Huijun Fan, Juergen Jost
We derive general Novikov-Morse type inequalities in a Conley type framework for flows carrying cocycles, therefore generalizing our results in [FJ2] derived for integral cocycle. The condition of carrying a cocycle expresses the nontriviality of integrals of that cocycle on flow lines. Gradient-like flows are distinguished from general flows carrying a cocycle by boundedness conditions on these integrals.
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We show the Morse-Novikov number of knots in $S^3$ is additive under connected sum and unchanged by cabling.
The Morse-Novikov number MN(L) of an oriented link L in the 3-sphere is the minimum number of critical points of a Morse map from the complement of L in the 3-sphere to the circle representing the class of a Seifert surface for L (e.g., the Morse-Novikov number of L is zero if and only if L is fibered). We develop various constructions of Morse maps (Milnor maps, Stallings twists, splicing along a link which is a closed braid with respect to a Morse map, Murasugi sums, cutting a Morse map along an arc on a page) and use them to bound Morse-Novikov numbers from above in terms of other knot and …
Murasugi sums can be defined as readily for Morse maps to the circle of (arbitrary) link complements in the 3-sphere as for fibrations over the circle of (fibered) link complements in the 3-sphere. As one application, I show that if a knot K has free genus m, then there is a Morse map from its complement to the circle (representing the relative homology class of a Seifert surface for K) with no more than 4m critical points.
A knot is an a-small knot if its exterior does not contain closed incompressible surfaces disjoint from some incompressible Seifert surface for the knot. Using circular thin position for knots we prove that the handle number is additive under the connected sum of two a-small knots. As a consequence the Morse-Novikov number turns out to be additive under the connected sum of two a-small knots.
Handle number is not always realized by a minimal genus Seifert surface
构造亏格一纽结，其柄数仅由非最小亏格Seifert曲面实现，反驳Seifert亏格等于Morse-Novikov亏格的猜想，并证明差异可任意大。
Let M be a closed n-dimensional manifold, n > 2, whose first real cohomology group H 1 (M ; R) is non-zero. We present a general method for constructing a Morse 1-form $α$ on M , closed but non-exact, and a pseudo-gradient X such that the differential $\partial$ X of the Novikov complex of the pair ($α$, X) has at least one incidence coefficient which is an infinite series. This is an application of our previous study of the homoclinic bifurcation of pseudo-gradients of multivalued Morse functions.
Given a circle-valued Morse function of a closed oriented manifold, we prove that Reidemeister torsion over a non-commutative formal Laurent polynomial ring equals the product of a certain non-commutative Lefschetz-type zeta function and the algebraic torsion of the Novikov complex over the ring. This paper gives a generalization of the result of Hutchings and Lee on abelian coefficients to the case of skew fields. As a consequence we obtain a Morse theoretical and dynamical description of the higher-order Reidemeister torsion.
The idea of Lichnerowicz or Morse-Novikov cohomology groups of a manifold has been utilized by many researchers to study important properties and invariants of a manifold. Morse-Novikov cohomology is defined using the differential $d_ω=d+ω\wedge$, where $ω$ is a closed $1$-form. We study Morse-Novikov cohomology relative to a foliation on a manifold and its homotopy invariance and then extend it to more general type of forms on a Riemannian foliation. We study the Laplacian and Hodge decompositions for the corresponding differential operators on reduced leafwise Morse-Novikov complexes. In the…
Developed from geometric arguments for bounding the Morse-Novikov number of a link in terms of its tunnel number, we obtain upper and lower bounds on the handle number of a Heegaard splitting of a sutured manifold $(M,γ)$ in terms of the handle number of its decompositions along a surface representing a given 2nd homology class. Fixing the sutured structure $(M,γ)$, this leads us to develop the handle number function $h \colon H_2(M,\partial M;\mathbb{R}) \to \mathbb{N}$ which is bounded, constant on rays from the origin, and locally maximal. Furthermore, for an integral class $ξ$, $h(ξ)=0$ if…
We prove that the Morse-Novikov number of a link L in a 3-sphere is less than or equal to twice the tunnel number of L.
We consider a compact manifold of dimension greater than 2 and a differential form of degree one which is closed but non-exact. This form, viewed as a multi-valued function has a gradient vector field with respect to any Riemannian metric. After S. Novikov's work and a complement by J.-C. Sikorav, under some genericity assumptions these data yield a complex, called today the Morse-Novikov complex. Due to the non-exactness of the form, its gradient has a non-trivial dynamics in contrary to gradients of functions. In particular, it is possible that the gradient has a homoclinic orbit. The one-fo…
The Morse-Novikov number MN(L) of a smooth link L in the three-dimensional sphere is by definition the minimal possible number of critical points of a regular circle-valued Morse function on the link complement (the term regular means that the Morse function must have nice behaviour in a tubular neighbourhood of L). Novikov homology provides lower bounds for MN(L). In the present paper we introduce the notion of twisted Novikov homology, which allows to obtain better lower bounds for MN(L) than the usual Novikov homology. Our twisted Novikov homology is a module over the Novikov ring Z((t)) bu…
The works of Donaldson and Mark make the structure of the Seiberg-Witten invariant of 3-manifolds clear. It corresponds to certain torsion type invariants counting flow lines and closed orbits of a gradient flow of a circle-valued Morse map on a 3-manifold. We study these invariants using the Morse-Novikov theory and Heegaard splitting for sutured manifolds, and make detailed computations for knot complements.
We obtain rigidity and gluing results for the Morse complex of a real-valued Morse function as well as for the Novikov complex of a circle-valued Morse function. A rigidity result is also proved for the Floer complex of a hamiltonian defined on a closed symplectic manifold $(M,ω)$ with $c_{1}|_{π_{2}(M)}=[ω]|_{π_{2}(M)}=0$. The rigidity results for these complexes show that the complex of a fixed generic function/hamiltonian is a retract of the Morse (respectively Novikov or Floer) complex of any other sufficiently $C^{0}$ close generic function/hamiltonian. The gluing result is a type of Maye…
Let $K\subset S^4$ be a 2-knot, that is, a smoothly embedded 2-sphere in $S^4$. The Morse-Novikov number $\mathcal M\mathcal N(K)$ is the minimal possible number of critical points of a Morse map $S^4\setminus K\to S^1$ belonging to the canonical class in $H^1(S^4\setminus K)$. We prove that for a classical knot $K\subset S^3$ the Morse-Novikov number of the spun knot $S(K)$ is $\leq 2\mathcal M\mathcal N(K)$. This enables us to compute $\mathcal M\mathcal N(S(K))$ for every classical knot $K$ with tunnel number 1.
Firstly, we wish to motivate that Conley pairs, realized via Salamon's definition [17], are rather useful building blocks in geometry: Initially we met Conley pairs in an attempt to construct Morse filtrations of free loop spaces [21]. From this fell off quite naturally, firstly, an alternative proof [20] of the cell attachment theorem in Morse theory [13] and, secondly, some ideas [12] how to try to organize the closures of the unstable manifolds of a Morse-Smale gradient flow as a CW decomposition of the underlying manifold. Relaxing non-degeneracy of critical points to isolatedness we use t…
Morse-Novikov theory for links
研究S^3中链环补的Thurston多面体的纤维面，利用非交换Novikov同调证明二桥链环的纤维化判据，并计算多数低交叉数素链环的Morse-Novikov数。
We derive a discrete analogue of Morse-Bott theory on CW complexes and use this discrete Morse-Bott function to do some Conley theory analysis. It turns out that our discrete Morse-Bott theory is indeed a generalization of Forman's discrete Morse theory.
A Fibration Theorem and Chas-Sullivan product for Morse-Novikov Homology with differential graded coefficients
本文将具有微分 graded 系数的 Morse 同调及 Chas-Sullivan 积扩展至 Morse-Novikov 同调，构建了相应的 Morse-Novikov 复形，并在纤维化条件下证明了 Novikov 完备化同调上存在 Chas-Sullivan 类型的积。
A Conley index study of the evolution of the Lorenz strange set
本文用 Conley 指标理论研究 Lorenz 方程奇异集随参数的演化，分析全局吸引子的 Morse 分解并计算 Morse 方程，同时证明关于任意余维 Poincaré-Andronov-Hopf 分岔、双同宿环分岔及行进排斥子作用的一般定理。
Let N be a closed oriented k-dimensional submanifold of the (k+2)-dimensional sphere; denote its complement by C(N). Denote by x the 1-dimensional cohomology class in C(N), dual to N. The Morse-Novikov number of C(N) is by definition the minimal possible number of critical points of a regular Morse map f from C(N) to a circle, such that f belongs to x. In the first part of this paper we study the case when N is the twist frame spun knot associated to an m-knot K. We obtain a formula which relates the Morse-Novikov numbers of N and K and generalizes the classical results of D. Roseman and E.C. …
Given a $1$-cohomology class $u$ on a closed manifold $M$, we define a Novikov fundamental group associated to $u$, generalizing the usual fundamental group in the same spirit as Novikov homology generalizes Morse homology to the case of non exact $1$-forms. As an application, lower bounds for the minimal number of index $1$ and $2$ critical points of Morse closed $1$-forms are obtained, that are different in nature from those derived from the Novikov homology.
We extend the Novikov Morse-type inequalities for closed 1-forms in 2 directions. First, we consider manifolds with boundary. Second, we allow a very degenerate structure of the critical set of the form, assuming only that the form is non-degenerated in the sense of Kirwan. In particular, we obtain a generalization of a result of Floer about the usual Morse inequalities on a manifold with boundary. We also obtain an equivariant version of our inequalities. Our proof is based on an application of the Witten deformation technique. The main novelty here is that we consider the neighborhood of the…
Let $ω$ be a Morse form on a manifold $M$. Let $p:\hat M\to M$ be a regular covering with structure group $G$, such that $p^*([ω])=0$. Let $ξ:G\to\mathbf{R}$ be the corresponding period homomorphism. Denote by ${\hat Λ}_ξ$ the Novikov completion of the group ring $\mathbf{Z} G$. Choose a transverse $ω$-gradient $v$. Counting the flow lines of $v$ one defines the Novikov complex $\mathcal{N}_*$ freely generated over ${\hat Λ}_ξ$ by the set of zeroes of $ω$. In this paper we introduce a refinement of this construction. We define a subring $\hatΛ_Γ$ of ${\hat Λ}_ξ$ and show that the Novikov compl…
We introduce two tools, dynamical thickening and flow selectors, to overcome the infamous discontinuity of the gradient flow endpoint map near non-degenerate critical points. More precisely, we interpret the stable fibrations of certain Conley pairs $(N,L)$, established in [2,3], as a dynamical thickening of the stable manifold. As a first application and to illustrate efficiency of the concept we reprove a fundamental theorem of classical Morse theory, Milnor's homotopical cell attachment theorem [1]. Dynamical thickening leads to a conceptually simple and short proof.
Let $M$ be a smooth manifold and let $\F$ be a codimension one, $C^\infty$ foliation on $M$, with isolated singularities of Morse type. The study and classification of pairs $(M,\F)$ is a challenging (and difficult) problem. In this setting, a classical result due to Reeb \cite{Reeb} states that a manifold admitting a foliation with exactly two center-type singularities is a sphere. In particular this is true if the foliation is given by a function. Along these lines a result due to Eells and Kuiper \cite{Ku-Ee} classify manifolds having a real-valued function admitting exactly three non-degen…
We prove a version of the Arnol'd conjecture for Lagrangian submanifolds of conformal symplectic manifolds: a Lagrangian $L$ which has non-zero Morse-Novikov homology for the restriction of the Lee form $β$ cannot be disjoined from itself by a $C^0$-small Hamiltonian isotopy. Furthermore for generic such isotopies the number of intersection points equals at least the sum of the free Betti numbers of the Morse-Novikov homology of $β$. We also give a short exposition of conformal symplectic geometry, aimed at readers who are familiar with (standard) symplectic or contact geometry.
In the first half of the paper we construct a Morse-type theory on certain spaces of braid diagrams. We define a topological invariant of closed positive braids which is correlated with the existence of invariant sets of parabolic flows defined on discretized braid spaces. Parabolic flows, a type of one-dimensional lattice dynamics, evolve singular braid diagrams in such a way as to decrease their topological complexity; algebraic lengths decrease monotonically. This topological invariant is derived from a Morse-Conley homotopy index and provides a gloablization of `lap number' techniques used…
The tame flows are ``nice'' flows on ``nice'' spaces. The nice (tame) sets are the pfaffian sets introduced by Khovanski, and a flow $Φ: \mathbb{R}\times X\to X$ on pfaffian set $X$ is tame if the graph of $Φ$ is a pfaffian subset of $\mathbb{R}\times X\times X$. Any compact tame set admits plenty tame flows. We prove that the flow determined by the gradient of a generic real analytic function with respect to a generic real analytic metric is tame. The typical tame gradient flow satisfies the Morse-Smale condition, and we prove that in the tame context the Morse-Smale condition is equivalent t…
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