Quasipositive Annuli (Constructions of Quasipositive Knots and Links, IV)
Lee Rudolph
备注：
HyperTeX version (correcting minor typographical errors; with an addendum on related results since original publication, and supplementary bibliography) prepared December 2001
发表信息：
Journal of Knot Theory and Its Ramifications, Vol. 1, No. 4 (1992), 451-466
[Original abstract (1992):] The modulus of quasipositivity q(K) of a knot K was introduced as a tool in the knot theory of complex plane curves, and can be applied to Legendrian knot theory in symplectic topology. It has also, however, a straightforward characterization in ordinary knot theory: q(K) is the supremum of the integers f such that the framed knot (K;f) embeds non-trivially on a fiber surface of a positive torus link. Geometric constructions show that -\infty < q(K), calculations with link polynomials that q(K) < \infty. The present paper aims to provide sharper lower bounds (by optimizing the geometry with positive plats) and more readily calculated upper bounds (by modifying known link polynomials), and so to compute q(K) for various classes of knots, such as positive closed braids (for which q(K) = μ(K)-1) and most positive pretzels. As an aside, it is noted that a recent result of Kronheimer & Mrowka implies that q(K) < 0 if K is slice.
[Additional abstract (December 2001):] A 1995 paper gives a proof that q(K) equals TB(K), the maximal Thurston-Bennequin invariant of K. Thus the bounds for, and calculations of q(K) derived in this paper are equally bounds for, or calculations of, TB(K). Similar (sometimes sharper) results for TB(K) have been derived more recently by a number of researchers, using a variety of different methods.
This article was originally published in Topology 31 (1992). The present hyperTeXed redaction corrects a few typographical errors and updates the references.
It has been known that any Alexander polynomial of a knot can be realized by a quasipositive knot. As a consequence, the Alexander polynomial cannot detect quasipositivity. In this paper we prove a similar result about Vassiliev invariants: for any oriented knot K and any natural number n there exists a quasipositive knot Q whose Vassiliev invariants of order less than or equal to n coincide with those of K.
In this paper we examine the relationship between various types of positivity for knots and the concodance invariant tau discovered by Ozsvath and Szabo and independently by Rasmussen. The main result shows that, for fibered knots, tau characterizes strong quasipositivity. This is quantified by the statement that for K fibered, tau(K)=g(K) if and only if K is strongly quasipositive. In addition, we survey existing results regarding tau and forms of positivity and highlight several consequences concerning the types of knots which are (strongly) (quasi) positive. For instance, we show that any k…
We study Khovanov homology classes which have state cycle representatives, and examine how they interact with Jacobsson homomorphisms and Lee's map $Φ$. As an application, we describe a general procedure, quasipositive modification, for constructing H-thick knots in rational Khovanov homology. Moreover, we show that specific families of such knots cannot be detected by Khovanov's thickness criteria. We also exhibit a sequence of prime links related by quasipositive modification whose width is increasing.
We give a new, conceptually simpler proof of the fact that knots in $S^3$ with positive L-space surgeries are fibered and strongly quasipositive. Our motivation for doing so is that this new proof uses comparatively little Heegaard Floer-specific machinery and can thus be translated to other forms of Floer homology. We carried this out for instanton Floer homology in our recent article "Instantons and L-space surgeries", and used it to generalize Kronheimer and Mrowka's results on $SU(2)$ representations of fundamental groups of Dehn surgeries.
We present a class of knots associated with labelled generic immersions of intervals into the plane and compute their Gordian numbers and 4-dimensional invariants. At least 10% of the knots in Rolfsen's table belong to this class of knots. We call them track knots. They are contained in the class of quasipositive knots. In this connection, we classify quasipositive knots and strongly quasipositive knots up to 10 crossings.
We prove that any link admitting a diagram with a single negative crossing is strongly quasipositive. This answers a question of Stoimenow's in the (strong) positive. As a second main result, we give simple and complete characterizations of link diagrams with quasipositive canonical surface (the surface produced by Seifert's algorithm). As applications, we determine which prime knots up to 13 crossings are strongly quasipositive, and we confirm the following conjecture for knots that have a canonical surface realizing their genus: a knot is strongly quasipositive if and only if the Bennequin i…
For every link $L$ we construct a complex algebraic plane curve that intersects $S^3$ transversally in a link $\tilde{L}$ that contains $L$ as a sublink. This construction proves that every link $L$ is the sublink of a quasipositive link that is a satellite of the Hopf link. The explicit construction of the complex plane curve can be used to give upper bounds on its degree and to create arbitrarily knotted null lines in electromagnetic fields, sometimes referred to as vortex knots. Furthermore, these null lines are topologically stable for all time. We also show that the time evolution of elec…
In this paper we use artificial neural networks to predict and help compute the values of certain knot invariants. In particular, we show that neural networks are able to predict when a knot is quasipositive with a high degree of accuracy. Given a knot with unknown quasipositivity we use these predictions to identify braid representatives that are likely to be quasipositive, which we then subject to further testing to verify. Using these techniques we identify 84 new quasipositive 11 and 12-crossing knots. Furthermore, we show that neural networks are also able to predict and help compute the …
The unknotting number of a knot is bounded from below by its slice genus. It is a well-known fact that the genera and unknotting numbers of torus knots coincide. In this note we characterize quasipositive knots for which the genus bound is sharp: the slice genus of a quasipositive knot equals its unknotting number, if and only if the given knot appears in an unknotting sequence of a torus knot.
Let S(D) be the surface produced by applying Seifert's algorithm to the oriented link diagram D. I prove that if D has no negative crossings then S(D) is a quasipositive Seifert surface, that is, S(D) embeds incompressibly on a fiber surface plumbed from positive Hopf annuli. This result, combined with the truth of the `local Thom Conjecture', has various interesting consequences; for instance, it yields an easily-computed estimate for the slice euler characteristic of the link L(D) (where D is arbitrary) that extends and often improves the `slice-Bennequin inequality' for closed-braid diagram…
We define the Thurston-Bennequin polytope of a two-component link as the convex hull of all pairs of integers that arise as framings of a Legendrian representative. The main result of this paper is a description of the Thurston-Bennequin polytope for two-bridge links. As an application, we construct non-quasipositive surfaces in $\R^3$ all whose sub-annuli are quasipositive.
Let $L$ be a oriented link such that $Σ_n(L)$, the $n$-fold cyclic cover of $S^3$ branched over $L$, is an L-space for some $n \geq 2$. We show that if either $L$ is a strongly quasipositive link other than one with Alexander polynomial a multiple of $(t-1)^{2g(L) + (|L|-1)}$, or $L$ is a quasipositive link other than one with Alexander polynomial divisible by $(t-1)^{2g_4(L) + (|L|-1)}$, then there is an integer $n(L)$, determined by the Alexander polynomial of $L$ in the first case and the Alexander polynomial of $L$ and the smooth $4$-genus of $L$, $g_4(L)$, in the second, such that $n \leq…
By Thurston's hyperbolization theorem, irreducible handlebody-knots are classified into three classes: hyperbolic, toroidal, and atoroidal cylindrical. It is known that a non-trivial handlebody-knot of genus two has a finite symmetry group if and only if it is atoroidal. The paper investigates the topology of cylindrical handlebody-knots of genus two that admit an unknotting annulus; we show that the symmetry group is trivial if the unknotting annulus is unique and of type $2$.
We define an invariant of transverse links in the standard contact 3-sphere as a distinguished element of the Khovanov homology of the link. The quantum grading of this invariant is the self-linking number of the link. For knots, this gives a bound on the self-linking number in terms of Rasmussen's invariant s(K). We prove that our invariant vanishes for transverse knot stabilizations, and that it is non-zero for quasipositive braids. We also discuss a connection to Heegaard Floer invariants.
We consider the question of when the operation of contact surgery with positive surgery coefficient, along a knot $K$ in a contact 3-manifold $Y$, gives rise to a weakly fillable contact structure. We show that this happens if and only if $Y$ itself is weakly fillable, and $K$ is isotopic to the boundary of a properly embedded symplectic disk inside a filling of $Y$. Moreover, if $Y'$ is a contact manifold arising from positive contact surgery along $K$, then any filling of $Y'$ is symplectomorphic to the complement of a suitable neighborhood of such a disk in a filling of $Y$. Using this resu…
We use recently introduced Rasmussen invariant to find knots that are topologically locally-flatly slice but not smoothly slice. We note that this invariant can be used to give a combinatorial proof of the slice-Bennequin inequality. Finally, we compute the Rasmussen invariant for quasipositive knots and show that most of our examples of non-slice knots are not quasipositive and, to the best of our knowledge, were previously unknown.
A homogeneous knot is a generalization of alternating knots and positive knots. We determine the Rasmussen invariant of a homogeneous knot. This is a new class of knots such that the Rasmussen invariant is explicitly described in terms of its diagrams. As a corollary, we obtain some characterizations of a positive knot. In particular, we recover Baader's theorem which states that a knot is positive if and only if it is homogeneous and strongly quasipositive.
We establish inequalities that constrain the genera of smooth cobordisms between knots in 4-dimensional cobordisms. These "relative adjunction inequalities" improve the adjunction inequalities for closed surfaces which have been instrumental in many topological applications of gauge theory. The relative inequalities refine the latter by incorporating numerical invariants of knots in the boundary associated to Heegaard Floer homology classes determined by the 4-manifold. As a corollary, we produce a host of concordance invariants for knots in a general 3-manifold, one such invariant for every n…
We analyze how a family of essential annuli in a compact 3-manifold will induce, from a strongly irreducible generalized Heegaard splitting of the ambient manifold, generalized Heegaard splittings of the complementary components. There are specific applications to the subadditivity of tunnel number of knots, improving somewhat bounds of Kowng. For example, in the absence of 2-bridge summands, the tunnel number of the sum of n knots is no less than 2/5 the sum of the tunnel numbers.
We provide a combinatorial characterisation of positive diagrams satisfying the equality in the Morton-Franks-Williams bound for the degrees of the HOMFLY-PT polynomial. This characterisation allows generating with relative ease examples of diagrams realizing the crossing number, the braid index, and the maximal self-linking number. Besides, we suggest a conjecture concerning the sharpness of the Morton-Franks-Williams inequality for strongly quasipositive links.
Is any positive knot the closure of a positive braid? No. But if we consider positivity in terms of the generators of the braid group due to Birman, Ko and Lee, then the answer is yes. In this paper we prove that the same occurs when considering homogeneity. In the way we prove that the plumbing of two surfaces is a BKL-homogeneous surface if and only if both summands are BKL-homogeneous surfaces, a parallel result to that of Rudolph involving quasipositive surfaces. BKL-homogeneous surfaces are, in fact, a natural generalization of quasipositive surfaces.
In this note, we prove a lower bound for the positive kinkiness of a closed braid which we then use to derive an estimate for the positive kinkiness of a link in terms of its Seifert system. As an application, we show that certain pretzel knots cannot be unknotted using only positive crossing changes. We also describe a subgroup of infinite rank in the smooth knot concordance group of which no element has a strongly quasipositive representative.
By use of a variety of techniques (most based on constructions of quasipositive knots and links, some old and others new), many smooth 3-manifolds are realized as transverse intersections of complex surfaces in complex 3-space with strictly pseudoconvex 5-spheres. These manifolds not only inherit interesting intrinsic structures (eg, they have canonical Stein-fillable contact structures), they also have extrinsic structures of a knot-theoretical nature (eq, the 3-sphere arises in infinitely many distinct ways). This survey is not comprehensive; a number of questions are left open for future wo…
It is known that the minimal degree of the Jones polynomial of a positive knot is equal to its genus, and the minimal coefficient is 1. We extend this result to almost positive links and partly identify the 3 following coefficients for special types of positive links. We also give counterexamples to the Jones polynomial-ribbon genus conjectures for a quasipositive knot. Then we show that the Alexander polynomial completely detects the minimal genus and fiber property of canonical Seifert surfaces associated to almost positive (and almost alternating) link diagrams.
The primary objects of study in the ``knot theory of complex plane curves'' are C-links: links (or knots) cut out of a 3-sphere in the complex plane by complex plane transverse and totally tangential. Transverse C-links are naturally oriented. There are many natural classes of examples: links of singularities; links at infinity; links of divides, free divides, tree divides, and graph divides; and--most generally--quasipositive links. Totally tangential C-links are unoriented but naturally framed; they turn out to be precisely the real-analytic Legendrian links, and can profitably be investigat…
We define a new notion of thin position for a graph in a 3-manifold which combines the ideas of thin position for manifolds first originated by Scharlemann and Thompson with the idea of thin position for knots first originated by Gabai. This thin position has the property that connect summing annuli and pairs-of-pants show up as thin levels. In a forthcoming paper, this new thin position allows us to define two new families of invariants of knots, links, and graphs in 3-manifolds. The invariants in one family are similar to bridge number and the invariants in the other family are similar to Ga…
Reducing a 6d fivebrane theory on a 3-manifold $Y$ gives a $q$-series 3-manifold invariant $\widehat{Z}(Y)$. We analyse the large-$N$ behaviour of $F_K=\widehat{Z}(M_K)$, where $M_K$ is the complement of a knot $K$ in the 3-sphere, and explore the relationship between an $a$-deformed ($a=q^N$) version of $F_{K}$ and HOMFLY-PT polynomials. On the one hand, in combination with counts of holomorphic annuli on knot complements, this gives an enumerative interpretation of $F_K$ in terms of counts of open holomorphic curves. On the other, it leads to closed form expressions for $a$-deformed $F_K$ fo…
