A frequency domain (FD) time-reversal (TR) precoder is proposed to perform physical layer security (PLS) in single-input single-output (SISO) systems using orthogonal frequency-division multiplexing (OFDM) and artificial noise (AN) signal injection. The AN signal does not corrupt the data transmission to the legitimate receiver but degrades the decoding performance of the eavesdropper. This scheme guarantees the secrecy of a communication towards a legitimate user when the transmitter knows the instantaneous channel state information (CSI) of the legitimate link thanks to the channel reciprocity in time division duplex (TDD) systems, but does not know the instantaneous CSI of a potential eavesdropper. Three optimal decoding structures at the eavesdropper are considered in a fast fading (FF) environment depending on the handshake procedure between Alice and Bob. Closed-form approximations of the AN energy to inject in order to maximize the SR of the communication are derived. In addition, the required conditions at the legitimate receiver's end to guarantee a given SR are determined when Eve's signal-to-noise ratio (SNR) is infinite. Furthermore, a waterfilling power allocation strategy is presented to further enhance the secrecy of the scheme. Simulation results are presented to demonstrate the security performance of the proposed secure system.
A frequency domain (FD) time-reversal (TR) precoder is proposed to perform physical layer security (PLS) in single-input single-output (SISO) system using orthogonal frequency-division multiplexing (OFDM). To maximize the secrecy of the communication, the design of an artificial noise (AN) signal well-suited to the proposed FD TR-based OFDM SISO system is derived. This new scheme guarantees the secrecy of a communication toward a legitimate user when the channel state information (CSI) of a potential eavesdropper is not known. In particular, we derive an AN signal that does not corrupt the dat…
In this paper, we propose to exploit the richly scattered multi-path nature of a frequency selective channel to provide additional degrees of freedom for desigining effective precoding schemes for multi-user communications. We design the precoding matrix for multi-user communications based on the Generalized Multi-Unitary Decomposition (GMUD), where the channel matrix H is transformed into P_i*R_r*Q_i^H. An advantage of GMUD is that multiple pairs of unitary matrices P_i and Q_i can be obtained with one single R_r. Since the column of Q_i can be used as the transmission beam of a particular us…
Large-scale antenna (LSA) has gained a lot of attention recently since it can significantly improve the performance of wireless systems. Similar to multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) or MIMO-OFDM, LSA can be also combined with OFDM to deal with frequency selectivity in wireless channels. However, such combination suffers from substantially increased complexity proportional to the number of antennas in LSA systems. For the conventional implementation of LSA-OFDM, the number of inverse fast Fourier transforms (IFFTs) increases with the antenna…
In modern communication systems, channel state information is of paramount importance to achieve capacity. It is then crucial to accurately estimate the channel. It is possible to perform SISO-OFDM channel estimation using sparse recovery techniques. However, this approach relies on the use of a physical wave propagation model to build a dictionary, which requires perfect knowledge of the system's parameters. In this paper, an unfolded neural network is used to lighten this constraint. Its architecture, based on a sparse recovery algorithm, allows SISO-OFDM channel estimation even if the syste…
A channel delay spread larger than the cyclic prefix (CP) creates inter-carrier/symbol interference (ISI/ICI) in orthogonal frequency-division multiplexing (OFDM). Recent interests in low-latency applications have motivated the usage of shorter OFDM symbols where one can either downscale the CP at the cost of interference, or maintain it but with larger overhead. Alternatively, this paper studies channel shortening methods exploiting the properties of large multi-antenna precoding in order to steer the transmitted signal energy toward channel paths inside an insufficient CP. It is shown that I…
Hybrid precoding is a cost-effective approach to support directional transmissions for millimeter wave (mmWave) communications. While existing works on hybrid precoding mainly focus on single-user single-carrier transmission, in practice multicarrier transmission is needed to combat the much increased bandwidth, and multiuser MIMO can provide additional spatial multiplexing gains. In this paper, we propose a new hybrid precoding structure for multiuser OFDM mmWave systems, which greatly simplifies the hybrid precoder design and is able to approach the performance of the fully digital precoder.…
We propose a nonlinear phase-quantized constant-envelope precoding algorithm for the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. Specifically, we adapt the squared-infinity norm Douglas-Rachford splitting (SQUID) precoder to systems that use oversampling digital-to-analog converters (DACs) at the base station (BS) and orthogonal frequency-division multiplexing (OFDM) to communicate over frequency-selective channels. We demonstrate that the proposed SQUID-OFDM precoder is able to generate transmit signals that are constrained to constant envelope, which enables the u…
This paper addresses the issue of phase noise in OFDM systems. Phase noise (PHN) is a transceiver impairment resulting from the non-idealities of the local oscillator. We present a case for designing a turbo receiver for systems corrupted by phase noise by taking a closer look at the effects of the common phase error (CPE). Using an approximate probabilistic framework called variational inference (VI), we develop a soft-in soft-out (SISO) algorithm that generates posterior bit-level soft estimates while taking into account the effect of phase noise. The algorithm also provides an estimate of t…
Downlink precoding is considered for multi-path multi-input single-output channels where the base station uses orthogonal frequency-division multiplexing and low-resolution signaling. A quantized coordinate minimization (QCM) algorithm is proposed and its performance is compared to other precoding algorithms including squared infinity-norm relaxation (SQUID), multi-antenna greedy iterative quantization (MAGIQ), and maximum safety margin precoding. MAGIQ and QCM achieve the highest information rates and QCM has the lowest complexity measured in the number of multiplications. The information rat…
In this paper, we consider a reconfigurable intelligence surface (RIS) aided uplink multiuser multi-input multi-output (MIMO) orthogonal frequency division multiplexing (OFDM) system, where the receiver is assumed to conduct low-complexity iterative detection. We aim to minimize the total transmit power by jointly designing the precoder of the transmitter and the passive beamforming of the RIS. This problem can be tackled from the perspective of information theory. But this information-theoretic approach may involve prohibitively high complexity since the number of rate constraints that specif…
Massive multiuser (MU) multiple-input multiple- output (MIMO) is foreseen to be a key technology in future wireless communication systems. In this paper, we analyze the downlink performance of an orthogonal frequency division multiplexing (OFDM)-based massive MU-MIMO system in which the base station (BS) is equipped with 1-bit digital-to-analog converters (DACs). Using Bussgang's theorem, we characterize the performance achievable with linear precoders (such as maximal-ratio transmission and zero forcing) in terms of bit error rate (BER). Our analysis accounts for the possibility of oversampli…
Due to the flexibility in spectrum shaping, orthogonal frequency division multiplexing (OFDM) is a promising technique for dynamic spectrum access. However, the out-of-band (OOB) power radiation of OFDM introduces significant interference to the adjacent users. This problem is serious in cognitive radio (CR) networks, which enables the secondary system to access the instantaneous spectrum hole. Existing methods either do not effectively reduce the OOB power leakage or introduce significant bit-error-rate (BER) performance deterioration in the receiver. In this paper, a joint spectral precoding…
Multi-Input Multi-Output (MIMO) techniques have been incorporated with Orthogonal Frequency Division Multiplexing (OFDM) for broadband wireless communication systems. Bit-Interleaved Coded Multiple Beamforming (BICMB) can achieve both spatial diversity and spatial multiplexing for flat fading MIMO channels. For frequency selective fading MIMO channels, BICMB with OFDM (BICMB-OFDM) can be employed to provide both spatial diversity and multipath diversity, making it an important technique. In our previous work, the subcarrier grouping technique was applied to combat the negative effect of subcar…
This paper proposes a deep learning approach to channel sensing and downlink hybrid beamforming for massive multiple-input multiple-output systems operating in the time division duplex mode and employing either single-carrier or multicarrier transmission. The conventional precoding design involves a two-step process of first estimating the high-dimensional channel, then designing the precoders based on such estimate. This two-step process is, however, not necessarily optimal. This paper shows that by using a learning approach to design the analog sensing and the hybrid downlink precoders direc…
Hybrid precoding design can be challenging for broadband millimeter-wave (mmWave) massive MIMO due to the frequency-flat analog precoder in radio frequency (RF). Prior broadband hybrid precoding work usually focuses on fully-connected array (FCA), while seldom considers the energy-efficient partially-connected subarray (PCS) including the fixed subarray (FS) and dynamic subarray (DS). Against this background, this paper proposes a machine learning based broadband hybrid precoding for mmWave massive MIMO with DS. Specifically, we first propose an optimal hybrid precoder based on principal compo…
Orthogonal frequency-division multiplexing (OFDM) time-domain signals exhibit high peak-to-average (power) ratio (PAR), which requires linear radio-frequency chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. In this paper, we propose a novel joint PAR reduction and precoding algorithm that relaxes these linearity requirements in massive multiuser (MU) multiple-input multiple-output (MIMO) wireless systems. Concretely, we develop a novel alternating projections method, which limits the PAR and transmit power increase while simultaneously suppressing MU…
We analyze out-of-band (OOB) emissions in the massive multi-user (MU) multiple-input multiple-output (MIMO) downlink. We focus on systems in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs) and orthogonal frequency-division multiplexing (OFDM) is used to communicate to the user equipments (UEs) over frequency-selective channels. We demonstrate that analog filtering in combination with simple frequency-domain digital predistortion (DPD) at the BS enables a significant reduction of OOB emissions, but degrades the signal-to-interference-noise-and-dis…
Wireless communication systems that rely on orthogonal frequency-division multiplexing (OFDM) suffer from a high peak-to-average (power) ratio (PAR), which necessitates power-inefficient radio-frequency (RF) chains to avoid an increase in error-vector magnitude (EVM) and out-of-band (OOB) emissions. The situation is further aggravated in massive multiuser (MU) multiple-input multiple-output (MIMO) systems that would require hundreds of linear RF chains. In this paper, we present a novel approach to joint precoding and PAR reduction that builds upon a novel $\ell^p\!-\!\ell^q$-norm formulation,…
In this paper, we consider hybrid beamforming designs for multiuser massive multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems. Aiming at maximizing the weighted spectral efficiency, we propose one alternating maximization framework where the analog precoding is optimized by Riemannian manifold optimization. If the digital precoding is optimized by a locally optimal algorithm, we obtain a locally optimal alternating maximization algorithm. In contrast, if we use a weighted minimum mean square error (MMSE)-based iterative algorithm for digital precod…
We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e…
Multiple input multiple output (MIMO) precoding is an efficient scheme that may significantly enhance the communication link. However, this enhancement comes with a cost. Many precoding schemes require channel knowledge at the transmitter that is obtained through feedback from the receiver. Focusing on the natural common fusion of orthogonal frequency division multiplexing (OFDM) and MIMO, we exploit the channel correlation in the frequency and spatial domain to reduce the required feedback rate in a frequency division duplex (FDD) system. The proposed feedback method is based on Huffman codin…
Orthogonal Frequency Division Multiplexing with Offset Quadrature Amplitude Modulation (OFDM/OQAM) is a multicarrier modulation scheme that can be considered as an alternative to the conventional Orthogonal Frequency Division Multiplexing (OFDM) with Cyclic Prefix (CP) for transmission over multipath fading channels. In this paper, we investigate the combination of the OFDM/OQAM with Alamouti system with Time Reversal (TR) technique. TR can be viewed as a precoding scheme which can be combined with OFDM/OQAM and easily carried out in a Multiple Input Single Output (MISO) context such as Alamou…
With the increase of physical antenna and subcarrier numbers in MIMO-OFDM systems, channel side information feedback amount and signal precoding complexity overburden will consume much more system resource, even become intolerable. To solve this problem, previous works mainly focused on fixed subcarrier grouping size and precoded MIMO signals in the same group with unitary channel state information (CSI). It could reduce the system overburden, but such a process would lead to system capacity loss due to the channel mismatch in precoding procedure. In this paper, we consider a MIMOOFDM system o…
In this paper, we study the Simultaneous Wireless Information and Power Transfer (SWIPT) in a Single-Input Single-Output (SISO) two-user Orthogonal Frequency Division Multiplexing (OFDM) Interference Channel (IFC). We assume that the transmitters are non-cooperative and have perfect knowledge of the local Channel State Information (CSI). We show that the necessary condition for the optimal transmission strategy at high SNR is for the energy transmitter to transmit its signal by allocating its transmit power on a single subcarrier. Accordingly, we propose a one-subcarrier selection method for t…
In this paper we address the linear precoding and decoding design problem for a bidirectional orthogonal frequencydivision multiplexing (OFDM) communication system, between two multiple-input multiple-output (MIMO) full-duplex (FD) nodes. The effects of hardware distortion as well as the channel state information error are taken into account. In the first step, we transform the available time-domain characterization of the hardware distortions for FD MIMO transceivers to the frequency domain, via a linear Fourier transformation. As a result, the explicit impact of hardware inaccuracies on the …
Single antenna vector OFDM (V-OFDM) system has been proposed and investigated in the past. It contains the conventional OFDM and the single carrier frequency domain equalizer (SC-FDE) as two special cases and is flexible to choose any number of symbols in intersymbol interference (ISI) by choosing a proper vector size. In this paper, we develop cyclic delay diversity (CDD) transmission for V-OFDM when there are multiple transmit antennas (CDD-V-OFDM). Similar to CDD-OFDM systems, CDD-V-OFDM can also collect both spatial and multipath diversities. Since V-OFDM first converts a single input sing…
We consider the problem of peak-to-average power ratio (PAPR) reduction for orthogonal frequency-division multiplexing (OFDM) based large-scale multiple-input multipleoutput (MIMO) systems. A novel perturbation-assisted scheme is developed to reduce the PAPRs of the transmitted signals by exploiting the redundant degrees-of-freedom (DoFs) inherent in the large-scale antenna array. Specifically, we introduce artificial perturbation signals to the frequency-domain precoded signals, with the aim of reducing the PAPRs of their time-domain counterpart signals. Meanwhile, the additive perturbation s…
We investigate an orthogonal frequency-division multiplexing (OFDM)-based downlink transmission scheme for large-scale multi-user (MU) multiple-input multiple-output (MIMO) wireless systems. The use of OFDM causes a high peak-to-average (power) ratio (PAR), which necessitates expensive and power-inefficient radio-frequency (RF) components at the base station. In this paper, we present a novel downlink transmission scheme, which exploits the massive degrees-of-freedom available in large-scale MU-MIMO-OFDM systems to achieve low PAR. Specifically, we propose to jointly perform MU precoding, OFDM…
With the increasing scale of antenna arrays in wideband millimeter-wave (mmWave) communications, the physical propagation delays of electromagnetic waves traveling across the whole array will become large and comparable to the time-domain sample period, which is known as the spatial-wideband effect. In this case, different subcarriers in an orthogonal frequency division multiplexing (OFDM) system will "see" distinct angles of arrival (AoAs) for the same path. This effect is known as beam squint, resulting from the spatial-wideband effect, and makes the approaches based on the conventional mult…
Reuse-1 systems operating in the sub-1 GHz UHF band are limited by substantial co-channel interference (CCI). In such orthogonal frequency division multiple access (OFDMA) cellular systems, the inter-sector or inter-tower interference (ITI) makes accurate signal recovery quite challenging as sub-1 GHz bands only support single-input single-output (SISO) links. Interference-aware receiver algorithms are essential to mitigate the ITI in such low-frequency bands. Such algorithms enable ubiquitous mobile broadband access over the entire homeland, say with >95% geographical coverage with quality of…
Harbin Engineering University（哈尔滨工程大学）；University of Washington（华盛顿大学）
The extremely long underwater channel delay spread causes severe inter-symbol interference (ISI) for underwater acoustic communications. Passive time reversal processing (PTRP) can effectively reduce the channel time dispersion in a simple way via convolving the received packet with a time reversed probe signal. However the probe signal itself may introduce extra noise and interference (self-correlation of the probe signal). In this paper, we propose a virtual time reversal processing (VTRP) for single input single output (SISO) Orthogonal Frequency Division Multiplexing (OFDM) systems. It con…
Orthogonal time frequency space (OTFS) modulation is a two-dimensional signaling technique that has recently emerged in the literature to tackle the time-varying (TV) wireless channels. OTFS deploys the Doppler-delay plane to multiplex the transmit data where the time variations of the TV channel are integrated over time and hence the equivalent channel relating the input and output of the system boils down to a time-invariant one. This signaling technique can be implemented on the top of a given multicarrier waveform with the addition of precoding and post-processing units to the modulator an…
In this paper, the problem of designing a forward link linear precoder for Massive Multiple-Input Multiple-Output (MIMO) systems in conjunction with Quadrature Amplitude Modulation (QAM) is addressed. First, we employ a novel and efficient methodology that allows for a sparse representation of multiple users and groups in a fashion similar to Joint Spatial Division and Multiplexing. Then, the method is generalized to include Orthogonal Frequency Division Multiplexing (OFDM) for frequency selective channels, resulting in Combined Frequency and Spatial Division and Multiplexing, a configuration …
In the literature, J.-P. Cheng et al. have proposed the MIMO-OFDM PHY integrated (MOPI) scheme for achieving physical-layer security in practice without using any cryptographic ciphers. The MOPI scheme uses channel sounding and physical-layer network coding (PNC) to prevent eavesdroppers from learning the channel state information (CSI). Nevertheless, due to the use of multiple antennas for PNC at transmitter and beamforming at receiver, it is not possible to have spatial multiplexing nor use space-time codes in our previous MOPI scheme. In this paper, we propose a variant of the MOPI scheme, …
Multiple Input Multiple Output (MIMO) Orthogonal Frequency Division Multiplexing (OFDM) is a promising transmission scheme for high performance broadband wireless communications. However, this technique suffers from a major drawback which is the high Peak to Average Power Ratio (PAPR) of the output signals. In order to overcome this issue, several methods that require the transmission of explicit Side Information (SI) bits have been proposed. In fact, the transmitted bits must be channel-encoded as they are particularly critical to the performance of the considered OFDM system. This channel-en…
The expected operating scenarios of 5G pose a great challenge to orthogonal frequency division multiplexing (OFDM) which has poor out of band (OoB) spectral properties, stringent synchronization requirements, and large symbol duration. Generalized frequency division multiplexing (GFDM) which is the focus of this work, has been suggested in the literature as one of the possible solutions to meet 5G requirements. In this work, the analytical performance evaluation of MMSE receiver for GFDM is presented. We also proposed precoding techniques to enhance the performance of GFDM. A simplified expres…
For the Internet of Things (IoT), there might be a large number of devices to be connected to the Internet through wireless technologies. In general, IoT devices would have various constraints due to limited processing capability, memory, energy source, and so on, and it is desirable to employ efficient wireless transmission schemes, especially for uplink transmissions. For example, orthogonal frequency division multiplexing (OFDM) with index modulation (IM) or OFDM-IM can be considered for IoT devices due to its energy efficiency. In this paper, we study a different IM scheme for a single-car…
Orthogonal time frequency space (OTFS) modulation is a recently proposed delay-Doppler (DD) domain communication scheme, which has shown promising performance in general wireless communications, especially over high-mobility channels. In this paper, we investigate DD domain Tomlinson-Harashima precoding (THP) for downlink multiuser multiple-input and multiple-output OTFS (MU-MIMO-OTFS) transmissions. Instead of directly applying THP based on the huge equivalent channel matrix, we propose a simple implementation of THP that does not require any matrix decomposition or inversion. Such a simple i…
Interference Alignment (IA) is technique that, in a large sense, makes use of the increasing signal dimensions available in the system through MIMO and OFDM technologies in order to globally reduce the interference suffered by users in a network. In this paper, we address the problem of downlink cellular networks, the so-called interfering broadcast channels, where mobile users at cell edges may suffer from high interference and thus, poor performance. Starting from the downlink IA scheme proposed by Suh et al., a new approach is proposed where each user feeds back multiple selected received s…
Recently, a new precoding technique called orthogonal time-frequency signaling (OTFS) has been proposed for time- and frequency-selective communication channels. OTFS precodes a data frame with a complete set of spreading sequences and transmits the results via orthogonal frequency division multiplexing (OFDM). OTFS uses two dimensional (2D) linear spreading sequences in time and frequency which are the basis functions of a symplectic Fourier transform. OTFS allows the utilization of time- and frequency-diversity but requires maximum likelihood decoding to achieve full diversity. In this paper…
Xidian University（西安电子科技大学）；Southeast University（东南大学）；Information Engineering University（信息工程大学）；Peng Cheng Laboratory（鹏城实验室）；University of New South Wales（新南威尔士大学）
