This paper proposes a deep learning approach to channel sensing and downlink hybrid beamforming for massive multiple-input multiple-output systems operating in the time division duplex mode and employing either single-carrier or multicarrier transmission. The conventional precoding design involves a two-step process of first estimating the high-dimensional channel, then designing the precoders based on such estimate. This two-step process is, however, not necessarily optimal. This paper shows that by using a learning approach to design the analog sensing and the hybrid downlink precoders directly from the received pilots without the intermediate high-dimensional channel estimation, the overall system performance can be significantly improved. Training a neural network to design the analog and digital precoders simultaneously is, however, difficult. Further, such an approach is not generalizable to systems with different number of users. In this paper, we develop a simplified and generalizable approach that learns the uplink sensing matrix and downlink analog precoder using a deep neural network that decomposes on a per-user basis, then designs the digital precoder based on the estimated low-dimensional equivalent channel. Numerical comparisons show that the proposed methodology results in significantly less training overhead and leads to an architecture that generalizes to various system settings.
Traditional approaches in the analysis of downlink systems decouple the precoding and the channel estimation problems. However, in cellular systems with mobile users, these two problems are in fact tightly coupled. In this paper, this coupling is explicitly studied by accounting for channel training overhead and estimation error while determining the overall system throughput. The paper studies the problem of utilizing imperfect channel estimates for efficient linear precoding and user selection. It presents precoding methods that take into account the degree of channel estimation error. Infor…
This paper considers a multi-cell multiple antenna system with precoding used at the base stations for downlink transmission. For precoding at the base stations, channel state information (CSI) is essential at the base stations. A popular technique for obtaining this CSI in time division duplex (TDD) systems is uplink training by utilizing the reciprocity of the wireless medium. This paper mathematically characterizes the impact that uplink training has on the performance of such multi-cell multiple antenna systems. When non-orthogonal training sequences are used for uplink training, the paper…
Large-scale antenna (LSA) has gained a lot of attention recently since it can significantly improve the performance of wireless systems. Similar to multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) or MIMO-OFDM, LSA can be also combined with OFDM to deal with frequency selectivity in wireless channels. However, such combination suffers from substantially increased complexity proportional to the number of antennas in LSA systems. For the conventional implementation of LSA-OFDM, the number of inverse fast Fourier transforms (IFFTs) increases with the antenna…
A channel delay spread larger than the cyclic prefix (CP) creates inter-carrier/symbol interference (ISI/ICI) in orthogonal frequency-division multiplexing (OFDM). Recent interests in low-latency applications have motivated the usage of shorter OFDM symbols where one can either downscale the CP at the cost of interference, or maintain it but with larger overhead. Alternatively, this paper studies channel shortening methods exploiting the properties of large multi-antenna precoding in order to steer the transmitted signal energy toward channel paths inside an insufficient CP. It is shown that I…
Hybrid precoding is a cost-effective approach to support directional transmissions for millimeter wave (mmWave) communications. While existing works on hybrid precoding mainly focus on single-user single-carrier transmission, in practice multicarrier transmission is needed to combat the much increased bandwidth, and multiuser MIMO can provide additional spatial multiplexing gains. In this paper, we propose a new hybrid precoding structure for multiuser OFDM mmWave systems, which greatly simplifies the hybrid precoder design and is able to approach the performance of the fully digital precoder.…
We propose a nonlinear phase-quantized constant-envelope precoding algorithm for the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. Specifically, we adapt the squared-infinity norm Douglas-Rachford splitting (SQUID) precoder to systems that use oversampling digital-to-analog converters (DACs) at the base station (BS) and orthogonal frequency-division multiplexing (OFDM) to communicate over frequency-selective channels. We demonstrate that the proposed SQUID-OFDM precoder is able to generate transmit signals that are constrained to constant envelope, which enables the u…
Downlink precoding is considered for multi-path multi-input single-output channels where the base station uses orthogonal frequency-division multiplexing and low-resolution signaling. A quantized coordinate minimization (QCM) algorithm is proposed and its performance is compared to other precoding algorithms including squared infinity-norm relaxation (SQUID), multi-antenna greedy iterative quantization (MAGIQ), and maximum safety margin precoding. MAGIQ and QCM achieve the highest information rates and QCM has the lowest complexity measured in the number of multiplications. The information rat…
In this paper, we consider a reconfigurable intelligence surface (RIS) aided uplink multiuser multi-input multi-output (MIMO) orthogonal frequency division multiplexing (OFDM) system, where the receiver is assumed to conduct low-complexity iterative detection. We aim to minimize the total transmit power by jointly designing the precoder of the transmitter and the passive beamforming of the RIS. This problem can be tackled from the perspective of information theory. But this information-theoretic approach may involve prohibitively high complexity since the number of rate constraints that specif…
This paper considers coordinated linear precoding in downlink multicell multiuser orthogonal frequency-division multiple access (OFDMA) network. A less-complex, fast and provably convergent algorithm that maximizes the weighted sum-rate with per base station (BS) transmit power constraint is formulated. We approximate the nonconvex weighted sum- rate maximization (WSRM) problem with a solvable convex form by means of sequential parametric convex approximation (SPCA) approach. The second order cone program (SOCP) formulations of the objective function and constraints of the optimization problem…
Massive multiuser (MU) multiple-input multiple- output (MIMO) is foreseen to be a key technology in future wireless communication systems. In this paper, we analyze the downlink performance of an orthogonal frequency division multiplexing (OFDM)-based massive MU-MIMO system in which the base station (BS) is equipped with 1-bit digital-to-analog converters (DACs). Using Bussgang's theorem, we characterize the performance achievable with linear precoders (such as maximal-ratio transmission and zero forcing) in terms of bit error rate (BER). Our analysis accounts for the possibility of oversampli…
Due to the flexibility in spectrum shaping, orthogonal frequency division multiplexing (OFDM) is a promising technique for dynamic spectrum access. However, the out-of-band (OOB) power radiation of OFDM introduces significant interference to the adjacent users. This problem is serious in cognitive radio (CR) networks, which enables the secondary system to access the instantaneous spectrum hole. Existing methods either do not effectively reduce the OOB power leakage or introduce significant bit-error-rate (BER) performance deterioration in the receiver. In this paper, a joint spectral precoding…
We consider a massive MU-MIMO downlink time-division duplex system where a base station (BS) equipped with many antennas serves several single-antenna users in the same time-frequency resource. We assume that the BS uses linear precoding for the transmission. To reliably decode the signals transmitted from the BS, each user should have an estimate of its channel. In this work, we consider an efficient channel estimation scheme to acquire CSI at each user, called beamforming training scheme. With the beamforming training scheme, the BS precodes the pilot sequences and forwards to all users. The…
Multi-Input Multi-Output (MIMO) techniques have been incorporated with Orthogonal Frequency Division Multiplexing (OFDM) for broadband wireless communication systems. Bit-Interleaved Coded Multiple Beamforming (BICMB) can achieve both spatial diversity and spatial multiplexing for flat fading MIMO channels. For frequency selective fading MIMO channels, BICMB with OFDM (BICMB-OFDM) can be employed to provide both spatial diversity and multipath diversity, making it an important technique. In our previous work, the subcarrier grouping technique was applied to combat the negative effect of subcar…
Hybrid precoding design can be challenging for broadband millimeter-wave (mmWave) massive MIMO due to the frequency-flat analog precoder in radio frequency (RF). Prior broadband hybrid precoding work usually focuses on fully-connected array (FCA), while seldom considers the energy-efficient partially-connected subarray (PCS) including the fixed subarray (FS) and dynamic subarray (DS). Against this background, this paper proposes a machine learning based broadband hybrid precoding for mmWave massive MIMO with DS. Specifically, we first propose an optimal hybrid precoder based on principal compo…
A frequency domain (FD) time-reversal (TR) precoder is proposed to perform physical layer security (PLS) in single-input single-output (SISO) systems using orthogonal frequency-division multiplexing (OFDM) and artificial noise (AN) signal injection. The AN signal does not corrupt the data transmission to the legitimate receiver but degrades the decoding performance of the eavesdropper. This scheme guarantees the secrecy of a communication towards a legitimate user when the transmitter knows the instantaneous channel state information (CSI) of the legitimate link thanks to the channel reciproci…
Orthogonal frequency-division multiplexing (OFDM) time-domain signals exhibit high peak-to-average (power) ratio (PAR), which requires linear radio-frequency chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. In this paper, we propose a novel joint PAR reduction and precoding algorithm that relaxes these linearity requirements in massive multiuser (MU) multiple-input multiple-output (MIMO) wireless systems. Concretely, we develop a novel alternating projections method, which limits the PAR and transmit power increase while simultaneously suppressing MU…
We analyze out-of-band (OOB) emissions in the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. We focus on systems in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs) and orthogonal frequency-division multiplexing (OFDM) is used to communicate to the user equipments (UEs) over frequency-selective channels. We demonstrate that analog filtering in combination with simple frequency-domain digital predistortion (DPD) at the BS enables a significant reduction of OOB emissions, but degrades the signal-to-interference-noise-and-dis…
Wireless communication systems that rely on orthogonal frequency-division multiplexing (OFDM) suffer from a high peak-to-average (power) ratio (PAR), which necessitates power-inefficient radio-frequency (RF) chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. The situation is further aggravated in massive multiuser (MU) multiple-input multiple-output (MIMO) systems that would require hundreds of linear RF chains. In this paper, we present a novel approach to joint precoding and PAR reduction that builds upon a novel $\ell^p\!-\!\ell^q$-norm formulation,…
Canonical Massive MIMO uses time division duplex (TDD) to exploit channel reciprocity within the coherence time, avoiding feedback of channel state information (CSI), as is required for precoding at the base station. We extend the idea of exploiting reciprocity to the coherence bandwidth, allocating subcarriers of a multicarrier (OFDM)-based system in an interlaced fashion to up- and downlink, respectively, referred to as (OFDM-)subcarrier interlaced FDD (IFDD). Exploiting this "two-dimensional" channel reciprocity within both time and frequency coherence does not require any CSI feedback and,…
In this paper, we consider hybrid beamforming designs for multiuser massive multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems. Aiming at maximizing the weighted spectral efficiency, we propose one alternating maximization framework where the analog precoding is optimized by Riemannian manifold optimization. If the digital precoding is optimized by a locally optimal algorithm, we obtain a locally optimal alternating maximization algorithm. In contrast, if we use a weighted minimum mean square error (MMSE)-based iterative algorithm for digital precod…
We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e…
Multiple input multiple output (MIMO) precoding is an efficient scheme that may significantly enhance the communication link. However, this enhancement comes with a cost. Many precoding schemes require channel knowledge at the transmitter that is obtained through feedback from the receiver. Focusing on the natural common fusion of orthogonal frequency division multiplexing (OFDM) and MIMO, we exploit the channel correlation in the frequency and spatial domain to reduce the required feedback rate in a frequency division duplex (FDD) system. The proposed feedback method is based on Huffman codin…
Distributed phased arrays based multiple-input multiple-output (DPA-MIMO) is a recently proposed highly reconfigurable architecture enabling both spatial multiplexing and beamforming in millimeter-wave (mmWave) systems. In this work, we focus on coping with the hybrid precoding for the wideband DPA-MIMO system with orthogonal frequency division multiplexing (OFDM) modulation. More specifically, we propose an alternating direction method of multipliers (ADMM) enabled hybrid precoding approach based on an alternating optimization framework, abbreviated to ADMM-AltMin, for such cooperative array-…
With the increase of physical antenna and subcarrier numbers in MIMO-OFDM systems, channel side information feedback amount and signal precoding complexity overburden will consume much more system resource, even become intolerable. To solve this problem, previous works mainly focused on fixed subcarrier grouping size and precoded MIMO signals in the same group with unitary channel state information (CSI). It could reduce the system overburden, but such a process would lead to system capacity loss due to the channel mismatch in precoding procedure. In this paper, we consider a MIMOOFDM system o…
In this paper, downlink (DL) precoding and power allocation strategies are identified for a time-division-duplex (TDD) multi-cell multi-user massive Full-Dimension MIMO (FD-MIMO) network. Utilizing channel reciprocity, DL channel state information (CSI) feedback is eliminated and the DL multi-user MIMO precoding is linked to the uplink (UL) direction of arrival (DoA) estimation through estimation of signal parameters via rotational invariance technique (ESPRIT). Assuming non-orthogonal/non-ideal spreading sequences of the UL pilots, the performance of the UL DoA estimation is analytically char…
Using precoding to suppress multi-user interference is a well-known technique to improve spectra efficiency in multiuser multiple-input multiple-output (MU-MIMO) systems, and the pursuit of high performance and low complexity precoding method has been the focus in the last decade. The traditional algorithms including the zero-forcing (ZF) algorithm and the weighted minimum mean square error (WMMSE) algorithm failed to achieve a satisfactory trade-off between complexity and performance. In this paper, leveraging on the power of deep learning, we propose a low-complexity precoding design framewo…
We establish area theorems for iterative detection over coded linear systems (including multiple-input multipleoutput (MIMO) channels, inter-symbol-interference (ISI) channels, and orthogonal frequency-division multiplexing (OFDM) systems). We propose a linear precoding technique that asymptotically ensures the Gaussianness of the messages passed in iterative detection, as the transmission block length tends to infinity. We show that the proposed linear precoding scheme with iterative linear minimum mean-square error (LMMSE) detection is potentially information lossless, under various assumpti…
In this paper we address the linear precoding and decoding design problem for a bidirectional orthogonal frequencydivision multiplexing (OFDM) communication system, between two multiple-input multiple-output (MIMO) full-duplex (FD) nodes. The effects of hardware distortion as well as the channel state information error are taken into account. In the first step, we transform the available time-domain characterization of the hardware distortions for FD MIMO transceivers to the frequency domain, via a linear Fourier transformation. As a result, the explicit impact of hardware inaccuracies on the …
Physical-layer key generation (PKG) based on channel reciprocity has recently emerged as a new technique to establish secret keys between devices. Most works focus on pairwise communication scenarios with single or small-scale antennas. However, the fifth generation (5G) wireless communications employ massive multiple-input multiple-output (MIMO) to support multiple users simultaneously, bringing serious overhead of reciprocal channel acquisition. This paper presents a multi-user secret key generation in massive MIMO wireless networks. We provide a beam domain channel model, in which different…
A multi-antenna, greedy, iterative, and quantized (MAGIQ) precoding algorithm is proposed for downlink channels. MAGIQ allows a straightforward integration with orthogonal frequency-division multiplexing (OFDM). MAGIQ is compared to three existing algorithms in terms of information rates and complexity: quantized linear precoding (QLP), SQUID, and an ADMM-based algorithm. The information rate is measured by using a lower bound for finite modulation sets, and the complexity is measured by the number of multiplications and comparisons. MAGIQ and ADMM achieve similar information rates with simila…
We consider the problem of peak-to-average power ratio (PAPR) reduction for orthogonal frequency-division multiplexing (OFDM) based large-scale multiple-input multipleoutput (MIMO) systems. A novel perturbation-assisted scheme is developed to reduce the PAPRs of the transmitted signals by exploiting the redundant degrees-of-freedom (DoFs) inherent in the large-scale antenna array. Specifically, we introduce artificial perturbation signals to the frequency-domain precoded signals, with the aim of reducing the PAPRs of their time-domain counterpart signals. Meanwhile, the additive perturbation s…
Channel reciprocity in time-division duplexing (TDD) massive multiple-input multiple-output (MIMO) systems can be exploited to reduce the overhead required for the acquisition of channel state information (CSI). However, perfect reciprocity is unrealistic in practical systems due to random radio-frequency (RF) circuit mismatches in uplink and downlink channels. This can result in a significant degradation in the performance of linear precoding schemes, which are sensitive to the accuracy of the CSI. In this paper, we model and analyse the impact of RF mismatches on the performance of linear pr…
We investigate an orthogonal frequency-division multiplexing (OFDM)-based downlink transmission scheme for large-scale multi-user (MU) multiple-input multiple-output (MIMO) wireless systems. The use of OFDM causes a high peak-to-average (power) ratio (PAR), which necessitates expensive and power-inefficient radio-frequency (RF) components at the base station. In this paper, we present a novel downlink transmission scheme, which exploits the massive degrees-of-freedom available in large-scale MU-MIMO-OFDM systems to achieve low PAR. Specifically, we propose to jointly perform MU precoding, OFDM…
In this paper, we propose two subspace-projection-based precoding schemes, namely, full-projection (FP)- and partial-projection (PP)-based precoding, for a cognitive radio multiple-input multiple-output (CR-MIMO) network to mitigate its interference to a primary time-division-duplexing (TDD) system. The proposed precoding schemes are capable of estimating interference channels between CR and primary networks, and incorporating the interference from the primary to the CR system into CR precoding via a novel sensing approach. Then, the CR performance and resulting interference of the proposed pr…
This paper deals with the calibration of Time Division Duplexing (TDD) reciprocity in an Orthogonal Frequency Division Multiplexing (OFDM) based Cell Free Massive MIMO system where the responses of the (Radio Frequency) RF chains render the end to end channel non-reciprocal, even though the physical wireless channel is reciprocal. We further address the non-availability of the uplink channel estimates at locations other than pilot subcarriers and propose a single-shot solution to estimate the downlink channel at all subcarriers from the uplink channel at selected pilot subcarriers. We propose …
In this paper, we study the performance of regularized channel inversion precoding in MISO broadcast channels with confidential messages under imperfect channel state information at the transmitter (CSIT). We obtain an approximation for the achievable secrecy sum-rate which is almost surely exact as the number of transmit antennas and the number of users grow to infinity in a fixed ratio. Simulations prove this anaylsis accurate even for finite-size systems. For FDD systems, we determine how the CSIT error must scale with the SNR, and we derive the number of feedback bits required to ensure a …
Beijing Institute of Technology（北京理工大学）；Tsinghua University（清华大学）；Southeast University（东南大学）
In an aerial hybrid massive multiple-input multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) system, how to design a spectral-efficient broadband multi-user hybrid beamforming with a limited pilot and feedback overhead is challenging. To this end, by modeling the key transmission modules as an end-to-end (E2E) neural network, this paper proposes a data-driven deep learning (DL)-based unified hybrid beamforming framework for both the time division duplex (TDD) and frequency division duplex (FDD) systems with implicit channel state information (CSI). For TDD systems, t…
Reciprocity-based time-division duplex (TDD) Massive MIMO (multiple-input multiple-output) systems utilize channel estimates obtained in the uplink to perform precoding in the downlink. However, this method has been criticized of breaking down, in the sense that the channel estimates are not good enough to spatially separate multiple user terminals, at low uplink reference signal signal-to-noise ratios, due to insufficient channel estimation quality. Instead, codebook-based downlink precoding has been advocated for as an alternative solution in order to bypass this problem. We analyze this pro…
This work analyzes a heterogeneous network (HetNet), which comprises a macro base station (BS) equipped with a large number of antennas and an overlaid dense tier of small cell access points (SCAs) using a wireless backhaul for data traffic. The static and low mobility user equipment terminals (UEs) are associated with the SCAs while those with medium-to-high mobility are served by the macro BS. A reverse time division duplexing (TDD) protocol is used by the two tiers, which allows the BS to locally estimate both the intra-tier and inter-tier channels. This knowledge is then used at the BS eit…
In massive MIMO, most precoders result in downlink signals that suffer from high PAR, independently of modulation order and whether single-carrier or OFDM transmission is used. The high PAR lowers the power efficiency of the base station amplifiers. To increase power efficiency, low-PAR precoders have been proposed. In this article, we compare different transmission schemes for massive MIMO in terms of the power consumed by the amplifiers. It is found that (i) OFDM and single-carrier transmission have the same performance over a hardened massive MIMO channel and (ii) when the higher amplifier …
For multi-user multiple-input and multiple-output (MIMO) wireless communications in orthogonal frequency di- vision multiplexing systems, we propose a MIMO precoding scheme providing a desired peak-to-average power ratio (PAR) at the minimum cost that is defined as received SNR degradation. By taking advantage of the concentration of measure, we formulate a convex problem with constraint on the desired PAR. Consequently, the proposed scheme almost exactly achieves the desired PAR on average, and asymptotically attains the desired PAR at the 0.001 point of its complementary cumulative distribut…
In this paper, we study the low-complexity channel reconstruction methods for downlink precoding in massive multiple-Input multiple-Output (MIMO) systems. When the user is allocated less streams than the number of its antennas, the base station (BS) or user usually utilizes the singular value decomposition (SVD) to get the effective channels, whose dimension is equal to the number of streams. This process is called channel reconstruction and done in BS for time division duplex (TDD) mode. However, with the increasing of antennas in BS, the computation burden of SVD is getting incredible. Here,…
The separation of training and data transmission as well as the frequent uplink/downlink (UL/DL) switching make time-division duplex (TDD)-based massive multiple-input multiple-output (mMIMO) systems less competent in fast time-varying scenarios due to the resulted severe channel aging. To this end, a multicarrier-division duplex (MDD) mMIMO scheme associated with two types of well-designed frame structures are introduced for combating channel aging when communicating over fast time-varying channels. To compare with TDD, the corresponding frame structures related to 3GPP standards and their va…
With the increasing scale of antenna arrays in wideband millimeter-wave (mmWave) communications, the physical propagation delays of electromagnetic waves traveling across the whole array will become large and comparable to the time-domain sample period, which is known as the spatial-wideband effect. In this case, different subcarriers in an orthogonal frequency division multiplexing (OFDM) system will "see" distinct angles of arrival (AoAs) for the same path. This effect is known as beam squint, resulting from the spatial-wideband effect, and makes the approaches based on the conventional mult…
