In this paper we consider the role that worldsheet instantons in the heterotic string could play in spin-statistics violations. Such violations are nonperturbative in the string tension and so would not appear in the spacetime effective action, producing a unique signature of string theory and the details of compactification. By performing a Bogomol'nyi transformation it is shown that there are no instanton solutions in the simplest model proposed by Harvey and Liu, but it is conjectured that more sophisticated models may yield solutions. If such instantons do exist, their effect might be measured by upcoming experiments.
We determine the two--dimensional Weyl, Lorentz and $κ$--anomalies in the $D=10$ Green--Schwarz heterotic string sigma--model, in an $SO(1,9)$-Lorentz covariant background gauge, and prove their cancellation.
We report on some recent progress in understanding heterotic flux compactifications, from a worldsheet perspective mainly. We consider local models consisting in torus fibration over warped Eguchi-Hanson space and non-Kähler resolved conifold geometries. We analyze the supergravity solutions and define a double-scaling limit of the resolved singularities, defined such that the geometry is smooth and weakly coupled. We show that, remarkably, the heterotic solutions admit solvable worldsheet CFT descriptions in this limit. This allows in particular to understand the important role of worldsheet …
We propose a new formulation of the $D=3$ type II superstring which is manifestly invariant under both target-space $N=2$ supersymmetry and worldsheet $N=(1,1)$ super reparametrizations. This gives rise to a set of twistor (commuting spinor) variables, which provide a solution to the two Virasoro constraints. The worldsheet supergravity fields are shown to play the rôle of auxiliary fields.
We review recent results on string coupling selection rules for heterotic orbifolds, derived using conformal field theory. Such rules are the first step towards understanding the viability of the recently obtained compactifications with potentially realistic particle spectra. They arise from the properties of the worldsheet instantons that mediate the couplings, and include stringy effects that would seem 'miraculous' to an effective field theory observer.
By defining the heterotic Green-Schwarz superstring action on an N=(2,0) super-worldsheet, rather than on an ordinary worldsheet, many problems with the interacting Green-Schwarz superstring formalism can be solved. In the light-cone approach, superconformally transforming the light-cone super-worldsheet onto an N=(2,0) super-Riemann surface allows the elimination of the non-trivial interaction-point operators that complicate the evaluation of scattering amplitudes. In the Polyakov approach, the ten-dimensional heterotic Green-Schwarz covariant action defined on an N=(2,0) super-worldsheet can…
We compute the spectrum of massless gauge singlets in some heterotic string compactifications using Landau-Ginzburg, orbifold and non-linear sigma-model methods. This probes the worldsheet instanton corrections to the quadratic terms in the spacetime superpotential. Previous results predict that some of these states remain massless when instanton effects are included. We find vanishing masses in many cases not covered by these predictions. However, we discover that in the case of the Z-manifold the corrections do not vanish. Despite this, in all the examples studied, we find that the massless …
It is well-known that the beta functions on a string worldsheet correspond to the target space equations of motion, e.g. the Einstein equations. We show that the BPS equations, i.e. the conditions of vanishing supersymmetry variations of the space-time fermions, can be directly derived from the worldsheet. To this end we consider the RNS-formulation of the heterotic string with (2,0) supersymmetry, which describes a complex torsion target space that supports a holomorphic vector bundle. After a detailed account of its quantization and renormalization, we establish that the cancellation of the …
We study the stability of heterotic compactifications described by (0,2) gauged linear sigma models with respect to worldsheet instanton corrections to the space-time superpotential following the work of Beasley and Witten. We show that generic models elude the vanishing theorem proved there, and may not determine supersymmetric heterotic vacua. We then construct a subclass of linear models for which a vanishing theorem holds, generating an extensive list of consistent heterotic backgrounds.
Asymmetric heterotic orbifolds are discussed from the worldsheet perspective. Starting from Buscher's gauging of a theory of D compact bosons the duality covariant description of Tseytlin is obtained after a non-Lorentz invariant gauge fixing. A left-over of the gauge symmetry can be used to removed the doubled constant zero modes so that D physical target space coordinate remain. This can be thought of as the worldsheet realization of the strong constraint of double field theory. The extension of this description to the heterotic theory is straightforward as all results are written in terms o…
We propose a new formulation of the heterotic $D=10$ Green-Schwarz superstring whose worldsheet is a superspace with two even and eight odd coordinates. The action is manifestly invariant under both target-space supersymmetry and a worldsheet reparametrisation supergroup. It contains only a finite set of auxiliary fields. The key ingredient are the commuting spinor (twistor) variables, which naturally arise as worldsheet superpartners of the target space Grassmann coordinates. These spinors parametrise the sphere $S^8$ regarded as a coset space of the $D=10$ Lorentz group. The sphere is associ…
We study worldsheet instanton corrections to the exotic 522-brane geometry in type II string theory. The BPS vortices in the N=(4,4) gauged linear sigma model modify the geometry of the 522-brane. We find that the modification of the geometry is understood by the localization in the T-dualized winding direction.
We study the quantum dynamics of vortex strings in N=1 SQCD with U(N_c) gauge group and N_f=N_c quarks. The classical worldsheet of the string has N=(0,2) supersymmetry, but this is broken by quantum effects. We show how the pattern of supersymmetry breaking and restoration on the worldsheet captures the quantum dynamics of the underlying 4d theory. We also find qualitative matching of the meson spectrum in 4d and the spectrum on the worldsheet.
Worldline instantons provide a particularly elegant way to derive Schwinger's well-known formula for the pair creation rate due to a constant electric field in quantum electrodynamics. In this note, we show how to extend this method to the corresponding problem of open string pair creation.
The 1/8 BPS $D^6\mathcal{R}^4$ coupling in type II string theory compactified on $T^2$ receives contributions from worldsheet instantons and anti-instantons wrapping the $T^2$, up to genus three in string perturbation theory. These involve contributions separately from bound states of instantons and anti-instantons, which are qualitatively similar to such contributions to the 1/2 and 1/4 BPS couplings. At genus two, the $D^6\mathcal{R}^4$ coupling also receives contributions from instanton/anti-instanton bound states unlike the 1/2 and 1/4 BPS couplings, which is a consequence of a T-duality i…
We extend the classical heterotic instanton solutions to all orders in $α'$ using the equations of anomaly-free supergravity, and discuss the relation between these equations and the string theory $β$-functions.
For a superstring theory in four spacetime dimensions, we propose a modification of the Born-Infeld action that possesses a well-defined tensionless limit. We interpret this as describing the effective target space dynamics of null strings on a D3-brane. We argue that such a modification can be induced by nonperturbative contributions from instantons in the worldsheet sigma-model describing string propagation on the brane.
We construct a (1,2) heterotic string with gauge symmetry and determine its particle spectrum. This theory has a local N=1 worldsheet supersymmetry for left movers and a local N=2 worldsheet supersymmetry for right movers and describes particles in either two or three space-time dimensions. We show that fermionizing the bosons of the compactified N=1 space leads to a particle spectrum which has nonabelian gauge symmetry. The fermionic formulation of the theory corresponds to a dimensional reduction of self dual Yang Mills. We also give a worldsheet action for the theory and calculate the one-l…
We analyze the behavior of the heterotic string near an A-D-E singularity without small instantons. This problem is governed by a strongly coupled worldsheet conformal field theory, which, by a combination of O(alpha') corrections and worldsheet instantons, smooths out the singularities present in the classical geometry.
We study non-perturbative effects due to a heterotic M-theory five-brane wrapped on Calabi-Yau threefold. We show that such instantons contribute to derivative F-terms described recently by Beasley and Witten rather than to the superpotential.
We study aspects of worldsheet instantons relevant to a heterotic standard model. The non-simply connected Calabi-Yau threefold used admits Z_3 x Z_3 Wilson lines, and a more detailed investigation shows that the homology classes of curves are H_2(X,Z)=Z^3+Z_3+Z_3. We compute the genus-0 prepotential, this is the first explicit calculation of the Gromov-Witten invariants of homology classes with torsion (finite subgroups). In particular, some curve classes contain only a single instanton. This ensures that the Beasley-Witten cancellation of instanton contributions cannot happen on this (non-to…
We explore a relation between four-dimensional N=2 heterotic vacua induced by Mirror Symmetry via Heterotic/Type II duality. It allows us to compute the α' corrections to the hypermultiplet moduli space of heterotic compactifications on K3xT^2 in the limit of large base of the elliptic K3. We concentrate on the case of point-like instantons on orbifold singularities leading to low-dimensional hypermultiplet moduli spaces.
We use a D-instanton or physical gauge approach to re-derive the heterotic string worldsheet instanton contribution to the superpotential in Calabi-Yau compactification. We derive an analogous formula for worldsheet instanton corrections to the moduli space metric in heterotic string or Type I compactification on a K3 surface. In addition, we give a global analysis of the phase of the worldsheet path integral of the heterotic string, showing precisely how the B-field must be interpreted.
We discuss instanton fermionic zero modes in the heterotic N=(0,2) modification of the CP(1) sigma model in two dimensions. By calculating its chiral anomaly we prove that the number of fermionic zero modes is same as in the standard N=(2,2) CP(1) case, and determine their explicit form.
We study the partition function of the orientifold ABJM theory, which is a superconformal Chern-Simons theory associated with the orthosymplectic supergroup. We find that the partition function associated with any orthosymplectic supergroup can be realized as the partition function of a Fermi gas system whose density matrix is identical to that associated with the corresponding unitary supergroup with a projection to the even or odd chirality. Furthermore we propose an identity which gives directly all of the Gopakumar-Vafa invariants for the worldsheet instanton effects in the chirally projec…
This is a transcript of lectures given at the Sixth Jorge Andre Swieca Summer School in Theoretical Physics. The subject of these lectures is soliton solutions of string theory. We construct a class of exact conformal field theories possessing a spacetime soliton or instanton interpretation and present a preliminary discussion of their physical properties.
We continue our study of heterotic/type-I duality in D<10 dimensions. We consider the heterotic and type-I theories compactified on tori to lower dimensions. We calculate the special (``BPS saturated'') F^4 and R^4 terms in the effective one-loop heterotic action. These terms are expected to be non-perturbatively exact for D>4. The heterotic result is compared with the associated type-I result. In D<9 dimensions, the type-I theory has instanton corrections due to D1 instantons. In D=8 we use heterotic-type I duality to give a simple prescription of the D-instanton calculation on the type I sid…
The Kaluza-Klein monopole is a well known object in both gravity and string theory, related by T-duality to a "smeared" NS5-brane which retains the isometry around the duality circle. As the true NS5-brane solution is localized at a point on the circle, duality implies that the Kaluza-Klein monopole should show some corresponding behavior. In this paper, we express the Kaluza-Klein monopole as a gauged linear sigma model in two dimensions and show that worldsheet instantons give corrections to its geometry. These corrections can be understood as a localization in "winding space" which could be…
We revisit the problem of charged string pair creation in a constant external electric field. The string states are massive and creation of pairs from the vacuum is a tunnelling process, analogous to the Schwinger process where charged particle-anti-particle pairs are created by an electric field. We find the instantons in the worldsheet sigma model which are responsible for the tunnelling events. We evaluate the sigma model partition function in the multi-instanton sector in the WKB approximation which keeps the classical action and integrates the quadratic fluctuations about the solution. We…
We study heterotic/type I duality in d=8,9 uncompactified dimensions. We consider the special (``BPS saturated'') F^4 and R^4 terms in the effective one-loop heterotic action, which are expected to be non-perturbatively exact. Under the standard duality map these translate to tree-level, perturbative and non-perturbative contributions on the type I side. We check agreement with the one-loop open string calculation, and discuss the higher-order perturbative contributions, which arise because of the mild non-holomorphicities of the heterotic elliptic genus. We put the heterotic world-sheet insta…
The static Yang-Mills-Higgs dyonic instanton is shown to have a non-vanishing, but anti-self-dual, angular momentum 2-form with skew eigenvalues equal to the electric charge; for large charge the angular momentum causes the instanton to expand into a hyper-spherical shell. A class of exact multi dyonic instantons is then found and then generalized to a new class of 1/4 supersymmetric, non-singular, stationary, exact solutions of the ten-dimensional supergravity/Yang-Mills theory. These self-gravitating dyonic instantons yield new heterotic string solitons, to leading order in the inverse strin…
We study the spacetime decay to nothing in string theory and M-theory. First we recall a nonsupersymmetric version of heterotic M-theory, in which bubbles of nothing -- connecting the two E_8 boundaries by a throat -- are expected to be nucleated. We argue that the fate of this system should be addressed at weak string coupling, where the nonperturbative instanton instability is expected to turn into a perturbative tachyonic one. We identify the unique string theory that could describe this process: The heterotic model with one E_8 gauge group and a singlet tachyon. We then use worldsheet meth…
We analyze the vector multiplet prepotential of d=4, N=2 type IIA compactifications. We find that the worldsheet instanton corrections have a natural interpretation as one-loop corrections in five dimensions, with the extra dimension being compactified on a circle of radius $g_{s}\ell_{s}$. We argue that the relation between spacetime and worldsheet instantons is natural from this point of view. We also discuss the map between the type IIA worldsheet instantons and the spacetime instantons in the heterotic dual.
We derive the precise relation between level matching condition and fractional instanton numbers in six dimensional, abelian and supersymmetric orbifolds of E8 x E8 heterotic string theory. The fractional part of the two E8 instanton numbers is explicitly calculated in terms of the gauge twist. This relation is then used to show that the classification of these orbifolds can be given in terms of flat bundles away from the orbifold singularities under the only constraint that the sum of the fractional parts of the gauge instanton numbers match the fractional part of the gravitational instanton …
We compute the partition function for the exotic instanton system corresponding to D-instantons on D7 branes in Type I' theory. We exploit the BRST structure of the moduli action and its deformation by RR background to fully localize the integration. The resulting prepotential describes non-perturbative corrections to the quartic couplings of the gauge field F living on the D7's. The results match perfectly those obtained in the dual heterotic theory from a protected 1-loop computation, thus providing a non-trivial test of the duality itself.
The equivalence of NS5-branes and ALF spaces under T-duality is well known. However, a naive application of T-duality transforms the ALF space into a smeared NS5-brane, de-localized on the dual, transverse, circle. In this paper we re-examine this duality, starting from a two-dimensional N=(4,4) gauged linear sigma model describing Taub-NUT space. After dualizing the circle fiber, we find that the smeared NS5-brane target space metric receives corrections from multi-worldsheet instantons. These instantons are identified as Nielsen-Olesen vortices. We show that their effect is to break the isom…
Hypermultiplet couplings in type IIA string theory on a Calabi-Yau space can be quantum corrected by D2-brane instantons wrapping special Lagrangian cycles. On the other hand, hypermultiplet couplings in the heterotic string on a K3 surface are corrected by world-sheet instantons wrapping curves. In a class of examples, we relate these two sets of instanton corrections. We first present an analogue of the c-map for the heterotic string via a dual flux compactification of M-theory. Using this duality, we propose two ways of capturing quantum corrections to hypermultiplets. We then use the orien…
D-instanton effects are studied for the IIB orientifold T^2/IΩ(-1)^{F_L} of Sen using type I/heterotic duality. An exact one loop threshold calculation of t_8 \tr F^4 and t_8(\tr F^2)^2 terms for the heterotic string on T^2 with Wilson lines breaking SO(32) to SO(8)^4 is related to D-instanton induced terms in the worldvolume of D7 branes in the orientifold. Introducing D3 branes and using the AdS/CFT correspondence in this case, these terms are used to calculate Yang-Mills instanton contributions to four point functions of the large N_c limit of N=2 USp(2N_c) SYM with four fundamental and one…
We consider non-perturbative superpotentials from world-sheet instantons wrapped on holomorphic genus zero curves in heterotic string theory. These superpotential contributions feature prominently in moduli stabilization and large field axion inflation, which makes their presence or absence, as well as their functional dependence on moduli, an important issue. We develop geometric methods to compute the instanton superpotentials for heterotic string theory with monad and extension bundles. Using our methods, we find a variety of examples with a non-vanishing superpotential. In view of standard…
As a first step towards computing instanton-generated superpotentials in heterotic standard model vacua, we determine the Gromov-Witten invariants for a Calabi-Yau threefold with fundamental group pi_1(X)=Z_3 x Z_3. We find that the curves fall into homology classes in H_2(X,Z)=Z^3+(Z_3+Z_3). The unexpected appearance of the finite torsion subgroup in the homology group complicates our analysis. However, we succeed in computing the complete genus-0 prepotential. Expanding it as a power series, the number of instantons in any integral homology class can be read off. This is the first explicit c…
When the gauge instantons on the N=2 string worldsheet are properly included in the sum over topologies, the breaking of SO(2,2) Lorentz symmetry in R^{2,2} is parametrized by a spacetime twistor containing the string coupling and theta angle. The resulting (tree-level) effective action for the open string is not Yang's but Leznov's cubic action for self-dual Yang-Mills in a light-cone gauge. In the closed case, Plebanski's action for self-dual gravity gets modified analogously. In contrast to the N=1 NSR string, picture-changing is not locally invertible, but produces a semi-infinite tower of…
We study the constraints of spacetime supersymmetry for perturbative three- and two-dimensional Minkowski vacua of the critical heterotic string. Assuming a standard RNS construction of the spacetime supersymmetry generators and a compact unitary internal superconformal worldsheet theory, we describe the worldsheet structures associated to various spacetime supersymmetries. In three dimensions we show that there are no CFT surprises: each allowed spacetime supersymmetry is realized by a supergravity compactification. As a recent orbifold construction shows, in two dimensions there are more exo…
We discuss non-perturbative phase transitions, within the context of heterotic M-theory, which occur when all, or part, of the wrapped five-branes in the five-dimensional bulk space come into direct contact with a boundary brane. These transitions involve the transformation of the five-brane into a ``small instanton'' on the Calabi-Yau space at the boundary brane, followed by the ``smoothing out'' of the small instanton into a holomorphic vector bundle. Small instanton phase transitions change the number of families, the gauge group or both on the boundary brane, depending upon whether a base …
Heterotic String Sigma Models: Discrete Light Cone Quantization and Its Current-Current Deformation
University of Groningen（格罗宁根大学）；National Institute of Physics, University of the Philippines（菲律宾大学国家物理研究所）；Universidad de Murcia（穆尔西亚大学）；KTH Royal Institute of Technology and Stockholm University（瑞典皇家理工学院和斯德哥尔摩大学）
We show how the level matching condition in six dimensional, abelian and supersymmetric orbifolds of the E_8 x E_8 heterotic string can be given equivalently in terms of fractional gauge and gravitational instanton numbers. This relation is used to restate the classification of the orbifolds in terms of flat bundles away from the orbifold singularities under the constraint of the level matching condition. In an outlook these results are applied to Kaluza-Klein monopoles of the heterotic string on S^1 in Wilson line backgrounds.
As a first step towards studying vector bundle moduli in realistic heterotic compactifications, we identify all holomorphic rational curves in a Calabi-Yau threefold X with Z_3 x Z_3 Wilson lines. Computing the homology, we find that H_2(X,Z)=Z^3+Z_3+Z_3. The torsion curves complicate our analysis, and we develop techniques to distinguish the torsion part of curve classes and to deal with the non-toric threefold X. In this paper, we use direct A-model computations to find the instanton numbers in each integral homology class, including torsion. One interesting result is that there are homology…
Heterotic string compactifications can be conveniently described in the language of (2,0) gauged linear sigma models (GLSMs). Such models allow for Fayet-Iliopoulos (FI)-terms, which can be interpreted as Kahler parameters and axions on the target space geometry. We show that field dependent non-gauge invariant FI-terms lead to a Green-Schwarz-like mechanism on the worldsheet which can be used to cancel worldsheet anomalies. However, given that these FI-terms are constrained by quantization conditions due to worldsheet gauge instantons, the anomaly conditions turn out to be still rather constr…
Two classes of stringy instanton effects, stronger than standard field theory instantons, are identified in the heterotic string theory. These contributions are established using type IIA/heterotic and type I/heterotic dualities. They provide examples for the heterotic case of the effects predicted by Shenker based on the large-order behavior of perturbation theory. The corrections vanish as the radius of the compactification goes to infinity. For appropriate amplitudes, they are computable worldsheet or worldline instanton effects on the dual side. Some potential applications are discussed.
It is argued that recent developments point to the existence of an AdS_3 x S^2 x T^5 holographic dual for the 2D CFT living on the worldsheet of N coincident heterotic strings in a T^5 compactification, which can in turn be described by an exact worldsheet CFT. A supergravity analysis is shown to imply that the global supergroup is Osp(4^*|4), with 16 supercharges and an affine extension given, surprisingly, by a nonlinear N=8 2D superconformal algebra. Possible supergroups with 16 supercharges are also found to match the expected symmetries for T^n compactification with 0<=n<=7.
We consider heterotic string theories compactified on a K3 surface which lead to an unbroken perturbative gauge group of Spin(32)/Z2. All solutions obtained are combinations of two types of point-like instanton --- one ``simple type'' as discovered by Witten and a new type associated to the ``generalized second Stiefel-Whitney class'' as introduced by Berkooz et al. The new type of instanton is associated to an enhancement of the gauge symmetry by Sp(4) and the addition of a massless tensor supermultiplet. It is shown that if four simple instantons coalesce at an orbifold point in the K3 surfa…
A formalism for calculating the open supermembrane contribution to the non-perturbative superpotential of moduli in heterotic M-theory is presented. This is explicitly applied to the Calabi-Yau (1,1)-moduli and the separation modulus of the end-of-the-world BPS three-branes, whose non-perturbative superpotential is computed. The role of gauge bundles on the boundaries of the open supermembranes is discussed in detail, and a topological criterion presented for the associated superpotential to be non-vanishing.
We construct an octonionic instanton solution to the seven dimensional Yang-Mills theory based on the exceptional gauge group $G_2$ which is the automorphism group of the division algebra of octonions. This octonionic instanton has an extension to a solitonic two-brane solution of the low energy effective theory of the heterotic string that preserves two of the sixteen supersymmetries and hence corresponds to $N=1$ space-time supersymmetry in the (2+1) dimensions transverse to the seven dimensions where the Yang-Mills instanton is defined.
