Let $M$ be a simple manifold, and $F$ be a component of $\partial M$ of genus two. For a slope $γ$ on $F$, we denote by $M(γ)$ the manifold obtained by attaching a 2-handle to $M$ along a regular neighborhood of $γ$ on $F$. In this paper, we shall prove that there is at most one separating slope $γ$ on $F$ so that $M(γ)$ is $\partial$-reducible.
Let $M$ be a simple 3-manifold, and $F$ be a component of $\partial M$ of genus at least 2. Let $α$ and $β$ be separating slopes on $F$. Let $M(α)$ (resp. $M(β)$) be the manifold obtained by adding a 2-handle along $α$ (resp. $β$). If $M(α)$ and $M(β)$ are $\partial$-reducible, then the minimal geometric intersection number of $α$ and $β$ is at most 8.
We construct infinitely many manifolds admitting both strongly irreducible and weakly reducible minimal genus Heegaard splittings. Both closed manifolds and manifolds with boundary tori are constructed.
We study the existence of incompressible embeddings of surfaces into the genus two handlebody. We show that for every compact surface with boundary, orientable or not, there is an incompressible embedding of the surface into the genus two handlebody. In the orientable case the embedding can be either separating or non-separating. We also consider the case in which the genus two handlebody is replaced by an orientable 3-manifold with a compressible boundary component of genus greater than or equal to two.
We determine the Dehn surgeries on 2-bridge links, which yield reducible 3-manifolds. Further, we show the conditions that we obtain a torus or cable knot from one component of a 2-bridge link by a surgery on another component.
In this thesis, we use normal surface theory to understand certain properties of minimal triangulations of compact orientable 3-manifolds. We describe the collapsing process of normal 2-spheres and disks. Using some geometrical constructions to take connected sums of triangulated 3-manifolds, we obtain the following result: given a minimal triangulation of a closed orientable 3-manifold M, it takes polynomial time in the number of tetrahedra to check if M is reducible or not.
In this paper, we shall prove that any Heegaard splitting of a $\partial$-reducible 3-manifold $M$, say $M=W\cup V$, can be obtained by doing connected sums, boundary connected sums and self-boundary connected sums from Heegaard splittings of $n$ manifolds $M_{1},..., M_{n}$ where $M_{i}$ is either a solid torus or a $\partial$-irreducible manifold. Furthermore, $W\cup V$ is stabilized if and only if one of the factors is stabilized.
Let M a 3-manifold with torus boundary which is a rational homology circle. We study deformations of reducible representations of p_1(M) into PSL_2(C) associated to a simple zero of the twisted Alexander polynomial. We also describe the local structure of the representation and character varieties.
If a simple 3-manifold M admits a reducible and a toroidal Dehn filling, the distance between the filling slopes is known to be bounded by three. In this paper, we classify all manifolds which admit a reducible Dehn filling and a toroidal Dehn filling with distance 3.
We give three infinite families of examples of nonhyperbolic Dehn fillings on hyperbolic manifolds. A manifold in the first family admits two Dehn fillings of distance two apart, one of which is toroidal and annular, and the other is reducible and $\partial$-reducible. A manifold in the second family has boundary consisting of two tori, and admits two reducible Dehn fillings. A manifold in the third family admits a toroidal filling and a reducible filling with distance 3 apart. These examples establish the virtual bounds for distances between certain types of nonhyperbolic Dehn fillings.
We give a necessary and sufficient condition for a simple closed curve on the boundary of a genus two handlebody to decompose the handlebody into (torus with one boundary component times [0,1]. We use this condition to decide whether a simple closed curve on a genus two Heegaard surface is a GOF-knot (genus one fibered knot) which induces the Heegaard splitting. By using this, we determine the number and the positions with respect to the Heegaard splittings of GOF-knots in the 3-manifolds with reducible genus two Heegaard splittings. This is another proof of results of Morimoto and Baker.
If a hyperbolic 3-manifold M admits a reducible and a finite Dehn filling, the distance between the filling slopes is known to be 1. This has been proved recently by Boyer, Gordon and Zhang. The first example of a manifold with two such fillings was given by Boyer and Zhang. In this paper, we give examples of hyperbolic manifolds admitting a reducible Dehn filling and a finite Dehn filling of every type: cyclic, dihedral, tetrahedral, octahedral and icosahedral.
Let $M_ϕ$ be a surface bundle over a circle with monodromy $ϕ:S \rightarrow S$. We study deformations of certain reducible representations of $π_1(M_ϕ)$ into $\text{SL}(n,\mathbb{C})$, obtained by composing a reducible representation into $\text{SL}(2,\mathbb{C})$ with the irreducible representation $\text{SL}(2,\mathbb{C}) \rightarrow \text{SL}(n,\mathbb{C})$. In particular, we show that under certain conditions on the eigenvalues of $ϕ^*$, the reducible representation is contained in a $(n+1+k)(n-1)$ dimensional component of the representation variety, where $k$ is the number of components o…
We study the effect of the mapping class group of a reducible 3-manifold $M$ on each incompressible surface that is invariant under a self-homeomorphism of $M$. As an application of this study we answer a question of F. Rodriguez Hertz, M. Rodriguez Hertz and R. Ures: A reducible 3-manifold admits an Anosov torus if and only if one of its prime summands is either the 3-torus, the mapping torus of $-id$, or the mapping torus of a hyperbolic automorphism.
This paper studies the question of whether minimal genus Heegaard splittings of exterior spaces of knots which are connected sums are weakly reducible or not. Furthermore it is shown that the Heegaard splittings of the knots used by Morimoto to show that tunnel number can be sub-additive are all strongly irreducible. These are the first examples of strongly irreducible minimal genus Heegaard splittings of composite knots. We also give a characterization of when is a set of primitive annuli on a handlebody simultaneously primitive. This characterization is different from that given in [Go].
We give new bounds for the distance between two exceptional filling slopes for a 1-cusped hyperbolic 3-manifold in several different situations. The distance between a reducible slope and a slope that produces a manifold with finite fundamental group is at most 2. The distance between a reducible slope and one that produces a very small manifold is also at most 2. The distance between a reducible slope and one which produces a manifold with a pi_1 injective torus is at most 4. The methods used involve both characteristic submanifold theory and the theory of the PSL(2,C) character variety.
The manifold which admits a genus-$2$ reducible Heegaard splitting is one of the $3$-sphere, $\mathbb{S}^2 \times \mathbb{S}^1$, lens spaces and their connected sums. For each of those manifolds except most lens spaces, the mapping class group of the genus-$2$ splitting was shown to be finitely presented. In this work, we study the remaining generic lens spaces, and show that the mapping class group of the genus-$2$ Heegaard splitting is finitely presented for any lens space by giving its explicit presentation. As an application, we show that the fundamental groups of the spaces of the genus-$…
Let (V,W;F) be a weakly reducible, unstabilized, genus three Heegaard splitting in an orientable, irreducible 3-manifold M. In this article, we prove that either the disk complex D(F) is contractible or F is critical. Hence, the topological index of F is two if F is topologically minimal.
We classify isotopy classes of automorphisms (self-homeomorphisms) of 3-manifolds satisfying the Thurston Geometrization Conjecture. The classification is similar to the classification of automorphisms of surfaces developed by Nielsen and Thurston, except an automorphism of a reducible manifold must first be written as a suitable composition of two automorphisms, each of which fits into our classification. Given an automorphism, the goal is to show, loosely speaking, either that it is periodic, or that it can be decomposed on a surface invariant up to isotopy, or that it has a "dynamically nic…
We consider the group of isotopy classes of automorphisms of the 3-sphere that preserve a spatial graph or a handlebody-knot embedded in it. We prove that the group is finitely presented for an arbitrary spatial graph or a reducible handlebody-knot of genus two. We also prove that the groups for "most" irreducible genus two handlebody-knots are finite.
Let (V,W;F) be a weakly reducible, unstabilized, genus three Heegaard splitting in an orientable, irreducible 3-manifold M and DVW(F) the subset of the disk complex D(F) consisting of simplices having at least one vertex from V and at least one vertex from W. In this article, we describe the shape of DVW(F) and prove that there is a function from the components of DVW(F) to the isotopy classes of the generalized Heegaard splittings obtained by weak reductions from (V,W;F), where this function describes how the thick levels are embedded in the relevant compression bodies.
In this paper, we give infinitely many non-Haken hyperbolic genus three 3-manifolds each of which has a finite cover whose induced Heegaard surface from some genus three Heegaard surface of the base manifold is reducible but can be compressed into an incompressible surface. This result supplements [CG] and extends [MMZ].
We apply results from both contact topology and exceptional surgery theory to study when Legendrian surgery on a knot yields a reducible manifold. As an application, we show that a reducible surgery on a non-cabled positive knot of genus g must have slope 2g-1, leading to a proof of the cabling conjecture for positive knots of genus 2. Our techniques also produce bounds on the maximum Thurston-Bennequin numbers of cables.
We define for each g>=2 and k>=0 a set M_{g,k} of orientable hyperbolic 3-manifolds with $k$ toric cusps and a connected totally geodesic boundary of genus g. Manifolds in M_{g,k} have Matveev complexity g+k and Heegaard genus g+1, and their homology, volume, and Turaev-Viro invariants depend only on g and k. In addition, they do not contain closed essential surfaces. The cardinality of M_{g,k} for a fixed k has growth type g^g. We completely describe the non-hyperbolic Dehn fillings of each M in M_{g,k}, showing that, on any cusp of any hyperbolic manifold obtained by partially filling M, the…
In this paper it is shown that manifolds admitting minimal genus weakly reducible but irreducible Heegaard splittings contain an essential surface. This is an extension of a well known theorem of Casson-Gordon to manifolds with non-empty boundary. The situation for non-minimal genus Heegaard splittings is also investigated and it is shown that boundary stabilizations are stabilizations for manifolds which are boundary primitive.
Haken showed that the Heegaard splittings of reducible 3-manifolds are reducible, that is, a reducing 2-sphere can be found which intersects the Heegaard surface in a single simple closed curve. When the genus of the "interesting" surface increases from zero, more complicated phenomena occur. Kobayashi showed that if a 3-manifold $M^3$ contains an essential torus $T$, then it contains one which can be isotoped to intersect a strongly irreducible Heegaard splitting surface $F$ in a collection of simple closed curves which are essential in $T$ and in $F$. In general there is no global bound on t…
Let $M$ be a $3$--dimensional handlebody of genus $g$. This paper gives examples of hyperbolic knots in $M$ with arbitrarily large genus $g$ bridge number which admit Dehn surgeries which are boundary-reducible manifolds.
Let $M$ be a simple 3-manifold with a toral boundary component. It is known that if two Dehn fillings on $M$ along the boundary produce a reducible manifold and a toroidal manifold, then the distance between the filling slopes is at most three. This paper gives a remarkably short proof of this result.
Let $M$ be an orientable, irreducible $3$-manifold admitting a weakly reducible genus three Heegaard splitting as a minimal genus Heegaard splitting. In this article, we prove that if $[f]$, $[g]\in Mod(M)$ give the same correspondence between two isotopy classes of generalized Heegaard splittings consisting of two Heegaard splittings of genus two, say $[\mathbf{H}]\to[\mathbf{H}']$, then there exists a representative $h$ of the difference $[h]=[g]\cdot[f]^{-1}$ such that (i) $h$ preserves a suitably chosen embedding of the Heegaard surface $F'$ obtained by amalgamation from $\mathbf{H}'$ whic…
In this paper we study colored triangulations of compact PL 4-manifolds with empty or connected boundary which induce handle decompositions lacking in 1-handles or in 1- and 3-handles, thus facing also the problem, posed by Kirby, of the existence of {\it special handlebody decompositions} for any simply-connected closed PL 4-manifold. In particular, we detect a class of compact simply-connected PL 4-manifolds with empty or connected boundary, which admit such decompositions and, therefore, can be represented by (undotted) framed links. Moreover, this class includes any compact simply-connecte…
The main theorem of this paper is a generalisation of well known results about Dehn surgery to the case of attaching handlebodies to a simple 3-manifold. The existence of a finite set of `exceptional' curves on the boundary of the 3-manifold is established. Provided none of these curves is attached to the boundary of a disc in a handlebody, the resulting manifold is shown to be word hyperbolic and `hyperbolike'. We then give constructions of gluing maps satisfying this condition. These take the form of an arbitrary gluing map composed with powers of a suitable homeomorphism of the boundary of …
Let M be a closed, irreducible, genus two 3-manifold, and F a maximal collection of pairwise disjoint, closed, orientable, incompressible surfaces embedded in M. Then each component manifold M_i of M-F has handle number at most one, i.e. admits a Heegaard splitting obtained by attaching a single 1-handle to one or two components of boundary M_i. This result also holds for a decomposition of M along a maximal collection of incompressible tori.
In the curve complex for a surface, a handlebody set is the set of loops that bound properly embedded disks in a given handlebody bounded by the surface. A boundary set is the set of non-separating loops in the curve complex that bound two-sided, properly embedded surfaces. For a Heegaard splitting, the distance between the boundary sets of the handlebodies is zero if and only if the ambient manifold contains a non-separating, two sided incompressible surface. We show that the boundary set is 2-dense in the curve complex, i.e. every vertex is within two edges of a point in the boundary set.
This paper is the second part of our work on 4-dimensional 2-handlebodies. In the first part (arXiv:math.GT/0407032) it is shown that up to certain set of local moves, connected simple coverings of B^4 branched over ribbon surfaces, bijectively represent connected orientable 4-dimensional 2-handlebodies up to 2-deformations (handle slides and creations/cancellations of handles of index <= 2). We factor this bijective correspondence through a map onto the closed morphisms in a universal braided category freely generated by a Hopf algebra object H. In this way we obtain a complete algebraic desc…
Developed from geometric arguments for bounding the Morse-Novikov number of a link in terms of its tunnel number, we obtain upper and lower bounds on the handle number of a Heegaard splitting of a sutured manifold $(M,γ)$ in terms of the handle number of its decompositions along a surface representing a given 2nd homology class. Fixing the sutured structure $(M,γ)$, this leads us to develop the handle number function $h \colon H_2(M,\partial M;\mathbb{R}) \to \mathbb{N}$ which is bounded, constant on rays from the origin, and locally maximal. Furthermore, for an integral class $ξ$, $h(ξ)=0$ if…
We show that if two 3-manifolds with toroidal boundary are glued via a `sufficiently complicated' map then every Heegaard splitting of the resulting 3-manifold is weakly reducible. Additionally, if Z is a manifold obtained by gluing X and Y, two connected small manifolds with incompressible boundary, along a closed surface F. Then the genus g(Z) of Z is greater than or equal to 1/2(g(X)+g(Y)-2g(F)). Both results follow from a new technique to simplify the intersection between an incompressible surface and a strongly irreducible Heegaard splitting.
Given a reducible $3$-manifold $M$ with an aspherical summand in its prime decomposition and a homeomorphism $f\colon M\to M$, we construct a map of degree one from a finite cover of $M\rtimes_f S^1$ to a mapping torus of a certain aspherical $3$-manifold. We deduce that $M\rtimes_f S^1$ has virtually infinite first Betti number, except when all aspherical summands of $M$ are virtual $T^2$-bundles. This verifies all cases of a conjecture of T.-J. Li and Y. Ni, that any mapping torus of a reducible $3$-manifold $M$ not covered by $S^2\times S^1$ has virtually infinite first Betti number, except…
We show that only finitely many links in a closed 3-manifold share the same complement, up to twists along discs and annuli. Using the same techniques, we prove that by adding 2-handles on the same link we get only finitely many smooth cobordisms between two given closed 3-manifolds. As a consequence, there are finitely many smooth closed 4-manifolds constructed from some Kirby diagram with bounded number of crossings, discs, and strands, or from some Turaev special shadow with bounded number of vertices. (These are the 4-dimensional analogues of Heegaard diagrams and special spines for 3-mani…
We give a method for obtaining a handle decomposition of an $n$-manifold if the manifold is given by isometric side-pairings of a polyhedron in $\en$, $\sn$ or $\hn$. Every cycle of $k$-faces on the polyhedron corresponds to an $(n-k)$-handle of the manifold. Two applications of the method are given. One helps recognize when a noncompact hyperbolic 3-manifold is a complement of a link in $S^3$ (and automatically produces the link diagram), the other shows that a topological $S^4$ described by the author in \cite{Ivansic3} is diffeomorphic to the standard differentiable $S^4$.
Let $M$ be a closed orientable 3-manifold with a genus two Heegaard splitting $(V_1, V_2; F)$ and a non-trivial JSJ-decomposition, where all components of the intersection of the JSJ-tori and $V_i$ are not $\partial$-parallel in $V_i$ for $i=1,2$. If $G$ is a finite group of orientation-preserving diffeomorphisms acting on $M$ which preserves each handlebody of the Heegaard splitting and each piece of the JSJ-decomposition of $M$, then $G\cong \mathbb{Z}_2$ or $\mathbb{D}_2$ if $V_j\cap(\cup T_i)$ consists of at most two disks or at most two annuli.
A key tool in our earlier work on ends of manifolds high-dimensional manifolds was an ability to embed cobordisms provided by the Quillen Plus Construction into those ends. Here we develop a `spherical modification' trick which provides a constructive approach to obtaining such embeddings. More importantly, this approach allows for more general embedding results. In this paper we develop generalizations of the plus construction and show how the corresponding cobordisms can be embedded in manifolds satisfying appropriate fundamental group properties. Results obtained here play an important role…
Let $M$ be a closed orientable 3-manifold with a genus two Heegaard splitting $(V_1, V_2; F)$ and a non-trivial JSJ-decomposition, where all components of the intersection of the JSJ-tori and $V_i$ are not $\partial$-parallel in $V_i$ for $i=1,2$. If $G$ is a finite group of orientation-preserving smooth actions on $M$ which preserves each handlebody of the Heegaard splitting and each piece of the JSJ-decomposition of $M$, then $G\cong \mathbb{Z}_2$ or $\mathbb{D}_2$ unless $V_j\cap(\cup T_i)$ has three or more disk components for $j=1$ or 2.
We establish a bijective correspondence between the set T(n) of 3-dimensional triangulations with n tetrahedra and a certain class H(n) of relative handlebodies (i.e. handlebodies with boundary loops, as defined by Johannson) of genus n+1. We show that the manifolds in H(n) are hyperbolic (with geodesic boundary, and cusps corresponding to the loops), have least possible volume, and simplest boundary loops. Mirroring the elements of H(n) in their geodesic boundary we obtain a class D(n) of cusped hyperbolic manifolds, previously considered by D. Thurston and the first named author. We show tha…
Round handles are affiliated with smooth 4-manifolds in two major ways: 5-dimensional round handles appear extensively as the building blocks in cobordisms between 4-manifolds, whereas 4-dimensional round handles are the building blocks of broken Lefschetz fibrations on them. The purpose of this article is to shed more light on these interactions. We prove that if X and X' are cobordant closed smooth 4-manifolds with the same euler characteristics, and if one of them is simply-connected, then there is a cobordism between them which is composed of round 2-handles only, and therefore one can pas…
We construct a small, hyperbolic 3-manifold $M$ such that, for any integer $g\geq 2$, there are infinitely many separating slopes $r$ in $\partial M$ so that $M(r)$, the 3-manifold obtained by attaching a 2-handle to $M$ along $r$, is hyperbolic and contains an essential separating closed surface of genus $g$. The result contrasts sharply with those known finiteness results on Dehn filling, and it also contrasts sharply with the known finiteness result on handle addition for the cases $g=0,1$. Our 3-manifold $M$ is the complement of a hyperbolic, small knot in a handlebody of genus 3.
Harer, Kas and Kirby have conjectured that every handle decomposition of the elliptic surface $E(1)_{2,3}$ requires both 1- and 3-handles. In this article, we construct a smooth 4-manifold which has the same Seiberg-Witten invariant as $E(1)_{2,3}$ and admits neither 1- nor 3-handles, by using rational blow-downs and Kirby calculus. Our manifold gives the first example of either a counterexample to the Harer-Kas-Kirby conjecture or a homeomorphic but non-diffeomorphic pair of simply connected closed smooth 4-manifolds with the same non-vanishing Seiberg-Witten invariants.
We construct a hyperbolic 3-manifold $M$ (with $\partial M$ totally geodesic) which contains no essential closed surfaces, but for any even integer $g> 0$ there are infinitely many separating slopes $r$ on $\partial M$ so that $M[r]$, the 3-manifold obtained by attaching 2-handle to $M$ along $r$, contains an essential separating closed surface of genus $g$ and is still hyperbolic. The result contrasts sharply with those known finiteness results for the cases $g=0,1$. Our 3-manifold $M$ is the complement of a simple small knot in a handlebody.