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arXiv 1107.0177math.SPcs.NAmath-phmath.MPmath.NA
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一类非自伴随机矩阵与算子的谱与伪谱

On the Spectra and Pseudospectra of a Class of Non-Self-Adjoint Random Matrices and Operators

Simon N. Chandler-Wilde, Ratchanikorn Chonchaiya, Marko Lindner

AI总结:

本文针对一类非自伴三对角随机矩阵(以跳跃符号模型为例),发展了谱与伪谱的分析方法,证明了有限随机矩阵的数值域和p范数ε-伪谱几乎必然收敛到无限矩阵对应物,并提出了收敛于无限矩阵谱Σ的包含序列及伪谱的上下夹逼近似。

摘要:

本文发展并应用了非自伴三对角无限和有限随机矩阵的谱分析方法,以及类似确定性矩阵(在E.B.Davies意义下伪遍历)的谱分析方法。作为主要应用以说明我们的方法,我们聚焦于J.Feinberg和A.Zee引入的“跳跃符号模型”,其中研究对象是主对角线为零、其他条目为随机±1的随机三对角矩阵。我们探讨了有限和无限矩阵情形下谱集之间的关系,以及半无限和双无限矩阵情形之间的关系,例如证明了有限随机矩阵的数值范围和p范数ε-伪谱(ε>0,p∈[1,∞])几乎必然收敛到其无限矩阵对应物,并且有限矩阵谱包含在无限矩阵谱Σ中。我们还提出了Σ的包含序列,该序列收敛到Σ,序列的第n个元素可通过计算(大量)n×n矩阵的最小奇异值得到。我们为无限随机矩阵的2范数ε-伪谱提出了类似的收敛近似,这些近似从上方和下方夹逼无限矩阵伪谱。

英文摘要:

In this paper we develop and apply methods for the spectral analysis of non-self-adjoint tridiagonal infinite and finite random matrices, and for the spectral analysis of analogous deterministic matrices which are pseudo-ergodic in the sense of E.B.Davies (Commun. Math. Phys. 216 (2001), 687-704). As a major application to illustrate our methods we focus on the "hopping sign model" introduced by J.Feinberg and A.Zee (Phys. Rev. E 59 (1999), 6433-6443), in which the main objects of study are random tridiagonal matrices which have zeros on the main diagonal and random $\pm 1$'s as the other entries. We explore the relationship between spectral sets in the finite and infinite matrix cases, and between the semi-infinite and bi-infinite matrix cases, for example showing that the numerical range and $p$-norm $\eps$-pseudospectra ($\eps>0$, $p\in [1,\infty]$) of the random finite matrices converge almost surely to their infinite matrix counterparts, and that the finite matrix spectra are contained in the infinite matrix spectrum $Σ$. We also propose a sequence of inclusion sets for $Σ$ which we show is convergent to $Σ$, with the $n$th element of the sequence computable by calculating smallest singular values of (large numbers of) $n\times n$ matrices. We propose similar convergent approximations for the 2-norm $\eps$-pseudospectra of the infinite random matrices, these approximations sandwiching the infinite matrix pseudospectra from above and below.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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