We present a series of models of three-dimensional rotation-symmetric fragile topological insulators in class AI (time-reversal symmetric and spin-orbit-free systems), which have gapless surface states protected by time-reversal ($T$) and $n$-fold rotation ($C_n$) symmetries ($n=2,4,6$). Our models are generalizations of Fu's model of a spinless topological crystalline insulator, in which orbital degrees of freedom play the role of pseudo-spins. We consider minimal surface Hamiltonian with $C_n$ symmetry in class AI and discuss possible symmetry-protected gapless surface states, i.e., a quadratic band touching and multiple Dirac cones with linear dispersion. We characterize topological structure of bulk wave functions in terms of two kinds of topological invariants obtained from Wilson loops: $\mathbb{Z}_2$ invariants protected by $C_n$ ($n=4,6$) and time-reversal symmetries, and $C_2T$-symmetry-protected $\mathbb{Z}$ invariants (the Euler class) when the number of occupied bands is two. Accordingly, our models realize two kinds of fragile topological insulators. One is a fragile $\mathbb{Z}$ topological insulator whose only nontrivial topological index is the Euler class that specifies the number of surface Dirac cones. The other is a fragile $\mathbb{Z}_2$ topological insulator having gapless surface states with either a quadratic band touching or four (six) Dirac cones, which are protected by time-reversal and $C_4$ ($C_6$) symmetries. Finally, we discuss the instability of gapless surface states against the addition of $s$-orbital bands and demonstrate that surface states are gapped out through hybridization with surface-localized $s$-orbital bands.
Strongly correlated quantum matter exhibits a rich variety of remarkable properties, but the organizing principles that underlie the behavior remain to be established. Graphene heterostructures, which can host narrow moire electron bands that amplify the correlation effect, represent a new setting to make progress on this overarching issue. In such correlated moire systems, an insulating state is a prominent feature of the phase diagram and may hold the key to understanding the basic physics. Here we advance the notion of a fragile insulator, a correlation-driven insulating state that is on th…
Second-order topological insulators (SOTIs) are the topological phases of matter in d dimensions that manifest (d-2)-dimensional localized modes at the intersection of the edges. We show that SOTIs can be designed via stacked Chern insulators with opposite chiralities connected by interlayer coupling. To characterize the bulk-corner correspondence, we establish a Jacobian-transformed nested Wilson loop method and an edge theory that are applicable to a wider class of higher-order topological systems. The corresponding topological invariant admits a filling anomaly of the corner modes with frac…
We study the bulk and boundary properties of fragile topological insulators (TIs) protected by inversion symmetry, mostly focusing on the class A of the Altland-Zirnbauer classification. First, we propose an efficient method for diagnosing fragile band topology by using the symmetry data in momentum space. Using this method, we show that among all the possible parity configurations of inversion-symmetric insulators, at least 17 percent of them have fragile topology in 2D while fragile TIs are less than 3 percent in 3D. Second, we study the bulk-boundary correspondence of fragile TIs protected …
By means of the first-principles calculations and magnetic topological quantum chemistry, we demonstrate that the low energy physics in the checkerboard antiferromagnetic (AFM) monolayer FeSe, very close to an AFM topological insulator that hosts robust edge states, can be well captured by a double-degenerate fragile topologically flat band just below the Fermi level. The Wilson loop calculations identify that such fragile topology is protected by the $S_{4z}$ symmetry, which gives rise to an AFM higher-order topological insulator that support the bound state with fractional charge $e/2$ at th…
A fragile topological insulator (FTI) can be viewed as an almost-atomic insulator, with emergent negative charges localized at certain real space points, even though the underlying lattice Hilbert space contains only positively charged states. Fragile topology in free fermion systems has been fruitfully studied using modern topological band theory. However, the concept is well defined even for strongly correlated systems, and fragile states that cannot be realized within free fermion band theory exist abundantly. In this work we propose a rather general parton construction for such correlation…
Three dimensional topological insulator represents a class of novel quantum phases hosting robust gapless boundary excitations, which is protected by global symmetries such as time reversal, charge conservation and spin rotational symmetry. In this work we systematically study another class of topological phases of weakly interacting electrons protected by spatial inversion symmetry, which generally don't support stable gapless boundary states. We classify these inversion-symmetric topological insulators and superconductors in the framework of K-theory, and construct their lattice models. We a…
Three-dimensional topological (crystalline) insulators are materials with an insulating bulk, but conducting surface states which are topologically protected by time-reversal (or spatial) symmetries. Here, we extend the notion of three-dimensional topological insulators to systems that host no gapless surface states, but exhibit topologically protected gapless hinge states. Their topological character is protected by spatio-temporal symmetries, of which we present two cases: (1) Chiral higher-order topological insulators protected by the combination of time-reversal and a four-fold rotation sy…
Topological insulator (TI) nanoribbons with proximity-induced superconductivity are a promising platform for Majorana bound states (MBSs). In this work, we consider a detailed modeling approach for a TI nanoribbon in contact with a superconductor via its top surface, which induces a superconducting gap in its surface-state spectrum. The system displays a rich phase diagram with different numbers of end-localized MBSs as a function of chemical potential and magnetic flux piercing the cross section of the ribbon. These MBSs can be robust or fragile upon consideration of electrostatic disorder. W…
Topological crystalline phases in electronic structures can be generally classified using the spatial symmetry characters of the valence bands and mapping them onto appropriate symmetry indicators. These mappings have been recently applied to identify thousands of topological electronic materials. There can exist, however, topological crystalline non-trivial phases that go beyond this paradigm: they cannot be identified using spatial symmetry labels and consequently lack any classification. In this work, we achieve the first of such classifications showcasing the paradigmatic example of two-di…
We study a two-dimensional (2D) tight-binding model of a topological crystalline insulator (TCI) protected by rotation symmetry. The model is built by stacking two Chern insulators with opposite Chern numbers which transform under conjugate representations of the rotation group, e.g. $p_\pm$ orbitals. Despite its apparent similarity to the Kane-Mele model, it does not host stable gapless surface states. Nevertheless the model exhibits topological responses including the appearance of quantized fractional charge bound to rotational defects (disclinations) and the pumping of angular momentum in …
Three-dimensional (3D) topological insulators in general need to be protected by certain kinds of symmetries other than the presumed $U(1)$ charge conservation. A peculiar exception is the Hopf insulators which are 3D topological insulators characterized by an integer Hopf index. To demonstrate the existence and physical relevance of the Hopf insulators, we construct a class of tight-binding model Hamiltonians which realize all kinds of Hopf insulators with arbitrary integer Hopf index. These Hopf insulator phases have topologically protected surface states and we numerically demonstrate the r…
Recent theoretical advances have proposed a new class of topological crystalline insulator (TCI) phases protected by rotational symmetries. Distinct from topological insulators (TIs), rotational symmetry-protected TCIs are expected to show unique topologically protected boundary modes: First, the surface normal to the rotational axis features unpinned Dirac surface states whose Dirac points are located at generic k points. Second, due to the higher-order bulk boundary correspondence, a 3D TCI also supports 1D helical edge states. Despite the unique topological electronic properties, to date, p…
We extend the notion of fragile topology to periodically-driven systems. We demonstrate driving-induced fragile topology in two different models, namely, the Floquet honeycomb model and the Floquet $π$-flux square-lattice model. In both cases, we discover a rich phase diagram that includes Floquet fragile topological phases protected by crystalline rotation or mirror symmetries, Floquet Chern insulators, and trivial atomic phases, with distinct boundary features. Remarkably, the transitions between different phases can be feasibly achieved by simply tuning the driving amplitudes, which is a un…
The axion insulator (AXI) has long been recognized as the simplest example of a 3D magnetic topological insulator (TI). The most familiar AXI results from magnetically gapping the surface states of a 3D $\mathbb{Z}_{2}$ TI while preserving the bulk gap. Like the 3D TI, it exhibits a quantized magnetoelectric polarizability of $θ=π$, and can be diagnosed from bulk symmetry eigenvalues when inversion symmetric. However, whereas a 3D TI is characterized by bulk Wilson loop winding, 2D surface states, and the pumping of the 2D $\mathbb{Z}_{2}$ TI index, we show that an AXI with a large number of b…
In this paper we study the quantum properties of the lattice vacancy in topological band insulators (TBIs) and topological superconductors (TSCs) on honeycomb lattice with particle-hole symmetry. Each vacancy has one zero mode for the Haldane model and two zero modes for the Kane-Mele model. In addition, in TSCs on honeycomb lattice with particle-hole symmetry, we found the existence of the Majorana zero modes around the vacancies. These zero energy modes are protected by particle-hole symmetry of these topological sates.
Usually $Z_2$ topological insulators are protected by time reversal symmetry. Here, we present a new type of $Z_2$ topological insulators in a cubic lattice which is protected by a novel hidden symmetry, while time reversal symmetry is broken. The hidden symmetry has a composite antiunitary operator consisting of fractional translation, complex conjugation, sublattice exchange, and local gauge transformation. Based on the hidden symmetry, we define the hidden-symmetry polarization and $Z_2$ topological invariant to characterize the topological insulators. The surface states have band structure…
We present an exact solution of a modifed Dirac equation for topological insulator in the presence of a hole or vacancy to demonstrate that vacancies may induce bound states in the band gap of topological insulators. They arise due to the Z_2 classification of time-reversal invariant insulators, thus are also topologically-protected like the edge states in the quantum spin Hall effect and the surface states in three-dimensional topological insulators. Coexistence of the in-gap bound states and the edge or surface states in topological insulators suggests that imperfections may affect transport…
Higher Order Topological Insulators (HOTI) are $d$-spatial dimensional systems featuring topologically protected gap-less states at their $(d-n)$-dimensional boundaries. With the help of \textit{ab-initio} calculations and tight binding models along with symmetry considerations we show that monolayer buckled honeycomb structures of group-V elements (Sb,As), which have already been synthesized, belong in this category and have a charge fractionalization of $\frac{e}{2}$ at the corner states as well as weak topological edge states, all protected by their properties under the inversion operation …
We propose MnBi$_{2n}$Te$_{3n+1}$ as a magnetically tunable platform for realizing various symmetry-protected higher-order topology. Its canted antiferromagnetic phase can host exotic topological surface states with a Möbius twist that are protected by nonsymmorphic symmetry. Moreover, opposite surfaces hosting Möbius fermions are connected by one-dimensional chiral hinge modes, which offers the first material candidate of a higher-order topological Möbius insulator. We uncover a general mechanism to feasibly induce this exotic physics by applying a small in-plane magnetic field to the antifer…
A workable model for describing dislocation lines introduced into a three-dimensional topological insulator is proposed. We show how fragile surface Dirac cones of a weak topological insulator evolve into protected gapless helical modes confined to the vicinity of dislocation line. It is demonstrated that surface Dirac cones of a topological insulator (either strong or weak) acquire a finite-size energy gap, when the surface is deformed into a cylinder penetrating the otherwise surface-less system. We show that when a dislocation with a non-trivial Burgers vector is introduced, the finite-size…
We report ab initio calculations showing that a single one-dimensional extended defect can originate topologically-protected metallic states in the bulk of two-dimensional topological insulators. We find that a narrow extended defect composed of periodic units consisting of one octogonal and two pentagonal rings embedded in the hexagonal bulk of a bismuth bilayer introduces two pairs of one-dimensional Dirac-fermion states with opposite spin-momentum locking. Although both Dirac pairs are localized along the extended-defect core, their interactions are screened due to the trivial topological n…
The modern theory of electric polarization in crystals associates the dipole moment of an insulator with a Berry phase of its electronic ground state [1, 2]. This concept constituted a breakthrough that not only solved the long-standing puzzle of how to calculate dipole moments in crystals, but also lies at the core of the theory of topological band structures in insulators and superconductors, including the quantum anomalous Hall insulator [3, 4] and the quantum spin Hall insulator [5-7], as well as quantized adiabatic pumping processes [8-10]. A recent theoretical proposal extended the Berry…
We study the effect of electron interactions in topological crystalline insulators (TCIs) protected by mirror symmetry, which are realized in the SnTe material class and host multi-valley Dirac fermion surface states. We find that interactions reduce the integer classification of noninteracting TCIs in three dimensions, indexed by the mirror Chern number, to a finite group $Z_8$. In particular, we explicitly construct a microscopic interaction Hamiltonian to gap 8 flavors of Dirac fermions on the TCI surface, while preserving the mirror symmetry. Our construction builds on interacting edge sta…
In this work, we study the transport through a quantum point contact for bosonic helical liquid that exists at the edge of a bilayer graphene under a strong magnetic field. We identify "smoking gun" transport signatures to distinguish bosonic symmetry protected topological (BSPT) state from fermionic two-channel quantum spin Hall (QSH) state in this system. In particular, a novel charge insulator/spin conductor phase is found for BSPT state, while either charge insulator/spin insulator or charge conductor/spin conductor phase is expected for the two-channel QSH state. Consequently, a simple tr…
We consider the stability of fragile topological bands protected by space-time inversion symmetry in the presence of strong electron-electron interactions. At the single-particle level, the topological nature of the bands prevents the opening of a gap between them. In contrast, we show that when the fragile bands are half filled, interactions can open a gap in the many-body spectrum without breaking any symmetry or mixing degrees of freedom from remote bands. Furthermore, the resulting ground state is not topologically ordered. Thus, a fragile topological band structure does not present an obs…
We prove the existence of higher-order topological insulators in: {\it i}) fourfold rotoinversion invariant bulk crystals, and {\it ii}) inversion-symmetric systems with or without an additional three-fold rotation symmetry. These states of matter are characterized by a non-trivial $\mathbb{Z}_2$ topological invariant, which we define in terms of symmetric hybrid Wannier functions of the filled bands, and can be readily calculated from the knowledge of the crystalline symmetry labels of the bulk band structure. The topological invariant determines the generic presence or absence of protected c…
Dynamical quantum phase transitions (DQPTs) are topologically characterized in quantum quench dynamics in topological systems. In this paper, we study Loschmidt amplitudes and DQPTs in quantum quenches in mirror-symmetric topological phases. Based on the topological classification of mirror-symmetric insulators, we show that mirror symmetry creates symmetry-protected DQPTs. If mirror symmetry is present, topologically robust DQPTs can occur in quantum quenches, even in high-dimensional time-reversal invariant systems. Then, we also show that symmetry-protected DQPTs occur in quenches in two-di…
We study surface states of topological crystalline insulators and superconductors protected by inversion symmetry. These fall into the category of "higher-order" topological insulators and superconductors which possess surface states that propagate along one-dimensional curves (hinges) or are localized at some points (corners) on the surface. We show that the surface states of higher-order topological insulators and superconductors can be thought of as globally irremovable topological defects and provide a complete classification of these inversion-protected phases in any spatial dimension for…
In this work, we examine the topological phases that can arise in triangular lattices with disconnected elementary band representations. We show that, although these phases may be "fragile" with respect to the addition of extra bands, their topological properties are manifest in certain nontrivial holonomies (Wilson loops) in the space of nontrivial bands. We introduce an eigenvalue index for fragile topology, and we show how a nontrivial value of this index manifests as the winding of a hexagonal Wilson loop; this remains true even in the absence of time-reversal or sixfold rotational symmetr…
The topic of photonic topological insulators and scattering-protected edge states bridges concepts from condensed matter physics and electromagnetics, and necessitates understanding the Berry potential and related concepts. These notes are an attempt at a moderately self-contained introduction to the topic, including two detailed photonic examples drawn from the literature. We made these notes in the process of trying to understand this topic ourselves, and we are posting this material in the spirit of helping other researchers start to understand this material. We claim no novelty in the mate…
Robust Signatures of Fragile Topology in Nonmagnetic Materials
Institute for Theoretical Solid State Physics, IFW Dresden（德累斯顿弗劳恩霍夫研究所固态物理理论研究所）；Würzburg-Dresden Cluster of Excellence ctd.qmat（维尔茨堡-德累斯顿卓越集群量子物质材料）；Institute for Theoretical Physics Amsterdam, University of Amsterdam（阿姆斯特丹大学阿姆斯特丹理论物理研究所）；Kyiv Academic University（基辅学术大学）；Institute for Theoretical Physics, TU Dresden（德累斯顿工业大学理论物理研究所）
We study second-order topological insulators and semimetals characterized by chiral symmetry. We investigate topological phase transitions of a model for construction of the two-dimensional second-order topological insulators protected only by chiral symmetry. By the theory of the phase transitions, we propose a second-order topological semimetal and insulators with flat hinge bands in chiral-symmetric three-dimensional systems. The three-dimensional second-order topological phases can be obtained from the stacked two-dimensional second-order topological insulators with chiral symmetry. Moreov…
Conventional topological insulators and superconductors have topologically protected nodal points on their boundaries, and the recent interests in nodal-line semimetals only concerned bulk band structures. Here, we present a novel four-dimensional topological insulator protected by an anti-unitary reflection symmetry, whose boundary band has a single $PT$-symmetric nodal line with double topological charges. Inspired by the recent experimental realization of the four-dimensional quantum Hall effect, we also propose a cold-atom system which realizes the novel topological insulator with tunable …
We introduce a novel class of interaction-enabled topological crystalline insulators in two- and three-dimensional electronic systems, which we call "topological crystalline magnet." It is protected by the product of the time-reversal symmetry $\mathcal{T}$ and a mirror symmetry or a rotation symmetry $\mathcal{R}$. A topological crystalline magnet exhibits two intriguing features: (i) it cannot be adiabatically connected to any Slater insulator and (ii) the edge state is robust against coupling electrons to the edge. These features are protected by the anomalous symmetry transformation proper…
Recent theoretical studies have extended the Berry phase framework to account for higher electric multipole moments, quadrupole and octupole topological phases have been proposed. Although the two-dimensional quantized quadrupole insulators have been demonstrated experimentally, octupole topological phases have not previously been observed experimentally. Here we report on the experimental realization of classical analog of octupole topological insulator in the electric circuit system. Three-dimensional topolectrical circuits for realizing such topological phases are constructed experimentally…
The Hopf insulators are characterized by a topological invariant called Hopf index which classifies maps from three-sphere to two-sphere, instead of a Chern number or a Chern parity. In contrast to topological insulator, the Hopf insulator is not protected by any kind of symmetry. By dimensional reduction, we argue that there exists a new type of $\mathbb{Z}_2$ index for 2D Hamiltonian with vanishing Chern number. Specific model Hamiltonian with this nontrivial $\mathbb{Z}_2$ index is constructed. We also numerically calculate the topological protected edge modes of this dimensional reduced Ho…
Topologically gapless edge states, characterized by topological invariants and Berry's phases of bulk energy bands, provide amazing techniques to robustly control the reflectionless propagation of electrons, photons and phonons. Recently, a new family of topological phases, dictated by the bulk polarization, has been observed, leading to the discovery of the higher-order topological insulators (HOTIs). So far, the HOTIs are only demonstrated in discrete mechanical and electromagnetic systems and electrical circuits with the quantized quadrupole polarization. Here, we realize the higher-order t…
Bulk Bi2Te3 is known to be a topological insulator. We investigate surface states of Bi2Te3(111) thin films using density-functional theory including spin-orbit coupling. We construct a method to unambiguously identify surface states of thin film topological insulators. Applying this method for one to six quintuple layers of Bi2Te3, we find that the topological nature of the surface states remains robust with the film thickness and that the films of three or more quintuple layers have topologically non-trivial or protected surface states, in agreement with recent experiments.
Depositing Au on a graphene derivate, which involves substituting four C atoms with three N atoms in a $3\times 3$ cell graphene, we realized a topological insulator of the Kane-Mele model with a gap of 50~meV surrounding the Dirac point of graphene. In this material, we observed an anomalous band inversion (BI) protected by the symmetry with character $e$ of group C$_{\rm 3V}$. The symmetry constrains two $e$ bands with mirror-symmetry combination (MSC) and mirror-antisymmetry combination (MAC) of Au and N orbitals degenerate at $Γ$, whereas the interaction of $π^*$ of graphene on the $e$-MAC…
We construct a two-leg ladder dimer model by using two orbitals instead of one in Su-Schrieffer-Heeger (SSH) dimer chain and find out a chiral symmetry in it. In this model, the otherwise-hidden additional chiral symmetry allows us to define two chiral massless fermions and show that there exist interesting topological states characterized by $\mathbb{Z}\oplus\mathbb{Z}$ and corresponding zero mode edge states. Our complete phase diagram reveals that there is an anomalous topologically nontrivial region in addition to the normal one similar to that of SSH model. The anomalous region features t…
We study Floquet topological phases in periodically driven systems that are protected by "time glide symmetry", a combination of reflection and half time period translation. Time glide symmetry is an analog of glide symmetry with partial time translation replacing the partial space translation, and hence, is an intrinsically dynamical symmetry which may be engineered in periodically driven systems by exploiting the controllability of driving. We present lattice models of time glide symmetric Floquet topological insulators in two and three dimensions. The topological numbers characterizing thos…
We propose a non-Hermitian topological system protected by the generalized rotational symmetry which invokes rotation in space and Hermitian conjugation. The system, described by the tight-binding model with nonreciprocal hopping, is found to host two pairs of in-gap edge modes in the gapped topological phase and is characterized by the non-Hermitian (NH) Chern number $C_{NH}=2$. The quantization of the non-Hermitian Chern number is shown to be protected by the generalized rotational symmetry $Ĥ^{+}=ÛĤÛ^{+}$ of the system. Our finding paves the way towards novel non-Hermitian topological syste…
The gapless surface Dirac cone of time reversal invariant topological insulators is protected by time reversal symmetry due to the Kramers' theorem. Spin degree of freedom is usually required since Kramers' theorem only guarantees double degeneracy for spinful fermions, but not for spinless fermions. In this paper, we present an antiferromagnetic spinless model, which breaks time reversal symmetry. Similar to time reversal invariant topological insulators, this model possesses a topologically non-trivial phase with a single surface Dirac cone, which is protected by the combination of time reve…
We propose a two-dimensional non-Hermitian Chern insulator with inversion symmetry, which is anisotropic and has staggered gain and loss in both x and y directions. In this system, conventional bulk-boundary correspondence holds. The Chern number is a topological invariant that accurately predicts the topological phase transition and the existence of helical edge states in the topologically nontrivial gapped phase. In the gapless phase, the band touching points are isolated and protected by the symmetry. The degenerate points alter the system topology, and the exceptional points can destroy th…
We present a general methodology towards the systematic characterization of crystalline topological insulating phases with time reversal symmetry (TRS).~In particular, taking the two-dimensional spinful hexagonal lattice as a proof of principle we study windings of Wilson loop spectra over cuts in the Brillouin zone that are dictated by the underlying lattice symmetries.~Our approach finds a prominent use in elucidating and quantifying the recently proposed ``topological quantum chemistry" (TQC) concept.~Namely, we prove that the split of an elementary band representation (EBR) by a band gap m…
The rapid development of topological photonics and acoustics calls for accurate understanding of band topology in classical waves, which is not yet achieved in many situations. Here, we present the Wilson-loop approach for exact numerical calculation of the topological invariants for several photonic/sonic crystals. We demonstrate that these topological photonic/sonic crystals are topological crystalline insulators with fragile topology, a feature which has been ignored in previous studies. We further discuss the bulk-edge correspondence in these systems with emphasis on symmetry broken on the…
Symmetries play a crucial role in the classification of topological phases of matter. Although recent studies have established a powerful framework to search for and classify topological phases based on symmetry indicators, there exists a large class of fragile topology beyond the description. The Euler class characterizing the topology of two-dimensional real wave functions is an archetypal fragile topology underlying some important properties, such as non-Abelian braiding of crossing nodes and higher-order topology. However, as a minimum model of fragile topology, the two-dimensional topolog…
Recently discovered photonic higher-order topological insulators enable unprecedented flexibility in the robust localization of light in structures of different dimensionality. While the potential of the two-dimensional systems is currently under active investigation, only a few studies explore the physics of the three-dimensional higher-order topological insulators. Here we propose a three-dimensional structure with cubic symmetry exhibiting vanishing bulk polarization but nonzero corner charge and hosting a zero-dimensional corner state mediated by the long-range interactions. We trace the e…
