Hybrid precoding design can be challenging for broadband millimeter-wave (mmWave) massive MIMO due to the frequency-flat analog precoder in radio frequency (RF). Prior broadband hybrid precoding work usually focuses on fully-connected array (FCA), while seldom considers the energy-efficient partially-connected subarray (PCS) including the fixed subarray (FS) and dynamic subarray (DS). Against this background, this paper proposes a machine learning based broadband hybrid precoding for mmWave massive MIMO with DS. Specifically, we first propose an optimal hybrid precoder based on principal component analysis (PCA) for the FS, whereby the frequency-flat RF precoder for each subarray is extracted from the principle component of the optimal frequency-selective precoders for fully-digital MIMO. Moreover, we extend the PCA-based hybrid precoding to DS, where a shared agglomerative hierarchical clustering (AHC) algorithm developed from machine learning is proposed to group the DS for improved spectral efficiency (SE). Finally, we investigate the energy efficiency (EE) of the proposed scheme for both passive and active antennas. Simulations have confirmed that the proposed scheme outperforms conventional schemes in both SE and EE.
Hybrid analog/digital precoding architectures can address the trade-off between achievable spectral efficiency and power consumption in large-scale MIMO systems. This makes it a promising candidate for millimeter wave systems, which require deploying large antenna arrays at both the transmitter and receiver to guarantee sufficient received signal power. Most prior work on hybrid precoding focused on narrowband channels and assumed fully-connected hybrid architectures. MmWave systems, though, are expected to be wideband with frequency selectivity. In this paper, a closed-form solution for fully…
In this paper, the performance of indoor Terahertz (THz) communication systems with one-bit digital-to-analog converters (DACs) is investigated. Array-of-subarrays architecture is assumed for the antennas at the access points, where each RF chain uniquely activates a disjoint subset of antennas, each of which is connected to an exclusive phase shifter. Hybrid precoding, including maximum ratio transmission (MRT) and zero-forcing (ZF) precoding, is considered. The best beamsteering direction for the phase shifter in the large subarray antenna regime is first proved to be the direction of the li…
This paper investigates the hybrid precoding design for millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems with finite-alphabet inputs. The mmWave MIMO system employs partially-connected hybrid precoding architecture with dynamic subarrays, where each radio frequency (RF) chain is connected to a dynamic subset of antennas. We consider the design of analog and digital precoders utilizing statistical and/or mixed channel state information (CSI), which involve solving an extremely difficult problem in theory: First, designing the optimal partition of antennas over RF chains is…
Large-scale antenna (LSA) has gained a lot of attention recently since it can significantly improve the performance of wireless systems. Similar to multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) or MIMO-OFDM, LSA can be also combined with OFDM to deal with frequency selectivity in wireless channels. However, such combination suffers from substantially increased complexity proportional to the number of antennas in LSA systems. For the conventional implementation of LSA-OFDM, the number of inverse fast Fourier transforms (IFFTs) increases with the antenna…
A channel delay spread larger than the cyclic prefix (CP) creates inter-carrier/symbol interference (ISI/ICI) in orthogonal frequency-division multiplexing (OFDM). Recent interests in low-latency applications have motivated the usage of shorter OFDM symbols where one can either downscale the CP at the cost of interference, or maintain it but with larger overhead. Alternatively, this paper studies channel shortening methods exploiting the properties of large multi-antenna precoding in order to steer the transmitted signal energy toward channel paths inside an insufficient CP. It is shown that I…
Hybrid precoding is a cost-effective approach to support directional transmissions for millimeter wave (mmWave) communications. While existing works on hybrid precoding mainly focus on single-user single-carrier transmission, in practice multicarrier transmission is needed to combat the much increased bandwidth, and multiuser MIMO can provide additional spatial multiplexing gains. In this paper, we propose a new hybrid precoding structure for multiuser OFDM mmWave systems, which greatly simplifies the hybrid precoder design and is able to approach the performance of the fully digital precoder.…
We propose a nonlinear phase-quantized constant-envelope precoding algorithm for the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. Specifically, we adapt the squared-infinity norm Douglas-Rachford splitting (SQUID) precoder to systems that use oversampling digital-to-analog converters (DACs) at the base station (BS) and orthogonal frequency-division multiplexing (OFDM) to communicate over frequency-selective channels. We demonstrate that the proposed SQUID-OFDM precoder is able to generate transmit signals that are constrained to constant envelope, which enables the u…
Hybrid analog-digital precoding is challenging for broadband millimeter-wave (mmWave) massive MIMO systems, since the analog precoder is frequency-flat but the mmWave channels are frequency-selective. In this paper, we propose a principal component analysis (PCA)-based broadband hybrid precoder/combiner design, where both the fully-connected array and partially-connected subarray (including the fixed and adaptive subarrays) are investigated. Specifically, we first design the hybrid precoder/combiner for fully-connected array and fixed subarray based on PCA, whereby a low-dimensional frequency-…
Downlink precoding is considered for multi-path multi-input single-output channels where the base station uses orthogonal frequency-division multiplexing and low-resolution signaling. A quantized coordinate minimization (QCM) algorithm is proposed and its performance is compared to other precoding algorithms including squared infinity-norm relaxation (SQUID), multi-antenna greedy iterative quantization (MAGIQ), and maximum safety margin precoding. MAGIQ and QCM achieve the highest information rates and QCM has the lowest complexity measured in the number of multiplications. The information rat…
Massive multiuser (MU) multiple-input multiple- output (MIMO) is foreseen to be a key technology in future wireless communication systems. In this paper, we analyze the downlink performance of an orthogonal frequency division multiplexing (OFDM)-based massive MU-MIMO system in which the base station (BS) is equipped with 1-bit digital-to-analog converters (DACs). Using Bussgang's theorem, we characterize the performance achievable with linear precoders (such as maximal-ratio transmission and zero forcing) in terms of bit error rate (BER). Our analysis accounts for the possibility of oversampli…
Multi-Input Multi-Output (MIMO) techniques have been incorporated with Orthogonal Frequency Division Multiplexing (OFDM) for broadband wireless communication systems. Bit-Interleaved Coded Multiple Beamforming (BICMB) can achieve both spatial diversity and spatial multiplexing for flat fading MIMO channels. For frequency selective fading MIMO channels, BICMB with OFDM (BICMB-OFDM) can be employed to provide both spatial diversity and multipath diversity, making it an important technique. In our previous work, the subcarrier grouping technique was applied to combat the negative effect of subcar…
We analyze the diversity gain for a distributed antenna subarray employing orthogonal frequency-division multiplexing (OFDM) in millimeter-wave (mm-Wave) massive multiple-input multiple-output (MIMO) systems. We show that the diversity gain depends on the number of transmitted data streams, the number of remote antenna units, and the number of propagation paths between RAUs. Furthermore, we show that by using bit-interleaved coded multiple beamforming (BICMB), one can achieve the maximum diversity gain in a distributed antenna subarray system. The assumption in both scenarios is that the numbe…
Due to the flexibility in spectrum shaping, orthogonal frequency division multiplexing (OFDM) is a promising technique for dynamic spectrum access. However, the out-of-band (OOB) power radiation of OFDM introduces significant interference to the adjacent users. This problem is serious in cognitive radio (CR) networks, which enables the secondary system to access the instantaneous spectrum hole. Existing methods either do not effectively reduce the OOB power leakage or introduce significant bit-error-rate (BER) performance deterioration in the receiver. In this paper, a joint spectral precoding…
We analyze out-of-band (OOB) emissions in the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. We focus on systems in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs) and orthogonal frequency-division multiplexing (OFDM) is used to communicate to the user equipments (UEs) over frequency-selective channels. We demonstrate that analog filtering in combination with simple frequency-domain digital predistortion (DPD) at the BS enables a significant reduction of OOB emissions, but degrades the signal-to-interference-noise-and-dis…
We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e…
Multiple input multiple output (MIMO) precoding is an efficient scheme that may significantly enhance the communication link. However, this enhancement comes with a cost. Many precoding schemes require channel knowledge at the transmitter that is obtained through feedback from the receiver. Focusing on the natural common fusion of orthogonal frequency division multiplexing (OFDM) and MIMO, we exploit the channel correlation in the frequency and spatial domain to reduce the required feedback rate in a frequency division duplex (FDD) system. The proposed feedback method is based on Huffman codin…
Hybrid digital analog (HDA) beamforming has attracted considerable attention in practical implementation of millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) systems due to its low power consumption with respect to its digital baseband counterpart. The implementation cost, performance, and power efficiency of HDA beamforming depends on the level of connectivity and reconfigurability of the analog beamforming network. In this paper, we investigate the performance of two typical architectures for HDA MU-MIMO, i.e., the fully-connected (FC) architecture where each RF ant…
In this paper, we consider a reconfigurable intelligence surface (RIS) aided uplink multiuser multi-input multi-output (MIMO) orthogonal frequency division multiplexing (OFDM) system, where the receiver is assumed to conduct low-complexity iterative detection. We aim to minimize the total transmit power by jointly designing the precoder of the transmitter and the passive beamforming of the RIS. This problem can be tackled from the perspective of information theory. But this information-theoretic approach may involve prohibitively high complexity since the number of rate constraints that specif…
Millimeter wave (mmWave) massive MIMO can achieve orders of magnitude increase in spectral and energy efficiency, and it usually exploits the hybrid analog and digital precoding to overcome the serious signal attenuation induced by mmWave frequencies. However, most of hybrid precoding schemes focus on the full-array structure, which involves a high complexity. In this paper, we propose a near-optimal iterative hybrid precoding scheme based on the more realistic subarray structure with low complexity. We first decompose the complicated capacity optimization problem into a series of ones easier …
This paper studies interference alignment (IA) based multi-cell cooperative resource allocation for the downlink OFDMA with universal frequency reuse. Unlike the traditional scheme that treats subcarriers as separate dimensions for resource allocation, the IA technique is utilized to enable frequency-domain precoding over parallel subcarriers. In this paper, the joint optimization of frequency-domain precoding via IA, subcarrier user selection and power allocation is investigated for a cooperative three-cell OFDMA system to maximize the downlink throughput. Numerical results for a simplified s…
With the increase of physical antenna and subcarrier numbers in MIMO-OFDM systems, channel side information feedback amount and signal precoding complexity overburden will consume much more system resource, even become intolerable. To solve this problem, previous works mainly focused on fixed subcarrier grouping size and precoded MIMO signals in the same group with unitary channel state information (CSI). It could reduce the system overburden, but such a process would lead to system capacity loss due to the channel mismatch in precoding procedure. In this paper, we consider a MIMOOFDM system o…
A frequency domain (FD) time-reversal (TR) precoder is proposed to perform physical layer security (PLS) in single-input single-output (SISO) systems using orthogonal frequency-division multiplexing (OFDM) and artificial noise (AN) signal injection. The AN signal does not corrupt the data transmission to the legitimate receiver but degrades the decoding performance of the eavesdropper. This scheme guarantees the secrecy of a communication towards a legitimate user when the transmitter knows the instantaneous channel state information (CSI) of the legitimate link thanks to the channel reciproci…
This paper proposes a deep learning approach to channel sensing and downlink hybrid beamforming for massive multiple-input multiple-output systems operating in the time division duplex mode and employing either single-carrier or multicarrier transmission. The conventional precoding design involves a two-step process of first estimating the high-dimensional channel, then designing the precoders based on such estimate. This two-step process is, however, not necessarily optimal. This paper shows that by using a learning approach to design the analog sensing and the hybrid downlink precoders direc…
We establish area theorems for iterative detection over coded linear systems (including multiple-input multipleoutput (MIMO) channels, inter-symbol-interference (ISI) channels, and orthogonal frequency-division multiplexing (OFDM) systems). We propose a linear precoding technique that asymptotically ensures the Gaussianness of the messages passed in iterative detection, as the transmission block length tends to infinity. We show that the proposed linear precoding scheme with iterative linear minimum mean-square error (LMMSE) detection is potentially information lossless, under various assumpti…
Orthogonal frequency-division multiplexing (OFDM) time-domain signals exhibit high peak-to-average (power) ratio (PAR), which requires linear radio-frequency chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. In this paper, we propose a novel joint PAR reduction and precoding algorithm that relaxes these linearity requirements in massive multiuser (MU) multiple-input multiple-output (MIMO) wireless systems. Concretely, we develop a novel alternating projections method, which limits the PAR and transmit power increase while simultaneously suppressing MU…
Distributed phased arrays based multiple-input multiple-output (DPA-MIMO) is a recently proposed highly reconfigurable architecture enabling both spatial multiplexing and beamforming in millimeter-wave (mmWave) systems. In this work, we focus on coping with the hybrid precoding for the wideband DPA-MIMO system with orthogonal frequency division multiplexing (OFDM) modulation. More specifically, we propose an alternating direction method of multipliers (ADMM) enabled hybrid precoding approach based on an alternating optimization framework, abbreviated to ADMM-AltMin, for such cooperative array-…
In this paper we address the linear precoding and decoding design problem for a bidirectional orthogonal frequencydivision multiplexing (OFDM) communication system, between two multiple-input multiple-output (MIMO) full-duplex (FD) nodes. The effects of hardware distortion as well as the channel state information error are taken into account. In the first step, we transform the available time-domain characterization of the hardware distortions for FD MIMO transceivers to the frequency domain, via a linear Fourier transformation. As a result, the explicit impact of hardware inaccuracies on the …
Orthogonal Frequency Division Multiplexing with Offset Quadrature Amplitude Modulation (OFDM/OQAM) is a multicarrier modulation scheme that can be considered as an alternative to the conventional Orthogonal Frequency Division Multiplexing (OFDM) with Cyclic Prefix (CP) for transmission over multipath fading channels. In this paper, we investigate the combination of the OFDM/OQAM with Alamouti system with Time Reversal (TR) technique. TR can be viewed as a precoding scheme which can be combined with OFDM/OQAM and easily carried out in a Multiple Input Single Output (MISO) context such as Alamou…
We consider the problem of peak-to-average power ratio (PAPR) reduction for orthogonal frequency-division multiplexing (OFDM) based large-scale multiple-input multipleoutput (MIMO) systems. A novel perturbation-assisted scheme is developed to reduce the PAPRs of the transmitted signals by exploiting the redundant degrees-of-freedom (DoFs) inherent in the large-scale antenna array. Specifically, we introduce artificial perturbation signals to the frequency-domain precoded signals, with the aim of reducing the PAPRs of their time-domain counterpart signals. Meanwhile, the additive perturbation s…
Wireless communication systems that rely on orthogonal frequency-division multiplexing (OFDM) suffer from a high peak-to-average (power) ratio (PAR), which necessitates power-inefficient radio-frequency (RF) chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. The situation is further aggravated in massive multiuser (MU) multiple-input multiple-output (MIMO) systems that would require hundreds of linear RF chains. In this paper, we present a novel approach to joint precoding and PAR reduction that builds upon a novel $\ell^p\!-\!\ell^q$-norm formulation,…
We investigate an orthogonal frequency-division multiplexing (OFDM)-based downlink transmission scheme for large-scale multi-user (MU) multiple-input multiple-output (MIMO) wireless systems. The use of OFDM causes a high peak-to-average (power) ratio (PAR), which necessitates expensive and power-inefficient radio-frequency (RF) components at the base station. In this paper, we present a novel downlink transmission scheme, which exploits the massive degrees-of-freedom available in large-scale MU-MIMO-OFDM systems to achieve low PAR. Specifically, we propose to jointly perform MU precoding, OFDM…
In this paper, we consider hybrid beamforming designs for multiuser massive multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems. Aiming at maximizing the weighted spectral efficiency, we propose one alternating maximization framework where the analog precoding is optimized by Riemannian manifold optimization. If the digital precoding is optimized by a locally optimal algorithm, we obtain a locally optimal alternating maximization algorithm. In contrast, if we use a weighted minimum mean square error (MMSE)-based iterative algorithm for digital precod…
In massive MIMO, most precoders result in downlink signals that suffer from high PAR, independently of modulation order and whether single-carrier or OFDM transmission is used. The high PAR lowers the power efficiency of the base station amplifiers. To increase power efficiency, low-PAR precoders have been proposed. In this article, we compare different transmission schemes for massive MIMO in terms of the power consumed by the amplifiers. It is found that (i) OFDM and single-carrier transmission have the same performance over a hardened massive MIMO channel and (ii) when the higher amplifier …
For multi-user multiple-input and multiple-output (MIMO) wireless communications in orthogonal frequency di- vision multiplexing systems, we propose a MIMO precoding scheme providing a desired peak-to-average power ratio (PAR) at the minimum cost that is defined as received SNR degradation. By taking advantage of the concentration of measure, we formulate a convex problem with constraint on the desired PAR. Consequently, the proposed scheme almost exactly achieves the desired PAR on average, and asymptotically attains the desired PAR at the 0.001 point of its complementary cumulative distribut…
With the increasing scale of antenna arrays in wideband millimeter-wave (mmWave) communications, the physical propagation delays of electromagnetic waves traveling across the whole array will become large and comparable to the time-domain sample period, which is known as the spatial-wideband effect. In this case, different subcarriers in an orthogonal frequency division multiplexing (OFDM) system will "see" distinct angles of arrival (AoAs) for the same path. This effect is known as beam squint, resulting from the spatial-wideband effect, and makes the approaches based on the conventional mult…
Extremely large-scale multiple-input-multiple-output (XL-MIMO) is a promising technology for the future sixth-generation (6G) networks to achieve higher performance. In practice, various linear precoding schemes, such as zero-forcing (ZF) and regularized zero-forcing (RZF) precoding, are capable of achieving both large spectral efficiency (SE) and low bit error rate (BER) in traditional massive MIMO (mMIMO) systems. However, these methods are not efficient in extremely large-scale regimes due to the inherent spatial non-stationarity and high computational complexity. To address this problem, w…
Performing link adaptation in a multiantenna and multiuser system is challenging because of the coupling between precoding, user selection, spatial mode selection and use of limited feedback about the channel. The problem is exacerbated by the difficulty of selecting the proper modulation and coding scheme when using orthogonal frequency division multiplexing (OFDM). This paper presents a data-driven approach to link adaptation for multiuser multiple input mulitple output (MIMO) OFDM systems. A machine learning classifier is used to select the modulation and coding scheme, taking as input the …
Orthogonal time frequency space (OTFS) modulation is a two-dimensional signaling technique that has recently emerged in the literature to tackle the time-varying (TV) wireless channels. OTFS deploys the Doppler-delay plane to multiplex the transmit data where the time variations of the TV channel are integrated over time and hence the equivalent channel relating the input and output of the system boils down to a time-invariant one. This signaling technique can be implemented on the top of a given multicarrier waveform with the addition of precoding and post-processing units to the modulator an…
Using precoding to suppress multi-user interference is a well-known technique to improve spectra efficiency in multiuser multiple-input multiple-output (MU-MIMO) systems, and the pursuit of high performance and low complexity precoding method has been the focus in the last decade. The traditional algorithms including the zero-forcing (ZF) algorithm and the weighted minimum mean square error (WMMSE) algorithm failed to achieve a satisfactory trade-off between complexity and performance. In this paper, leveraging on the power of deep learning, we propose a low-complexity precoding design framewo…
In this paper, the problem of designing a forward link linear precoder for Massive Multiple-Input Multiple-Output (MIMO) systems in conjunction with Quadrature Amplitude Modulation (QAM) is addressed. First, we employ a novel and efficient methodology that allows for a sparse representation of multiple users and groups in a fashion similar to Joint Spatial Division and Multiplexing. Then, the method is generalized to include Orthogonal Frequency Division Multiplexing (OFDM) for frequency selective channels, resulting in Combined Frequency and Spatial Division and Multiplexing, a configuration …
Millimeter wave (mmWave) communications has been regarded as a key enabling technology for 5G networks. In contrast to conventional multiple-input-multiple-output (MIMO) systems, precoding in mmWave MIMO cannot be performed entirely at baseband using digital precoders, as only a limited number of signal mixers and analog-to-digital converters (ADCs) can be supported considering their cost and power consumption. As a cost-effective alternative, a hybrid precoding transceiver architecture, combining a digital precoder and an analog precoder, has recently received considerable attention. However,…
In this paper, we investigate the energy-efficient hybrid precoding design for integrated multicast-unicast millimeter wave (mmWave) system, where the simultaneous wireless information and power transform is considered at receivers. We adopt two sparse radio frequency chain antenna structures at the base station (BS), i.e., fully-connected and subarray structures, and design the codebook-based analog precoding according to the different structures. Then, we formulate a joint digital multicast, unicast precoding and power splitting ratio optimization problem to maximize the energy efficiency of…
In the literature, J.-P. Cheng et al. have proposed the MIMO-OFDM PHY integrated (MOPI) scheme for achieving physical-layer security in practice without using any cryptographic ciphers. The MOPI scheme uses channel sounding and physical-layer network coding (PNC) to prevent eavesdroppers from learning the channel state information (CSI). Nevertheless, due to the use of multiple antennas for PNC at transmitter and beamforming at receiver, it is not possible to have spatial multiplexing nor use space-time codes in our previous MOPI scheme. In this paper, we propose a variant of the MOPI scheme, …
Multiple Input Multiple Output (MIMO) Orthogonal Frequency Division Multiplexing (OFDM) is a promising transmission scheme for high performance broadband wireless communications. However, this technique suffers from a major drawback which is the high Peak to Average Power Ratio (PAPR) of the output signals. In order to overcome this issue, several methods that require the transmission of explicit Side Information (SI) bits have been proposed. In fact, the transmitted bits must be channel-encoded as they are particularly critical to the performance of the considered OFDM system. This channel-en…
