We study aspects of worldsheet instantons relevant to a heterotic standard model. The non-simply connected Calabi-Yau threefold used admits Z_3 x Z_3 Wilson lines, and a more detailed investigation shows that the homology classes of curves are H_2(X,Z)=Z^3+Z_3+Z_3. We compute the genus-0 prepotential, this is the first explicit calculation of the Gromov-Witten invariants of homology classes with torsion (finite subgroups). In particular, some curve classes contain only a single instanton. This ensures that the Beasley-Witten cancellation of instanton contributions cannot happen on this (non-toric) Calabi-Yau threefold.
We study worldsheet instanton corrections to the exotic 522-brane geometry in type II string theory. The BPS vortices in the N=(4,4) gauged linear sigma model modify the geometry of the 522-brane. We find that the modification of the geometry is understood by the localization in the T-dualized winding direction.
Worldline instantons provide a particularly elegant way to derive Schwinger's well-known formula for the pair creation rate due to a constant electric field in quantum electrodynamics. In this note, we show how to extend this method to the corresponding problem of open string pair creation.
The 1/8 BPS $D^6\mathcal{R}^4$ coupling in type II string theory compactified on $T^2$ receives contributions from worldsheet instantons and anti-instantons wrapping the $T^2$, up to genus three in string perturbation theory. These involve contributions separately from bound states of instantons and anti-instantons, which are qualitatively similar to such contributions to the 1/2 and 1/4 BPS couplings. At genus two, the $D^6\mathcal{R}^4$ coupling also receives contributions from instanton/anti-instanton bound states unlike the 1/2 and 1/4 BPS couplings, which is a consequence of a T-duality i…
We study the stability of heterotic compactifications described by (0,2) gauged linear sigma models with respect to worldsheet instanton corrections to the space-time superpotential following the work of Beasley and Witten. We show that generic models elude the vanishing theorem proved there, and may not determine supersymmetric heterotic vacua. We then construct a subclass of linear models for which a vanishing theorem holds, generating an extensive list of consistent heterotic backgrounds.
We review recent results on string coupling selection rules for heterotic orbifolds, derived using conformal field theory. Such rules are the first step towards understanding the viability of the recently obtained compactifications with potentially realistic particle spectra. They arise from the properties of the worldsheet instantons that mediate the couplings, and include stringy effects that would seem 'miraculous' to an effective field theory observer.
In this paper we consider the role that worldsheet instantons in the heterotic string could play in spin-statistics violations. Such violations are nonperturbative in the string tension and so would not appear in the spacetime effective action, producing a unique signature of string theory and the details of compactification. By performing a Bogomol'nyi transformation it is shown that there are no instanton solutions in the simplest model proposed by Harvey and Liu, but it is conjectured that more sophisticated models may yield solutions. If such instantons do exist, their effect might be meas…
For a superstring theory in four spacetime dimensions, we propose a modification of the Born-Infeld action that possesses a well-defined tensionless limit. We interpret this as describing the effective target space dynamics of null strings on a D3-brane. We argue that such a modification can be induced by nonperturbative contributions from instantons in the worldsheet sigma-model describing string propagation on the brane.
We compute the spectrum of massless gauge singlets in some heterotic string compactifications using Landau-Ginzburg, orbifold and non-linear sigma-model methods. This probes the worldsheet instanton corrections to the quadratic terms in the spacetime superpotential. Previous results predict that some of these states remain massless when instanton effects are included. We find vanishing masses in many cases not covered by these predictions. However, we discover that in the case of the Z-manifold the corrections do not vanish. Despite this, in all the examples studied, we find that the massless …
We study the partition function of the orientifold ABJM theory, which is a superconformal Chern-Simons theory associated with the orthosymplectic supergroup. We find that the partition function associated with any orthosymplectic supergroup can be realized as the partition function of a Fermi gas system whose density matrix is identical to that associated with the corresponding unitary supergroup with a projection to the even or odd chirality. Furthermore we propose an identity which gives directly all of the Gopakumar-Vafa invariants for the worldsheet instanton effects in the chirally projec…
We use a D-instanton or physical gauge approach to re-derive the heterotic string worldsheet instanton contribution to the superpotential in Calabi-Yau compactification. We derive an analogous formula for worldsheet instanton corrections to the moduli space metric in heterotic string or Type I compactification on a K3 surface. In addition, we give a global analysis of the phase of the worldsheet path integral of the heterotic string, showing precisely how the B-field must be interpreted.
The Kaluza-Klein monopole is a well known object in both gravity and string theory, related by T-duality to a "smeared" NS5-brane which retains the isometry around the duality circle. As the true NS5-brane solution is localized at a point on the circle, duality implies that the Kaluza-Klein monopole should show some corresponding behavior. In this paper, we express the Kaluza-Klein monopole as a gauged linear sigma model in two dimensions and show that worldsheet instantons give corrections to its geometry. These corrections can be understood as a localization in "winding space" which could be…
We revisit the problem of charged string pair creation in a constant external electric field. The string states are massive and creation of pairs from the vacuum is a tunnelling process, analogous to the Schwinger process where charged particle-anti-particle pairs are created by an electric field. We find the instantons in the worldsheet sigma model which are responsible for the tunnelling events. We evaluate the sigma model partition function in the multi-instanton sector in the WKB approximation which keeps the classical action and integrates the quadratic fluctuations about the solution. We…
We analyze the vector multiplet prepotential of d=4, N=2 type IIA compactifications. We find that the worldsheet instanton corrections have a natural interpretation as one-loop corrections in five dimensions, with the extra dimension being compactified on a circle of radius $g_{s}\ell_{s}$. We argue that the relation between spacetime and worldsheet instantons is natural from this point of view. We also discuss the map between the type IIA worldsheet instantons and the spacetime instantons in the heterotic dual.
The equivalence of NS5-branes and ALF spaces under T-duality is well known. However, a naive application of T-duality transforms the ALF space into a smeared NS5-brane, de-localized on the dual, transverse, circle. In this paper we re-examine this duality, starting from a two-dimensional N=(4,4) gauged linear sigma model describing Taub-NUT space. After dualizing the circle fiber, we find that the smeared NS5-brane target space metric receives corrections from multi-worldsheet instantons. These instantons are identified as Nielsen-Olesen vortices. We show that their effect is to break the isom…
As a first step towards computing instanton-generated superpotentials in heterotic standard model vacua, we determine the Gromov-Witten invariants for a Calabi-Yau threefold with fundamental group pi_1(X)=Z_3 x Z_3. We find that the curves fall into homology classes in H_2(X,Z)=Z^3+(Z_3+Z_3). The unexpected appearance of the finite torsion subgroup in the homology group complicates our analysis. However, we succeed in computing the complete genus-0 prepotential. Expanding it as a power series, the number of instantons in any integral homology class can be read off. This is the first explicit c…
When the gauge instantons on the N=2 string worldsheet are properly included in the sum over topologies, the breaking of SO(2,2) Lorentz symmetry in R^{2,2} is parametrized by a spacetime twistor containing the string coupling and theta angle. The resulting (tree-level) effective action for the open string is not Yang's but Leznov's cubic action for self-dual Yang-Mills in a light-cone gauge. In the closed case, Plebanski's action for self-dual gravity gets modified analogously. In contrast to the N=1 NSR string, picture-changing is not locally invertible, but produces a semi-infinite tower of…
As a first step towards studying vector bundle moduli in realistic heterotic compactifications, we identify all holomorphic rational curves in a Calabi-Yau threefold X with Z_3 x Z_3 Wilson lines. Computing the homology, we find that H_2(X,Z)=Z^3+Z_3+Z_3. The torsion curves complicate our analysis, and we develop techniques to distinguish the torsion part of curve classes and to deal with the non-toric threefold X. In this paper, we use direct A-model computations to find the instanton numbers in each integral homology class, including torsion. One interesting result is that there are homology…
We describe a new class of instanton effects in string compactifications that preserve only N=1 supersymmetry in four dimensions. As is well-known, worldsheet or brane instantons in such a background can sometimes contribute to an effective superpotential for the moduli of the compactification. We generalize this phenomenon by showing that such instantons can also contribute to new multi-fermion and higher-derivative F-terms in the low-energy effective action. We consider in most detail the example of heterotic compactification on a Calabi-Yau threefold X with gauge bundle V, in which case we …
We apply mirror symmetry to the problem of counting holomorphic rational curves in a Calabi-Yau threefold X with Z_3 x Z_3 Wilson lines. As we found in Part A [hep-th/0703182], the integral homology group H_2(X,Z)=Z^3 + Z_3 + Z_3 contains torsion curves. Using the B-model on the mirror of X as well as its covering spaces, we compute the instanton numbers. We observe that X is self-mirror even at the quantum level. Using the self-mirror property, we derive the complete prepotential on X, going beyond the results of Part A. In particular, this yields the first example where the instanton number …
Anomalies and discrete torsion in Type II and Type I worldsheet theories
Yukawa Institute for Theoretical Physics, Kyoto University（京都大学汤川理论物理研究所）；Graduate Institute for Advanced Studies, SOKENDAI（日本国立联合研究生院高等研究院）；Kavli Institute for the Physics and Mathematics of the Universe (WPI), University of Tokyo（东京大学 Kavli宇宙物理数学研究所（WPI））；Department of Physics, Tohoku University（东北大学物理学系）
In the first lecture, we discuss basic aspects of worldsheet and penta-brane instantons as well as (unoriented) D-brane instantons, which is our main focus here, and threshold corrections to BPS-saturated couplings. The second lecture is devoted to non-perturbative superpotentials generated by `gauge' and `exotic' instantons living on D3-branes at orientifold singularities. In the third lecture we discuss the interplay between worldsheet and D-string instantons on $T^4/Z_2$. We focus on a 4-fermi amplitude, give Heterotic and perturbative Type I descriptions, and offer a multi D-string instant…
We show that open strings living on a D-brane which lies outside an AdS black hole can tunnel into the black hole through worldsheet instantons. These instantons have a simple interpretation in terms of thermal quarks in the dual Yang-Mills (YM) theory. As an application we calculate the width of a meson in a strongly coupled quark-gluon plasma which is described holographically as a massless mode on a D7 brane in AdS_5 \times S_5. While the width of the meson is zero to all orders in the 1/\sqrtλ expansion with λthe 't Hooft coupling, it receives non-perturbative contributions in 1/\sqrtλ fro…
The partition function of the ABJM theory receives non-perturbative corrections due to instanton effects. We study these non-perturbative corrections, including bound states of worldsheet instantons and membrane instantons, in the Fermi-gas approach. We require that the total non-perturbative correction should be always finite for arbitrary Chern-Simons level. This finiteness is realized quite non-trivially because each bound state contribution naively diverges at some levels. The poles of each contribution should be canceled out in total. We use this pole cancellation mechanism to find unknow…
We study meson decays using instanton methods in two string models. The first model is the old string model in flat space which combines strings and massive particles and the second is the holographic, Sakai-Sugimoto model. Using the the old string model, we reproduce the QCD formula for the probability of splitting of the QCD flux tube derived by Casher-Neuberger-Nussinov (CNN). In the holographic model we construct a string worldsheet instanton which interpolates between a single and double string configuration, which determines the decay from one to two dual mesonic particles. The resulting…
We identify the auxiliary fields in the hypermultiplets of type IIB string theory compactified on a Calabi-Yau manifold, using a combination of worldsheet and supergravity techniques. The SUSY-breaking squark and gaugino masses in type IIB models depend on these auxiliary fields, which parametrize deformations away from a pure Calabi-Yau compactification to one with NS-NS 3-form flux and SU(3) x SU(3) structure. Worldsheet arguments show that such compactifications are generically globally nongeometric. Our results, combined with earlier results for type IIA compactifications, imply that these…
$\mathcal{G}$-structures, where $\mathcal{G}$ is a Lie group, are a uniform characterisation of many differential geometric structures of interest in supersymmetric compactifications of string theories. Calabi-Yau $n$-folds are instances of torsion-free $SU(n)$-structures, while more general structures with non-zero torsion are required for heterotic flux compactifications. Exceptional geometries in dimensions $7$ and $8$ with $\mathcal{G}=G_2$ and $Spin(7)$ also feature prominently in this thesis. We discuss multiple connections between such geometries and the worldsheet theory describing str…
The $R^2 F^{2g-2}$ terms of Type IIA strings on Calabi-Yau 3-folds, which are given by the corresponding topological string amplitudes (a worldsheet instanton sum for all genera), are shown to have a simple M-theory interpretation. In particular, a Schwinger one-loop computation in M-theory with wrapped M2 branes and Kaluza-Klein modes going around the loop reproduces the all genus string contributions from constant maps and worldsheet instanton corrections. In the simplest case of an isolated M2 brane with the topology of the sphere, we obtain the contributions of small worldsheet instantons …
We analyze the behavior of the heterotic string near an A-D-E singularity without small instantons. This problem is governed by a strongly coupled worldsheet conformal field theory, which, by a combination of O(alpha') corrections and worldsheet instantons, smooths out the singularities present in the classical geometry.
We study the effect of ZZ instantons in c = 1 string theory, and demonstrate that they give rise to non-perturbative corrections to scattering amplitudes that do not saturate unitarity within the closed string sector. Beyond the leading non-perturbative order, logarithmic divergences are canceled between worldsheet diagrams of different topologies, due to the Fischler-Susskind-Polchinski mechanism. We propose that the closed string vacuum in c = 1 string theory is non-perturbatively dual to a state of the matrix quantum mechanics in which all scattering states up to a given energy with no inco…
We determine the instanton corrected hypermultiplet moduli space in type IIB compactifications near a Calabi-Yau conifold point where the size of a two-cycle shrinks to zero. We show that D1-instantons resolve the conifold singularity caused by worldsheet instantons. Furthermore, by resumming the instanton series, we reproduce exactly the results obtained by Ooguri and Vafa on the type IIA side, where membrane instantons correct the hypermultiplet moduli space. Our calculations therefore establish that mirror symmetry holds non-perturbatively in the string coupling.
Heterotic string compactifications can be conveniently described in the language of (2,0) gauged linear sigma models (GLSMs). Such models allow for Fayet-Iliopoulos (FI)-terms, which can be interpreted as Kahler parameters and axions on the target space geometry. We show that field dependent non-gauge invariant FI-terms lead to a Green-Schwarz-like mechanism on the worldsheet which can be used to cancel worldsheet anomalies. However, given that these FI-terms are constrained by quantization conditions due to worldsheet gauge instantons, the anomaly conditions turn out to be still rather constr…
In this thesis we discuss non-perturbative phenomena emerging in gauge and in string/supergravity theories. We compute the partition function of 5D minimal supersymmetric U(1) gauge theory with extra adjoint matter in general Omega-background. These N=2^* theories are massive deformations of N=4 SYM and can be thought of as a minimal supersymmetric five dimensional theory compactified on a circle. Such partition functions encode very rich topological information. We show that this partition function at some special values of the parameters directly reproduces the generating function for the Po…
We consider orientifolds of Calabi-Yau 3-folds in the context of Type IIA and Type IIB superstrings. We show how mirror symmetry can be used to sum up worldsheet instanton contributions to the superpotential for Type IIA superstrings. The relevant worldsheets have the topology of the disc and ${\bf RP^2}$.
We construct worldsheet descriptions of heterotic flux vacua as the IR limits of N=2 gauge theories. Spacetime torsion is incorporated via a 2d Green-Schwarz mechanism in which a doublet of axions cancels a one-loop gauge anomaly. Manifest (0,2) supersymmetry and the compactness of the gauge theory instanton moduli space suggest that these models, which include Fu-Yau models, are stable against worldsheet instanton effects, implying that they, like Calabi-Yaus, may be smoothly extended to solutions of the exact beta functions. Since Fu-Yau compactifications are dual to KST-type flux compactifi…
We study superpotentials from worldsheet instantons in heterotic Calabi-Yau compactifications for vector bundles constructed from line bundle sums, monads and extensions. Within a certain class of manifolds and for certain second homology classes, we derive simple necessary conditions for a non-vanishing instanton superpotential. These show that non-vanishing instanton superpotentials are rare and require a specific pattern for the bundle construction. For the class of monad and extension bundles with this pattern, we derive a sufficient criterion for non-vanishing instanton superpotentials ba…
In this paper we shall describe some correlation function computations in perturbative heterotic strings that, for example, in certain circumstances can lend themselves to a heterotic generalization of quantum cohomology calculations. Ordinary quantum chiral rings reflect worldsheet instanton corrections to correlation functions involving products of Dolbeault cohomology groups on the target space. The heterotic generalization described here involves computing worldsheet instanton corrections to correlation functions defined by products of elements of sheaf cohomology groups. One must not only…
We obtain a family of heterotic supergravity backgrounds describing non-Kahler warped conifolds with three-form flux and an Abelian gauge bundle, preserving N=1 supersymmetry in four dimensions. At large distance from the singularity the usual Ricci-flat conifold is recovered. By performing a Z_2 orbifold of the T^{1,1} base, the conifold singularity can be blown-up to a four-cycle, leading to a completely smooth geometry. Remarkably, the throat regions of the solutions, which can be isolated from the asymptotic Ricci-flat geometry using a double-scaling limit, possess a worldsheet CFT descrip…
We formulate a strategy for computing the complete set of non-perturbative corrections to closed string scattering in $c=1$ string theory from the worldsheet perspective. This requires taking into account the effect of multiple ZZ-instantons, including higher instantons constructed from ZZ boundary conditions of type $(m,1)$, with a careful treatment of the measure and contour in the integration over the instanton moduli space. The only a priori ambiguity in our prescription is a normalization constant ${\cal N}_{m}$ that appears in the integration measure for the $(m,1)$-type ZZ instanton, at…
In Riemann-Cartan spacetimes with torsion only its axial covector piece $A$ couples to massive Dirac fields. Using renormalization group arguments, we show that besides the familiar Riemannian term only the Pontrjagin type four-form $dA\wedge dA$ does arise additionally in the chiral anomaly, but not the Nieh-Yan term $d^\star A$, as has been claimed in a recent paper [PRD 55, 7580 (1997)].
Two classes of stringy instanton effects, stronger than standard field theory instantons, are identified in the heterotic string theory. These contributions are established using type IIA/heterotic and type I/heterotic dualities. They provide examples for the heterotic case of the effects predicted by Shenker based on the large-order behavior of perturbation theory. The corrections vanish as the radius of the compactification goes to infinity. For appropriate amplitudes, they are computable worldsheet or worldline instanton effects on the dual side. Some potential applications are discussed.
Using holography, we study non-perturbative effects in M-theory on orientifolds from the analysis of the S^3 partition functions of dual field theories. We consider the S^3 partition functions of N=4 Yang-Mills theory with O(n) gauge symmetry coupled to one (anti)symmetric and N_f fundamental hypermultiplets from the Fermi gas approach. In addition to the worldsheet instanton and membrane instanton corrections to the grand potential, which are also present in the U(n) Yang-Mills case, we find that there exist "half instanton" corrections coming from the effect of orientifold plane.
We consider the Yang-Mills flow equations on a reductive coset space G/H and the Yang-Mills equations on the manifold R x G/H. On nonsymmetric coset spaces G/H one can introduce geometric fluxes identified with the torsion of the spin connection. The condition of G-equivariance imposed on the gauge fields reduces the Yang-Mills equations to phi^4-kink equations on R. Depending on the boundary conditions and torsion, we obtain solutions to the Yang-Mills equations describing instantons, chains of instanton-anti-instanton pairs or modifications of gauge bundles. For Lorentzian signature on R x G…
We construct a (locally) supersymmetric worldsheet action for a string in a non-relativistic Newton-Cartan background. We do this using a doubled string action, which describes the target space geometry in an $O(D,D)$ covariant manner using a doubled metric and doubled vielbeins. By adopting different parametrisations of these doubled background fields, we can describe both relativistic and non-relativistic geometries. We focus on the torsional Newton-Cartan geometry which can be obtained by null duality/reduction (such null duality is particularly simple for us to implement). The doubled acti…
We use insights from string field theory to analyze and cure the divergences in the cylinder diagram in minimal string theory with both boundaries lying on a ZZ brane. We focus on theories with worldsheet matter consisting of the $(2,p)$ minimal model plus Liouville theory, with total central charge 26, together with the usual $bc$-ghosts. The string field theory procedure gives a finite, purely imaginary normalization constant for non-perturbative effects in minimal string theory, or doubly non-perturbative effects in JT gravity. We find precise agreement with the prediction from the dual dou…
We compute the one-loop threshold corrections to the gauge and gravitational couplings for a large class of N=2 non-Kähler heterotic compactifications with three-form flux, consisting in principal two-torus bundles over K3 surfaces. We obtain the results as sums of BPS-states contributions, depending on the topological data of the bundle. We analyse also the worldsheet non-perturbative corrections coming from instantons wrapping the torus fiber, that are mapped under S-duality to D-instanton corrections in type I flux compactifications.
In a spacetime with nonvanishing torsion there can occur topologically stable configurations associated with the frame bundle which are independent of the curvature. The relevant topological invariants are integrals of local scalar densities first discussed by Nieh and Yan (N-Y). In four dimensions, the N-Y form $N= (T^a \wedge T_a - R_{ab} \wedge e^a \wedge e^b)$ is the only closed 4-form invariant under local Lorentz rotations associated with the torsion of the manifold. The integral of $N$ over a compact D-dimensional (Euclidean) manifold is shown to be a topological invariant related to th…
The partition function on the three-sphere of ABJM theory contains non-perturbative corrections which correspond to membrane instantons in M-theory. These corrections can be studied in the Fermi gas approach to the partition function, and they are encoded in a system of integral equations of the TBA type. We study a semiclassical or WKB expansion of this TBA system in the ABJM coupling k, which corresponds to the strong coupling expansion of the type IIA string. This allows us to study membrane instanton corrections in M-theory at high order in the WKB expansion. Using these WKB results, we ve…
We investigate the large $N$ instanton effects of partition functions in a class of $\mathcal{N}=4$ circular quiver Chern-Simons theories on a three-sphere. Our analysis is based on the supersymmetry localization and the Fermi-gas formalism. The resulting matrix model can be regarded as a two-parameter deformation of the ABJM matrix model, and has richer non-perturbative structures. Based on a systematic semi-classical analysis, we find analytic expressions of membrane instanton corrections. We also exactly compute the partition function for various cases and find some exact forms of worldshee…
Recent results on the annulus partition function in Liouville field theory are applied to non-critical string theory, both below and above the critical dimension. Liouville gravity coupled to $c\le 1$ matter has a dual formulation as a matrix model. Two well-known matrix model results are reproduced precisely using the worldsheet formulation: (1) the correlation function of two macroscopic loops, and (2) the leading non-perturbative effects. The latter identifies the eigenvalue instanton amplitudes of the matrix approach with disk instantons of the worldsheet approach, thus demonstrating that …
We study Pfaffians that appear in non-perturbative superpotential terms arising from worldsheet instantons in heterotic theories. A result by Beasley and Witten shows that these instanton contributions cancel among curves within a given homology class for Calabi-Yau manifolds that can be described as hypersurfaces or complete intersections in projective or toric ambient spaces. We provide a prescription that identifies all $\mathbb{P}^1$ curves in certain homology classes of complete intersection Calabi-Yau manifolds in products of projective spaces (CICYs) and cross-check our results by a com…
We investigate instantons on sine-cones over Sasaki-Einstein and 3-Sasakian manifolds. It is shown that these conical Einstein manifolds are K"ahler with torsion (KT) manifolds admitting Hermitian connections with totally antisymmetric torsion. Furthermore, a deformation of the metric on the sine-cone over 3-Sasakian manifolds allows one to introduce a hyper-K"ahler with torsion (HKT) structure. In the large-volume limit these KT and HKT spaces become Calabi-Yau and hyper-K"ahler conifolds, respectively. We construct gauge connections on complex vector bundles over conical KT and HKT manifolds…
