study of principal bundles. They occur prominently in the arithmetic of elliptic curves and, more recently, in the study of the Diophantine geometry of curves of higher genus. In particular, the geometry of moduli spaces of principal bundles appears to be closely related to an effective version of Faltings's theorem on finiteness of rational points on curves of genus at least 2. The study of arithmetic principal bundles includes the study of {\em Galois representations}, the structures linking motives to automorphic forms according to the Langl…
Modular curves like X_0(N) and X_1(N) appear very frequently in arithmetic geometry. While their complex points are obtained as a quotient of the upper half plane by some subgroups of SL_2(Z), they allow for a more arithmetic description as a solution to a moduli problem. This description turns out to be very useful in many applications. We wish to give such a moduli description for two modular curves: those associated to non-split Cartan subgroups and their normaliser in GL_2(F_p). These modular curves appear for instance in Serre's problem of classifying all possible Galois structures of p-t…
We prove an asymptotic formula for squarefree in arithmetic progressions with squarefree moduli, improving previous results by Prachar. The main tool is an estimate for counting solutions of a congruence inside a box that goes beyond what can be obtained by using the Weil bound.
If in a given rank $r$, there is an irreducible complex local system with torsion determinant and quasi-unipotent monodromies at infinity on a smooth quasi-projective variety, then for every prime number $\ell$, there is an absolutely irreducible $\ell$-adic local system of the same rank, with the same determinant and monodromies at infinity, up to semi-simplification. A finitely presented group is said to be weakly integral with respect to a torsion character and a rank $r$ if once there is an irreducible rank $r$ complex linear representation, then for any $\ell$, there is an absolutely irre…
Extending a method of D. Wolke, we establish a general result on the large sieve with sparse sets S of moduli which are in a sense well-distributed in arithmetic progressions. We then apply our result to the case when S consists of sqares. In this case we obtain an estimate which improves a recent result by L. Zhao.
We prove that the cohomology of the moduli space of morphisms of a fixed finite degree from a smooth projective curve $C$ of genus $g$ to a complete simplicial toric variety $\mathbb{P}(Σ)$, denoted by the rational polyhedral fan $Σ$, stabilizes. As an arithmetic consequence we obtain a resolution of the Batyrev-Manin conjecture for toric varieties over global function fields in all but finitely many characteristics.
In this paper, we confirm a smoothed version of a recent conjecture on the variance of the k-fold divisor function in arithmetic progressions to individual composite moduli, in a restricted range. In contrast to a previous result of Rodgers and Soundararajan, we do not require averaging over the moduli. Our proof adapts a technique of S. Lester who treated in the same range the variance of the k-fold divisor function in the short intervals setting, and is based on a smoothed Voronoi summation formula but twisted by multiplicative characters. The use of Dirichlet characters allows us to extend …
In this paper, we obtain an explicit arithmetic intersection formula on a Hilbert modular surface between the diagonal embedding of the modular curve and a CM cycle associated to a non-biquadratic CM quartic field. This confirms a special case of the author's conjecture with J. Bruinier in \cite{BY}, and is a generalization of the beautiful factorization formula of Gross and Zagier on singular moduli. As an application, we proved the first non-trivial non-abelian Chowla-Selberg formula, a special case of Colmez conjecture.
Let $K$ be a number field, and let $K(x_1,...,x_d)$ be the field of rational fractions in the variables $x_1,...,x_d$. In this paper, we introduce two kinds of Laplace transform adapted to solutions of the differential $K(x_1,...,x_d)$-modules with regular singularities, and give some of their basic differential and arithmetic properties. The purpose of this article is to provide some tools which might be useful, in particular, for the arithmetic study of the differential $K(x_1,...,x_d)$-modules associated to $E$-functions in several variables.
We study one-dimensional algebraic families of pairs given by a polynomial with a marked point. We prove an "unlikely intersection" statement for such pairs thereby exhibiting strong rigidity features for these pairs. We infer from this result the dynamical André-Oort conjecture for curves in the moduli space of polynomials, by describing one-dimensional families in this parameter space containing infinitely many post-critically finite parameters.
