Let $K\subset S^4$ be a 2-knot, that is, a smoothly embedded 2-sphere in $S^4$. The Morse-Novikov number $\mathcal M\mathcal N(K)$ is the minimal possible number of critical points of a Morse map $S^4\setminus K\to S^1$ belonging to the canonical class in $H^1(S^4\setminus K)$. We prove that for a classical knot $K\subset S^3$ the Morse-Novikov number of the spun knot $S(K)$ is $\leq 2\mathcal M\mathcal N(K)$. This enables us to compute $\mathcal M\mathcal N(S(K))$ for every classical knot $K$ with tunnel number 1.
We obtain rigidity and gluing results for the Morse complex of a real-valued Morse function as well as for the Novikov complex of a circle-valued Morse function. A rigidity result is also proved for the Floer complex of a hamiltonian defined on a closed symplectic manifold $(M,ω)$ with $c_{1}|_{π_{2}(M)}=[ω]|_{π_{2}(M)}=0$. The rigidity results for these complexes show that the complex of a fixed generic function/hamiltonian is a retract of the Morse (respectively Novikov or Floer) complex of any other sufficiently $C^{0}$ close generic function/hamiltonian. The gluing result is a type of Maye…
The Morse-Novikov number MN(L) of an oriented link L in the 3-sphere is the minimum number of critical points of a Morse map from the complement of L in the 3-sphere to the circle representing the class of a Seifert surface for L (e.g., the Morse-Novikov number of L is zero if and only if L is fibered). We develop various constructions of Morse maps (Milnor maps, Stallings twists, splicing along a link which is a closed braid with respect to a Morse map, Murasugi sums, cutting a Morse map along an arc on a page) and use them to bound Morse-Novikov numbers from above in terms of other knot and …
The idea of Lichnerowicz or Morse-Novikov cohomology groups of a manifold has been utilized by many researchers to study important properties and invariants of a manifold. Morse-Novikov cohomology is defined using the differential $d_ω=d+ω\wedge$, where $ω$ is a closed $1$-form. We study Morse-Novikov cohomology relative to a foliation on a manifold and its homotopy invariance and then extend it to more general type of forms on a Riemannian foliation. We study the Laplacian and Hodge decompositions for the corresponding differential operators on reduced leafwise Morse-Novikov complexes. In the…
We derive general Novikov-Morse type inequalities in a Conley type framework for flows carrying cocycles, therefore generalizing our results in [FJ2] derived for integral cocycle. The condition of carrying a cocycle expresses the nontriviality of integrals of that cocycle on flow lines. Gradient-like flows are distinguished from general flows carrying a cocycle by boundedness conditions on these integrals.
Murasugi sums can be defined as readily for Morse maps to the circle of (arbitrary) link complements in the 3-sphere as for fibrations over the circle of (fibered) link complements in the 3-sphere. As one application, I show that if a knot K has free genus m, then there is a Morse map from its complement to the circle (representing the relative homology class of a Seifert surface for K) with no more than 4m critical points.
A knot is an a-small knot if its exterior does not contain closed incompressible surfaces disjoint from some incompressible Seifert surface for the knot. Using circular thin position for knots we prove that the handle number is additive under the connected sum of two a-small knots. As a consequence the Morse-Novikov number turns out to be additive under the connected sum of two a-small knots.
Let M be a closed n-dimensional manifold, n > 2, whose first real cohomology group H 1 (M ; R) is non-zero. We present a general method for constructing a Morse 1-form $α$ on M , closed but non-exact, and a pseudo-gradient X such that the differential $\partial$ X of the Novikov complex of the pair ($α$, X) has at least one incidence coefficient which is an infinite series. This is an application of our previous study of the homoclinic bifurcation of pseudo-gradients of multivalued Morse functions.
Let N be a closed oriented k-dimensional submanifold of the (k+2)-dimensional sphere; denote its complement by C(N). Denote by x the 1-dimensional cohomology class in C(N), dual to N. The Morse-Novikov number of C(N) is by definition the minimal possible number of critical points of a regular Morse map f from C(N) to a circle, such that f belongs to x. In the first part of this paper we study the case when N is the twist frame spun knot associated to an m-knot K. We obtain a formula which relates the Morse-Novikov numbers of N and K and generalizes the classical results of D. Roseman and E.C. …
The Morse-Novikov number MN(L) of a smooth link L in the three-dimensional sphere is by definition the minimal possible number of critical points of a regular circle-valued Morse function on the link complement (the term regular means that the Morse function must have nice behaviour in a tubular neighbourhood of L). Novikov homology provides lower bounds for MN(L). In the present paper we introduce the notion of twisted Novikov homology, which allows to obtain better lower bounds for MN(L) than the usual Novikov homology. Our twisted Novikov homology is a module over the Novikov ring Z((t)) bu…
The works of Donaldson and Mark make the structure of the Seiberg-Witten invariant of 3-manifolds clear. It corresponds to certain torsion type invariants counting flow lines and closed orbits of a gradient flow of a circle-valued Morse map on a 3-manifold. We study these invariants using the Morse-Novikov theory and Heegaard splitting for sutured manifolds, and make detailed computations for knot complements.
Given a circle-valued Morse function of a closed oriented manifold, we prove that Reidemeister torsion over a non-commutative formal Laurent polynomial ring equals the product of a certain non-commutative Lefschetz-type zeta function and the algebraic torsion of the Novikov complex over the ring. This paper gives a generalization of the result of Hutchings and Lee on abelian coefficients to the case of skew fields. As a consequence we obtain a Morse theoretical and dynamical description of the higher-order Reidemeister torsion.
Developed from geometric arguments for bounding the Morse-Novikov number of a link in terms of its tunnel number, we obtain upper and lower bounds on the handle number of a Heegaard splitting of a sutured manifold $(M,γ)$ in terms of the handle number of its decompositions along a surface representing a given 2nd homology class. Fixing the sutured structure $(M,γ)$, this leads us to develop the handle number function $h \colon H_2(M,\partial M;\mathbb{R}) \to \mathbb{N}$ which is bounded, constant on rays from the origin, and locally maximal. Furthermore, for an integral class $ξ$, $h(ξ)=0$ if…
We consider a compact manifold of dimension greater than 2 and a differential form of degree one which is closed but non-exact. This form, viewed as a multi-valued function has a gradient vector field with respect to any Riemannian metric. After S. Novikov's work and a complement by J.-C. Sikorav, under some genericity assumptions these data yield a complex, called today the Morse-Novikov complex. Due to the non-exactness of the form, its gradient has a non-trivial dynamics in contrary to gradients of functions. In particular, it is possible that the gradient has a homoclinic orbit. The one-fo…
We define and study Vassiliev invariants for (long) Morse knots. It is shown that there are Vassiliev invariants which can distinguish some topologically equivalent Morse knots. In particular, there is an invariant of order 3 for Morse knots with one maximum that distinguishes two different representations of the figure eight knot. We also present the results of computer calculations for some invariants of low order. It turns out that for Morse knots with two maxima there is a Z/2-valued invariant of order 6 which is not a reduction of any integer-valued invariant.
Given a $1$-cohomology class $u$ on a closed manifold $M$, we define a Novikov fundamental group associated to $u$, generalizing the usual fundamental group in the same spirit as Novikov homology generalizes Morse homology to the case of non exact $1$-forms. As an application, lower bounds for the minimal number of index $1$ and $2$ critical points of Morse closed $1$-forms are obtained, that are different in nature from those derived from the Novikov homology.
Let $ω$ be a Morse form on a manifold $M$. Let $p:\hat M\to M$ be a regular covering with structure group $G$, such that $p^*([ω])=0$. Let $ξ:G\to\mathbf{R}$ be the corresponding period homomorphism. Denote by ${\hat Λ}_ξ$ the Novikov completion of the group ring $\mathbf{Z} G$. Choose a transverse $ω$-gradient $v$. Counting the flow lines of $v$ one defines the Novikov complex $\mathcal{N}_*$ freely generated over ${\hat Λ}_ξ$ by the set of zeroes of $ω$. In this paper we introduce a refinement of this construction. We define a subring $\hatΛ_Γ$ of ${\hat Λ}_ξ$ and show that the Novikov compl…
We establish surgery formulas for filtration of the Heegaard Floer homology associated with p/q surgery on a null-homologous knot K in a three-manifold Y, induced by K_{p/q}. Here K_{p/q} is the core of the attached solid torus (which produces the surgery). This would generalize a result of Ozsvath and Szabo. We will re-prove that surgery on non-trivial knots can not produce S^3, as a corollary of a non-vanishing result for the knot Floer homology of K_{p/q}.
We extend the Novikov Morse-type inequalities for closed 1-forms in 2 directions. First, we consider manifolds with boundary. Second, we allow a very degenerate structure of the critical set of the form, assuming only that the form is non-degenerated in the sense of Kirwan. In particular, we obtain a generalization of a result of Floer about the usual Morse inequalities on a manifold with boundary. We also obtain an equivariant version of our inequalities. Our proof is based on an application of the Witten deformation technique. The main novelty here is that we consider the neighborhood of the…
We give an alternative proof of that a critical knot of a Morse-Bott function $f: S^3 \rightarrow \mathbb{R}$ is a graph knot where the critical set of $f$ is a link in $S^3$. Our proof inducts on the number of index-1 critical knots of $f$.
In this paper, we study on knots and closed incompressible surfaces in the 3-sphere via Morse functions. We show that both of knots and closed incompressible surfaces can be isotoped into a "related Morse position" simultaneously. As an application, we have following results. *Smallness of Montesinos tangles with length two and Kinoshita's theta curve *Classification of closed incompressible and meridionally incompressible surfaces in 2-bridge theta-curve and handcuff graph complements and the complements of links which admit Hopf tangle decompositions.
We analyse the topological (knot-theoretic) features of a certain codimension-one bifurcation of a partially hyperbolic fixed point in a flow on $\real^3$ originally described by Shil'nikov. By modifying how the invariant manifolds wrap around themselves, or ``pleat,'' we may apply the theory of templates, or branched two-manifolds, to capture the topology of the flow. This analysis yields a class of flows which bifurcate from a Morse-Smale flow to a Smale flow containing periodic orbits of all knot and link types.
Novikov initiated the study of the algebraic properties of quadratic forms over polynomial extensions by a far-reaching analogue of the Pontrjagin-Thom transversality construction of a Seifert surface of a knot and the infinite cyclic cover of the knot exterior. In this paper the analogy is applied to explain the relationship between the Seifert forms over a ring with involution and Blanchfield forms over the Laurent polynomial extension.
Let L be a Legendrian knot in R^3 with the standard contact structure. In [10], a map was constructed from equivalence classes of Morse complex sequences for L, which are combinatorial objects motivated by generating families, to homotopy classes of augmentations of the Legendrian contact homology algebra of L. Moreover, this map was shown to be a surjection. We show that this correspondence is, in fact, a bijection. As a corollary, homotopic augmentations determine the same graded normal ruling of L and have isomorphic linearized contact homology groups. A second corollary states that the cou…
We define an algebraic/combinatorial object on the front projection $Σ$ of a Legendrian knot called a Morse complex sequence, abbreviated MCS. This object is motivated by the theory of generating families and provides new connections between generating families, normal rulings, and augmentations of the Chekanov-Eliashberg DGA. In particular, we place an equivalence relation on the set of MCSs on $Σ$ and construct a surjective map from the equivalence classes to the set of chain homotopy classes of augmentations of $L_Σ$, where $L_Σ$ is the Ng resolution of $Σ$. In the case of Legendrian knot c…
We obtain a simple and complete characterisation of which matchings on the Tait graph of a knot diagram induce a discrete Morse function (dMf) on $S^2$, extending a construction due to Cohen. We show these dMfs are in bijection with certain rooted spanning forests in the Tait graph. We use this to count the number of such dMfs with a closed formula involving the graph Laplacian. We then simultaneously generalise Kauffman's Clock Theorem and Kenyon-Propp-Wilson's correspondence in two different directions; we first prove that the image of the correspondence induces a bijection on perfect dMfs, …
We apply Lescop's construction of $\mathbb{Z}$-equivariant perturbative invariant of knots and 3-manifolds to the explicit equivariant propagator of "AL-paths" given in arXiv:1403.8030. We obtain an invariant $\hat{Z}_n$ of certain equivalence classes of fiberwise Morse functions on a 3-manifold fibered over $S^1$, which can be considered as a higher loop analogue of the Lefschetz zeta function and whose construction will be applied to that of finite type invariants of knots in such a 3-manifold. We also give a combinatorial formula for Lescop's equivariant invariant $\mathscr{Q}$ for 3-manifo…
We prove a version of the Arnol'd conjecture for Lagrangian submanifolds of conformal symplectic manifolds: a Lagrangian $L$ which has non-zero Morse-Novikov homology for the restriction of the Lee form $β$ cannot be disjoined from itself by a $C^0$-small Hamiltonian isotopy. Furthermore for generic such isotopies the number of intersection points equals at least the sum of the free Betti numbers of the Morse-Novikov homology of $β$. We also give a short exposition of conformal symplectic geometry, aimed at readers who are familiar with (standard) symplectic or contact geometry.
We use parameterized Morse theory on the pages of an open book decomposition to efficiently encode the contact topology in terms of a labelled graph on a disjoint union of tori (one per binding component). This construction allows us to generalize the notion of the front projection of a Legendrian knot from the standard contact $\mathbb{R}^3$ to arbitrary closed contact $3$-manifolds. We describe a complete set of moves on such front diagrams, extending the standard Legendrian Reidemeister moves, and we give a combinatorial formula to compute the Thurston-Bennequin number of a nullhomologous L…
For a Legendrian knot L in R^3 with a chosen Morse complex sequence (MCS) we construct a differential graded algebra (DGA) whose differential counts "chord paths" in the front projection of L. The definition of the DGA is motivated by considering Morse-theoretic data from generating families. In particular, when the MCS arises from a generating family we give a geometric interpretation of our chord paths as certain broken gradient trajectories which we call "gradient staircases". Given two equivalent MCS's we prove the corresponding linearized complexes of the DGA are isomorphic. If the MCS ha…
We introduce two numerical invariants, the waist and the trunk of knots. The waist of a closed incompressible surface in the complement of a knot is defined as the minimal intersection number of all compressing disks for the surface in the 3-sphere and the knot. Then the waist of a knot is defined as the maximal waist of all closed incompressible surfaces in the complement of the knot. On the other hand, the trunk of a knot is defined as the minimal number of the intersection of the most thick level 2-sphere and the knot over all Morse positions of the knot. In this paper, we obtain an inequal…
Given a knot $K$ parametrized by $r: [0,2π] \to \mathbb{R}^3$, we can define the electric potential on its complement by $Φ(x) = \int_0^{2π} \frac{|r'(t)|}{|x - r(t)|}dt$. Physicists and knot theorists want to understand the critical points of the potential and their behavior. The tunneling number $t(K)$ of a knot is the smallest number of arcs one needs to add to a knot so the complement is a handlebody. We show the number of critical points of the potential is at least $2t(K) + 2$. The result is proven using Morse theory and stable manifold theory.
Rotation numbers and the Euler class in open books
Fraunhofer-Institut für Hochfrequenzphysik und Radartechnik FHR（弗劳恩霍夫高频物理与雷达技术研究所）；Institut für Mathematik, Humboldt-Universität zu Berlin（柏林洪堡大学数学研究所）；Mathematical Sciences Institute, The Australian National University（澳大利亚国立大学数学科学研究所）
This is a sequel to the authors' article [BKO](arXiv:1901.02239). We consider a hyperbolic knot $K$ in a closed 3-manifold $M$ and the cotangent bundle of its complement $M \setminus K$. We equip $M \setminus K$ with a hyperbolic metric $h$ and its cotangent bundle $T^*(M \setminus K)$ with the induced kinetic energy Hamiltonian $H_h = \frac{1}{2} |p|_h^2$ and Sasakian almost complex structure $J_h$, and associate a wrapped Fukaya category to $T^*(M\setminus K)$ whose wrapping is given by $H_h$. We then consider the conormal $ν^*T$ of a horo-torus $T$ as its object. We prove that all non-const…
