We define the concept of instability index of an isolated eigenvalue of a non-self-adjoint operator, and prove some of its general properties. We also describe a stable procedure for computing this index for Schroedinger operators in one dimension, and apply it to the complex resonances of a typical operator with a dilation analytic potential.
A logarithmic type Lieb-Thirring inequality for two-dimensional Schroedinger operators is established. The result is applied to prove spectral estimates on trapped modes in quantum layers.
We prove sharp Lieb-Thirring inequalities for Schroedinger operators with potentials supported on a hyperplane and we show how these estimates are related to Lieb-Thirring inequalities for relativistic Schroedinger operators.
This note points out some bounds for the number of negative eigenvalues of Schroedinger operators with Hardy-type potentials, which follow from a simple coordinate transformation, and could prove useful in a spectral analysis of certain supersymmetric quantum mechanical models.
I derive sharp semiclassical asymptotics of \int |e_h(x,y,0)|^2ω(x,y)dxdy where e_h(x,y,τ) is the Schwartz kernel of the spectral projector of Magnetic Schroedinger operator and ω(x,y) is singular as x=y. I also consider asymptotics of more general expressions.
We consider a discrete Schroedinger operator whose potential is the sum of a Wigner-von Neumann term and a summable term. The essential spectrum of this operator equals to the interval [-2,2]. Inside this interval, there are two critical points where eigenvalues may be situated. We prove that, generically, the spectral density of the operator has zeroes of the power type at these points.
A number of topics in the qualitative spectral analysis of the Schrödinger operator $-Δ+ V$ are surveyed. In particular, some old and new results concerning the positivity and semiboundedness of this operator as well as the structure of different parts of its spectrum are considered. The attention is focused on conditions both necessary and sufficient, as well as on their sharp corollaries.
We analyze the singular spectrum of selfadjoint operators which arise from pasting a finite number of boundary relations with a standard interface condition. A model example for this situation is a Schroedinger operator on a star-shaped graph with continuity and Kirchhoff conditions at the interior vertex. We compute the multiplicity of the singular spectrum in terms of the spectral measures of the Weyl functions associated with the single (independently considered) boundary relations. This result is a generalization and refinement of Theorem of I.S. Kac.
We prove that the spectrum of Schroedinger operators in three dimensions is purely continuous and coincides with the non-negative semiaxis for all potentials satisfying a form-subordinate smallness condition. By developing the method of multipliers, we also establish the absence of point spectrum for Schroedinger operators in all dimensions under various alternative hypotheses, still allowing complex-valued potentials with critical singularities.
We consider 2- and 3-dimensional Schrödinger or generalized Schrödinger-Pauli operators with the non-degenerating magnetic field in the open domain under certain non-degeneracy assumptions we derive pointwise spectral asymptotics. We also consider asymptotics of some related expressions (see below). For all asymptotics loops rather than periodic trajectories play important role.
I consider 4-dimensional Schrödinger operator with the generic non-degenerating magnetic field and for a generic potential I derive spectral asymptotics with the remainder estimate $O(μ^{-1}h^{-3})$ and the principal part $\asymp h^{-4}$ where $h\ll 1$ is Planck constant and $μ\gg 1$ is the intensity of the magnetic field. For general potentials remainder estimate $O(μ^{-1}h^{-3}+μ^2h^{-2})$ is achieved.
Spectral and scattering theory at low energy for the relativistic Schroedinger operator are investigated. Some striking properties at thresholds of this operator are exhibited, as for example the absence of 0-energy resonance. Low energy behavior of the wave operators and of the scattering operator are studied, and stationary expressions in terms of generalized eigenfunctions are proved for the former operators. Under slightly stronger conditions on the perturbation the absolute continuity of the spectrum on the positive semi axis is demonstrated. Finally, an explicit formula for the action of…
In this article we continue our analysis of Schroedinger operators with a random potential using scattering theory. In particular the theory of Krein's spectral shift function leads to an alternative construction of the density of states in arbitrary dimensions. For arbitrary dimension we show existence of the spectral shift density, which is defined as the bulk limit of the spectral shift function per unit interaction volume. This density equals the difference of the density of states for the free and the interaction theory. This extends the results previously obtained by the authors in one d…
The Schroedinger equation on the half line is considered with a real-valued, integrable potential having a finite first moment. It is shown that the potential and the boundary conditions are uniquely determined by the data containing the discrete eigenvalues for a boundary condition at the origin, the continuous part of the spectral measure for that boundary condition, and a subset of the discrete eigenvalues for a different boundary condition. This result extends the celebrated two-spectrum uniqueness theorem of Borg and Marchenko to the case where there is also a continuous spectrum
We show for a large class of discrete Harper-like and continuous magnetic Schrodinger operators that their band edges are Lipschitz continuous with respect to the intensity of the external constant magnetic field. We generalize a result obtained by J. Bellissard in 1994, and give examples in favor of a recent conjecture of G. Nenciu.
We consider the Schroedinger operator L_α on the half-line with a periodic background potential and the Wigner-von Neumann potential of Coulomb type: csin(2ωx+d)/(x+1). It is known that the continuous spectrum of the operator L_α has the same band-gap structure as the free periodic operator, whereas in each band of the absolutely continuous spectrum there exist two points (so-called critical or resonance) where the operator L_α has a subordinate solution, which can be either an eigenvalue or a `half-bound' state. The phenomenon of an embedded eigenvalue is unstable under the change of the boun…
We analyze two-dimensional Schrödinger operators with the potential $|xy|^p - λ(x^2+y^2)^{p/(p+2)}$ where $p\ge 1$ and $λ\ge 0$, which exhibit an abrupt change of its spectral properties at a critical value of the coupling constant $λ$. We show that in the supercritical case the spectrum covers the whole real axis. In contrast, for $λ$ below the critical value the spectrum is purely discrete and we establish a Lieb-Thirring-type bound on its moments. In the critical case the essential spectrum covers the positive halfline while the negative spectrum can be only discrete, we demonstrate numeric…
We consider discrete Schroedinger operator J with Wigner-von Neumann potential not belonging to l^2. We find asymptotics of orthonormal polynomials associated to J. We prove the Weyl-Titchmarsh type formula, which relates the spectral density of J to a coefficient in asymptotics of orthonormal polynomials.
A periodic one-dimensional Schroedinger operator is called semifinite-gap if every second gap in its spectrum is eventually closed. We construct explicit examples of semifinite-gap Schroedinger operators in trigonometric functions by applying Darboux transformations to the Whittaker-Hill equation. We give a criterion of the regularity of the corresponding potentials and investigate the spectral properties of the new operators.
In this paper we study the asymptotic expansion of the spectral shift function for the slowly varying perturbations of periodic Schrödinger operators. We give a weak and pointwise asymptotics expansions in powers of $h$ of the derivative of the spectral shift function corresponding to the pair $\big(P(h)=P_0+ϕ(hx),P_0=-Δ+V(x)\big),$ where $ϕ(x)\in {\mathcal C}^\infty(\mathbb R^n,\mathbb R)$ is a decreasing function, ${\mathcal O}(|x|^{-δ})$ for some $δ>n$ and $h$ is a small positive parameter. Here the potential $V$ is real, smooth and periodic with respect to a lattice $Γ$ in ${\mathbb R}^n$.…
The goal of this paper is to derive estimates of eigenvalue moments for Dirichlet Laplacians and Schrödinger operators in regions having infinite cusps which are geometrically nontrivial being either curved or twisted; we are going to show how those geometric properties enter the eigenvalue bounds. The obtained inequalities reflect the essentially one-dimensional character of the cusps and we give an example showing that in an intermediate energy region they can be much stronger than the usual semiclassical bounds.
In the large coupling constant limit, we obtain an asymptotic expansion in powers of $μ^{-\frac{1}δ}$ of the derivative of the spectral shift function corresponding to the pair $\big(P_μ=P_0+μW(x),P_0=-Δ+V(x)\big),$ where $W(x)$ is positive, $W(x)\sim w_0(\frac{x}{|x|})|x|^{-δ}$ near infinity for some $δ>n$ and $w_0\in {\mathcal C}^\infty(\mathbb S^{n-1};\,\mathbb R_+).$ Here $\mathbb S^{n-1}$ is the unite sphere of the space $\mathbb R^n$ and $μ$ is a large parameter. The potential $V$ is real-valued, smooth and periodic with respect to a lattice $Γ$ in ${\mathbb R}^n$.
We consider 2-dimensional Schrödinger operator with the non-degenerating magnetic field and we discuss spectral asymptotics with the remainder estimate $o(μ^{-1}h^{-1})$ or better. We also consider 3-dimensional Schrödinger operator with the non-degenerating magnetic field and we discuss spectral asymptotics with the remainder estimate $o(μ^{-1}h^{-1})$ or better. We also consider generalized Schrödinger-Pauli operator in the same framework albeit with $μh\ge 1$ and derive spectral asymptotics with the remainder estimate up to $O(h^{-1}|\log h|)$ and with the principal part $\asymp μh^{-2}$.
We consider the Schrödinger operator $\mathcal L_α$ on the half-line with a periodic background potential and a perturbation which consists of two parts: a summable potential and the slowly decaying Wigner--von Neumann potential $\frac{c\sin(2ωx+δ)}{x^γ}$, where $γ\in(\frac12,1)$. The continuous spectrum of this operator has the same band-gap structure as the continuous spectrum of the unperturbed periodic operator. In every band there exist two points, called critical, where the eigenfunction equation has square summable solutions. Every critical point $ν_{cr}$ is an eigenvalue of the operato…
Schroedinger operator on the half-line with periodic background potential perturbed by a certain potential of Wigner-von Neumann type is considered. The asymptotics of generalized eigenvectors for the values of the spectral parameter from the upper half-plane and on the absolutely continuous spectrum is established. Weyl-Titchmarsh type formula for this operator is proven.
We introduce a novel approach for defining a $δ'$-interaction on a subset of the real line of Lebesgue measure zero which is based on Sturm-Liouville differential expression with measure coefficients. This enables us to establish basic spectral properties (e.g., self-adjointness, lower semiboundedness and spectral asymptotics) of Hamiltonians with $δ'$-interactions concentrated on sets of complicated structures.
This mini-course of 20 lectures aims at highlights of spectral theory for self-adjoint partial differential operators, with a heavy emphasis on problems with discrete spectrum. Part I: Discrete Spectrum (ODE preview, Laplacian - computable spectra, Schroedinger - computable spectra, Discrete spectral theorem via sesquilinear forms, Laplace eigenfunctions, Natural boundary conditions, Magnetic Laplacian, Schroedinger in confining well, Variational characterizations, Monotonicity of eigenvalues, Weyl's asymptotic, Polya's conjecture, Reaction-diffusion stability, Thin fluid film stability) Part …
We study generalised magnetic Schroedinger operators of the form H(A,V)=h(P^A)+V, where h is an elliptic symbol, P^A is the generator of the magnetic translations, with A a vector potential defining a variable magnetic field B, and V is a scalar potential. We are mainly interested in anisotropic functions B and V. The first step is to show that these operators are affiliated to suitable C*-algebras of (magnetic) pseudodifferential operators. A study of the quotient of these C*-algebras by the ideal of compact operators leads to formulae for the essential spectrum of H(A,V), expressed as a unio…
The aim of the paper is to derive spectral estimates on the eigenvalue moments of the magnetic Schroedinger operators defined on the two-dimensional disk with a radially symmetric magnetic field and radially symmetric electric potential.
We study Schroedinger operators with Robin boundary conditions on exterior domains in $\R^d$. We prove sharp point-wise estimates for the associated semi-groups which show, in particular, how the boundary conditions affect the time decay of the heat kernel in dimensions one and two. Applications to spectral estimates are discussed as well.
We develop Weyl-Titchmarsh theory for Schroedinger operators with strongly singular potentials such as perturbed spherical Schroedinger operators (also known as Bessel operators). It is known that in such situations one can still define a corresponding singular Weyl m-function and it was recently shown that there is also an associated spectral transformation. Here we will give a general criterion when the singular Weyl function can be analytically extended to the upper half plane. We will derive an integral representation for this singular Weyl function and give a criterion when it is a genera…
Methods from scattering theory are introduced to analyze random Schroedinger operators in one dimension by applying a volume cutoff to the potential. The key ingredient is the Lifshitz-Krein spectral shift function, which is related to the scattering phase by the theorem of Birman and Krein. The spectral shift density is defined as the "thermodynamic limit" of the spectral shift function per unit length of the interaction region. This density is shown to be equal to the difference of the densities of states for the free and the interacting Hamiltonians. Based on this construction, we give a ne…
We consider 2-dimensional Schroedinger operator with the non-degenerating magnetic field in the domain with the boundary and under certain non-degeneracy assumptions we derive spectral asymptotics with the remainder estimate better than $O(h^{-1})$, up to $O(μ^{-1}h^{-1})$ and the principal part $\asymp h^{-2}$ where $h\ll 1$ is Planck constant and $μ\gg 1$ is the intensity of the magnetic field; $μh \le 1$. We also consider generalized Schrödinger-Pauli operator in the same framework albeit with $μh\ge 1$ and derive spectral asymptotics with the remainder estimate up to O(1) and with the prin…
We investigate trace formulas for one-dimensional Schroedinger operators which are trace class perturbations of quasi-periodic finite-gap operators using Krein's spectral shift theory. In particular, we establish the conserved quantities for the solutions of the Korteweg-de Vries hierarchy in this class and relate them to the reflection coefficients via Abelian integrals on the underlying hyperelliptic Riemann surface.
This paper presents a thorough analysis of 1-dimensional Schroedinger operators whose potential is a linear combination of the Coulomb term 1/r and the centrifugal term 1/r^2. We allow both coupling constants to be complex. Using natural boundary conditions at 0, a two parameter holomorphic family of closed operators is introduced. We call them the Whittaker operators, since in the mathematical literature their eigenvalue equation is called the Whittaker equation. Spectral and scattering theory for Whittaker operators is studied. Whittaker operators appear in quantum mechanics as the radial pa…
We prove a localization theorem for continuous ergodic Schrödinger operators $ H_ω:= H_0 + V_ω$, where the random potential $ V_ω$ is a nonnegative Anderson-type perturbation of the periodic operator $ H_0$. We consider a lower spectral band edge of $ σ(H_0) $, say $ E= 0 $, at a gap which is preserved by the perturbation $ V_ω$. Assuming that all Floquet eigenvalues of $ H_0$, which reach the spectral edge 0 as a minimum, have there a positive definite Hessian, we conclude that there exists an interval $ I $ containing 0 such that $ H_ω$ has only pure point spectrum in $ I $ for almost all $ …
Fermi surfaces are basic objects in solid state physics and in the spectral theory of periodic operators. We define several measures connected to Fermi surfaces and study their measure theoretic properties. From this we get absence of singular continuous spectrum and of singular continuous components in the density of states for symmetric periodic elliptic differential operators acting on vector bundles. This includes Schroedinger operators with periodic magnetic field and rational flux, as well as the corresponding Pauli and Dirac-type operators.
We investigate the eigenvalues of perturbed spherical Schrödinger operators under the assumption that the perturbation $q(x)$ satisfies $x q(x) \in L^1(0,1)$. We show that the square roots of eigenvalues are given by the square roots of the unperturbed eigenvalues up to an decaying error depending on the behavior of $q(x)$ near $x=0$. Furthermore, we provide sets of spectral data which uniquely determine $q(x)$.
We consider magnetic Schroedinger operators on quantum graphs with identical edges. The spectral problem for the quantum graph is reduced to the discrete magnetic Laplacian on the underlying combinatorial graph and a certain Hill operator. In particular, it is shown that the spectrum on the quantum graph is the preimage of the combinatorial spectrum under a certain entire function. Using this correspondence we show that that the number of gaps in the spectrum of the Schroedinger operators admits an estimate from below in terms of the Hill operator independently of the graph structure.
We prove trace inequalities for a self-adjoint operator on an abstract Hilbert space. These inequalities lead to universal bounds on spectral gaps and on moments of eigenvalues lambda_k that are analogous to those known for Schroedinger operators and the Dirichlet Laplacian, on which the operators of interest are modeled. In addition we produce inequalities that are new even in the model case. These include a family of differential inequalities for generalized Riesz means and theorems stating that arithmetic means of lambda_k^p for p <= 3 are universally bounded from above by multiples of the …
We study localization effects of disorder on the spectral and dynamical properties of Schroedinger operators with random potentials. The new results include exponentially decaying bounds on the transition amplitude and related projection kernels, including in the mean. These are derived through the analysis of fractional moments of the resolvent, which are finite due to the resonance-diffusing effects of the disorder. The main difficulty which has up to now prevented an extension of this method to the continuum can be traced to the lack of a uniform bound on the Lifshitz-Krein spectral shift a…
We study spectral properties of the Schroedinger operator with an imaginary sign potential on the real line. By constructing the resolvent kernel, we show that the pseudospectra of this operator are highly non-trivial, because of a blow-up of the resolvent at infinity. Furthermore, we derive estimates on the location of eigenvalues of the operator perturbed by complex potentials. The overall analysis demonstrates striking differences with respect to the weak-coupling behaviour of the Laplacian.
We study localisation effects of strong disorder on the spectral and dynamical properties of (matrix and scalar) Schroedinger operators with non-monotone random potentials, on the d-dimensional lattice. Our results include dynamical localisation, i.e. exponentially decaying bounds on the transition amplitude in the mean. They are derived through the study of fractional moments of the resolvent, which are finite due to resonance-diffusing effects of the disorder. One of the byproducts of the analysis is a nearly optimal Wegner estimate. A particular example of the class of systems covered by ou…
I study the Schroedinger operator with the strong magnetic field, considering links between geometry of magnetic field, classical and quantum dynamics associated with operator and spectral asymptotics.
We show coincidence of the two definitions of the integrated density of states (IDS) for a class of relativistic Schroedinger operators with magnetic fields and scalar potentials, the first one relying on the eigenvalue counting function of operators induced on open bounded sets with Dirichlet boundary conditions, the other one involving the spectral projections of the operator defined on the entire space. In this way one generalizes previous results for non-relativistic operators. The proofs needs the magnetic pseudodifferential calculus, as well as a Feynman-Kac-Ito formula for Levy processe…
We investigate the connections between Weyl-Titchmarsh-Kodaira theory for one-dimensional Schrödinger operators and the theory of $n$-entire operators. As our main result we find a necessary and sufficient condition for a one-dimensional Schrödinger operator to be $n$-entire in terms of square integrability of derivatives (w.r.t. the spectral parameter) of the Weyl solution. We also show that this is equivalent to the Weyl function being in a generalized Herglotz-Nevanlinna class. As an application we show that perturbed Bessel operators are $n$-entire, improving the previously known condition…
We study the cubic non linear Schrödinger equation (NLS) on compact surfaces. On the sphere $\mathbb{S}^2$ and more generally on Zoll surfaces, we prove that, for $s>1/4$, NLS is uniformly well-posed in $H^s$, which is sharp on the sphere. The main ingredient in our proof is a sharp bilinear estimate for Laplace spectral projectors on compact surfaces. On étudie l'équation de Schrödinger non linéaire (NLS) sur une surface compacte.Sur la sphère $\mathbb{S}^2$ et plus généralement sur toute surface de Zoll, on démontre que pour $s>1/4$, NLS est uniformément bien posée dans $H^s$, ce qui est opt…
We study the instability of the spectrum for a class of non-selfadjoint anharmonic oscillators, estimating the behavior of the instability indices (i. e. the norm of spectral projections) associated with the large eigenvalues of these oscillators. We get asymptotic expansions for the instability indices, extending the results of Davies and Davies-Kuijlaars.
We consider pointwise semiclassical spectral asymptotics i.e. asymptotics of $e(x,x,0)$ as $h\to +0$ where $e(x,y,τ)$ is the Schwartz kernel of the spectral projector and consider two cases when schort loops give contribution above $O(h^{1-d})$: (i) Schroedinger operator in dimensions $1,2$ as potential $V=0\implies \nabla V\ne 0$; (ii) Operators near boundaries.
The purpose of this Note is to highlight the spectral instability of some non-selfadjoint differential operators, by studying the growth rate of the norms of the spectral projections $Π_n$ associated with their eigenvalues. More precisely, we are concerned with the complex Airy operator and even anharmonic oscillator. We get asymptotic expansions for the norm of the spectral projections associated with the large eigenvalues, extending the results of Davies and Davies-Kuijlaars.
Here we have studied first and second-order intertwining approach to generate isospectral partner potentials of position-dependent (effective) mass Schroedinger equation. The second-order intertwiner is constructed directly by taking it as second order linear differential operator with position depndent coefficients and the system of equations arising from the intertwining relationship is solved for the coefficients by taking an ansatz. A complete scheme for obtaining general solution is obtained which is valid for any arbitrary potential and mass function. The proposed technique allows us to …
We study discrete Schroedinger operators with compactly supported potentials on the square lattice. Constructing spectral representations and representing S-matrices by the generalized eigenfunctions, we show that the potential is uniquely reconstructed from the S-matrix of all energies. We also study the spectral shift function for the trace class potentials, and estimate the discrete spectrum in terms of the moments of the spectral shift function and the potential.
We consider the Schroedinger operator with a complex delta interaction supported by two parallel hypersurfaces in the Euclidean space of any dimension. We analyse spectral properties of the system in the limit when the distance between the hypersurfaces tends to zero. We establish the norm-resolvent convergence to a limiting operator and derive first-order corrections for the corresponding eigenvalues.
The subject of this work are random Schroedinger operators on regular rooted tree graphs $\T$ with stochastically homogeneous disorder. The operators are of the form $H_λ(ω) = T + U + λV(ω)$ acting in $\ell^2(\T)$, with $T $ the adjacency matrix, $U$ a radially periodic potential, and $V(ω)$ a random potential. This includes the only class of homogeneously random operators for which it was proven that the spectrum of $H_λ(ω)$ exhibits an absolutely continuous (ac) component; a results established by A. Klein for weak disorder, in case U=0 and $V(ω)$ given by iid random variables on $\T$. Our m…
The Laplacian in an unbounded tubular neighbourhood of a hyperplane with non-Hermitian complex-symmetric Robin-type boundary conditions is investigated in the limit when the width of the neighbourhood diminishes. We show that the Laplacian converges in a norm resolvent sense to a self-adjoint Schroedinger operator in the hyperplane whose potential is expressed solely in terms of the boundary coupling function. As a consequence, we are able to explain some peculiar spectral properties of the non-Hermitian Laplacian by known results for Schroedinger operators.
Using a correspondence between the spectrum of the damped wave equation and non-self-adjoint Schroedinger operators, we derive various bounds on complex eigenvalues of the former. In particular, we establish a sharp result that the one-dimensional damped wave operator is similar to the undamped one provided that the L^1 norm of the (possibly complex-valued) damping is less than 2. It follows that these small dampings are spectrally undetectable.
