We show that open strings living on a D-brane which lies outside an AdS black hole can tunnel into the black hole through worldsheet instantons. These instantons have a simple interpretation in terms of thermal quarks in the dual Yang-Mills (YM) theory. As an application we calculate the width of a meson in a strongly coupled quark-gluon plasma which is described holographically as a massless mode on a D7 brane in AdS_5 \times S_5. While the width of the meson is zero to all orders in the 1/\sqrtλ expansion with λthe 't Hooft coupling, it receives non-perturbative contributions in 1/\sqrtλ from worldsheet instantons. We find that the width increases quadratically with momentum at large momentum and comment on potential phenomenological implications of this enhancement for heavy ion collisions. We also comment on how this non-perturbative effect has important consequences for the phase structure of the YM theory obtained in the classical gravity limit.
We study worldsheet instanton corrections to the exotic 522-brane geometry in type II string theory. The BPS vortices in the N=(4,4) gauged linear sigma model modify the geometry of the 522-brane. We find that the modification of the geometry is understood by the localization in the T-dualized winding direction.
Worldline instantons provide a particularly elegant way to derive Schwinger's well-known formula for the pair creation rate due to a constant electric field in quantum electrodynamics. In this note, we show how to extend this method to the corresponding problem of open string pair creation.
The 1/8 BPS $D^6\mathcal{R}^4$ coupling in type II string theory compactified on $T^2$ receives contributions from worldsheet instantons and anti-instantons wrapping the $T^2$, up to genus three in string perturbation theory. These involve contributions separately from bound states of instantons and anti-instantons, which are qualitatively similar to such contributions to the 1/2 and 1/4 BPS couplings. At genus two, the $D^6\mathcal{R}^4$ coupling also receives contributions from instanton/anti-instanton bound states unlike the 1/2 and 1/4 BPS couplings, which is a consequence of a T-duality i…
We study the stability of heterotic compactifications described by (0,2) gauged linear sigma models with respect to worldsheet instanton corrections to the space-time superpotential following the work of Beasley and Witten. We show that generic models elude the vanishing theorem proved there, and may not determine supersymmetric heterotic vacua. We then construct a subclass of linear models for which a vanishing theorem holds, generating an extensive list of consistent heterotic backgrounds.
We review recent results on string coupling selection rules for heterotic orbifolds, derived using conformal field theory. Such rules are the first step towards understanding the viability of the recently obtained compactifications with potentially realistic particle spectra. They arise from the properties of the worldsheet instantons that mediate the couplings, and include stringy effects that would seem 'miraculous' to an effective field theory observer.
In this paper we consider the role that worldsheet instantons in the heterotic string could play in spin-statistics violations. Such violations are nonperturbative in the string tension and so would not appear in the spacetime effective action, producing a unique signature of string theory and the details of compactification. By performing a Bogomol'nyi transformation it is shown that there are no instanton solutions in the simplest model proposed by Harvey and Liu, but it is conjectured that more sophisticated models may yield solutions. If such instantons do exist, their effect might be meas…
For a superstring theory in four spacetime dimensions, we propose a modification of the Born-Infeld action that possesses a well-defined tensionless limit. We interpret this as describing the effective target space dynamics of null strings on a D3-brane. We argue that such a modification can be induced by nonperturbative contributions from instantons in the worldsheet sigma-model describing string propagation on the brane.
We study meson decays using instanton methods in two string models. The first model is the old string model in flat space which combines strings and massive particles and the second is the holographic, Sakai-Sugimoto model. Using the the old string model, we reproduce the QCD formula for the probability of splitting of the QCD flux tube derived by Casher-Neuberger-Nussinov (CNN). In the holographic model we construct a string worldsheet instanton which interpolates between a single and double string configuration, which determines the decay from one to two dual mesonic particles. The resulting…
We compute the spectrum of massless gauge singlets in some heterotic string compactifications using Landau-Ginzburg, orbifold and non-linear sigma-model methods. This probes the worldsheet instanton corrections to the quadratic terms in the spacetime superpotential. Previous results predict that some of these states remain massless when instanton effects are included. We find vanishing masses in many cases not covered by these predictions. However, we discover that in the case of the Z-manifold the corrections do not vanish. Despite this, in all the examples studied, we find that the massless …
We study aspects of worldsheet instantons relevant to a heterotic standard model. The non-simply connected Calabi-Yau threefold used admits Z_3 x Z_3 Wilson lines, and a more detailed investigation shows that the homology classes of curves are H_2(X,Z)=Z^3+Z_3+Z_3. We compute the genus-0 prepotential, this is the first explicit calculation of the Gromov-Witten invariants of homology classes with torsion (finite subgroups). In particular, some curve classes contain only a single instanton. This ensures that the Beasley-Witten cancellation of instanton contributions cannot happen on this (non-to…
We study the partition function of the orientifold ABJM theory, which is a superconformal Chern-Simons theory associated with the orthosymplectic supergroup. We find that the partition function associated with any orthosymplectic supergroup can be realized as the partition function of a Fermi gas system whose density matrix is identical to that associated with the corresponding unitary supergroup with a projection to the even or odd chirality. Furthermore we propose an identity which gives directly all of the Gopakumar-Vafa invariants for the worldsheet instanton effects in the chirally projec…
We use a D-instanton or physical gauge approach to re-derive the heterotic string worldsheet instanton contribution to the superpotential in Calabi-Yau compactification. We derive an analogous formula for worldsheet instanton corrections to the moduli space metric in heterotic string or Type I compactification on a K3 surface. In addition, we give a global analysis of the phase of the worldsheet path integral of the heterotic string, showing precisely how the B-field must be interpreted.
The Kaluza-Klein monopole is a well known object in both gravity and string theory, related by T-duality to a "smeared" NS5-brane which retains the isometry around the duality circle. As the true NS5-brane solution is localized at a point on the circle, duality implies that the Kaluza-Klein monopole should show some corresponding behavior. In this paper, we express the Kaluza-Klein monopole as a gauged linear sigma model in two dimensions and show that worldsheet instantons give corrections to its geometry. These corrections can be understood as a localization in "winding space" which could be…
We revisit the problem of charged string pair creation in a constant external electric field. The string states are massive and creation of pairs from the vacuum is a tunnelling process, analogous to the Schwinger process where charged particle-anti-particle pairs are created by an electric field. We find the instantons in the worldsheet sigma model which are responsible for the tunnelling events. We evaluate the sigma model partition function in the multi-instanton sector in the WKB approximation which keeps the classical action and integrates the quadratic fluctuations about the solution. We…
We analyze the vector multiplet prepotential of d=4, N=2 type IIA compactifications. We find that the worldsheet instanton corrections have a natural interpretation as one-loop corrections in five dimensions, with the extra dimension being compactified on a circle of radius $g_{s}\ell_{s}$. We argue that the relation between spacetime and worldsheet instantons is natural from this point of view. We also discuss the map between the type IIA worldsheet instantons and the spacetime instantons in the heterotic dual.
The equivalence of NS5-branes and ALF spaces under T-duality is well known. However, a naive application of T-duality transforms the ALF space into a smeared NS5-brane, de-localized on the dual, transverse, circle. In this paper we re-examine this duality, starting from a two-dimensional N=(4,4) gauged linear sigma model describing Taub-NUT space. After dualizing the circle fiber, we find that the smeared NS5-brane target space metric receives corrections from multi-worldsheet instantons. These instantons are identified as Nielsen-Olesen vortices. We show that their effect is to break the isom…
As a first step towards computing instanton-generated superpotentials in heterotic standard model vacua, we determine the Gromov-Witten invariants for a Calabi-Yau threefold with fundamental group pi_1(X)=Z_3 x Z_3. We find that the curves fall into homology classes in H_2(X,Z)=Z^3+(Z_3+Z_3). The unexpected appearance of the finite torsion subgroup in the homology group complicates our analysis. However, we succeed in computing the complete genus-0 prepotential. Expanding it as a power series, the number of instantons in any integral homology class can be read off. This is the first explicit c…
When the gauge instantons on the N=2 string worldsheet are properly included in the sum over topologies, the breaking of SO(2,2) Lorentz symmetry in R^{2,2} is parametrized by a spacetime twistor containing the string coupling and theta angle. The resulting (tree-level) effective action for the open string is not Yang's but Leznov's cubic action for self-dual Yang-Mills in a light-cone gauge. In the closed case, Plebanski's action for self-dual gravity gets modified analogously. In contrast to the N=1 NSR string, picture-changing is not locally invertible, but produces a semi-infinite tower of…
As a first step towards studying vector bundle moduli in realistic heterotic compactifications, we identify all holomorphic rational curves in a Calabi-Yau threefold X with Z_3 x Z_3 Wilson lines. Computing the homology, we find that H_2(X,Z)=Z^3+Z_3+Z_3. The torsion curves complicate our analysis, and we develop techniques to distinguish the torsion part of curve classes and to deal with the non-toric threefold X. In this paper, we use direct A-model computations to find the instanton numbers in each integral homology class, including torsion. One interesting result is that there are homology…
We describe a new class of instanton effects in string compactifications that preserve only N=1 supersymmetry in four dimensions. As is well-known, worldsheet or brane instantons in such a background can sometimes contribute to an effective superpotential for the moduli of the compactification. We generalize this phenomenon by showing that such instantons can also contribute to new multi-fermion and higher-derivative F-terms in the low-energy effective action. We consider in most detail the example of heterotic compactification on a Calabi-Yau threefold X with gauge bundle V, in which case we …
We apply mirror symmetry to the problem of counting holomorphic rational curves in a Calabi-Yau threefold X with Z_3 x Z_3 Wilson lines. As we found in Part A [hep-th/0703182], the integral homology group H_2(X,Z)=Z^3 + Z_3 + Z_3 contains torsion curves. Using the B-model on the mirror of X as well as its covering spaces, we compute the instanton numbers. We observe that X is self-mirror even at the quantum level. Using the self-mirror property, we derive the complete prepotential on X, going beyond the results of Part A. In particular, this yields the first example where the instanton number …
In the first lecture, we discuss basic aspects of worldsheet and penta-brane instantons as well as (unoriented) D-brane instantons, which is our main focus here, and threshold corrections to BPS-saturated couplings. The second lecture is devoted to non-perturbative superpotentials generated by `gauge' and `exotic' instantons living on D3-branes at orientifold singularities. In the third lecture we discuss the interplay between worldsheet and D-string instantons on $T^4/Z_2$. We focus on a 4-fermi amplitude, give Heterotic and perturbative Type I descriptions, and offer a multi D-string instant…
The partition function of the ABJM theory receives non-perturbative corrections due to instanton effects. We study these non-perturbative corrections, including bound states of worldsheet instantons and membrane instantons, in the Fermi-gas approach. We require that the total non-perturbative correction should be always finite for arbitrary Chern-Simons level. This finiteness is realized quite non-trivially because each bound state contribution naively diverges at some levels. The poles of each contribution should be canceled out in total. We use this pole cancellation mechanism to find unknow…
The $R^2 F^{2g-2}$ terms of Type IIA strings on Calabi-Yau 3-folds, which are given by the corresponding topological string amplitudes (a worldsheet instanton sum for all genera), are shown to have a simple M-theory interpretation. In particular, a Schwinger one-loop computation in M-theory with wrapped M2 branes and Kaluza-Klein modes going around the loop reproduces the all genus string contributions from constant maps and worldsheet instanton corrections. In the simplest case of an isolated M2 brane with the topology of the sphere, we obtain the contributions of small worldsheet instantons …
We study the string worldsheet description of the background geometry of the exotic $5^2_2$-brane where two isometries are gauged. This is an extension of the gauged linear sigma model (GLSM) for the exotic $5^2_2$-brane with a single gauged isometry. The new GLSM with two gauged isometries has only ${\mathcal N}=(2,2)$ supersymmetry rather than ${\mathcal N}=(4,4)$ supersymmetry of the original GLSM. This is caused by a conflict between two different $SU(2)_R$ associated with the two gauge symmetries. However, if we take a certain limit, we can find the genuine string sigma model of the backg…
We analyze the behavior of the heterotic string near an A-D-E singularity without small instantons. This problem is governed by a strongly coupled worldsheet conformal field theory, which, by a combination of O(alpha') corrections and worldsheet instantons, smooths out the singularities present in the classical geometry.
Two dimensional N=(4,4) gauge theories flow to interacting superconformal field theories on their Higgs branch. We examine worldsheet instantons in these theories through the eyes of a D-brane construction. The effective instanton partition function is shown to reveal an emergent background AdS_3 x S^3 geometry.
We study the effect of ZZ instantons in c = 1 string theory, and demonstrate that they give rise to non-perturbative corrections to scattering amplitudes that do not saturate unitarity within the closed string sector. Beyond the leading non-perturbative order, logarithmic divergences are canceled between worldsheet diagrams of different topologies, due to the Fischler-Susskind-Polchinski mechanism. We propose that the closed string vacuum in c = 1 string theory is non-perturbatively dual to a state of the matrix quantum mechanics in which all scattering states up to a given energy with no inco…
We present a simple mechanism by which supersymmetry can be dynamically broken in intersecting brane models, naturally generating an exponentially small scale. Rather than utilize either non-Abelian gauge dynamics or D-instantons, our mechanism uses worldsheet instantons to generate the small scale in a hidden sector.
In this thesis we discuss non-perturbative phenomena emerging in gauge and in string/supergravity theories. We compute the partition function of 5D minimal supersymmetric U(1) gauge theory with extra adjoint matter in general Omega-background. These N=2^* theories are massive deformations of N=4 SYM and can be thought of as a minimal supersymmetric five dimensional theory compactified on a circle. Such partition functions encode very rich topological information. We show that this partition function at some special values of the parameters directly reproduces the generating function for the Po…
We study the null compactification of type-IIA-string perturbation theory at finite temperature. We prove a theorem about Riemann surfaces establishing that the moduli spaces of infinite-momentum-frame superstring worldsheets are identical to those of branched-cover instantons in the matrix-string model conjectured to describe M-theory. This means that the identification of string degrees of freedom in the matrix model proposed by Dijkgraaf, Verlinde and Verlinde is correct and that its natural generalization produces the moduli space of Riemann surfaces at all orders in the genus expansion.
We describe a class of 4d N=1 compactifications of the $SO(32)$ heterotic/type I string theory which are destabilized by nonperturbatively generated superpotentials. In the type I description, the destabilizing superpotential is generated by a one instanton effect or gaugino condensation in a nonperturbative $SU(2)$ gauge group. The dual, heterotic description involves destabilization due to worldsheet instanton or $\it half$ worldsheet instanton effects in the two cases. A genericity argument suggests that a (global) supersymmetry-breaking model of Intriligator and Thomas might be typical in …
In quantum chromodynamics (QCD), the role which topologically non-trivial configurations play in splitting the singlet pseudo-Goldstone meson, the $η^\prime$, from the octet is familiar. In addition, such configurations contribute to other processes which violate the axial $U(1)_A$ symmetry. While the nature of topological fluctuations in the confined phase is still unsettled, at temperatures well above that for the chiral phase transition, they can be described by a dilute gas of instantons. We show that instantons of arbitrary topological charge $Q$ generate anomalous interactions between $2…
We introduce a method of using the a dual type IIA string to compute alpha'-corrections to the moduli space of heterotic string compactifications. In particular we study the hypermultiplet moduli space of a heterotic string on a K3 surface. One application of this machinery shows that type IIB strings compactified on a Calabi-Yau space suffer from worldsheet instantons, spacetime instantons and, in addition, "mixed" instantons which in a sense are both worldsheet and spacetime. As another application we look at the hyperkaehler limit of the moduli space in which the K3 surface becomes an ALE s…
We present analytical perturbative, and numerical solutions of the Einstein equation which describe a black hole with a nontrivial dilaton field and a purely topological gauge potential. The gauge potential has zero field strength and hence no stress-energy, but it does couple to virtual string worldsheets which wrap around the Euclidean horizon two-sphere, and generate an effective interaction in the spacetime lagrangian. We use the lagrangian with a nonstandard potential for a scalar field that reproduces the effect of the worldsheet instantons. As has been previously pointed out the topolog…
We construct the tensionless limit of bosonic string theory in terms of a family of worldsheets with increasing acceleration and show that the null string emerges in the limit of infinite acceleration when the Rindler horizon is hit. We discover a novel phenomenon we call null string complementarity, which gives two distinct observer dependent pictures of the emergence of open string physics from closed strings in the tensionless limit. The closed string vacuum as observed by the inertial worldsheet turns into a D-instanton in the tensionless limit, while in the complementary picture from the …
In this work, we first derive the corrections to the instanton configuration of the flavored gauge field in the D4-D8 model with generic flavor numbers. Then, as the instanton configuration on the D8-branes represents equivalently baryon in this model, keeping our corrections in hand, we systemically study the spectrum of baryon, heavy-light baryon or heavy-light meson and find it is possible to fit the experimental data with the meson data in this model. Besides, we briefly outline how to include the interaction of glueball and heavy-light meson or baryon with our corrections, evaluate numeri…
We construct worldsheet descriptions of heterotic flux vacua as the IR limits of N=2 gauge theories. Spacetime torsion is incorporated via a 2d Green-Schwarz mechanism in which a doublet of axions cancels a one-loop gauge anomaly. Manifest (0,2) supersymmetry and the compactness of the gauge theory instanton moduli space suggest that these models, which include Fu-Yau models, are stable against worldsheet instanton effects, implying that they, like Calabi-Yaus, may be smoothly extended to solutions of the exact beta functions. Since Fu-Yau compactifications are dual to KST-type flux compactifi…
When the theory of Quantum Chromodynamics was introduced, it was to explain the observed phenomena of quark confinement and scaling. It was then discovered that the emergence of instantons is an essential consequence of this theory. This led to unanticipated explanations not only for the anomalously high masses of the $η$ and the $η'$ particles, but also for the remarkable differences that had been observed in the mixing angles for the pseudoscalar mesons and the vector mesons.
We study supergravity instantons sourced by axion (and saxion) fields in the Euclidean $AdS_3\times S^3 \times CY_2$ vacua of IIB supergravity. Such instantons are described by geodesic curves on the moduli space; the timelike geodesics can describe Euclidean wormholes, the lightlike geodesics describe (generalisations of) D-instantons and spacelike geodesics are sub-extremal versions thereof. We perform a concrete classification of such geodesics and find that, despite earlier claims, the wormholes fail to be regular. A subclass of the lightlike geodesics is supersymmetric and, up to dualitie…
Recent results on the annulus partition function in Liouville field theory are applied to non-critical string theory, both below and above the critical dimension. Liouville gravity coupled to $c\le 1$ matter has a dual formulation as a matrix model. Two well-known matrix model results are reproduced precisely using the worldsheet formulation: (1) the correlation function of two macroscopic loops, and (2) the leading non-perturbative effects. The latter identifies the eigenvalue instanton amplitudes of the matrix approach with disk instantons of the worldsheet approach, thus demonstrating that …
We analyze the correlation function of a meson with one heavy and one light quark in inverse powers of the heavy quark mass $m_Q$ using a succession of Foldy-Wouthuysen-type transformations prior to radiative corrections. We evaluate the correlator to order $m_Q^0$ in a random and dilute gas of instantons, using the planar approximation. We show, in leading order in the density, that the heavy quark mass is shifted to the order $m_Q^0$ and that the induced interaction between the heavy and light quarks is attractive. We also find it to be an order of magnitude smaller than the 't Hooft interac…
In this paper we shall describe some correlation function computations in perturbative heterotic strings that, for example, in certain circumstances can lend themselves to a heterotic generalization of quantum cohomology calculations. Ordinary quantum chiral rings reflect worldsheet instanton corrections to correlation functions involving products of Dolbeault cohomology groups on the target space. The heterotic generalization described here involves computing worldsheet instanton corrections to correlation functions defined by products of elements of sheaf cohomology groups. One must not only…
Instanton effects may have implications for hadronization of quark-gluon plasma as it cools. Here we study dispersion relations of mesons in a strongly coupled plasma with an instanton background present. It will be shown that at higher energies the instanton effect diminishes and some comments on the limiting velocity of mesons in the plasma. the profile function of mesons on the gravity side is considered also because of its relevance to energy loss of quark in plasma.
In the holographic model of QCD suggested by Sakai and Sugimoto, baryons are chiral solitons sourced by D4 instantons in bulk of size 1/\sqrtλ with λ=g^2N_c. We quantize the D4 instanton semiclassically using \hbar=1/(N_cλ) and non-rigid constraints on the vector mesons. The holographic baryon is a small chiral bag in the holographic direction with a Cheshire cat smile. The vector-baryon interactions occur at the core boundary of the instanton in D4. They are strong and of order 1/\sqrt{\hbar}. To order \hbar^0 the electromagnetic current is entirely encoded on the core boundary and vector-mes…
We formulate a strategy for computing the complete set of non-perturbative corrections to closed string scattering in $c=1$ string theory from the worldsheet perspective. This requires taking into account the effect of multiple ZZ-instantons, including higher instantons constructed from ZZ boundary conditions of type $(m,1)$, with a careful treatment of the measure and contour in the integration over the instanton moduli space. The only a priori ambiguity in our prescription is a normalization constant ${\cal N}_{m}$ that appears in the integration measure for the $(m,1)$-type ZZ instanton, at…
When eight-dimensional instantons, satisfying F \wedge F = \pm \star_8 (F\wedge F), shrink to zero size, we find stringy objects in higher order ten-dimensional Yang-Mills (viewed as a low-energy limit of open string theory). The associated F^4 action is a combination of two independent parts having a single-trace and a double-trace structure. As a result we get a D-string from the single-trace term and a fundamental string from the double-trace. The latter has (8,0) supersymmetry on the worldsheet and couplings to the background gauge fields of a heterotic string. A correlation between the co…
In the holographic model of QCD, baryons are chiral solitons sourced by D4 flavor instantons in bulk of size 1/\sqrtλ with λ=g^2*N_c. Using the ADHM construction we explicit the exact two-instanton solution in bulk. We use it to construct the core NN potential to order N_c/λ. The core sources meson fields to order \sqrt{N_c/λ} which are shown to contribute to the NN interaction to order N_c/λ. In holographic QCD, the NN interaction splits into a small core and a large cloud contribution in line with meson exchange models. The core part of the interaction is repulsive in the central, spin and t…
Two classes of stringy instanton effects, stronger than standard field theory instantons, are identified in the heterotic string theory. These contributions are established using type IIA/heterotic and type I/heterotic dualities. They provide examples for the heterotic case of the effects predicted by Shenker based on the large-order behavior of perturbation theory. The corrections vanish as the radius of the compactification goes to infinity. For appropriate amplitudes, they are computable worldsheet or worldline instanton effects on the dual side. Some potential applications are discussed.
We use a variant of the $D4$-$D8$ construction that includes two chiral and one heavy meson, to describe heavy-light baryons and their exotics as heavy mesons bound to a flavor instanton in bulk. At strong coupling, the heavy meson is shown to {\it always bind} in the form of a flavor instanton zero mode in the fundamental representation. The ensuing instanton moduli for the heavy baryons exhibits both chiral and heavy quark symmetry. We detail how to quantize it, and derive model independent mass relations for heavy bayons with a single-heavy quark in leading order, in overall agreement with …
Non-perturbative D-brane instanton effects in 4d N = 1 string compactifications can be geometrized in terms of a backreacted generalized geometry. We extend earlier results to setups in which the D-brane instanton is charged under the 4d gauge symmetries, and show that the backreacted topology yields the correct charged field theory operators in the 4d effective action. In type IIA models with D6-branes, the backreaction of D2-brane instantons forces the recombination of D6-branes, such that the 4d charged field theory operators arise from basic worldsheet instantons in the backreacted geometr…
